13F-HR 1 gre3q11.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Greystone Investment Management, LLC Address: 3805 Edwards Road Suite 180 Cincinnati, OH 45209 13F File Number: 028-10016 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ruth Wesner Adams Title: Chief Compliance Officer Phone: 513-731-8444 Signature, Place, and Date of Signing: /s/ Ruth Wesner Adams Cincinnati, OH October 28, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 46 Form 13F Information Table Value Total: $225,393 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABBOTT LABS COM 002824100 10682 208871 SH SOLE 208871 0 0 Anheuser Busch Companies Incor ADR 035229103 10247 193405 SH SOLE 193405 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 6570 353395 SH SOLE 353395 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1561 21975 SH SOLE 21975 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 12846 466270 SH SOLE 466270 0 0 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 2515 103320 SH SOLE 103320 0 0 Canadian Oil Sands Limited CAN FOREIGN EQUITY 13643E105 8704 448155 SH SOLE 448155 0 0 CENOVUS ENERGY INC COM 15135U109 6149 200046 SH SOLE 200046 0 0 Cheung Kong Hldgs Limited Adr ADR 166744201 523 47560 SH SOLE 47560 0 0 Cheung Kong Holdings Limited O FOREIGN EQUITY Y13213106 10686 969000 SH SOLE 969000 0 0 COCA COLA CO COM 191216100 540 8000 SH SOLE 8000 0 0 COMCAST CORP NEW CL A 20030N101 14 673 SH SOLE 673 0 0 COMCAST CORP NEW CL A SPL 20030N200 8185 395048 SH SOLE 395048 0 0 ENCANA CORP COM 292505104 6092 317101 SH SOLE 317101 0 0 EXXON MOBIL CORP COM 30231G102 741 10200 SH SOLE 10200 0 0 Fairfax Finl Hldgs Limited FOREIGN EQUITY 303901102 7996 20893 SH SOLE 20893 0 0 Fanuc Limited Shs JAPAN FOREIGN EQUITY J13440102 225 1600 SH SOLE 1600 0 0 Groupe Danone Shs FRANCE FOREIGN EQUITY F12033134 8295 134110 SH SOLE 134110 0 0 Henderson Land Dev Company Lim FOREIGN EQUITY Y31476107 9681 2123000 SH SOLE 2123000 0 0 Henderson Ld Dev Limited Spons ADR 425166303 270 59340 SH SOLE 59340 0 0 INTEL CORP COM 458140100 10103 473530 SH SOLE 473530 0 0 ISHARES TR DJ OIL&GAS EXP 464288851 170 3315 SH SOLE 3315 0 0 ISHARES TR S&P DEV EX-US 464288422 392 14121 SH SOLE 14121 0 0 JOHNSON & JOHNSON COM 478160104 518 8133 SH SOLE 8133 0 0 JPMORGAN CHASE & CO COM 46625H100 5072 168390 SH SOLE 168390 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 2106 26635 SH SOLE 26635 0 0 LEGG MASON INC COM 524901105 569 22150 SH SOLE 22150 0 0 MEDTRONIC INC COM 585055106 8044 241990 SH SOLE 241990 0 0 MERCK & CO INC NEW COM 58933Y105 277 8473 SH SOLE 8473 0 0 MICROSOFT CORP COM 594918104 11009 442297 SH SOLE 442297 0 0 Nestle S A Sponsored Adr SWITZ ADR 641069406 10052 182234 SH SOLE 182234 0 0 NOVARTIS A G SPONSORED ADR 66987V109 10199 182880 SH SOLE 182880 0 0 Oakmark International Small Ca MUTUAL FUND 413838509 8419 728294 SH SOLE 728294 0 0 PEPSICO INC COM 713448108 4988 80576 SH SOLE 80576 0 0 PROCTER & GAMBLE CO COM 742718109 994 15729 SH SOLE 15729 0 0 Pyi Corporation Limited Shs BE FOREIGN EQUITY G7304P105 914 28449000 SH SOLE 28449000 0 0 REPUBLIC SVCS INC COM 760759100 6393 227850 SH SOLE 227850 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 475 7720 SH SOLE 7720 0 0 SCHLUMBERGER LTD COM 806857108 627 10500 SH SOLE 10500 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 8842 237550 SH SOLE 237550 0 0 TOTAL S A SPONSORED ADR 89151E109 6834 155780 SH SOLE 155780 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1041 18036 SH SOLE 18036 0 0 Vanguard Total International S MUTUAL FUND 921909602 655 50727 SH SOLE 50727 0 0 WASHINGTON FED INC COM 938824109 366 28756 SH SOLE 28756 0 0 WELLS FARGO & CO NEW COM 949746101 7457 309160 SH SOLE 309160 0 0 Wheelock Company Limited Ord H FOREIGN EQUITY Y9553V106 6355 2128000 SH SOLE 2128000 0 0