0001144204-19-039398.txt : 20190813
0001144204-19-039398.hdr.sgml : 20190813
20190813120433
ACCESSION NUMBER: 0001144204-19-039398
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190630
FILED AS OF DATE: 20190813
DATE AS OF CHANGE: 20190813
EFFECTIVENESS DATE: 20190813
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FCA CORP /TX
CENTRAL INDEX KEY: 0001166402
IRS NUMBER: 760076528
STATE OF INCORPORATION: TX
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10019
FILM NUMBER: 191019174
BUSINESS ADDRESS:
STREET 1: 791 TOWN & COUNTRY BLVD, SUITE 250
CITY: HOUSTON
STATE: TX
ZIP: 77057
BUSINESS PHONE: 7137812856
MAIL ADDRESS:
STREET 1: 791 TOWN & COUNTRY BLVD, SUITE 250
CITY: HOUSTON
STATE: TX
ZIP: 77024
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001166402
XXXXXXXX
06-30-2019
06-30-2019
false
FCA CORP /TX
791 Town & Country Blvd, Suite 250
Houston
TX
77024
13F HOLDINGS REPORT
028-10019
N
William Levay
Chief Compliance Officer
713-781-2856
/s/ William Levay
Houston
TX
08-12-2019
0
178
273204
INFORMATION TABLE
2
infotable.xml
3M Co
COM
88579Y101
2976
17169
SH
SOLE
0
0
17169
Alexandria Real
COM
015271109
261
1850
SH
DFND
1850
0
0
Allstate Corp
COM
020002101
2284
22459
SH
SOLE
0
0
22459
Amazon.Com Inc
COM
023135106
625
330
SH
SOLE
0
0
330
American Tower-A
COM
03027X100
511
2500
SH
DFND
2500
0
0
Amgen Inc
COM
031162100
3407
18490
SH
SOLE
0
0
18490
Annaly Capital M
COM
035710409
121
13200
SH
DFND
13200
0
0
Apple Inc
COM
037833100
594
3000
SH
DFND
3000
0
0
Apple Inc
COM
037833100
925
4676
SH
SOLE
0
0
4676
Artesian Resource Corp
COM
043113208
3123
84024
SH
SOLE
0
0
84024
Astrazeneca-Adr
COM
046353108
330
8000
SH
DFND
8000
0
0
At&T Inc
COM
00206R102
213
6346
SH
SOLE
0
0
6346
Automatic Data Processing
COM
053015103
245
1483
SH
SOLE
0
0
1483
Avalonbay Commun
COM
053484101
264
1300
SH
DFND
1300
0
0
Banco Santan-Adr
COM
05964H105
92
20162
SH
DFND
20162
0
0
Bank Of America Corporation
COM
060505104
522
17988
SH
SOLE
0
0
17988
Beasley Broadcast Grp Inc
COM
074014101
71
22000
SH
DFND
22000
0
0
Blackrock Intern L Grth & Inc Common
COM
092524107
2842
505606
SH
SOLE
0
0
505606
Blackrock Muniyield Qty Iii
COM
09254E103
1120
84846
SH
SOLE
0
0
84846
Blue Capital Reisurance
COM
G1190F107
92
14000
SH
DFND
14000
0
0
Bp Plc-Adr
COM
055622104
567
13587
SH
DFND
13587
0
0
Briggs & Strattn
COM
109043109
102
10000
SH
DFND
10000
0
0
Cabot Microelectronics Corp
COM
12709P103
946
8595
SH
SOLE
0
0
8595
Cemex Sab-Sp Adr
COM
151290889
148
35000
SH
DFND
35000
0
0
Chase Corp
COM
16150R104
5671
52683
SH
SOLE
0
0
52683
Chevron Corp
COM
166764100
311
2500
SH
DFND
2500
0
0
Cimarex Energy Co
COM
171798101
1975
33293
SH
SOLE
0
0
33293
Coca-Cola Co
COM
191216100
211
4142
SH
SOLE
0
0
4142
Compania Cervecerias -Adr
COM
204429104
407
14401
SH
DFND
14401
0
0
Consumer Discret Sel Sect Spdr Etf
COM
81369Y407
4832
40538
SH
SOLE
0
0
40538
Consumer Staples Select Sector Spdr Etf
COM
81369Y308
3714
63956
SH
SOLE
0
0
63956
Covanta Holding Corp
COM
22282E102
2776
155002
SH
SOLE
0
0
155002
Crown Castle Int
COM
22822V101
261
2000
SH
DFND
2000
0
0
Csx Corp
COM
126408103
4948
63954
SH
SOLE
0
0
63954
Cvs Health Corp
COM
126650100
1196
21957
SH
SOLE
0
0
21957
Cyrusone, Inc.
COM
23283R100
300
5200
SH
DFND
5200
0
0
Dentsply Sirona Inc
COM
24906P109
292
5000
SH
DFND
5000
0
0
Diageo Plc-Adr
COM
25243Q205
483
2800
SH
DFND
2800
0
0
Digital Realty
COM
253868103
252
2141
SH
DFND
2141
0
0
Electronic Arts
COM
285512109
203
2000
SH
DFND
2000
0
0
Energy Select Sector Spdr Etf
COM
81369Y506
2491
39103
SH
SOLE
0
0
39103
Enterprise Products Partners Lp
COM
293792107
2018
69901
SH
SOLE
0
0
69901
Essex Property
COM
297178105
263
900
SH
DFND
900
0
0
Everest Re Group Ltd
COM
G3223R108
3072
12429
SH
SOLE
0
0
12429
Extra Space Stor
COM
30225T102
265
2500
SH
DFND
2500
0
0
Exxon Mobil Corporation
COM
30231G102
1983
25875
SH
SOLE
0
0
25875
F N B Corp
COM
302520101
843
71610
SH
SOLE
0
0
71610
Facebook Inc
COM
30303M102
216
1121
SH
SOLE
0
0
1121
Fs Bancorp Inc
COM
30263Y104
245
4731
SH
DFND
4731
0
0
Genesee & Wyomin
COM
371559105
225
2250
SH
DFND
2250
0
0
Glaxosmithkl-Adr
COM
37733W105
340
8500
SH
DFND
8500
0
0
Global Self Storage Inc
COM
37955N106
98
26000
SH
DFND
26000
0
0
Gold Fields-Adr
COM
38059T106
54
10000
SH
DFND
10000
0
0
Goldman Sachs Activebeta Intl Eq Etf
COM
381430107
7338
255844
SH
SOLE
0
0
255844
Goldman Sachs Activebeta Us Lgcp Eq Etf
COM
381430503
2817
47930
SH
SOLE
0
0
47930
Granite Point Mortgage
COM
38741L107
230
12000
SH
DFND
12000
0
0
Group 1 Automoti
COM
398905109
328
4000
SH
DFND
4000
0
0
Grupo Aeroportuario - Adr
COM
40051E202
211
1300
SH
DFND
1300
0
0
Grupo Televisa - Adr
COM
40049J206
127
15000
SH
DFND
15000
0
0
Hannon Armstrong
COM
41068X100
214
7600
SH
DFND
7600
0
0
Hdfc Bank Ltd - Adr
COM
40415F101
520
4000
SH
DFND
4000
0
0
Ing Groep-Adr
COM
456837103
116
10000
SH
DFND
10000
0
0
Ingles Markets Inc
COM
457030104
2709
87029
SH
SOLE
0
0
87029
Inseego Corp
COM
45782B104
57
12000
SH
SOLE
0
0
12000
Intel Corp
COM
458140100
504
10535
SH
SOLE
0
0
10535
Intercontinental Hotels
COM
45857P806
274
4103
SH
DFND
4103
0
0
Invesco Bulletshares 2023 Corp Bd Etf
COM
46138J866
2310
109200
SH
SOLE
0
0
109200
Invesco China Real Estate
COM
46138E602
243
8500
SH
DFND
8500
0
0
Invesco Muni Opps. Trust Common
COM
46132C107
1112
90403
SH
SOLE
0
0
90403
Invesco S&P 500 Eq Weight Hc Etf
COM
46137V332
4165
20554
SH
SOLE
0
0
20554
Invesco S&P 500 Equal Weight Etf
COM
46137V357
4092
37958
SH
SOLE
0
0
37958
Invesco S&P Global Water Index Etf
COM
46138E263
2167
57869
SH
SOLE
0
0
57869
Iron Mountain Inc.
COM
46284V101
225
7200
SH
DFND
7200
0
0
Ishares 0-5 Year High Yield Corp Bd
COM
46434V407
2692
57654
SH
SOLE
0
0
57654
Ishares Cali Amt-Free Muni Bond
COM
464288356
572
9436
SH
SOLE
0
0
9436
Ishares Cohen & Steers Reit
COM
464287564
2746
24374
SH
SOLE
0
0
24374
Ishares Core S&P Mid-Cap
COM
464287507
4253
21894
SH
SOLE
0
0
21894
Ishares Core Us Aggregate Bond
COM
464287226
1450
13018
SH
SOLE
0
0
13018
Ishares Floating Rate Bond
COM
46429B655
6116
120082
SH
SOLE
0
0
120082
Ishares Global Healthcare
COM
464287325
3567
57806
SH
SOLE
0
0
57806
Ishares Global Tech Etf
COM
464287291
2117
11790
SH
SOLE
0
0
11790
Ishares Iboxx $ Invst Grade Crp Bond
COM
464287242
1521
12228
SH
SOLE
0
0
12228
Ishares Mbs
COM
464288588
1365
12688
SH
SOLE
0
0
12688
Ishares Msci Eafe
COM
464287465
929
14127
SH
SOLE
0
0
14127
Ishares Msci Eafe Small-Cap
COM
464288273
3906
68047
SH
SOLE
0
0
68047
Ishares Msci Emu
COM
464286608
3343
84518
SH
SOLE
0
0
84518
Ishares Msci Japan
COM
46434G822
1393
25515
SH
SOLE
0
0
25515
Ishares National Amt-Free Muni Bond
COM
464288414
1461
12919
SH
SOLE
0
0
12919
Ishares Russell 1000
COM
464287622
3852
23665
SH
SOLE
0
0
23665
Ishares Russell 2000
COM
464287655
1339
8611
SH
SOLE
0
0
8611
Ishares Russell Mid-Cap
COM
464287499
2702
48354
SH
SOLE
0
0
48354
Ishares Select Dividend
COM
464287168
3455
34701
SH
SOLE
0
0
34701
Ishares Short-Term National Muni Bond
COM
464288158
771
7235
SH
SOLE
0
0
7235
James Hardie Ind Plc Adr
COM
47030M106
330
25000
SH
DFND
25000
0
0
Jh Financial Opportunities Common
COM
409735206
3155
97986
SH
SOLE
0
0
97986
Jhancock Multifactor Large Cap Etf
COM
47804J107
1201
31772
SH
SOLE
0
0
31772
Johnson & Johnson
COM
478160104
2937
21089
SH
SOLE
0
0
21089
Jpmorgan Chase & Co
COM
46625H100
207
1850
SH
SOLE
0
0
1850
Jpmorgan Ultra-Short Income Etf
COM
46641Q837
1449
28746
SH
SOLE
0
0
28746
Kvh Industries
COM
482738101
326
30000
SH
DFND
30000
0
0
Lennox Intl Inc
COM
526107107
468
1700
SH
DFND
1700
0
0
Lowe S Companies Inc
COM
548661107
2184
21646
SH
SOLE
0
0
21646
Lowe'S Cos Inc
COM
548661107
262
2600
SH
DFND
2600
0
0
Merck & Co Inc
COM
58933Y105
401
4787
SH
SOLE
0
0
4787
Metlife Inc
COM
59156R108
1706
34349
SH
SOLE
0
0
34349
Microsoft Corp
COM
594918104
201
1500
SH
DFND
1500
0
0
Microsoft Corp
COM
594918104
458
3418
SH
SOLE
0
0
3418
Miller Ind Inc/Tenn
COM
600551204
554
18000
SH
DFND
18000
0
0
National Retail
COM
637417106
212
4000
SH
DFND
4000
0
0
National Western Life Insurance
COM
638517102
2751
10706
SH
SOLE
0
0
10706
Netapp Inc
COM
64110D104
555
9000
SH
DFND
9000
0
0
Netflix Inc
COM
64110L106
200
545
SH
SOLE
0
0
545
New Residential Invmt
COM
64828T201
154
10000
SH
DFND
10000
0
0
Nice Systems-Adr
COM
653656108
548
4000
SH
DFND
4000
0
0
Norfolk Southern
COM
655844108
598
3000
SH
DFND
3000
0
0
Northwest Natural Hldg Co
COM
66765N105
209
3000
SH
DFND
3000
0
0
Novartis Ag
COM
66987V109
2139
23428
SH
SOLE
0
0
23428
Nuveen Intermediate Duration Muni Term
COM
670671106
1749
130222
SH
SOLE
0
0
130222
Old Republic International Corp
COM
680223104
1491
66601
SH
SOLE
0
0
66601
Oracle Corporation
COM
68389X105
304
5342
SH
SOLE
0
0
5342
Orbcomm Inc
COM
68555P100
145
20000
SH
DFND
20000
0
0
Pearson Plc
COM
705015105
207
20000
SH
DFND
20000
0
0
Philip Morris International Inc
COM
718172109
222
2829
SH
SOLE
0
0
2829
Phillips 66 Com
COM
718546104
1496
15994
SH
SOLE
0
0
15994
Pimco Enhanced Short Maturity Etf
COM
72201R833
6237
61293
SH
SOLE
0
0
61293
Powershrs Bulletshares 2019 Corp Etf
COM
46138J304
5012
237659
SH
SOLE
0
0
237659
Powershrs Bulletshares 2019 Hy Corp Etf
COM
46138J403
240
10040
SH
SOLE
0
0
10040
Powershrs Bulletshares 2020 Corp Etf
COM
46138J502
5710
268560
SH
SOLE
0
0
268560
Powershrs Bulletshares 2020 Hy Corp Etf
COM
46138J601
614
25493
SH
SOLE
0
0
25493
Powershrs Bulletshares 2021 Corp Etf
COM
46138J700
5841
275663
SH
SOLE
0
0
275663
Powershrs Bulletshares 2022 Corp Etf
COM
46138J882
3300
154264
SH
SOLE
0
0
154264
Powershrs Bulletshares 2022 Hy Corp Etf
COM
46138J874
4091
166835
SH
SOLE
0
0
166835
Procter & Gamble
COM
742718109
384
3500
SH
DFND
3500
0
0
Qualcomm Inc
COM
747525103
400
5260
SH
SOLE
0
0
5260
Redwood Trust
COM
758075402
251
15192
SH
DFND
15192
0
0
Regions Financial Corp
COM
7591EP100
269
18000
SH
DFND
18000
0
0
Rgc Resources
COM
74955L103
1013
33184
SH
SOLE
0
0
33184
Royce Micro Cap Trust Common
COM
780915104
2735
332747
SH
SOLE
0
0
332747
Royce Value Trust Common
COM
780910105
161
11554
SH
SOLE
0
0
11554
Ryman Hospitality Prop
COM
78377T107
245
3024
SH
DFND
3024
0
0
Sba Communications Corp
COM
78410G104
450
2000
SH
DFND
2000
0
0
Schwab Emerging Markets Equity Etf
COM
808524706
309
11764
SH
SOLE
0
0
11764
Schwab Fundamental Us Large Company Etf
COM
808524771
2412
61668
SH
SOLE
0
0
61668
Schwab International Equity Etf
COM
808524805
1300
40507
SH
SOLE
0
0
40507
Schwab Us Aggregate Bond Etf
COM
808524839
1430
26976
SH
SOLE
0
0
26976
Schwab Us Mid-Cap Etf
COM
808524508
1604
28102
SH
SOLE
0
0
28102
Schwab Us Small-Cap Etf
COM
808524607
1517
21224
SH
SOLE
0
0
21224
Skyworks Solutio
COM
83088M102
309
4000
SH
DFND
4000
0
0
Sony Corp Adr
COM
835699307
262
5000
SH
DFND
5000
0
0
Spdr Blmbg Barclays St Corp Bd Etf
COM
78464A474
5799
188399
SH
SOLE
0
0
188399
Spdr S&P Midcap 400 Etf
COM
78467Y107
489
1380
SH
SOLE
0
0
1380
Store Capital
COM
862121100
252
7600
SH
DFND
7600
0
0
Stryker Corporation
COM
863667101
3267
15890
SH
SOLE
0
0
15890
Texas Instruments Inc
COM
882508104
218
1898
SH
SOLE
0
0
1898
Thermo Fisher
COM
883556102
587
2000
SH
DFND
2000
0
0
Tyson Foods Inc
COM
902494103
1713
21219
SH
SOLE
0
0
21219
Udr Inc
COM
902653104
447
9951
SH
SOLE
0
0
9951
Unilever Nv-Nys
COM
904784709
546
9000
SH
DFND
9000
0
0
United Therapeut
COM
91307C102
215
2750
SH
DFND
2750
0
0
Valmont Industries Inc
COM
920253101
2987
23552
SH
SOLE
0
0
23552
Vanguard Ftse Developed Markets Etf
COM
921943858
8799
210965
SH
SOLE
0
0
210965
Vanguard Ftse Emerging Markets Etf
COM
922042858
1179
27726
SH
SOLE
0
0
27726
Vanguard High Dividend Yield Etf
COM
921946406
1111
12720
SH
SOLE
0
0
12720
Vanguard Information Technology Etf
COM
92204A702
9196
43605
SH
SOLE
0
0
43605
Vanguard S&P 500 Etf
COM
922908363
392
1458
SH
SOLE
0
0
1458
Vanguard Short-Term Corporate Bond Etf
COM
92206C409
1480
18345
SH
SOLE
0
0
18345
Vanguard Total Stock Market Etf
COM
922908769
352
2347
SH
SOLE
0
0
2347
Verizon Communications Inc
COM
92343V104
382
6691
SH
SOLE
0
0
6691
Visa Inc Class A
COM
92826C839
326
1879
SH
SOLE
0
0
1879
Voya Asia Pacific High Dividend Eq Inc
COM
92912J102
1552
168184
SH
SOLE
0
0
168184
Voya Financial Inc
COM
929089100
2712
49035
SH
SOLE
0
0
49035
Walt Disney Co
COM
254687106
419
3000
SH
DFND
3000
0
0
Walt Disney Co
COM
254687106
950
6801
SH
SOLE
0
0
6801
Western Asset Glb Corp Def Opp Common
COM
95790C107
4462
260154
SH
SOLE
0
0
260154
Western Asset High Income Opp
COM
95766K109
4815
938632
SH
SOLE
0
0
938632
Williams Companies Inc
COM
969457100
1380
49231
SH
SOLE
0
0
49231
Wp Carey Inc
COM
92936U109
363
4470
SH
DFND
4470
0
0
Wpx Energy Inc
COM
98212B103
264
22944
SH
SOLE
0
0
22944