0001398344-14-005790.txt : 20141110 0001398344-14-005790.hdr.sgml : 20141110 20141110170240 ACCESSION NUMBER: 0001398344-14-005790 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141110 DATE AS OF CHANGE: 20141110 EFFECTIVENESS DATE: 20141110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CORNERSTONE ADVISORS INC CENTRAL INDEX KEY: 0001166880 IRS NUMBER: 562233730 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10085 FILM NUMBER: 141209553 BUSINESS ADDRESS: STREET 1: 1075 HENDERSONVILLE ROAD, SUITE 250 CITY: ASHEVILLE STATE: NC ZIP: 28803 BUSINESS PHONE: 8282108184 MAIL ADDRESS: STREET 1: 1075 HENDERSONVILLE ROAD, SUITE 250 CITY: ASHEVILLE STATE: NC ZIP: 28803 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001166880 XXXXXXXX 09-30-2014 09-30-2014 false CORNERSTONE ADVISORS INC

1075 Hendersonville Road, Suite 250 Asheville NC 28803

13F HOLDINGS REPORT 028-10085 N Ralph W. Bradshaw 828-210-8184 /s/ Ralph W. Bradshaw Asheville NC 11-10-2014 0 264 511743 INFORMATION TABLE 2 fp0012163_13fhr-table.xml 13F INFORMATION TABLE Abbott Laboratories Common 002824100 1506 36200 SH SOLE 36200 0 0 AbbVie Inc. Common 00287Y109 1282 22200 SH SOLE 22200 0 0 Aberdeen Australia Eq Fd Common 003011103 650 83171 SH SOLE 83171 0 0 Aberdeen Chile Fund, Inc. Common 168834109 374 43688 SH SOLE 43688 0 0 Aberdeen Greater China Fd, Inc Common 003031101 938 90940 SH SOLE 90940 0 0 Aberdeen Singapore Fund, Inc. Common 003244100 634 51009 SH SOLE 51009 0 0 Actavis Plc Common G0083B108 1206 5000 SH SOLE 5000 0 0 Adams Express Co. Common 006212104 5967 428046 SH SOLE 428046 0 0 Advent Claymore Enh Gwth&Incm Common 00765E104 140 14710 SH SOLE 14710 0 0 AES Corporation Common 00130H105 179 12600 SH SOLE 12600 0 0 Aetna Inc. Common 00817Y108 1134 14000 SH SOLE 14000 0 0 AFLAC Inc. Common 001055102 320 5500 SH SOLE 5500 0 0 Air Products & Chemicals Common 009158106 260 2000 SH SOLE 2000 0 0 Allergan Inc. Common 018490102 1782 10000 SH SOLE 10000 0 0 AllianceBern Global High Inc Common 01879R106 1529 112427 SH SOLE 112427 0 0 AllianzGI Equity & Convertible Common 018829101 1708 85963 SH SOLE 85963 0 0 Allstate Corporation Common 020002101 798 13000 SH SOLE 13000 0 0 Alpine Global Dynamic Div Common 02082E205 2320 234621 SH SOLE 234621 0 0 Alpine Global Premier Prop Fd Sh Ben Int 02083A103 4580 666727 SH SOLE 666727 0 0 Alpine Total Dynamic Div. Sh Ben Int 021060207 10185 1196800 SH SOLE 1196800 0 0 Altria Group Inc Common 02209S103 1737 37800 SH SOLE 37800 0 0 American Electric Power Common 025537101 418 8000 SH SOLE 8000 0 0 American Intl Group, Inc. Common 026874784 2053 38000 SH SOLE 38000 0 0 Amgen Inc. Common 031162100 2219 15800 SH SOLE 15800 0 0 Anadarko Petroleum Corp Common 032511107 609 6000 SH SOLE 6000 0 0 Aon Corp cl A Common, Cl A G0408V102 701 8000 SH SOLE 8000 0 0 Apple Inc. Common 037833100 13329 132300 SH SOLE 132300 0 0 Archer Daniels Midland Common 039483102 869 17000 SH SOLE 17000 0 0 AT&T Inc. Common 00206R102 1502 42628 SH SOLE 42628 0 0 Bank of America Corp Common 060505104 984 57700 SH SOLE 57700 0 0 Bank of New York Mellon Corp. Common 064058100 658 17000 SH SOLE 17000 0 0 Baxter International Common 071813109 1414 19700 SH SOLE 19700 0 0 Berkshire Hathaway cl B Common, Cl B 084670702 3454 25000 SH SOLE 25000 0 0 BlackRock Corp High Yd Fd, Inc Common 09255P107 3659 309309 SH SOLE 309309 0 0 BlackRock Debt Strat. Fd Common 09255R103 941 246434 SH SOLE 246434 0 0 Blackrock Ecosolut. Invest Tr Common 092546100 1680 220205 SH SOLE 220205 0 0 BlackRock Energy and Res Trust Common 09250U101 1017 42525 SH SOLE 42525 0 0 BlackRock Floating Rate Inc. I Common 09255X100 797 56653 SH SOLE 56653 0 0 Blackrock Global Opportunities Common 092501105 3539 250786 SH SOLE 250786 0 0 Blackrock Inc. Common 09247X101 1149 3500 SH SOLE 3500 0 0 Blackrock Intl Growth & Inc Tr Sh Ben Int 092524107 3351 445042 SH SOLE 445042 0 0 BlackRock MuniHldgs Qlty Fd Common 09254A101 239 18406 SH SOLE 18406 0 0 BlackRock MuniHldgs Qlty Fd 2 Common 09254C107 1279 96305 SH SOLE 96305 0 0 Blackrock Real Asset Equity Common 09254B109 9739 1149857 SH SOLE 1149857 0 0 Blackrock Resources&Commod. Common 09257A108 8680 772955 SH SOLE 772955 0 0 BlackRock Util and Infra Trust Common 09248D104 3096 154711 SH SOLE 154711 0 0 Blackstone/GSO Sr Fltg Rt Fd Common 09256U105 1100 64063 SH SOLE 64063 0 0 Boeing Company Common 097023105 382 3000 SH SOLE 3000 0 0 Boston Scientific Corp Common 101137107 224 19000 SH SOLE 19000 0 0 Brookfield Global Infr Incm Fd Common 11273Q109 2049 87960 SH SOLE 87960 0 0 Capital One Financial Corp. Common 14040H105 571 7000 SH SOLE 7000 0 0 Cardinal Health Inc. Common 14149Y108 749 10000 SH SOLE 10000 0 0 Caterpillar Inc Common 149123101 1188 12000 SH SOLE 12000 0 0 CBS Corp. cl B Common, Cl B 124857202 482 9000 SH SOLE 9000 0 0 Central Europe Russia & Turkey Common 153436100 291 11727 SH SOLE 11727 0 0 China Fund Common 169373107 2447 117190 SH SOLE 117190 0 0 Cigna Corporation Common 125509109 408 4500 SH SOLE 4500 0 0 Cisco Systems Inc. Common 17275R102 3272 130000 SH SOLE 130000 0 0 Citigroup Inc. Common 172967424 3161 61000 SH SOLE 61000 0 0 Clarion Global Real Est Inc Common 12504G100 9616 1147538 SH SOLE 1147538 0 0 Clear Bridge Engy MLP Opp Fd Common 18469P100 8350 342230 SH SOLE 342230 0 0 ClearBridge Energy MLP TR Fd Common 18469Q108 9205 399529 SH SOLE 399529 0 0 ClearBridge Enrgy MLP Fd Common 184692101 8318 298355 SH SOLE 298355 0 0 Clough Global Allocat. Fd Sh Ben Int 18913Y103 636 44436 SH SOLE 44436 0 0 Clough Global Opps. Fund Sh Ben Int 18914E106 294 24616 SH SOLE 24616 0 0 Coca-Cola Company Common 191216100 1578 37000 SH SOLE 37000 0 0 Cognizant Tech Solutions Common 192446102 716 16000 SH SOLE 16000 0 0 Cohen & Steers Infrastr Fd Common 19248A109 2358 101864 SH SOLE 101864 0 0 Cohen & Steers Quality Common 19247L106 8217 772984 SH SOLE 772984 0 0 Cohen & Steers REIT & Pfd Common 19247X100 13060 747564 SH SOLE 747564 0 0 Cohen & Steers Total Rtn Rlty Common 19247R103 2904 243024 SH SOLE 243024 0 0 Comcast cl A Common, Cl A 20030N101 4304 80025 SH SOLE 80025 0 0 Comcast cl A Special Cl A Special 20030N200 227 4250 SH SOLE 4250 0 0 ConocoPhillips Common 20825C104 2294 29974 SH SOLE 29974 0 0 Consolidated Edison, Inc. Common 209115104 255 4500 SH SOLE 4500 0 0 Credit Suisse Asset Mgmt Fd Common 224916106 167 48746 SH SOLE 48746 0 0 CSX Corporation Common 126408103 641 20000 SH SOLE 20000 0 0 CVS Health Corporation Common 126650100 3313 41630 SH SOLE 41630 0 0 Deere & Company Common 244199105 1066 13000 SH SOLE 13000 0 0 Delaware Enhanced Glbl Div Common 246060107 3185 265231 SH SOLE 265231 0 0 Delta Air Lines, Inc. Common 247361702 795 22000 SH SOLE 22000 0 0 Deutsche Hi Inc Oppor Fd, Inc. Common 25158Y102 3237 221115 SH SOLE 221115 0 0 Deutsche High Income Trust Common 25155R100 791 88424 SH SOLE 88424 0 0 Deutsche Multi-Market Incm Tr Common 25160E102 1974 222798 SH SOLE 222798 0 0 Deutsche Strategic Income Trus Common 25160F109 597 49139 SH SOLE 49139 0 0 Devon Energy Corp Common 25179M103 1125 16500 SH SOLE 16500 0 0 DIRECTV Common 25490A309 1168 13500 SH SOLE 13500 0 0 Dow Chemical Company Common 260543103 2124 40500 SH SOLE 40500 0 0 Duff & Phelps Glbl Utl Inc Fnd Common 26433C105 4893 230024 SH SOLE 230024 0 0 Eaton Vance Floating-Rate Inc Common 278279104 2881 197701 SH SOLE 197701 0 0 Eaton Vance Senior Floating Common 27828Q105 1520 105632 SH SOLE 105632 0 0 Eaton Vance Senior Inc Common 27826S103 343 52652 SH SOLE 52652 0 0 Eaton Vance Tax Adv Bnd & Optn Sh Ben Int 27829M103 1286 91042 SH SOLE 91042 0 0 eBay Inc. Common 278642103 1076 19000 SH SOLE 19000 0 0 Ecolab Inc Common 278865100 517 4500 SH SOLE 4500 0 0 EMC Corporation Common 268648102 966 33000 SH SOLE 33000 0 0 Entergy Corp Common 29364G103 309 4000 SH SOLE 4000 0 0 EOG Resources Inc Common 26875P101 1881 19000 SH SOLE 19000 0 0 Exelon Corp Common 30161N101 818 24000 SH SOLE 24000 0 0 Express Scripts Holding Co. Common 30219G108 1271 18000 SH SOLE 18000 0 0 Exxon Mobil Corporation Common 30231G102 6672 70936 SH SOLE 70936 0 0 Facebook, Inc. cl A Common, Cl A 30303M102 2766 35000 SH SOLE 35000 0 0 FedEx Corp Common 31428X106 484 3000 SH SOLE 3000 0 0 Fiduciary/Claymore MLP Opp. Fd Common 31647Q106 1312 46258 SH SOLE 46258 0 0 Fifth Third Bancorp Common 316773100 410 20500 SH SOLE 20500 0 0 First Trust / Ab Emerging Opp Common 33731K102 619 34794 SH SOLE 34794 0 0 First Trust Energy Incm & Grth Common 33738G104 1403 38136 SH SOLE 38136 0 0 First Trust Energy Infra Fund Common 33738C103 4264 178693 SH SOLE 178693 0 0 First Trust High Incm Lg/St Fd Common 33738E109 800 46839 SH SOLE 46839 0 0 First Trust MLP & Energy Incom Common 33739B104 6189 289614 SH SOLE 289614 0 0 First Trust Mortgage Incm Fd Common 33734E103 623 41271 SH SOLE 41271 0 0 First Trust Sr FltgRt IcmFd II Common 33733U108 1724 127111 SH SOLE 127111 0 0 First Trust Strategic Fund II Common 337353106 831 53965 SH SOLE 53965 0 0 Ford Motor Company Common 345370860 1494 101000 SH SOLE 101000 0 0 Franklin Universal Trust Sh Ben Int 355145103 803 114058 SH SOLE 114058 0 0 Freeport-McMoRan Inc. Common 35671D857 278 8500 SH SOLE 8500 0 0 Gabelli Global Utly & Income Common 36242L105 1184 61697 SH SOLE 61697 0 0 Gabelli Healthcare&Wellness Common 36246K103 397 40034 SH SOLE 40034 0 0 GAMCO Natural Resources Gold Common 36465E101 1016 104185 SH SOLE 104185 0 0 Gap Inc. Common 364760108 292 7000 SH SOLE 7000 0 0 GDL Fund (The) Sh Ben Int 361570104 1096 103963 SH SOLE 103963 0 0 General American Investors Co. Common 368802104 5496 148335 SH SOLE 148335 0 0 General Dynamics Corp. Common 369550108 763 6000 SH SOLE 6000 0 0 General Electric Company Common 369604103 7302 285000 SH SOLE 285000 0 0 Gilead Sciences Inc. Common 375558103 1490 14000 SH SOLE 14000 0 0 Global High Income Fund Inc. Common 37933G108 638 66017 SH SOLE 66017 0 0 Goldman Sachs Group Inc Common 38141G104 1927 10500 SH SOLE 10500 0 0 Google Inc Class A Common 38259P508 1765 3000 SH SOLE 3000 0 0 Google Inc. Class C Common 38259P706 1732 3000 SH SOLE 3000 0 0 Guggenheim Eql Wt Eqty Incm Fd Common 40167M106 1509 76345 SH SOLE 76345 0 0 Halliburton Company Common 406216101 516 8000 SH SOLE 8000 0 0 Hewlett-Packard Co Common 428236103 1823 51400 SH SOLE 51400 0 0 Home Depot Inc. Common 437076102 2853 31100 SH SOLE 31100 0 0 Honeywell Intl Inc Common 438516106 1583 17000 SH SOLE 17000 0 0 IBM Corp Common 459200101 5334 28100 SH SOLE 28100 0 0 Intel Corporation Common 458140100 3761 108000 SH SOLE 108000 0 0 International Paper Co. Common 460146103 349 7300 SH SOLE 7300 0 0 Invesco Advantage Muni Incm II Common 92112K107 1564 137408 SH SOLE 137408 0 0 Invesco High Income Trust II Common 46131F101 166 10684 SH SOLE 10684 0 0 Invesco Municipal Opportnty Tr Common 46132C107 2431 194034 SH SOLE 194034 0 0 Invesco Municipal Trust Common 46131J103 892 71060 SH SOLE 71060 0 0 Invesco Senior Income Trust Common 46131H107 2791 587517 SH SOLE 587517 0 0 Invesco Trust for Invest Grade Common 46131M106 1612 122922 SH SOLE 122922 0 0 iShares Core S&P 500 ETF ETF 464287200 10508 53000 SH SOLE 53000 0 0 Japan Equity Fd Common 00306J109 173 24392 SH SOLE 24392 0 0 John Hancock Financial Opportu Sh Ben Int 409735206 2372 106732 SH SOLE 106732 0 0 John Hancock Pfd Inc Common 41013W108 247 12323 SH SOLE 12323 0 0 John Hancock Prem Div Fd Common 41013T105 978 74356 SH SOLE 74356 0 0 Johnson & Johnson Common 478160104 3251 30500 SH SOLE 30500 0 0 Johnson Controls, Inc. Common 478366107 924 21000 SH SOLE 21000 0 0 JPMorgan Chase & Co Common 46625H100 4598 76332 SH SOLE 76332 0 0 Kellogg Company Common 487836108 493 8000 SH SOLE 8000 0 0 Kinder Morgan Inc cl P Common 49456B101 652 17000 SH SOLE 17000 0 0 Kraft Foods Group Inc Common 50076Q106 282 5000 SH SOLE 5000 0 0 Kroger Company Common 501044101 1040 20000 SH SOLE 20000 0 0 Legg Mason BW Global Incm Fd Common 52469B100 1513 89421 SH SOLE 89421 0 0 Liberty All Star Equity Fd Common 530158104 2702 463549 SH SOLE 463549 0 0 LMP Capital and Income Fund Common 50208A102 1320 78074 SH SOLE 78074 0 0 LMP Corporate Loan Fund, Inc. Common 50208B100 138 11943 SH SOLE 11943 0 0 LMP Real Estate Income Fd Inc Common 50208C108 2609 232288 SH SOLE 232288 0 0 Lockheed Martin Corp. Common 539830109 1736 9500 SH SOLE 9500 0 0 LyondellBasell Industries cl A Common, Cl A N53745100 1630 15000 SH SOLE 15000 0 0 Macy's Inc. Common 55616P104 756 13000 SH SOLE 13000 0 0 Marathon Oil Corp Common 565849106 974 25900 SH SOLE 25900 0 0 Marsh & McLennan Company Inc Common 571748102 628 12000 SH SOLE 12000 0 0 McDonald's Corp. Common 580135101 1991 21000 SH SOLE 21000 0 0 McKesson Corp Common 58155Q103 1324 6800 SH SOLE 6800 0 0 Merck & Co. Inc. Common 58933Y105 3691 62267 SH SOLE 62267 0 0 MetLife, Inc. Common 59156R108 1800 33500 SH SOLE 33500 0 0 MFS Charter Inco Tr Sh Ben Int 552727109 1011 114139 SH SOLE 114139 0 0 MFS High Income Municipal Trus Common 59318D104 415 87447 SH SOLE 87447 0 0 MFS High Yield Municipal Trust Common 59318E102 48 11000 SH SOLE 11000 0 0 MFS Intermediate High Income F Common 59318T109 105 38669 SH SOLE 38669 0 0 MFS Invstmt Grade Muni Trust Common 59318B108 263 28806 SH SOLE 28806 0 0 MFS Multimkt Incme Tr Sh Ben Int 552737108 587 91451 SH SOLE 91451 0 0 MFS Muni Inco Trust Common 552738106 169 25758 SH SOLE 25758 0 0 Micron Technology Inc Common 595112103 240 7000 SH SOLE 7000 0 0 Microsoft Corporation Common 594918104 1947 42000 SH SOLE 42000 0 0 Mondelez International Inc Common 609207105 445 13000 SH SOLE 13000 0 0 Morgan Stanley Common 617446448 1901 55000 SH SOLE 55000 0 0 MS Thai Fund Common 882904105 984 80036 SH SOLE 80036 0 0 MS Turkish Invest Fund Common 900145103 329 31587 SH SOLE 31587 0 0 MSDW India Invest Common 61745C105 1536 61731 SH SOLE 61731 0 0 Neuberger Berman High Yd St Fd Common 64128C106 675 52274 SH SOLE 52274 0 0 Neuberger Berman Real Est Sec Common 64190A103 5411 1122549 SH SOLE 1122549 0 0 New Ireland Fund Inc Common 645673104 349 27520 SH SOLE 27520 0 0 Newmont Mining Corp Common 651639106 207 9000 SH SOLE 9000 0 0 Norfolk Southern Corp Common 655844108 670 6000 SH SOLE 6000 0 0 Northrop Grumman Corp Common 666807102 527 4000 SH SOLE 4000 0 0 Nuv Div Adv Mun Fd 3 Sh Ben Int 67070X101 1517 111001 SH SOLE 111001 0 0 Nuv Diver Div & Income Common 6706EP105 1446 124200 SH SOLE 124200 0 0 Nuv Qlty Pfd Inc 3 Common 67072W101 1171 139930 SH SOLE 139930 0 0 Nuv Real Estate Inc Fd Common 67071B108 1389 132126 SH SOLE 132126 0 0 Nuv Sel Qlty Mun Fd Common 670973106 514 37570 SH SOLE 37570 0 0 Nuv Senior Income Fd Common 67067Y104 974 145617 SH SOLE 145617 0 0 Nuveen Credit Strategies Incm Common 67073D102 5346 598632 SH SOLE 598632 0 0 Nuveen Div Adv Muni Incm Fd Common 67071L106 297 21021 SH SOLE 21021 0 0 Nuveen Energy MLP Total Rtrn Common 67074U103 7143 323046 SH SOLE 323046 0 0 Nuveen Floating Rate Inc Opp Sh Ben Int 6706EN100 385 33850 SH SOLE 33850 0 0 Nuveen Floating Rate Income Common 67072T108 1152 101995 SH SOLE 101995 0 0 Nuveen Global Equity Income Fd Common 6706EH103 1559 116712 SH SOLE 116712 0 0 Nuveen Global Income Opport Fd Common 67073C104 516 41772 SH SOLE 41772 0 0 Occidental Petroleum Corp Common 674599105 481 5000 SH SOLE 5000 0 0 Oracle Corporation Common 68389X105 5014 130972 SH SOLE 130972 0 0 PepsiCo, Inc. Common 713448108 2793 30000 SH SOLE 30000 0 0 Petroleum & Resource Corp. Common 716549100 5947 206480 SH SOLE 206480 0 0 Pfizer Inc. Common 717081103 1817 61462 SH SOLE 61462 0 0 Phillips 66 Common 718546104 853 10487 SH SOLE 10487 0 0 PNC Financial Services Common 693475105 1113 13000 SH SOLE 13000 0 0 PPG Industries Inc. Common 693506107 590 3000 SH SOLE 3000 0 0 PPL Corporation Common 69351T106 328 10000 SH SOLE 10000 0 0 Praxair, Inc. Common 74005P104 968 7500 SH SOLE 7500 0 0 Precision Castparts Corp Common 740189105 829 3500 SH SOLE 3500 0 0 Principal Financial Group Common 74251V102 210 4000 SH SOLE 4000 0 0 Prudential Financial Inc Common 744320102 1231 14000 SH SOLE 14000 0 0 Public Service Enterprise Grp Common 744573106 391 10500 SH SOLE 10500 0 0 Qualcomm Inc. Common 747525103 1907 25500 SH SOLE 25500 0 0 Raytheon Company Common 755111507 203 2000 SH SOLE 2000 0 0 Reaves Utility Income Fund Sh Ben Int 756158101 3283 113092 SH SOLE 113092 0 0 RMR Real Estate Income Fund Common 76970B101 2487 131945 SH SOLE 131945 0 0 Schlumberger Ltd. Common 806857108 5034 49500 SH SOLE 49500 0 0 Source Capital Inc. Common 836144105 725 11155 SH SOLE 11155 0 0 Southern Company Common 842587107 524 12000 SH SOLE 12000 0 0 SPDR S&P 500 ETF Trust ETF 78462F103 10442 53000 SH SOLE 53000 0 0 St. Jude Medical Inc. Common 790849103 481 8000 SH SOLE 8000 0 0 Stryker Corp Common 863667101 242 3000 SH SOLE 3000 0 0 SunTrust Banks, Inc. Common 867914103 418 11000 SH SOLE 11000 0 0 Swiss Helvetia Fund Common 870875101 760 56152 SH SOLE 56152 0 0 T Rowe Price Group Inc Common 74144T108 353 4500 SH SOLE 4500 0 0 Taiwan Fund Common 874036106 370 19673 SH SOLE 19673 0 0 Tekla Healthcare Investors Sh Ben Int 87911J103 814 28667 SH SOLE 28667 0 0 Templeton Emrg Mkt DE Common 880191101 349 19699 SH SOLE 19699 0 0 Templeton Rus & East Euro Common 88022F105 432 34275 SH SOLE 34275 0 0 Thermo Fisher Scientific, Inc. Common 883556102 1582 13000 SH SOLE 13000 0 0 Time Warner Cable Inc. Common 88732J207 933 6500 SH SOLE 6500 0 0 Time Warner Inc Common 887317303 2209 29366 SH SOLE 29366 0 0 TJX Companies Inc. Common 872540109 1006 17000 SH SOLE 17000 0 0 Tri-Continental Corp. Common 895436103 2695 129129 SH SOLE 129129 0 0 Twenty-First Cent Fox Inc Cl B Common, Cl B 90130A200 250 7500 SH SOLE 7500 0 0 Union Pacific Corp. Common 907818108 3253 30000 SH SOLE 30000 0 0 UnitedHealth Group, Inc. Common 91324P102 776 9000 SH SOLE 9000 0 0 Valero Energy Corp. Common 91913Y100 440 9500 SH SOLE 9500 0 0 Verizon Communications, Inc. Common 92343V104 5699 114000 SH SOLE 114000 0 0 Viacom Inc cl B Common, Cl B 92553P201 535 6950 SH SOLE 6950 0 0 Virtus Total Return Fund Common 92829A103 581 124984 SH SOLE 124984 0 0 Voya Asia Paci Hi Div Eqty Inc Common 92912J107 668 52883 SH SOLE 52883 0 0 Voya Emerg Mkts Hi Incm Div Eq Common 92912P108 4130 349973 SH SOLE 349973 0 0 Voya Global Advt and Prem Oppo Common 92912R104 556 45183 SH SOLE 45183 0 0 Voya Natural Resources Eqty In Common 92913C106 1303 125773 SH SOLE 125773 0 0 Voya Prime Rate Trust Common 92913A100 2306 419246 SH SOLE 419246 0 0 W. Asset Emerg. Mkts Debt Fund Common 95766A101 225 13139 SH SOLE 13139 0 0 W. Asset Managed High Inc Fund Common 95766L107 275 49725 SH SOLE 49725 0 0 W. Asset Worldwide Income Fund Common 957668106 271 22173 SH SOLE 22173 0 0 Wal-Mart Stores, Inc. Common 931142103 5330 69700 SH SOLE 69700 0 0 Walt Disney Company Common 254687106 5315 59700 SH SOLE 59700 0 0 Waste Management Inc. Common 94106L109 285 6000 SH SOLE 6000 0 0 WellPoint, Inc. Common 94973V107 1316 11000 SH SOLE 11000 0 0 Wells Fargo & Co Common 949746101 6836 131800 SH SOLE 131800 0 0 Wells Fargo Adv Global Div Opp Common 94987C103 2851 355424 SH SOLE 355424 0 0 Western Asset Emg Mkts Incm Fd Common 95766E103 1345 111805 SH SOLE 111805 0 0 Western Ast Hi Yld Opp Fd Common 95768B107 742 44648 SH SOLE 44648 0 0 Weyerhaeuser Co Common 962166104 350 11000 SH SOLE 11000 0 0 Xcel Energy Inc Common 98389B100 289 9500 SH SOLE 9500 0 0 Yahoo! Inc. Common 984332106 285 7000 SH SOLE 7000 0 0