0001398344-14-004103.txt : 20140812 0001398344-14-004103.hdr.sgml : 20140812 20140812124721 ACCESSION NUMBER: 0001398344-14-004103 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140812 DATE AS OF CHANGE: 20140812 EFFECTIVENESS DATE: 20140812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CORNERSTONE ADVISORS INC CENTRAL INDEX KEY: 0001166880 IRS NUMBER: 562233730 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10085 FILM NUMBER: 141033216 BUSINESS ADDRESS: STREET 1: 1075 HENDERSONVILLE ROAD, SUITE 250 CITY: ASHEVILLE STATE: NC ZIP: 28803 BUSINESS PHONE: 8282108184 MAIL ADDRESS: STREET 1: 1075 HENDERSONVILLE ROAD, SUITE 250 CITY: ASHEVILLE STATE: NC ZIP: 28803 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001166880 XXXXXXXX 06-30-2014 06-30-2014 false CORNERSTONE ADVISORS INC
1075 Hendersonville Road, Suite 250 Asheville NC 28803
13F HOLDINGS REPORT 028-10085 N
Ralph W. Bradshaw President 828-210-8184 /s/ Ralph W. Bradshaw Asheville NC 08-12-2014 0 261 502740
INFORMATION TABLE 2 fp0011275_13fhr-table.xml 13F INFORMATION TABLE Abbott Laboratories Common 002824100 1481 36200 SH SOLE 36200 0 0 AbbVie Inc. Common 00287Y109 1253 22200 SH SOLE 22200 0 0 Aberdeen Greater China Fd, Inc Common 003031101 1052 100653 SH SOLE 100653 0 0 Aberdeen Singapore Fund, Inc. Common 003244100 640 49001 SH SOLE 49001 0 0 Actavis Plc Common G0083B108 1115 5000 SH SOLE 5000 0 0 Adams Express Co. Common 006212104 2815 204710 SH SOLE 204710 0 0 Advent Claymore Enh Gwth&Incm Common 00765E104 487 47292 SH SOLE 47292 0 0 AES Corporation Common 00130H105 196 12600 SH SOLE 12600 0 0 Aetna Inc. Common 00817Y108 1135 14000 SH SOLE 14000 0 0 AFLAC Inc. Common 001055102 342 5500 SH SOLE 5500 0 0 Air Products & Chemicals Common 009158106 450 3500 SH SOLE 3500 0 0 Allergan Inc. Common 018490102 1692 10000 SH SOLE 10000 0 0 AllianceBern Global High Inc Common 01879R106 317 22028 SH SOLE 22028 0 0 AllianzGI Equity & Convertible Common 018829101 1429 70767 SH SOLE 70767 0 0 Allstate Corporation Common 020002101 763 13000 SH SOLE 13000 0 0 Alpine Global Dynamic Div Common 02082E205 2670 254000 SH SOLE 254000 0 0 Alpine Global Premier Prop Fd Sh Ben Int 02083A103 4078 548082 SH SOLE 548082 0 0 Alpine Total Dynamic Div. Sh Ben Int 021060207 11839 1327278 SH SOLE 1327278 0 0 Altria Group Inc Common 02209S103 1585 37800 SH SOLE 37800 0 0 American Electric Power Common 025537101 446 8000 SH SOLE 8000 0 0 American Intl Group, Inc. Common 026874784 2074 38000 SH SOLE 38000 0 0 Amgen Inc. Common 031162100 1870 15800 SH SOLE 15800 0 0 Anadarko Petroleum Corp Common 032511107 1204 11000 SH SOLE 11000 0 0 Aon Corp cl A Common, Cl A G0408V102 721 8000 SH SOLE 8000 0 0 Apple Inc. Common 037833100 12295 132300 SH SOLE 132300 0 0 Archer Daniels Midland Common 039483102 750 17000 SH SOLE 17000 0 0 AT&T Inc. Common 00206R102 1507 42628 SH SOLE 42628 0 0 Bank of America Corp Common 060505104 2920 190000 SH SOLE 190000 0 0 Bank of New York Mellon Corp. Common 064058100 1199 32000 SH SOLE 32000 0 0 Baxter International Common 071813109 918 12700 SH SOLE 12700 0 0 BB&T Corp Common 054937107 769 19500 SH SOLE 19500 0 0 Berkshire Hathaway cl B Common, Cl B 084670702 3164 25000 SH SOLE 25000 0 0 BlackRock Corp High Yd Fd, Inc Common 09255P107 2804 228141 SH SOLE 228141 0 0 BlackRock Debt Strat. Fd Common 09255R103 981 239209 SH SOLE 239209 0 0 Blackrock Ecosolut. Invest Tr Common 092546100 1960 236421 SH SOLE 236421 0 0 BlackRock Energy and Res Trust Common 09250U101 1926 71406 SH SOLE 71406 0 0 BlackRock Enh Eqty Div Tr Common 09251A104 757 90200 SH SOLE 90200 0 0 BlackRock Floating Rate In Tru Common 091941104 261 18387 SH SOLE 18387 0 0 BlackRock Floating Rate Inc. I Common 09255X100 830 56653 SH SOLE 56653 0 0 Blackrock Global Opportunities Common 092501105 7463 495873 SH SOLE 495873 0 0 Blackrock Inc. Common 09247X101 1119 3500 SH SOLE 3500 0 0 Blackrock Intl Growth & Inc Tr Sh Ben Int 092524107 3667 445042 SH SOLE 445042 0 0 BlackRock MuniHldgs Qlty Fd Common 09254A101 243 18406 SH SOLE 18406 0 0 BlackRock MuniHldgs Qlty Fd 2 Common 09254C107 1276 96305 SH SOLE 96305 0 0 Blackrock Real Asset Equity Common 09254B109 10797 1149857 SH SOLE 1149857 0 0 Blackrock Resources&Commod. Common 09257A108 9523 767355 SH SOLE 767355 0 0 BlackRock Util and Infra Trust Common 09248D104 4592 219308 SH SOLE 219308 0 0 Blackstone/GSO Sr Fltg Rt Fd Common 09256U105 1058 59063 SH SOLE 59063 0 0 Boeing Company Common 097023105 382 3000 SH SOLE 3000 0 0 Boston Scientific Corp Common 101137107 243 19000 SH SOLE 19000 0 0 Brookfield Global Infr Incm Fd Common 11273Q109 2365 94367 SH SOLE 94367 0 0 Capital One Financial Corp. Common 14040H105 578 7000 SH SOLE 7000 0 0 Cardinal Health Inc. Common 14149Y108 686 10000 SH SOLE 10000 0 0 Caterpillar Inc Common 149123101 1304 12000 SH SOLE 12000 0 0 CBS Corp. cl B Common, Cl B 124857202 559 9000 SH SOLE 9000 0 0 China Fund Common 169373107 2591 122390 SH SOLE 122390 0 0 Cigna Corporation Common 125509109 414 4500 SH SOLE 4500 0 0 Cisco Systems Inc. Common 17275R102 3231 130000 SH SOLE 130000 0 0 Citigroup Inc. Common 172967424 2873 61000 SH SOLE 61000 0 0 Clarion Global Real Est Inc Common 12504G100 10602 1163778 SH SOLE 1163778 0 0 Clear Bridge Engy MLP Opp Fd Common 18469P100 3608 142066 SH SOLE 142066 0 0 ClearBridge Energy MLP TR Fd Common 18469Q108 4520 188799 SH SOLE 188799 0 0 ClearBridge Enrgy MLP Fd Common 184692101 3069 102821 SH SOLE 102821 0 0 Clough Global Allocat. Fd Sh Ben Int 18913Y103 652 42236 SH SOLE 42236 0 0 Clough Global Opps. Fund Sh Ben Int 18914E106 186 14316 SH SOLE 14316 0 0 Coca-Cola Company Common 191216100 1567 37000 SH SOLE 37000 0 0 Cognizant Tech Solutions Common 192446102 783 16000 SH SOLE 16000 0 0 Cohen & Steers Infrastr Fd Common 19248A109 1956 79885 SH SOLE 79885 0 0 Cohen & Steers Quality Common 19247L106 8857 787284 SH SOLE 787284 0 0 Cohen & Steers REIT & Pfd Common 19247X100 13533 750564 SH SOLE 750564 0 0 Cohen & Steers Total Rtn Rlty Common 19247R103 1185 95534 SH SOLE 95534 0 0 Comcast cl A Common, Cl A 20030N101 4296 80025 SH SOLE 80025 0 0 Comcast cl A Special Cl A Special 20030N200 227 4250 SH SOLE 4250 0 0 ConocoPhillips Common 20825C104 2570 29974 SH SOLE 29974 0 0 Consolidated Edison, Inc. Common 209115104 260 4500 SH SOLE 4500 0 0 Corning Inc. Common 219350105 461 21000 SH SOLE 21000 0 0 Credit Suisse Asset Mgmt Fd Common 224916106 230 63140 SH SOLE 63140 0 0 CSX Corporation Common 126408103 616 20000 SH SOLE 20000 0 0 CVS Caremark Corp. Common 126650100 3138 41630 SH SOLE 41630 0 0 Deere & Company Common 244199105 1177 13000 SH SOLE 13000 0 0 Delaware Enhanced Glbl Div Common 246060107 3697 291333 SH SOLE 291333 0 0 Delphi Automotive PLC Common G27823106 206 3000 SH SOLE 3000 0 0 Delta Air Lines, Inc. Common 247361702 852 22000 SH SOLE 22000 0 0 Devon Energy Corp Common 25179M103 1310 16500 SH SOLE 16500 0 0 DIRECTV Common 25490A309 1148 13500 SH SOLE 13500 0 0 Dow Chemical Company Common 260543103 2084 40500 SH SOLE 40500 0 0 Duff & Phelps Glbl Utl Inc Fnd Common 26433C105 4084 185715 SH SOLE 185715 0 0 DWS Hi Incm Opportunities Fd Common 23339M204 3546 240071 SH SOLE 240071 0 0 DWS High Income Trust Common 23337C208 816 86723 SH SOLE 86723 0 0 DWS Multi-Mkt Income Trst Common 23338L108 2035 214874 SH SOLE 214874 0 0 DWS Strategic Income Trst Common 23338N104 392 30461 SH SOLE 30461 0 0 Eaton Vance Floating-Rate Inc Common 278279104 2623 173801 SH SOLE 173801 0 0 Eaton Vance Senior Floating Common 27828Q105 1297 87232 SH SOLE 87232 0 0 Eaton Vance Senior Inc Common 27826S103 350 51452 SH SOLE 51452 0 0 Eaton Vance Tax Adv Bnd & Optn Sh Ben Int 27829M103 1423 102520 SH SOLE 102520 0 0 eBay Inc. Common 278642103 951 19000 SH SOLE 19000 0 0 Ecolab Inc Common 278865100 501 4500 SH SOLE 4500 0 0 EMC Corporation Common 268648102 869 33000 SH SOLE 33000 0 0 Entergy Corp Common 29364G103 328 4000 SH SOLE 4000 0 0 EOG Resources Inc Common 26875P101 2220 19000 SH SOLE 19000 0 0 Exelon Corp Common 30161N101 876 24000 SH SOLE 24000 0 0 Express Scripts Holding Co. Common 30219G108 1248 18000 SH SOLE 18000 0 0 Exxon Mobil Corporation Common 30231G102 7142 70936 SH SOLE 70936 0 0 Facebook, Inc. cl A Common, Cl A 30303M102 2355 35000 SH SOLE 35000 0 0 Federated Enhanced Trsry In Fd Sh Ben Int 314162108 145 10774 SH SOLE 10774 0 0 FedEx Corp Common 31428X106 454 3000 SH SOLE 3000 0 0 Fifth Third Bancorp Common 316773100 438 20500 SH SOLE 20500 0 0 First Trust / Ab Emerging Opp Common 33731K102 844 44146 SH SOLE 44146 0 0 First Trust Energy Incm & Grth Common 33738G104 1816 50243 SH SOLE 50243 0 0 First Trust Energy Infra Fund Common 33738C103 2781 116977 SH SOLE 116977 0 0 First Trust High Incm Lg/St Fd Common 33738E109 850 46839 SH SOLE 46839 0 0 First Trust MLP & Energy Incom Common 33739B104 3044 141185 SH SOLE 141185 0 0 First Trust Mortgage Incm Fd Common 33734E103 701 44172 SH SOLE 44172 0 0 First Trust Specialty Finance Sh Ben Int 33733G109 133 16439 SH SOLE 16439 0 0 First Trust Sr FltgRt IcmFd II Common 33733U108 1816 127111 SH SOLE 127111 0 0 First Trust Strategic Fund II Common 337353106 961 58769 SH SOLE 58769 0 0 First Trust/Aberdeen Glbl Common 337319107 200 13647 SH SOLE 13647 0 0 Ford Motor Company Common 345370860 1741 101000 SH SOLE 101000 0 0 Franklin Universal Trust Sh Ben Int 355145103 840 111658 SH SOLE 111658 0 0 Freeport-McMoRan Copper Common 35671D857 310 8500 SH SOLE 8500 0 0 Gabelli Global Utly & Income Common 36242L105 1165 55871 SH SOLE 55871 0 0 GAMCO Natural Resources Gold Common 36465E101 1905 165368 SH SOLE 165368 0 0 Gap Inc. Common 364760108 291 7000 SH SOLE 7000 0 0 GDL Fund (The) Sh Ben Int 361570104 378 34778 SH SOLE 34778 0 0 General American Investors Co. Common 368802104 4047 109944 SH SOLE 109944 0 0 General Dynamics Corp. Common 369550108 932 8000 SH SOLE 8000 0 0 General Electric Company Common 369604103 7490 285000 SH SOLE 285000 0 0 Gilead Sciences Inc. Common 375558103 1161 14000 SH SOLE 14000 0 0 Goldman Sachs Group Inc Common 38141G104 1758 10500 SH SOLE 10500 0 0 Google Inc Class A Common 38259P508 1754 3000 SH SOLE 3000 0 0 Google Inc. Class C Common 38259P706 1726 3000 SH SOLE 3000 0 0 Guggenheim Eql Wt Eqty Incm Fd Common 40167M106 2088 104239 SH SOLE 104239 0 0 Halliburton Company Common 406216101 568 8000 SH SOLE 8000 0 0 Hewlett-Packard Co Common 428236103 1731 51400 SH SOLE 51400 0 0 Home Depot Inc. Common 437076102 2518 31100 SH SOLE 31100 0 0 Honeywell Intl Inc Common 438516106 1580 17000 SH SOLE 17000 0 0 IBM Corp Common 459200101 5094 28100 SH SOLE 28100 0 0 Intel Corporation Common 458140100 3337 108000 SH SOLE 108000 0 0 International Paper Co. Common 460146103 368 7300 SH SOLE 7300 0 0 Invesco Advantage Muni Incm II Common 92112K107 1560 137408 SH SOLE 137408 0 0 Invesco High Income Trust II Common 46131F101 193 11284 SH SOLE 11284 0 0 Invesco Municipal Opportnty Tr Common 46132C107 2445 194034 SH SOLE 194034 0 0 Invesco Municipal Trust Common 46131J103 890 71060 SH SOLE 71060 0 0 Invesco Senior Income Trust Common 46131H107 2852 569317 SH SOLE 569317 0 0 Invesco Trust for Invest Grade Common 46131M106 1556 119422 SH SOLE 119422 0 0 iShares Core S&P 500 ETF ETF 464287200 10441 53000 SH SOLE 53000 0 0 John Hancock Financial Opportu Sh Ben Int 409735206 1399 60438 SH SOLE 60438 0 0 John Hancock Pfd Inc Common 41013W108 418 20317 SH SOLE 20317 0 0 John Hancock Prem Div Fd Common 41013T105 1616 118940 SH SOLE 118940 0 0 John Hancock Tax-Adv Div Fund Common 41013V100 430 20529 SH SOLE 20529 0 0 Johnson & Johnson Common 478160104 3191 30500 SH SOLE 30500 0 0 Johnson Controls, Inc. Common 478366107 1049 21000 SH SOLE 21000 0 0 JPMorgan Chase & Co Common 46625H100 4398 76332 SH SOLE 76332 0 0 Kellogg Company Common 487836108 526 8000 SH SOLE 8000 0 0 Kinder Morgan Inc cl P Common 49456B101 616 17000 SH SOLE 17000 0 0 Kroger Company Common 501044101 989 20000 SH SOLE 20000 0 0 Legg Mason BW Global Incm Fd Common 52469B100 1943 105890 SH SOLE 105890 0 0 Liberty All Star Equity Fd Common 530158104 693 115339 SH SOLE 115339 0 0 LMP Capital and Income Fund Common 50208A102 1737 97916 SH SOLE 97916 0 0 LMP Corporate Loan Fund, Inc. Common 50208B100 146 12170 SH SOLE 12170 0 0 LMP Real Estate Income Fd Inc Common 50208C108 2280 198053 SH SOLE 198053 0 0 Lockheed Martin Corp. Common 539830109 1527 9500 SH SOLE 9500 0 0 LyondellBasell Industries cl A Common, Cl A N53745100 1465 15000 SH SOLE 15000 0 0 Macy's Inc. Common 55616P104 754 13000 SH SOLE 13000 0 0 Marathon Oil Corp Common 565849106 1034 25900 SH SOLE 25900 0 0 Marsh & McLennan Company Inc Common 571748102 622 12000 SH SOLE 12000 0 0 McDonald's Corp. Common 580135101 2116 21000 SH SOLE 21000 0 0 McKesson Corp Common 58155Q103 1266 6800 SH SOLE 6800 0 0 Merck & Co. Inc. Common 58933Y105 3602 62267 SH SOLE 62267 0 0 MetLife, Inc. Common 59156R108 1861 33500 SH SOLE 33500 0 0 MFS Charter Inco Tr Sh Ben Int 552727109 1055 114139 SH SOLE 114139 0 0 MFS High Income Municipal Trus Common 59318D104 386 80647 SH SOLE 80647 0 0 MFS High Yield Municipal Trust Common 59318E102 48 11000 SH SOLE 11000 0 0 MFS Intermediate High Income F Common 59318T109 114 38669 SH SOLE 38669 0 0 MFS Invstmt Grade Muni Trust Common 59318B108 267 28806 SH SOLE 28806 0 0 MFS Multimkt Incme Tr Sh Ben Int 552737108 608 91451 SH SOLE 91451 0 0 MFS Muni Inco Trust Common 552738106 137 20820 SH SOLE 20820 0 0 Micron Technology Inc Common 595112103 231 7000 SH SOLE 7000 0 0 Microsoft Corporation Common 594918104 6247 149800 SH SOLE 149800 0 0 Morgan Stanley Common 617446448 1778 55000 SH SOLE 55000 0 0 MSDW India Invest Common 61745C105 2451 105931 SH SOLE 105931 0 0 Neuberger Berman High Yd St Fd Common 64128C106 885 63910 SH SOLE 63910 0 0 Neuberger Berman Real Est Sec Common 64190A103 4816 963203 SH SOLE 963203 0 0 New Ireland Fund Inc Common 645673104 290 21255 SH SOLE 21255 0 0 Newmont Mining Corp Common 651639106 229 9000 SH SOLE 9000 0 0 Nike Inc cl B Common, Cl B 654106103 543 7000 SH SOLE 7000 0 0 Norfolk Southern Corp Common 655844108 618 6000 SH SOLE 6000 0 0 Northrop Grumman Corp Common 666807102 479 4000 SH SOLE 4000 0 0 Nuv Div Adv Mun Fd 3 Sh Ben Int 67070X101 2322 169749 SH SOLE 169749 0 0 Nuv Diver Div & Income Common 6706EP105 1642 133941 SH SOLE 133941 0 0 Nuv Qlty Pfd Inc 3 Common 67072W101 1215 139930 SH SOLE 139930 0 0 Nuv Real Estate Inc Fd Common 67071B108 714 63836 SH SOLE 63836 0 0 Nuv Sel Qlty Mun Fd Common 670973106 521 37570 SH SOLE 37570 0 0 Nuv Senior Income Fd Common 67067Y104 971 137717 SH SOLE 137717 0 0 Nuveen Credit Strategies Incm Common 67073D102 4066 434362 SH SOLE 434362 0 0 Nuveen Div Adv Muni Incm Fd Common 67071L106 800 56470 SH SOLE 56470 0 0 Nuveen Diversified Currency Op Common 67090N109 1464 130402 SH SOLE 130402 0 0 Nuveen Energy MLP Total Rtrn Common 67074U103 5756 259025 SH SOLE 259025 0 0 Nuveen Floating Rate Inc Opp Sh Ben Int 6706EN100 1403 112907 SH SOLE 112907 0 0 Nuveen Floating Rate Income Common 67072T108 1234 101995 SH SOLE 101995 0 0 Nuveen Global Equity Income Fd Common 6706EH103 2152 146119 SH SOLE 146119 0 0 Nuveen Global Income Opport Fd Common 67073C104 533 41772 SH SOLE 41772 0 0 Nuveen Mortgage Opp Trm 2 Common 67074R100 229 9618 SH SOLE 9618 0 0 Nuveen Tax-Adv Div Growth Common 67073G105 369 22622 SH SOLE 22622 0 0 Occidental Petroleum Corp Common 674599105 513 5000 SH SOLE 5000 0 0 Oracle Corporation Common 68389X105 5308 130972 SH SOLE 130972 0 0 PepsiCo, Inc. Common 713448108 2680 30000 SH SOLE 30000 0 0 Petroleum & Resource Corp. Common 716549100 4725 151554 SH SOLE 151554 0 0 Pfizer Inc. Common 717081103 1824 61462 SH SOLE 61462 0 0 Phillips 66 Common 718546104 843 10487 SH SOLE 10487 0 0 PNC Financial Services Common 693475105 1158 13000 SH SOLE 13000 0 0 PPG Industries Inc. Common 693506107 630 3000 SH SOLE 3000 0 0 PPL Corporation Common 69351T106 355 10000 SH SOLE 10000 0 0 Praxair, Inc. Common 74005P104 996 7500 SH SOLE 7500 0 0 Precision Castparts Corp Common 740189105 883 3500 SH SOLE 3500 0 0 Principal Financial Group Common 74251V102 202 4000 SH SOLE 4000 0 0 Prudential Financial Inc Common 744320102 1243 14000 SH SOLE 14000 0 0 Public Service Enterprise Grp Common 744573106 428 10500 SH SOLE 10500 0 0 Qualcomm Inc. Common 747525103 2020 25500 SH SOLE 25500 0 0 Reaves Utility Income Fund Sh Ben Int 756158101 4042 134902 SH SOLE 134902 0 0 RMR Real Estate Income Fund Common 76970B101 2178 110553 SH SOLE 110553 0 0 Schlumberger Ltd. Common 806857108 5839 49500 SH SOLE 49500 0 0 Southern Company Common 842587107 545 12000 SH SOLE 12000 0 0 SPDR S&P 500 ETF Trust ETF 78462F103 10373 53000 SH SOLE 53000 0 0 St. Jude Medical Inc. Common 790849103 554 8000 SH SOLE 8000 0 0 Stryker Corp Common 863667101 253 3000 SH SOLE 3000 0 0 SunTrust Banks, Inc. Common 867914103 441 11000 SH SOLE 11000 0 0 T Rowe Price Group Inc Common 74144T108 380 4500 SH SOLE 4500 0 0 Taiwan Fund Common 874036106 508 24773 SH SOLE 24773 0 0 Templeton Global Incm Fd Common 880198106 185 22400 SH SOLE 22400 0 0 Thermo Fisher Scientific, Inc. Common 883556102 1534 13000 SH SOLE 13000 0 0 Time Warner Cable Inc. Common 88732J207 957 6500 SH SOLE 6500 0 0 Time Warner Inc Common 887317303 2063 29366 SH SOLE 29366 0 0 TJX Companies Inc. Common 872540109 904 17000 SH SOLE 17000 0 0 Tri-Continental Corp. Common 895436103 1822 86866 SH SOLE 86866 0 0 Twenty-First Cent Fox Inc Cl B Common, Cl B 90130A200 257 7500 SH SOLE 7500 0 0 Union Pacific Corp. Common 907818108 2993 30000 SH SOLE 30000 0 0 UnitedHealth Group, Inc. Common 91324P102 736 9000 SH SOLE 9000 0 0 Valero Energy Corp. Common 91913Y100 476 9500 SH SOLE 9500 0 0 Verizon Communications, Inc. Common 92343V104 5578 114000 SH SOLE 114000 0 0 Viacom Inc cl B Common, Cl B 92553P201 603 6950 SH SOLE 6950 0 0 Virtus Total Return Fund Common 92829A103 963 200681 SH SOLE 200681 0 0 Voya Asia Paci Hi Div Eqty Inc Common 92912J107 925 69260 SH SOLE 69260 0 0 Voya Emerg Mkts Hi Incm Div Eq Common 92912P108 4323 338773 SH SOLE 338773 0 0 Voya Global Advt and Prem Oppo Common 92912R104 922 74789 SH SOLE 74789 0 0 Voya Natural Resources Eqty In Common 92913C106 2553 222002 SH SOLE 222002 0 0 Voya Prime Rate Trust Common 92913A100 2344 404796 SH SOLE 404796 0 0 W. Asset Emerg. Mkts Debt Fund Common 95766A101 1062 57805 SH SOLE 57805 0 0 W. Asset Managed High Inc Fund Common 95766L107 255 43891 SH SOLE 43891 0 0 W. Asset Worldwide Income Fund Common 957668106 348 26473 SH SOLE 26473 0 0 Wal-Mart Stores, Inc. Common 931142103 5232 69700 SH SOLE 69700 0 0 Walt Disney Company Common 254687106 5119 59700 SH SOLE 59700 0 0 Waste Management Inc. Common 94106L109 268 6000 SH SOLE 6000 0 0 WellPoint, Inc. Common 94973V107 1184 11000 SH SOLE 11000 0 0 Wells Fargo & Co Common 949746101 6927 131800 SH SOLE 131800 0 0 Wells Fargo Adv Global Div Opp Common 94987C103 4889 575872 SH SOLE 575872 0 0 Western Asset Emg Mkts Incm Fd Common 95766E103 1799 139120 SH SOLE 139120 0 0 Western Ast Hi Yld Opp Fd Common 95768B107 532 29728 SH SOLE 29728 0 0 Weyerhaeuser Co Common 962166104 364 11000 SH SOLE 11000 0 0 Xcel Energy Inc Common 98389B100 306 9500 SH SOLE 9500 0 0 Yahoo! Inc. Common 984332106 738 21000 SH SOLE 21000 0 0