0001398344-14-004103.txt : 20140812
0001398344-14-004103.hdr.sgml : 20140812
20140812124721
ACCESSION NUMBER: 0001398344-14-004103
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140812
DATE AS OF CHANGE: 20140812
EFFECTIVENESS DATE: 20140812
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CORNERSTONE ADVISORS INC
CENTRAL INDEX KEY: 0001166880
IRS NUMBER: 562233730
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10085
FILM NUMBER: 141033216
BUSINESS ADDRESS:
STREET 1: 1075 HENDERSONVILLE ROAD, SUITE 250
CITY: ASHEVILLE
STATE: NC
ZIP: 28803
BUSINESS PHONE: 8282108184
MAIL ADDRESS:
STREET 1: 1075 HENDERSONVILLE ROAD, SUITE 250
CITY: ASHEVILLE
STATE: NC
ZIP: 28803
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001166880
XXXXXXXX
06-30-2014
06-30-2014
false
CORNERSTONE ADVISORS INC
1075 Hendersonville Road, Suite 250
Asheville
NC
28803
13F HOLDINGS REPORT
028-10085
N
Ralph W. Bradshaw
President
828-210-8184
/s/ Ralph W. Bradshaw
Asheville
NC
08-12-2014
0
261
502740
INFORMATION TABLE
2
fp0011275_13fhr-table.xml
13F INFORMATION TABLE
Abbott Laboratories
Common
002824100
1481
36200
SH
SOLE
36200
0
0
AbbVie Inc.
Common
00287Y109
1253
22200
SH
SOLE
22200
0
0
Aberdeen Greater China Fd, Inc
Common
003031101
1052
100653
SH
SOLE
100653
0
0
Aberdeen Singapore Fund, Inc.
Common
003244100
640
49001
SH
SOLE
49001
0
0
Actavis Plc
Common
G0083B108
1115
5000
SH
SOLE
5000
0
0
Adams Express Co.
Common
006212104
2815
204710
SH
SOLE
204710
0
0
Advent Claymore Enh Gwth&Incm
Common
00765E104
487
47292
SH
SOLE
47292
0
0
AES Corporation
Common
00130H105
196
12600
SH
SOLE
12600
0
0
Aetna Inc.
Common
00817Y108
1135
14000
SH
SOLE
14000
0
0
AFLAC Inc.
Common
001055102
342
5500
SH
SOLE
5500
0
0
Air Products & Chemicals
Common
009158106
450
3500
SH
SOLE
3500
0
0
Allergan Inc.
Common
018490102
1692
10000
SH
SOLE
10000
0
0
AllianceBern Global High Inc
Common
01879R106
317
22028
SH
SOLE
22028
0
0
AllianzGI Equity & Convertible
Common
018829101
1429
70767
SH
SOLE
70767
0
0
Allstate Corporation
Common
020002101
763
13000
SH
SOLE
13000
0
0
Alpine Global Dynamic Div
Common
02082E205
2670
254000
SH
SOLE
254000
0
0
Alpine Global Premier Prop Fd
Sh Ben Int
02083A103
4078
548082
SH
SOLE
548082
0
0
Alpine Total Dynamic Div.
Sh Ben Int
021060207
11839
1327278
SH
SOLE
1327278
0
0
Altria Group Inc
Common
02209S103
1585
37800
SH
SOLE
37800
0
0
American Electric Power
Common
025537101
446
8000
SH
SOLE
8000
0
0
American Intl Group, Inc.
Common
026874784
2074
38000
SH
SOLE
38000
0
0
Amgen Inc.
Common
031162100
1870
15800
SH
SOLE
15800
0
0
Anadarko Petroleum Corp
Common
032511107
1204
11000
SH
SOLE
11000
0
0
Aon Corp cl A
Common, Cl A
G0408V102
721
8000
SH
SOLE
8000
0
0
Apple Inc.
Common
037833100
12295
132300
SH
SOLE
132300
0
0
Archer Daniels Midland
Common
039483102
750
17000
SH
SOLE
17000
0
0
AT&T Inc.
Common
00206R102
1507
42628
SH
SOLE
42628
0
0
Bank of America Corp
Common
060505104
2920
190000
SH
SOLE
190000
0
0
Bank of New York Mellon Corp.
Common
064058100
1199
32000
SH
SOLE
32000
0
0
Baxter International
Common
071813109
918
12700
SH
SOLE
12700
0
0
BB&T Corp
Common
054937107
769
19500
SH
SOLE
19500
0
0
Berkshire Hathaway cl B
Common, Cl B
084670702
3164
25000
SH
SOLE
25000
0
0
BlackRock Corp High Yd Fd, Inc
Common
09255P107
2804
228141
SH
SOLE
228141
0
0
BlackRock Debt Strat. Fd
Common
09255R103
981
239209
SH
SOLE
239209
0
0
Blackrock Ecosolut. Invest Tr
Common
092546100
1960
236421
SH
SOLE
236421
0
0
BlackRock Energy and Res Trust
Common
09250U101
1926
71406
SH
SOLE
71406
0
0
BlackRock Enh Eqty Div Tr
Common
09251A104
757
90200
SH
SOLE
90200
0
0
BlackRock Floating Rate In Tru
Common
091941104
261
18387
SH
SOLE
18387
0
0
BlackRock Floating Rate Inc. I
Common
09255X100
830
56653
SH
SOLE
56653
0
0
Blackrock Global Opportunities
Common
092501105
7463
495873
SH
SOLE
495873
0
0
Blackrock Inc.
Common
09247X101
1119
3500
SH
SOLE
3500
0
0
Blackrock Intl Growth & Inc Tr
Sh Ben Int
092524107
3667
445042
SH
SOLE
445042
0
0
BlackRock MuniHldgs Qlty Fd
Common
09254A101
243
18406
SH
SOLE
18406
0
0
BlackRock MuniHldgs Qlty Fd 2
Common
09254C107
1276
96305
SH
SOLE
96305
0
0
Blackrock Real Asset Equity
Common
09254B109
10797
1149857
SH
SOLE
1149857
0
0
Blackrock Resources&Commod.
Common
09257A108
9523
767355
SH
SOLE
767355
0
0
BlackRock Util and Infra Trust
Common
09248D104
4592
219308
SH
SOLE
219308
0
0
Blackstone/GSO Sr Fltg Rt Fd
Common
09256U105
1058
59063
SH
SOLE
59063
0
0
Boeing Company
Common
097023105
382
3000
SH
SOLE
3000
0
0
Boston Scientific Corp
Common
101137107
243
19000
SH
SOLE
19000
0
0
Brookfield Global Infr Incm Fd
Common
11273Q109
2365
94367
SH
SOLE
94367
0
0
Capital One Financial Corp.
Common
14040H105
578
7000
SH
SOLE
7000
0
0
Cardinal Health Inc.
Common
14149Y108
686
10000
SH
SOLE
10000
0
0
Caterpillar Inc
Common
149123101
1304
12000
SH
SOLE
12000
0
0
CBS Corp. cl B
Common, Cl B
124857202
559
9000
SH
SOLE
9000
0
0
China Fund
Common
169373107
2591
122390
SH
SOLE
122390
0
0
Cigna Corporation
Common
125509109
414
4500
SH
SOLE
4500
0
0
Cisco Systems Inc.
Common
17275R102
3231
130000
SH
SOLE
130000
0
0
Citigroup Inc.
Common
172967424
2873
61000
SH
SOLE
61000
0
0
Clarion Global Real Est Inc
Common
12504G100
10602
1163778
SH
SOLE
1163778
0
0
Clear Bridge Engy MLP Opp Fd
Common
18469P100
3608
142066
SH
SOLE
142066
0
0
ClearBridge Energy MLP TR Fd
Common
18469Q108
4520
188799
SH
SOLE
188799
0
0
ClearBridge Enrgy MLP Fd
Common
184692101
3069
102821
SH
SOLE
102821
0
0
Clough Global Allocat. Fd
Sh Ben Int
18913Y103
652
42236
SH
SOLE
42236
0
0
Clough Global Opps. Fund
Sh Ben Int
18914E106
186
14316
SH
SOLE
14316
0
0
Coca-Cola Company
Common
191216100
1567
37000
SH
SOLE
37000
0
0
Cognizant Tech Solutions
Common
192446102
783
16000
SH
SOLE
16000
0
0
Cohen & Steers Infrastr Fd
Common
19248A109
1956
79885
SH
SOLE
79885
0
0
Cohen & Steers Quality
Common
19247L106
8857
787284
SH
SOLE
787284
0
0
Cohen & Steers REIT & Pfd
Common
19247X100
13533
750564
SH
SOLE
750564
0
0
Cohen & Steers Total Rtn Rlty
Common
19247R103
1185
95534
SH
SOLE
95534
0
0
Comcast cl A
Common, Cl A
20030N101
4296
80025
SH
SOLE
80025
0
0
Comcast cl A Special
Cl A Special
20030N200
227
4250
SH
SOLE
4250
0
0
ConocoPhillips
Common
20825C104
2570
29974
SH
SOLE
29974
0
0
Consolidated Edison, Inc.
Common
209115104
260
4500
SH
SOLE
4500
0
0
Corning Inc.
Common
219350105
461
21000
SH
SOLE
21000
0
0
Credit Suisse Asset Mgmt Fd
Common
224916106
230
63140
SH
SOLE
63140
0
0
CSX Corporation
Common
126408103
616
20000
SH
SOLE
20000
0
0
CVS Caremark Corp.
Common
126650100
3138
41630
SH
SOLE
41630
0
0
Deere & Company
Common
244199105
1177
13000
SH
SOLE
13000
0
0
Delaware Enhanced Glbl Div
Common
246060107
3697
291333
SH
SOLE
291333
0
0
Delphi Automotive PLC
Common
G27823106
206
3000
SH
SOLE
3000
0
0
Delta Air Lines, Inc.
Common
247361702
852
22000
SH
SOLE
22000
0
0
Devon Energy Corp
Common
25179M103
1310
16500
SH
SOLE
16500
0
0
DIRECTV
Common
25490A309
1148
13500
SH
SOLE
13500
0
0
Dow Chemical Company
Common
260543103
2084
40500
SH
SOLE
40500
0
0
Duff & Phelps Glbl Utl Inc Fnd
Common
26433C105
4084
185715
SH
SOLE
185715
0
0
DWS Hi Incm Opportunities Fd
Common
23339M204
3546
240071
SH
SOLE
240071
0
0
DWS High Income Trust
Common
23337C208
816
86723
SH
SOLE
86723
0
0
DWS Multi-Mkt Income Trst
Common
23338L108
2035
214874
SH
SOLE
214874
0
0
DWS Strategic Income Trst
Common
23338N104
392
30461
SH
SOLE
30461
0
0
Eaton Vance Floating-Rate Inc
Common
278279104
2623
173801
SH
SOLE
173801
0
0
Eaton Vance Senior Floating
Common
27828Q105
1297
87232
SH
SOLE
87232
0
0
Eaton Vance Senior Inc
Common
27826S103
350
51452
SH
SOLE
51452
0
0
Eaton Vance Tax Adv Bnd & Optn
Sh Ben Int
27829M103
1423
102520
SH
SOLE
102520
0
0
eBay Inc.
Common
278642103
951
19000
SH
SOLE
19000
0
0
Ecolab Inc
Common
278865100
501
4500
SH
SOLE
4500
0
0
EMC Corporation
Common
268648102
869
33000
SH
SOLE
33000
0
0
Entergy Corp
Common
29364G103
328
4000
SH
SOLE
4000
0
0
EOG Resources Inc
Common
26875P101
2220
19000
SH
SOLE
19000
0
0
Exelon Corp
Common
30161N101
876
24000
SH
SOLE
24000
0
0
Express Scripts Holding Co.
Common
30219G108
1248
18000
SH
SOLE
18000
0
0
Exxon Mobil Corporation
Common
30231G102
7142
70936
SH
SOLE
70936
0
0
Facebook, Inc. cl A
Common, Cl A
30303M102
2355
35000
SH
SOLE
35000
0
0
Federated Enhanced Trsry In Fd
Sh Ben Int
314162108
145
10774
SH
SOLE
10774
0
0
FedEx Corp
Common
31428X106
454
3000
SH
SOLE
3000
0
0
Fifth Third Bancorp
Common
316773100
438
20500
SH
SOLE
20500
0
0
First Trust / Ab Emerging Opp
Common
33731K102
844
44146
SH
SOLE
44146
0
0
First Trust Energy Incm & Grth
Common
33738G104
1816
50243
SH
SOLE
50243
0
0
First Trust Energy Infra Fund
Common
33738C103
2781
116977
SH
SOLE
116977
0
0
First Trust High Incm Lg/St Fd
Common
33738E109
850
46839
SH
SOLE
46839
0
0
First Trust MLP & Energy Incom
Common
33739B104
3044
141185
SH
SOLE
141185
0
0
First Trust Mortgage Incm Fd
Common
33734E103
701
44172
SH
SOLE
44172
0
0
First Trust Specialty Finance
Sh Ben Int
33733G109
133
16439
SH
SOLE
16439
0
0
First Trust Sr FltgRt IcmFd II
Common
33733U108
1816
127111
SH
SOLE
127111
0
0
First Trust Strategic Fund II
Common
337353106
961
58769
SH
SOLE
58769
0
0
First Trust/Aberdeen Glbl
Common
337319107
200
13647
SH
SOLE
13647
0
0
Ford Motor Company
Common
345370860
1741
101000
SH
SOLE
101000
0
0
Franklin Universal Trust
Sh Ben Int
355145103
840
111658
SH
SOLE
111658
0
0
Freeport-McMoRan Copper
Common
35671D857
310
8500
SH
SOLE
8500
0
0
Gabelli Global Utly & Income
Common
36242L105
1165
55871
SH
SOLE
55871
0
0
GAMCO Natural Resources Gold
Common
36465E101
1905
165368
SH
SOLE
165368
0
0
Gap Inc.
Common
364760108
291
7000
SH
SOLE
7000
0
0
GDL Fund (The)
Sh Ben Int
361570104
378
34778
SH
SOLE
34778
0
0
General American Investors Co.
Common
368802104
4047
109944
SH
SOLE
109944
0
0
General Dynamics Corp.
Common
369550108
932
8000
SH
SOLE
8000
0
0
General Electric Company
Common
369604103
7490
285000
SH
SOLE
285000
0
0
Gilead Sciences Inc.
Common
375558103
1161
14000
SH
SOLE
14000
0
0
Goldman Sachs Group Inc
Common
38141G104
1758
10500
SH
SOLE
10500
0
0
Google Inc Class A
Common
38259P508
1754
3000
SH
SOLE
3000
0
0
Google Inc. Class C
Common
38259P706
1726
3000
SH
SOLE
3000
0
0
Guggenheim Eql Wt Eqty Incm Fd
Common
40167M106
2088
104239
SH
SOLE
104239
0
0
Halliburton Company
Common
406216101
568
8000
SH
SOLE
8000
0
0
Hewlett-Packard Co
Common
428236103
1731
51400
SH
SOLE
51400
0
0
Home Depot Inc.
Common
437076102
2518
31100
SH
SOLE
31100
0
0
Honeywell Intl Inc
Common
438516106
1580
17000
SH
SOLE
17000
0
0
IBM Corp
Common
459200101
5094
28100
SH
SOLE
28100
0
0
Intel Corporation
Common
458140100
3337
108000
SH
SOLE
108000
0
0
International Paper Co.
Common
460146103
368
7300
SH
SOLE
7300
0
0
Invesco Advantage Muni Incm II
Common
92112K107
1560
137408
SH
SOLE
137408
0
0
Invesco High Income Trust II
Common
46131F101
193
11284
SH
SOLE
11284
0
0
Invesco Municipal Opportnty Tr
Common
46132C107
2445
194034
SH
SOLE
194034
0
0
Invesco Municipal Trust
Common
46131J103
890
71060
SH
SOLE
71060
0
0
Invesco Senior Income Trust
Common
46131H107
2852
569317
SH
SOLE
569317
0
0
Invesco Trust for Invest Grade
Common
46131M106
1556
119422
SH
SOLE
119422
0
0
iShares Core S&P 500 ETF
ETF
464287200
10441
53000
SH
SOLE
53000
0
0
John Hancock Financial Opportu
Sh Ben Int
409735206
1399
60438
SH
SOLE
60438
0
0
John Hancock Pfd Inc
Common
41013W108
418
20317
SH
SOLE
20317
0
0
John Hancock Prem Div Fd
Common
41013T105
1616
118940
SH
SOLE
118940
0
0
John Hancock Tax-Adv Div Fund
Common
41013V100
430
20529
SH
SOLE
20529
0
0
Johnson & Johnson
Common
478160104
3191
30500
SH
SOLE
30500
0
0
Johnson Controls, Inc.
Common
478366107
1049
21000
SH
SOLE
21000
0
0
JPMorgan Chase & Co
Common
46625H100
4398
76332
SH
SOLE
76332
0
0
Kellogg Company
Common
487836108
526
8000
SH
SOLE
8000
0
0
Kinder Morgan Inc cl P
Common
49456B101
616
17000
SH
SOLE
17000
0
0
Kroger Company
Common
501044101
989
20000
SH
SOLE
20000
0
0
Legg Mason BW Global Incm Fd
Common
52469B100
1943
105890
SH
SOLE
105890
0
0
Liberty All Star Equity Fd
Common
530158104
693
115339
SH
SOLE
115339
0
0
LMP Capital and Income Fund
Common
50208A102
1737
97916
SH
SOLE
97916
0
0
LMP Corporate Loan Fund, Inc.
Common
50208B100
146
12170
SH
SOLE
12170
0
0
LMP Real Estate Income Fd Inc
Common
50208C108
2280
198053
SH
SOLE
198053
0
0
Lockheed Martin Corp.
Common
539830109
1527
9500
SH
SOLE
9500
0
0
LyondellBasell Industries cl A
Common, Cl A
N53745100
1465
15000
SH
SOLE
15000
0
0
Macy's Inc.
Common
55616P104
754
13000
SH
SOLE
13000
0
0
Marathon Oil Corp
Common
565849106
1034
25900
SH
SOLE
25900
0
0
Marsh & McLennan Company Inc
Common
571748102
622
12000
SH
SOLE
12000
0
0
McDonald's Corp.
Common
580135101
2116
21000
SH
SOLE
21000
0
0
McKesson Corp
Common
58155Q103
1266
6800
SH
SOLE
6800
0
0
Merck & Co. Inc.
Common
58933Y105
3602
62267
SH
SOLE
62267
0
0
MetLife, Inc.
Common
59156R108
1861
33500
SH
SOLE
33500
0
0
MFS Charter Inco Tr
Sh Ben Int
552727109
1055
114139
SH
SOLE
114139
0
0
MFS High Income Municipal Trus
Common
59318D104
386
80647
SH
SOLE
80647
0
0
MFS High Yield Municipal Trust
Common
59318E102
48
11000
SH
SOLE
11000
0
0
MFS Intermediate High Income F
Common
59318T109
114
38669
SH
SOLE
38669
0
0
MFS Invstmt Grade Muni Trust
Common
59318B108
267
28806
SH
SOLE
28806
0
0
MFS Multimkt Incme Tr
Sh Ben Int
552737108
608
91451
SH
SOLE
91451
0
0
MFS Muni Inco Trust
Common
552738106
137
20820
SH
SOLE
20820
0
0
Micron Technology Inc
Common
595112103
231
7000
SH
SOLE
7000
0
0
Microsoft Corporation
Common
594918104
6247
149800
SH
SOLE
149800
0
0
Morgan Stanley
Common
617446448
1778
55000
SH
SOLE
55000
0
0
MSDW India Invest
Common
61745C105
2451
105931
SH
SOLE
105931
0
0
Neuberger Berman High Yd St Fd
Common
64128C106
885
63910
SH
SOLE
63910
0
0
Neuberger Berman Real Est Sec
Common
64190A103
4816
963203
SH
SOLE
963203
0
0
New Ireland Fund Inc
Common
645673104
290
21255
SH
SOLE
21255
0
0
Newmont Mining Corp
Common
651639106
229
9000
SH
SOLE
9000
0
0
Nike Inc cl B
Common, Cl B
654106103
543
7000
SH
SOLE
7000
0
0
Norfolk Southern Corp
Common
655844108
618
6000
SH
SOLE
6000
0
0
Northrop Grumman Corp
Common
666807102
479
4000
SH
SOLE
4000
0
0
Nuv Div Adv Mun Fd 3
Sh Ben Int
67070X101
2322
169749
SH
SOLE
169749
0
0
Nuv Diver Div & Income
Common
6706EP105
1642
133941
SH
SOLE
133941
0
0
Nuv Qlty Pfd Inc 3
Common
67072W101
1215
139930
SH
SOLE
139930
0
0
Nuv Real Estate Inc Fd
Common
67071B108
714
63836
SH
SOLE
63836
0
0
Nuv Sel Qlty Mun Fd
Common
670973106
521
37570
SH
SOLE
37570
0
0
Nuv Senior Income Fd
Common
67067Y104
971
137717
SH
SOLE
137717
0
0
Nuveen Credit Strategies Incm
Common
67073D102
4066
434362
SH
SOLE
434362
0
0
Nuveen Div Adv Muni Incm Fd
Common
67071L106
800
56470
SH
SOLE
56470
0
0
Nuveen Diversified Currency Op
Common
67090N109
1464
130402
SH
SOLE
130402
0
0
Nuveen Energy MLP Total Rtrn
Common
67074U103
5756
259025
SH
SOLE
259025
0
0
Nuveen Floating Rate Inc Opp
Sh Ben Int
6706EN100
1403
112907
SH
SOLE
112907
0
0
Nuveen Floating Rate Income
Common
67072T108
1234
101995
SH
SOLE
101995
0
0
Nuveen Global Equity Income Fd
Common
6706EH103
2152
146119
SH
SOLE
146119
0
0
Nuveen Global Income Opport Fd
Common
67073C104
533
41772
SH
SOLE
41772
0
0
Nuveen Mortgage Opp Trm 2
Common
67074R100
229
9618
SH
SOLE
9618
0
0
Nuveen Tax-Adv Div Growth
Common
67073G105
369
22622
SH
SOLE
22622
0
0
Occidental Petroleum Corp
Common
674599105
513
5000
SH
SOLE
5000
0
0
Oracle Corporation
Common
68389X105
5308
130972
SH
SOLE
130972
0
0
PepsiCo, Inc.
Common
713448108
2680
30000
SH
SOLE
30000
0
0
Petroleum & Resource Corp.
Common
716549100
4725
151554
SH
SOLE
151554
0
0
Pfizer Inc.
Common
717081103
1824
61462
SH
SOLE
61462
0
0
Phillips 66
Common
718546104
843
10487
SH
SOLE
10487
0
0
PNC Financial Services
Common
693475105
1158
13000
SH
SOLE
13000
0
0
PPG Industries Inc.
Common
693506107
630
3000
SH
SOLE
3000
0
0
PPL Corporation
Common
69351T106
355
10000
SH
SOLE
10000
0
0
Praxair, Inc.
Common
74005P104
996
7500
SH
SOLE
7500
0
0
Precision Castparts Corp
Common
740189105
883
3500
SH
SOLE
3500
0
0
Principal Financial Group
Common
74251V102
202
4000
SH
SOLE
4000
0
0
Prudential Financial Inc
Common
744320102
1243
14000
SH
SOLE
14000
0
0
Public Service Enterprise Grp
Common
744573106
428
10500
SH
SOLE
10500
0
0
Qualcomm Inc.
Common
747525103
2020
25500
SH
SOLE
25500
0
0
Reaves Utility Income Fund
Sh Ben Int
756158101
4042
134902
SH
SOLE
134902
0
0
RMR Real Estate Income Fund
Common
76970B101
2178
110553
SH
SOLE
110553
0
0
Schlumberger Ltd.
Common
806857108
5839
49500
SH
SOLE
49500
0
0
Southern Company
Common
842587107
545
12000
SH
SOLE
12000
0
0
SPDR S&P 500 ETF Trust
ETF
78462F103
10373
53000
SH
SOLE
53000
0
0
St. Jude Medical Inc.
Common
790849103
554
8000
SH
SOLE
8000
0
0
Stryker Corp
Common
863667101
253
3000
SH
SOLE
3000
0
0
SunTrust Banks, Inc.
Common
867914103
441
11000
SH
SOLE
11000
0
0
T Rowe Price Group Inc
Common
74144T108
380
4500
SH
SOLE
4500
0
0
Taiwan Fund
Common
874036106
508
24773
SH
SOLE
24773
0
0
Templeton Global Incm Fd
Common
880198106
185
22400
SH
SOLE
22400
0
0
Thermo Fisher Scientific, Inc.
Common
883556102
1534
13000
SH
SOLE
13000
0
0
Time Warner Cable Inc.
Common
88732J207
957
6500
SH
SOLE
6500
0
0
Time Warner Inc
Common
887317303
2063
29366
SH
SOLE
29366
0
0
TJX Companies Inc.
Common
872540109
904
17000
SH
SOLE
17000
0
0
Tri-Continental Corp.
Common
895436103
1822
86866
SH
SOLE
86866
0
0
Twenty-First Cent Fox Inc Cl B
Common, Cl B
90130A200
257
7500
SH
SOLE
7500
0
0
Union Pacific Corp.
Common
907818108
2993
30000
SH
SOLE
30000
0
0
UnitedHealth Group, Inc.
Common
91324P102
736
9000
SH
SOLE
9000
0
0
Valero Energy Corp.
Common
91913Y100
476
9500
SH
SOLE
9500
0
0
Verizon Communications, Inc.
Common
92343V104
5578
114000
SH
SOLE
114000
0
0
Viacom Inc cl B
Common, Cl B
92553P201
603
6950
SH
SOLE
6950
0
0
Virtus Total Return Fund
Common
92829A103
963
200681
SH
SOLE
200681
0
0
Voya Asia Paci Hi Div Eqty Inc
Common
92912J107
925
69260
SH
SOLE
69260
0
0
Voya Emerg Mkts Hi Incm Div Eq
Common
92912P108
4323
338773
SH
SOLE
338773
0
0
Voya Global Advt and Prem Oppo
Common
92912R104
922
74789
SH
SOLE
74789
0
0
Voya Natural Resources Eqty In
Common
92913C106
2553
222002
SH
SOLE
222002
0
0
Voya Prime Rate Trust
Common
92913A100
2344
404796
SH
SOLE
404796
0
0
W. Asset Emerg. Mkts Debt Fund
Common
95766A101
1062
57805
SH
SOLE
57805
0
0
W. Asset Managed High Inc Fund
Common
95766L107
255
43891
SH
SOLE
43891
0
0
W. Asset Worldwide Income Fund
Common
957668106
348
26473
SH
SOLE
26473
0
0
Wal-Mart Stores, Inc.
Common
931142103
5232
69700
SH
SOLE
69700
0
0
Walt Disney Company
Common
254687106
5119
59700
SH
SOLE
59700
0
0
Waste Management Inc.
Common
94106L109
268
6000
SH
SOLE
6000
0
0
WellPoint, Inc.
Common
94973V107
1184
11000
SH
SOLE
11000
0
0
Wells Fargo & Co
Common
949746101
6927
131800
SH
SOLE
131800
0
0
Wells Fargo Adv Global Div Opp
Common
94987C103
4889
575872
SH
SOLE
575872
0
0
Western Asset Emg Mkts Incm Fd
Common
95766E103
1799
139120
SH
SOLE
139120
0
0
Western Ast Hi Yld Opp Fd
Common
95768B107
532
29728
SH
SOLE
29728
0
0
Weyerhaeuser Co
Common
962166104
364
11000
SH
SOLE
11000
0
0
Xcel Energy Inc
Common
98389B100
306
9500
SH
SOLE
9500
0
0
Yahoo! Inc.
Common
984332106
738
21000
SH
SOLE
21000
0
0