0001144204-19-016926.txt : 20190329
0001144204-19-016926.hdr.sgml : 20190329
20190329134505
ACCESSION NUMBER: 0001144204-19-016926
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20181231
FILED AS OF DATE: 20190329
DATE AS OF CHANGE: 20190329
EFFECTIVENESS DATE: 20190329
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FCA CORP /TX
CENTRAL INDEX KEY: 0001166402
IRS NUMBER: 760076528
STATE OF INCORPORATION: TX
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10019
FILM NUMBER: 19715458
BUSINESS ADDRESS:
STREET 1: 791 TOWN & COUNTRY BLVD, SUITE 250
CITY: HOUSTON
STATE: TX
ZIP: 77057
BUSINESS PHONE: 7137812856
MAIL ADDRESS:
STREET 1: 791 TOWN & COUNTRY BLVD, SUITE 250
CITY: HOUSTON
STATE: TX
ZIP: 77024
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
false
false
0001166402
XXXXXXXX
12-31-2018
12-31-2018
true
1
RESTATEMENT
false
FCA CORP /TX
791 Town & Country Blvd, Suite 250
Houston
TX
77024
13F HOLDINGS REPORT
028-10019
N
William Levay
Chief Compliance Officer
713-781-2856
/s/ William Levay
Houston
TX
03-29-2019
0
153
222385
INFORMATION TABLE
2
infotable.xml
3M Co
COM
88579Y101
3304
17343
SH
SOLE
0
0
17343
Alexandria Real
COM
015271109
213
1850
SH
DFND
1850
0
0
Allstate Corp
COM
020002101
1866
22578
SH
SOLE
0
0
22578
American Tower-A
COM
03027X100
395
2500
SH
DFND
2500
0
0
Amgen Inc
COM
031162100
3475
17850
SH
SOLE
0
0
17850
Annaly Capital M
COM
035710409
130
13200
SH
DFND
13200
0
0
Apple Inc
COM
037833100
417
2643
SH
SOLE
0
0
2643
Apple Inc
COM
037833100
473
3000
SH
DFND
3000
0
0
Artesian Resource Corp
COM
043113208
2929
83998
SH
SOLE
0
0
83998
Astrazeneca-Adr
ADR
046353108
304
8000
SH
DFND
8000
0
0
Avalonbay Commun
COM
053484101
226
1300
SH
DFND
1300
0
0
Banco Santan-Adr
ADR
05964H105
90
20162
SH
DFND
20162
0
0
Bank Of America Corporation
COM
060505104
443
17988
SH
SOLE
0
0
17988
Beasley Broadcast Grp Inc
COM
074014101
83
22000
SH
DFND
22000
0
0
Blackrock Intern L Grth & Inc Common
COM
092524107
2308
463489
SH
SOLE
0
0
463489
Blackrock Muniyield Qty Iii
COM
09254E103
990
82118
SH
SOLE
0
0
82118
Blue Capital Reisurance
ADR
G1190F107
77
14000
SH
DFND
14000
0
0
Bp Plc-Adr
ADR
055622104
500
13195
SH
DFND
13195
0
0
Briggs & Strattn
COM
109043109
131
10000
SH
DFND
10000
0
0
Chase Corp
COM
16150R104
5288
52853
SH
SOLE
0
0
52853
Chevron Corp
COM
166764100
272
2500
SH
DFND
2500
0
0
Cimarex Energy Co
COM
171798101
1881
30505
SH
SOLE
0
0
30505
Coca-Cola Co
COM
191216100
371
7838
SH
SOLE
0
0
7838
Compania Cervecerias -Adr
ADR
204429104
362
14401
SH
DFND
14401
0
0
Consumer Discret Sel Sect Spdr(R) Etf
COM
81369Y407
4014
40540
SH
SOLE
0
0
40540
Consumer Staples Select Sector Spdr(R) Etf
COM
81369Y308
3138
61787
SH
SOLE
0
0
61787
Covanta Holding Corp
COM
22282E102
2102
156645
SH
SOLE
0
0
156645
Crown Castle Int
COM
22822V101
217
2000
SH
DFND
2000
0
0
Csx Corp
COM
126408103
4025
64777
SH
SOLE
0
0
64777
Cvs Health Corp
COM
126650100
1245
19003
SH
SOLE
0
0
19003
Diageo Plc-Adr
ADR
25243Q205
397
2800
SH
DFND
2800
0
0
Digital Realty
COM
253868103
228
2141
SH
DFND
2141
0
0
Energy Select Sector Spdr(R) Etf
COM
81369Y506
2205
38446
SH
SOLE
0
0
38446
Enterprise Products Partners Lp
ADR
293792107
1706
69387
SH
SOLE
0
0
69387
Essex Property
COM
297178105
221
900
SH
DFND
900
0
0
Everest Re Group Ltd
COM
G3223R108
2681
12311
SH
SOLE
0
0
12311
Extra Space Stor
COM
30225T102
226
2500
SH
DFND
2500
0
0
Exxon Mobil Corporation
ADR
30231G102
1846
27072
SH
SOLE
0
0
27072
F N B Corp
COM
302520101
711
72205
SH
SOLE
0
0
72205
Glaxosmithkl-Adr
ADR
37733W105
248
6500
SH
DFND
6500
0
0
Global Self Storage Inc
COM
37955N106
102
26000
SH
DFND
26000
0
0
Gold Fields-Adr
ADR
38059T106
35
10000
SH
DFND
10000
0
0
Goldman Sachs Activebeta(R) Intl Eq Etf
COM
381430107
5764
227289
SH
SOLE
0
0
227289
Goldman Sachs Activebeta(R) Us Lgcp Eq Etf
ADR
381430503
1810
35997
SH
SOLE
0
0
35997
Granite Point Mortgage
COM
38741L107
216
12000
SH
DFND
12000
0
0
Group 1 Automoti
COM
398905109
211
4000
SH
DFND
4000
0
0
Grupo Televisa - Adr
ADR
40049J206
189
15000
SH
DFND
15000
0
0
Hdfc Bank Ltd - Adr
ADR
40415F101
414
4000
SH
DFND
4000
0
0
Ing Groep-Adr
ADR
456837103
107
10000
SH
DFND
10000
0
0
Ingles Markets Inc
COM
457030104
2363
86807
SH
SOLE
0
0
86807
Inseego Corp
COM
45782B104
50
12000
SH
SOLE
0
0
12000
Intercontinental Hotels
COM
45857P707
236
4319
SH
DFND
4319
0
0
Invesco China Real Estate
COM
46138E602
207
8500
SH
DFND
8500
0
0
Invesco Muni Opps. Trust Common
COM
46132C107
935
83637
SH
SOLE
0
0
83637
Invesco S&P 500(R) Eq Weight Hc Etf
COM
46137V332
3709
20890
SH
SOLE
0
0
20890
Invesco S&P 500(R) Equal Weight Etf
ADR
46137V357
3229
35331
SH
SOLE
0
0
35331
Invesco S&P Global Water Index Etf
ADR
46138E263
1767
56729
SH
SOLE
0
0
56729
Iron Mountain Inc.
COM
46284V101
233
7200
SH
DFND
7200
0
0
Ishares 0-5 Year High Yield Corp Bd
ADR
46434V407
2479
55653
SH
SOLE
0
0
55653
Ishares Cali Amt-Free Muni Bond
COM
464288356
542
9276
SH
SOLE
0
0
9276
Ishares Cohen & Steers Reit
COM
464287564
2336
24408
SH
SOLE
0
0
24408
Ishares Core S&P Mid-Cap
COM
464287507
3434
20681
SH
SOLE
0
0
20681
Ishares Core Us Aggregate Bond
COM
464287226
1036
9728
SH
SOLE
0
0
9728
Ishares Floating Rate Bond
COM
46429B655
5768
114528
SH
SOLE
0
0
114528
Ishares Global Healthcare
COM
464287325
3299
58226
SH
SOLE
0
0
58226
Ishares Global Tech Etf
COM
464287291
1599
11100
SH
SOLE
0
0
11100
Ishares Iboxx $ Invst Grade Crp Bond
COM
464287242
1155
10235
SH
SOLE
0
0
10235
Ishares Mbs
COM
464288588
1055
10081
SH
SOLE
0
0
10081
Ishares Msci Eafe
COM
464287465
870
14798
SH
SOLE
0
0
14798
Ishares Msci Eafe Small-Cap
COM
464288273
3402
65659
SH
SOLE
0
0
65659
Ishares Msci Emu
COM
464286608
2903
82792
SH
SOLE
0
0
82792
Ishares Msci Japan
COM
46434G822
1260
24850
SH
SOLE
0
0
24850
Ishares National Amt-Free Muni Bond
COM
464288414
1406
12890
SH
SOLE
0
0
12890
Ishares Russell 1000
COM
464287622
2839
20469
SH
SOLE
0
0
20469
Ishares Russell 2000
COM
464287655
968
7231
SH
SOLE
0
0
7231
Ishares Russell Mid-Cap
COM
464287499
1954
42043
SH
SOLE
0
0
42043
Ishares Select Dividend
COM
464287168
3133
35085
SH
SOLE
0
0
35085
Ishares Short-Term National Muni Bond
COM
464288158
687
6520
SH
SOLE
0
0
6520
James Hardie Ind Plc Adr
ADR
47030M106
294
25000
SH
DFND
25000
0
0
Jh Financial Opportunities Common
COM
409735206
2746
98328
SH
SOLE
0
0
98328
Jhancock Multifactor Large Cap Etf
COM
47804J107
910
28380
SH
SOLE
0
0
28380
Johnson & Johnson
COM
478160104
2389
18510
SH
SOLE
0
0
18510
Jpmorgan Ultra-Short Income Etf
COM
46641Q837
1374
27411
SH
SOLE
0
0
27411
Kvh Industries
COM
482738101
309
30000
SH
DFND
30000
0
0
Lennox Intl Inc
COM
526107107
372
1700
SH
DFND
1700
0
0
Lowe S Companies Inc
COM
548661107
1999
21646
SH
SOLE
0
0
21646
Lowe'S Cos Inc
COM
548661107
240
2600
SH
DFND
2600
0
0
Metlife Inc
COM
59156R108
1411
34375
SH
SOLE
0
0
34375
Microsoft Corp
COM
594918104
203
2000
SH
SOLE
0
0
2000
Miller Ind Inc/Tenn
COM
600551204
486
18000
SH
DFND
18000
0
0
National Western Life Insurance
COM
638517102
3259
10838
SH
SOLE
0
0
10838
Netapp Inc
COM
64110D104
537
9000
SH
DFND
9000
0
0
New Residential Invmt
COM
64828T201
142
10000
SH
DFND
10000
0
0
Nice Systems-Adr
ADR
653656108
595
5500
SH
DFND
5500
0
0
Norfolk Southern
COM
655844108
523
3500
SH
DFND
3500
0
0
Novartis Ag
COM
66987V109
2009
23417
SH
SOLE
0
0
23417
Nuveen Intermediate Duration Muni Term
COM
670671106
1462
118122
SH
SOLE
0
0
118122
Old Republic International Corp
COM
680223104
1375
66826
SH
SOLE
0
0
66826
Orbcomm Inc
COM
68555P100
165
20000
SH
DFND
20000
0
0
Pearson Plc
COM
705015105
239
20000
SH
DFND
20000
0
0
Phillips 66 Com
COM
718546104
1375
15958
SH
SOLE
0
0
15958
Pimco Enhanced Short Maturity Etf
COM
72201R833
5911
58553
SH
SOLE
0
0
58553
Powershrs Bulletshares 2019 Corp Etf
COM
46138J304
4394
208659
SH
SOLE
0
0
208659
Powershrs Bulletshares 2019 Hy Corp Etf
COM
46138J403
287
12140
SH
SOLE
0
0
12140
Powershrs Bulletshares 2020 Corp Etf
COM
46138J502
5222
247844
SH
SOLE
0
0
247844
Powershrs Bulletshares 2020 Hy Corp Etf
ADR
46138J601
211
8991
SH
SOLE
0
0
8991
Powershrs Bulletshares 2021 Corp Etf
COM
46138J700
4396
211874
SH
SOLE
0
0
211874
Powershrs Bulletshares 2022 Corp Etf
COM
46138J882
1913
92797
SH
SOLE
0
0
92797
Powershrs Bulletshares 2022 Hy Corp Etf
COM
46138J874
3467
149392
SH
SOLE
0
0
149392
Procter & Gamble
COM
742718109
322
3500
SH
DFND
3500
0
0
Qualcomm Inc
COM
747525103
294
5160
SH
SOLE
0
0
5160
Regions Financial Corp
COM
7591EP100
241
18000
SH
DFND
18000
0
0
Rgc Resources
COM
74955L103
1017
33944
SH
SOLE
0
0
33944
Royce Micro Cap Trust Common
COM
780915104
2369
319302
SH
SOLE
0
0
319302
Royce Value Trust Common
COM
780910105
132
11213
SH
SOLE
0
0
11213
Ryman Hospitality Prop
COM
78377T107
202
3024
SH
DFND
3024
0
0
Sba Communications Corp
COM
78410G104
324
2000
SH
DFND
2000
0
0
Schwab Emerging Markets Equity Etf(TM)
COM
808524706
257
10910
SH
SOLE
0
0
10910
Schwab Fundamental Us Large Company Etf
COM
808524771
1777
52302
SH
SOLE
0
0
52302
Schwab International Equity Etf(TM)
COM
808524805
1039
36647
SH
SOLE
0
0
36647
Schwab Us Aggregate Bond Etf(TM)
COM
808524839
1320
26102
SH
SOLE
0
0
26102
Schwab Us Mid-Cap Etf(TM)
COM
808524508
1242
25912
SH
SOLE
0
0
25912
Schwab Us Small-Cap Etf(TM)
COM
808524607
1173
19324
SH
SOLE
0
0
19324
Skyworks Solutio
COM
83088M102
268
4000
SH
DFND
4000
0
0
Sl Green Realty
COM
78440X101
215
2720
SH
DFND
2720
0
0
Sony Corp Adr
ADR
835699307
241
5000
SH
DFND
5000
0
0
Spdr(R) Blmbg Barclays St Corp Bd Etf
COM
78464A474
5450
180806
SH
SOLE
0
0
180806
Spdr(R) S&P Midcap 400 Etf
COM
78467Y107
418
1380
SH
SOLE
0
0
1380
Store Capital
COM
862121100
215
7600
SH
DFND
7600
0
0
Stryker Corporation
COM
863667101
2514
16040
SH
SOLE
0
0
16040
Summit Hotel Properties
COM
866082100
114
11700
SH
DFND
11700
0
0
Texas Instruments Inc
COM
882508104
236
2500
SH
SOLE
0
0
2500
Thermo Fisher
COM
883556102
448
2000
SH
DFND
2000
0
0
Tyson Foods Inc
COM
902494103
1128
21133
SH
SOLE
0
0
21133
Udr Inc
COM
902653104
394
9951
SH
SOLE
0
0
9951
Unilever Nv-Nys
COM
904784709
484
9000
SH
DFND
9000
0
0
United Therapeut
ADR
91307C102
299
2750
SH
DFND
2750
0
0
Valmont Industries Inc
COM
920253101
2609
23514
SH
SOLE
0
0
23514
Vanguard Ftse Developed Markets Etf
COM
921943858
7214
194444
SH
SOLE
0
0
194444
Vanguard Ftse Emerging Markets Etf
COM
922042858
836
21935
SH
SOLE
0
0
21935
Vanguard High Dividend Yield Etf
COM
921946406
791
10138
SH
SOLE
0
0
10138
Vanguard Information Technology Etf
COM
92204A702
7258
43504
SH
SOLE
0
0
43504
Vanguard S&P 500 Etf
COM
922908363
301
1310
SH
SOLE
0
0
1310
Vanguard Short-Term Corporate Bond Etf
COM
92206C409
345
4425
SH
SOLE
0
0
4425
Verizon Communications Inc
COM
92343V104
204
3631
SH
SOLE
0
0
3631
Visa Inc Class A
COM
92826C839
239
1811
SH
SOLE
0
0
1811
Voya Asia Pacific High Dividend Eq Inc
COM
92912J102
1315
154120
SH
SOLE
0
0
154120
Voya Financial Inc
ADR
929089100
1986
49485
SH
SOLE
0
0
49485
Western Asset Glb Corp Def Opp Common
COM
95790C107
3815
254667
SH
SOLE
0
0
254667
Western Asset High Income Opp
ADR
95766K109
4049
924372
SH
SOLE
0
0
924372
Williams Companies Inc
COM
969457100
1083
49110
SH
SOLE
0
0
49110
Wp Carey Inc
COM
92936U109
292
4470
SH
DFND
4470
0
0
Wpx Energy Inc
COM
98212B103
260
22944
SH
SOLE
0
0
22944