0001144204-17-025330.txt : 20170508 0001144204-17-025330.hdr.sgml : 20170508 20170508172416 ACCESSION NUMBER: 0001144204-17-025330 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170508 DATE AS OF CHANGE: 20170508 EFFECTIVENESS DATE: 20170508 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FCA CORP /TX CENTRAL INDEX KEY: 0001166402 IRS NUMBER: 760076528 STATE OF INCORPORATION: TX FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10019 FILM NUMBER: 17823525 BUSINESS ADDRESS: STREET 1: 791 TOWN & COUNTRY BLVD, SUITE 250 CITY: HOUSTON STATE: TX ZIP: 77057 BUSINESS PHONE: 7137812856 MAIL ADDRESS: STREET 1: 791 TOWN & COUNTRY BLVD, SUITE 250 CITY: HOUSTON STATE: TX ZIP: 77024 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001166402 XXXXXXXX 03-31-2017 03-31-2017 false FCA CORP /TX

791 Town & Country Blvd, Suite 250 Houston TX 77024

13F HOLDINGS REPORT 028-10019 N William Levay 713-781-2856 /s/ William Levay Houston TX 05-08-2017 0 142 212158 INFORMATION TABLE 2 infotable.xml 3M Co COM 88579Y101 3416 17856 SH SOLE 0 0 17856 Aetna Inc COM 00817Y108 1550 12150 SH SOLE 0 0 12150 Alexandria Real COM 015271109 204 1850 SH DFND 1850 0 0 Allstate Corp COM 020002101 2057 25241 SH SOLE 0 0 25241 American Tower-A COM 03027X100 304 2500 SH DFND 2500 0 0 Amgen Inc COM 031162100 2968 18087 SH SOLE 0 0 18087 Annaly Capital Management COM 035710409 150 13500 SH DFND 13500 0 0 Artesian Resource Corp COM 043113208 2656 81564 SH SOLE 0 0 81564 Astrazeneca-Adr ADR 046353108 249 8000 SH DFND 8000 0 0 Avalonbay Communities COM 053484101 247 1347 SH DFND 1347 0 0 Bank Of America Corporation COM 060505104 424 17988 SH SOLE 0 0 17988 Blackrock Intern L Grth & Inc Common COM 092524107 2573 444403 SH SOLE 0 0 444403 Blackrock Muniyield Qty Iii COM 09254E103 1094 78542 SH SOLE 0 0 78542 Blue Capital Reisurance COM G1190F107 270 14000 SH DFND 14000 0 0 Bok Financial Corp COM 05561Q201 294 3751 SH SOLE 0 0 3751 Boston Properties COM 101121101 324 2450 SH DFND 2450 0 0 Bp Plc-Adr ADR 055622104 282 8181 SH DFND 8181 0 0 Briggs & Strattn COM 109043109 225 10000 SH DFND 10000 0 0 Brookfield Canada Office COM 112823109 234 10000 SH DFND 10000 0 0 Cemex Sab-Sp Adr ADR 151290889 251 27669 SH DFND 27669 0 0 Chase Corp COM 16150R104 5813 60932 SH SOLE 0 0 60932 Chevron Corp COM 166764100 268 2500 SH DFND 2500 0 0 Cimarex Energy Co COM 171798101 3286 27502 SH SOLE 0 0 27502 Coca-Cola Co COM 191216100 351 8266 SH SOLE 0 0 8266 Compania Cervecerias -Adr ADR 204429104 364 14401 SH DFND 14401 0 0 Consumer Discret Sel Sect Spdr Etf COM 81369Y407 3508 39883 SH SOLE 0 0 39883 Consumer Staples Select Sector Spdr Etf COM 81369Y308 3494 64012 SH SOLE 0 0 64012 Csx Corp COM 126408103 3242 69650 SH SOLE 0 0 69650 Cvs Health Corp COM 126650100 1191 15166 SH SOLE 0 0 15166 Dentsply Sirona Inc COM 24906P109 312 5000 SH DFND 5000 0 0 Diageo Plc-Adr ADR 25243Q205 324 2800 SH DFND 2800 0 0 Eastgroup Prop COM 277276101 221 3000 SH DFND 3000 0 0 Energy Select Sector Spdr Etf COM 81369Y506 3054 43690 SH SOLE 0 0 43690 Enterprise Products Partners LP COM 293792107 2071 75001 SH SOLE 0 0 75001 Essex Property COM 297178105 208 900 SH DFND 900 0 0 Everest Re Group Ltd COM G3223R108 2891 12365 SH SOLE 0 0 12365 Extra Space Stor COM 30225T102 379 5100 SH DFND 5100 0 0 Exxon Mobil Corporation COM 30231G102 2505 30542 SH SOLE 0 0 30542 Flowers Foods Inc COM 343498101 1495 77040 SH SOLE 0 0 77040 Georgetown Bancorp, Inc. COM 372591107 259 10002 SH DFND 10002 0 0 Glaxosmithkl-Adr ADR 37733W105 274 6500 SH DFND 6500 0 0 Goldman Sachs Activebeta Intl Eq Etf COM 381430107 3617 138230 SH SOLE 0 0 138230 Grupo Aeroportuario - Adr ADR 40051E202 225 1300 SH DFND 1300 0 0 Grupo Televisa - Adr ADR 40049J206 389 15000 SH DFND 15000 0 0 Guggenheim Bulletshrs2018 Corp Bd Etf COM 18383M530 528 24854 SH SOLE 0 0 24854 Guggenheim Bulletshrs2018 Hy Corpbd Etf COM 18383M381 4840 191065 SH SOLE 0 0 191065 Guggenheim Bulletshrs2019 Corp Bd Etf COM 18383M522 3826 180209 SH SOLE 0 0 180209 Guggenheim Bulletshrs2020 Corp Bd Etf COM 18383M514 515 24063 SH SOLE 0 0 24063 Guggenheim Bulletshrs2021 Corp Bd Etf COM 18383M266 3757 177625 SH SOLE 0 0 177625 Guggenheim S&P 500 Eq Weight Hc Etf COM 78355W841 3708 23183 SH SOLE 0 0 23183 Guggenheim S&P 500 Equal Weight Etf COM 78355W106 2069 22780 SH SOLE 0 0 22780 Halliburton Co COM 406216101 295 6000 SH DFND 6000 0 0 Hdfc Bank Ltd - Adr ADR 40415F101 301 4000 SH DFND 4000 0 0 Ingles Markets Inc COM 457030104 3719 86178 SH SOLE 0 0 86178 Inseego Corp COM 45782B104 25 12000 SH SOLE 0 0 12000 Intercontinental Hotels COM 45857P608 221 4511 SH DFND 4511 0 0 International Business Machines Corp COM 459200101 247 1417 SH SOLE 0 0 1417 Invesco Muni Opps. 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COM 65500B103 26 15400 SH DFND 15400 0 0 Norfolk Southern COM 655844108 392 3500 SH DFND 3500 0 0 Northwestern Corp COM 668074305 2220 37823 SH SOLE 0 0 37823 Novartis Ag ADR 66987V109 1821 24523 SH SOLE 0 0 24523 Nuveen Intermediate Duration Muni Term COM 670671106 1543 118972 SH SOLE 0 0 118972 Pearson Plc ADR 705015105 127 15000 SH DFND 15000 0 0 Pimco Enhanced Short Maturity Etf COM 72201R833 5054 49719 SH SOLE 0 0 49719 Powershares International Corp Bd Etf COM 73936Q835 3628 145240 SH SOLE 0 0 145240 Procter & Gamble COM 742718109 314 3500 SH DFND 3500 0 0 Pub Serv Enterp COM 744573106 355 8000 SH DFND 8000 0 0 Qualcomm Inc COM 747525103 276 4817 SH SOLE 0 0 4817 Regions Financial Corp COM 7591EP100 262 18000 SH DFND 18000 0 0 Rgc Resources COM 74955L103 779 35415 SH SOLE 0 0 35415 Royce Micro Cap Trust Common COM 780915104 2742 326842 SH SOLE 0 0 326842 Royce Value Trust Common COM 780910105 259 18491 SH SOLE 0 0 18491 Sba Communications Corp COM 78410G104 241 2000 SH DFND 2000 0 0 Schwab Emerging Markets Equity Etf COM 808524706 226 9437 SH SOLE 0 0 9437 Schwab International Equity Etf COM 808524805 910 30469 SH SOLE 0 0 30469 Schwab Us Aggregate Bond Etf COM 808524839 2072 40002 SH SOLE 0 0 40002 Schwab Us Mid-Cap Etf COM 808524508 1040 21977 SH SOLE 0 0 21977 Schwab Us Small-Cap Etf COM 808524607 1025 16269 SH SOLE 0 0 16269 Skyworks Solutions COM 83088M102 392 4000 SH DFND 4000 0 0 Sl Green Realty COM 78440X101 290 2720 SH DFND 2720 0 0 Southern Co COM 842587107 2494 50107 SH SOLE 0 0 50107 Spdr Barclays Short Term Corp Bd Etf COM 78464A474 5072 165712 SH SOLE 0 0 165712 Spdr S&P Midcap 400 Etf COM 78467Y107 445 1423 SH SOLE 0 0 1423 Stryker Corporation COM 863667101 2439 18530 SH SOLE 0 0 18530 Texas Instruments Inc COM 882508104 201 2500 SH SOLE 0 0 2500 Thermo Fisher COM 883556102 307 2000 SH DFND 2000 0 0 Twenty-First Century Fox Inc COM 90130A101 447 13788 SH SOLE 0 0 13788 Tyson Foods Inc COM 902494103 1306 21169 SH SOLE 0 0 21169 Udr Inc COM 902653104 361 9951 SH SOLE 0 0 9951 Unilever Nv-Nys COM 904784709 447 9000 SH DFND 9000 0 0 United Therapeut COM 91307C102 372 2750 SH DFND 2750 0 0 Valmont Industries Inc COM 920253101 3651 23476 SH SOLE 0 0 23476 Vaneck Vectors Gm Etf COM 92189F106 228 10000 SH DFND 10000 0 0 Vanguard Energy Etf COM 92204A306 206 2130 SH SOLE 0 0 2130 Vanguard Ftse Developed Markets Etf COM 921943858 4362 110981 SH SOLE 0 0 110981 Vanguard Information Technology Etf COM 92204A702 5943 43818 SH SOLE 0 0 43818 Vanguard S&P 500 Etf COM 922908363 283 1310 SH SOLE 0 0 1310 Vanguard Total Bond Market Etf COM 921937835 364 4490 SH SOLE 0 0 4490 Verizon Communications Inc COM 92343V104 2053 42119 SH SOLE 0 0 42119 Voya Asia Pacific High Dividend Eq Inc COM 92912J102 1507 148619 SH SOLE 0 0 148619 Voya Financial Inc COM 929089100 2036 53635 SH SOLE 0 0 53635 Wells Fargo & Co COM 949746101 454 8161 SH DFND 8161 0 0 Western Asset Glb Corp Def Opp Common COM 95790C107 4318 247857 SH SOLE 0 0 247857 Western Asset High Income Opp COM 95766K109 4595 911674 SH SOLE 0 0 911674 Wgl Holdings Inc COM 92924F106 4070 49321 SH SOLE 0 0 49321 Williams Companies Inc COM 969457100 1487 50250 SH SOLE 0 0 50250 Wp Carey Inc COM 92936U109 278 4470 SH DFND 4470 0 0 Wpx Energy Inc COM 98212B103 307 22944 SH SOLE 0 0 22944