0001140361-11-025830.txt : 20110509 0001140361-11-025830.hdr.sgml : 20110509 20110509084605 ACCESSION NUMBER: 0001140361-11-025830 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110509 DATE AS OF CHANGE: 20110509 EFFECTIVENESS DATE: 20110509 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TOWERVIEW LLC CENTRAL INDEX KEY: 0001166573 IRS NUMBER: 134159490 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11433 FILM NUMBER: 11821466 BUSINESS ADDRESS: STREET 1: 500 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2129356655 MAIL ADDRESS: STREET 1: 500 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/2011 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: TowerView LLC Address: 500 PARK AVENUE NY, NY 10022 Form 13F File Number: 028-11433 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Neil S. Shapiro Title:   Phone: 212-935-6655 Signature, Place, and Date of Signing: /s/ Neil S. Shapiro New York, NY 5/6/2011 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 26 Form 13F Information Table Value Total: $205,343,000.00 -------------- List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------------- -------------- --------- ---------- ------------------ ---------- -------- ---------------- SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------------- -------------- --------- ---------- --------- --- ---- ---------- -------- ---- ------ ---- AMERICAN GREETINGS CORPORATION CMN COM 026375105 26,314,000 1,115,000 SH SOLE NONE Sole None 0 CLASS A BRT REALTY TRUST (SBI)$3.00PAR CMN COM 055645303 951,000 146,929 SH SOLE NONE Sole None 0 BARNES & NOBLE, INC CMN COM 067774109 6,617,000 720,000 SH SOLE NONE Sole None 0 CALL/BKS @ 22.5 EXP 01/21/2012 CALL 067774109 40,000 2,000 SH CALL SOLE NONE Sole None 0 BASSETT FURNITURE CMN COM 070203104 3,460,000 443,000 SH SOLE NONE Sole None 0 CISCO SYSTEMS, INC. CMN COM 17275R102 857,000 50,000 SH SOLE NONE Sole None 0 KENNETH COLE PRODUCTIONS INC CL-A CLASS COM 193294105 202,000 15,543 SH SOLE NONE Sole None 0 A COMPUTER SCIENCES CORP CMN COM 205363104 1,218,000 25,000 SH SOLE NONE Sole None 0 EXCO RESOURCES INC CMN COM 269279402 6,715,000 325,000 SH SOLE NONE Sole None 0 EMMIS COMMUNICATIONS CORP CL-A CLASS A COM 291525103 1,296,000 1,283,600 SH SOLE NONE Sole None 0 FISHER COMMUNICATIONS INC CMN COM 337756209 27,090,000 871,609 SH SOLE NONE Sole None 0 FLAMEL TECHNOLOGIES SPON ADR SPONSORED COM 338488109 120,000 20,000 SH SOLE NONE Sole None 0 ADR CMN FORTUNE BRANDS, INC. CMN COM 349631101 309,000 5,000 SH SOLE NONE Sole None 0 CALL/GENZ @ 75 EXP 07/16/2011 CALL 372917104 134,000 1,000 SH CALL SOLE NONE Sole None 0 GRIFFIN LAND & NURSERIES CMN COM 398231100 2,767,000 86,000 SH SOLE NONE Sole None 0 GYRODYNE CO AMER CMN COM 403820103 4,402,000 58,700 SH SOLE NONE Sole None 0 HELIX ENERGY SOLUTNS GROUP INC CMN COM 42330P107 602,000 35,000 SH SOLE NONE Sole None 0 JOHNSON OUTDOORS INC CMN CLASS A COM 479167108 14,213,000 935,662 SH SOLE NONE Sole None 0 PENNICHUCK CORP (NEW) CMN COM 708254206 1,869,000 65,600 SH SOLE NONE Sole None 0 REALNETWORKS, INC. COMMON STOCK COM 75605L104 2,492,000 670,000 SH SOLE NONE Sole None 0 SAGA COMMUNICATION, INC. CMN CLASS A COM 786598300 26,339,000 758,300 SH SOLE NONE Sole None 0 TEJON RANCH CO CMN COM 879080109 57,682,000 1,570,000 SH SOLE NONE Sole None 0 THE TRAVELERS COMPANIES, INC CMN COM 89417E109 2,974,000 50,000 SH SOLE NONE Sole None 0 WESTELL TECHNOLOGIES INC CMN CLASS A COM 957541105 178,000 50,818 SH SOLE NONE Sole None 0 SEAGATE TECHNOLOGY PLC CMN COM G7945M107 1,441,000 100,000 SH SOLE NONE Sole None 0 ALCON, INC. CMN SERIES COM H01301102 15,061,000 91,000 SH SOLE NONE Sole None 0