-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WVgheP057X+xyWyHrvsUmO3+mfyz2zlqqCfjtNW5NabDNFawtCqoGl/3LonRB8SH o8tAMlYmzvS08JHA+txvAQ== 0001047469-02-003104.txt : 20021114 0001047469-02-003104.hdr.sgml : 20021114 20021114170049 ACCESSION NUMBER: 0001047469-02-003104 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020930 FILED AS OF DATE: 20021114 EFFECTIVENESS DATE: 20021114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GATES BILL & MELINDA FOUNDATION CENTRAL INDEX KEY: 0001166559 IRS NUMBER: 911663695 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10098 FILM NUMBER: 02825967 BUSINESS ADDRESS: STREET 1: 2365 CARILLON POINT CITY: KIRKLAND STATE: WA ZIP: 98033 BUSINESS PHONE: 4258897900 13F-HR 1 a2093869z13f-hr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: SEPTEMBER 30, 2002 Check here if Amendment [ ]; Amendment Number: This Amendment: (Check only one:): [ ] is a restatement [ ] adds new holdings entries Institutional Investment manager Filing this Report: Name: BILL & MELINDA GATES FOUNDATION Address: 2365 CARILLON POINT KIRKLAND, WA 98033 Form 13F File number: 28-10098 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this report on Behalf of Reporting Manager: Name: MICHAEL LARSON Title: AUTHORIZED AGENT Phone: (425) 889-7900 Signature, Place, and Date of Signing /s/ Michael Larson Kirkland, Washington November 13, 2002 -------------------- ---------------------- -------------------- [Signature] [City, State] [Date] The authorized agent of the sole trustee of the Bill & Melinda Gates Foundation, Michael Larson, also exercises investment discretion with respect to the Section 13(f) securities held by Cascade Investment, L.L.C. ("Cascade"), which are reported separately on Cascade's Form 13F report, File No. 28-05149. Report Type (Check only one.): [ X ] 13F HOLDING REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE: (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting managers(s).) 1 Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Value: 27 Form 13F Information Table Value Total: $1,824,726 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE 2 FORM 13F INFORMATION TABLE As of September 30, 2002
AMOUNT AND TYPE OF VOTING AUTHORITY SECURITY - ----------------------------------------------------------------------------------------------------------------------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE SHARES/PRN SH/PRN INVESTMENT OTHER SOLE SHARED NONE (X1000) AMOUNT DISCRETION MANAGERS - ----------------------------------------------------------------------------------------------------------------------------------- ABBOTT LABORATORIES Common Stock 002824100 30,118 745,500 SH SOLE N/A 745,500 AUTONATION, INC. Common Stock 05329W102 11,520 1,000,000 SH SOLE N/A 1,000,000 BP PLC Sponsored ADR 055622104 79,800 2,000,000 SH SOLE N/A 2,000,000 BRISTOL-MYERS SQUIBB CO. Common Stock 110122108 22,051 926,500 SH SOLE N/A 926,500 CANADIAN NATIONAL RAILWAY CO. Common Stock 136375102 20,537 550,000 SH SOLE N/A 550,000 CARDINAL HEALTH INC. Common Stock 14149Y108 57,535 925,000 SH SOLE N/A 925,000 CSX CORP Common Stock 126408103 15,828 600,000 SH SOLE N/A 600,000 COSTCO WHOLESALE CORP Common Stock 22160K105 72,833 2,250,000 SH SOLE N/A 2,250,000 COX COMMUNICATIONS, INC. Common Stock 224044107 230,553 9,375,900 SH SOLE N/A 9,375,900 DISNEY WALT CO. Common Stock 254687106 30,280 2,000,000 SH SOLE N/A 2,000,000 DUKE ENERGY CORP Common Stock 264399106 24,438 1,250,000 SH SOLE N/A 1,250,000 EXXON MOBIL CORP Common Stock 30231G102 63,800 2,000,000 SH SOLE N/A 2,000,000 GREATER CHINA FUND Common Stock 39167B102 4,060 510,700 SH SOLE N/A 510,700 HOME DEPOT Common Stock 437076102 26,100 1,000,000 SH SOLE N/A 1,000,000 JARDINE FLEMING INDIA FUND Common Stock 471112102 1,753 276,100 SH SOLE N/A 276,100 JOHNSON & JOHNSON Common Stock 478160104 77,578 1,434,500 SH SOLE N/A 1,434,500 LILLY (ELI) & CO Common Stock 532457108 160,763 2,905,000 SH SOLE N/A 2,905,000 MERCK & CO Common Stock 589331107 135,530 2,965,000 SH SOLE N/A 2,965,000 MS INDIA INVESTMENT FUND INC. Common Stock 61745C105 4,634 541,321 SH SOLE N/A 541,321 PHARMACIA CORP Common Stock 71713U102 23,931 615,500 SH SOLE N/A 615,500 PFIZER INC. Common Stock 717081103 86,537 2,982,000 SH SOLE N/A 2,982,000 S & P DEOPSITARY RECEIPTS UNIT SER 1 78462F103 556,998 6,810,100 SH SOLE N/A 6,810,100 SCHERING PLOUGH CORP Common Stock 806605101 14,924 700,000 SH SOLE N/A 700,000 SHAW COMMUNICATIONS INC. Common Stock 82028K200 832 100,000 SH SOLE N/A 100,000 UNIVISION COMMUNICATIONS INC. Common Stock 914906102 22,800 1,000,000 SH SOLE N/A 1,000,000 WASTE MGMT, INC. Common Stock 94106L109 28,800 1,235,000 SH SOLE N/A 1,235,000 WYETH Common Stock 983024100 20,193 635,000 SH SOLE N/A 635,000
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