0001144204-17-006914.txt : 20170209
0001144204-17-006914.hdr.sgml : 20170209
20170209103234
ACCESSION NUMBER: 0001144204-17-006914
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170209
DATE AS OF CHANGE: 20170209
EFFECTIVENESS DATE: 20170209
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FCA CORP /TX
CENTRAL INDEX KEY: 0001166402
IRS NUMBER: 760076528
STATE OF INCORPORATION: TX
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10019
FILM NUMBER: 17585486
BUSINESS ADDRESS:
STREET 1: 791 TOWN & COUNTRY BLVD, SUITE 250
CITY: HOUSTON
STATE: TX
ZIP: 77057
BUSINESS PHONE: 7137812856
MAIL ADDRESS:
STREET 1: 791 TOWN & COUNTRY BLVD, SUITE 250
CITY: HOUSTON
STATE: TX
ZIP: 77024
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001166402
XXXXXXXX
12-31-2016
12-31-2016
false
FCA CORP /TX
791 Town & Country Blvd, Suite 250
Houston
TX
77024
13F HOLDINGS REPORT
028-10019
N
William Levay
Chief Compliance Officer
713-781-2856
/s/ William Levay
Houston
TX
02-08-2017
0
136
200984
INFORMATION TABLE
2
infotable.xml
3M Co
COM
88579Y101
3089
17297
SH
SOLE
0
0
17297
Aecom Technology
COM
00766T100
309
8500
SH
DFND
8500
0
0
Aetna Inc
COM
00817Y108
1471
11860
SH
SOLE
0
0
11860
Alexandria Real
COM
015271109
206
1850
SH
DFND
1850
0
0
Allstate Corp
COM
020002101
1858
25061
SH
SOLE
0
0
25061
American Tower-A
COM
03027X100
264
2500
SH
DFND
2500
0
0
Amgen Inc
COM
031162100
2594
17744
SH
SOLE
0
0
17744
Annaly Capital Management
COM
035710409
135
13500
SH
DFND
13500
0
0
Artesian Resource Corp
COM
043113208
2522
78964
SH
SOLE
0
0
78964
Avalonbay Commun
COM
053484101
239
1347
SH
DFND
1347
0
0
Bank Of America Corporation
COM
060505104
398
17988
SH
SOLE
0
0
17988
Blackrock Intern L Grth & Inc Common
COM
092524107
1422
258127
SH
SOLE
0
0
258127
Blackrock Muniyield Qty Iii
COM
09254E103
866
63472
SH
SOLE
0
0
63472
Blue Capital Reisurance
COM
G1190F107
258
14000
SH
DFND
14000
0
0
Bok Financial Corp
COM
05561Q201
311
3751
SH
SOLE
0
0
3751
Boston Properties
COM
101121101
308
2450
SH
DFND
2450
0
0
Bp Plc-Adr
ADR
055622104
306
8181
SH
DFND
8181
0
0
Briggs & Strattn
COM
109043109
223
10000
SH
DFND
10000
0
0
Brookfield Canada Office
COM
112823109
194
10000
SH
DFND
10000
0
0
Cemex Sab-Sp Adr
ADR
151290889
222
27669
SH
DFND
27669
0
0
Chase Corp
COM
16150R104
5072
60712
SH
SOLE
0
0
60712
Cimarex Energy Co
COM
171798101
3738
27502
SH
SOLE
0
0
27502
Coca-Cola Co
COM
191216100
343
8266
SH
SOLE
0
0
8266
Compania Cervecerias -Adr
ADR
204429104
302
14401
SH
DFND
14401
0
0
Consumer Discret Sel Sect Spdr Etf
COM
81369Y407
3133
38483
SH
SOLE
0
0
38483
Consumer Staples Select Sector Spdr Etf
COM
81369Y308
3281
63449
SH
SOLE
0
0
63449
Csx Corp
COM
126408103
2460
68480
SH
SOLE
0
0
68480
Cvs Health Corp
COM
126650100
452
5722
SH
SOLE
0
0
5722
Dentsply Sirona Inc
COM
24906P109
289
5000
SH
DFND
5000
0
0
Diageo Plc-Adr
ADR
25243Q205
291
2800
SH
DFND
2800
0
0
Eastgroup Prop
COM
277276101
222
3000
SH
DFND
3000
0
0
Energy Select Sector Spdr Etf
COM
81369Y506
3197
42447
SH
SOLE
0
0
42447
Enterprise Products Partners Lp
COM
293792107
2024
74848
SH
SOLE
0
0
74848
Essex Property
COM
297178105
209
900
SH
DFND
900
0
0
Everest Re Group Ltd
COM
G3223R108
2831
13084
SH
SOLE
0
0
13084
Extra Space Stor
COM
30225T102
394
5100
SH
DFND
5100
0
0
Exxon Mobil Corporation
COM
30231G102
2724
30184
SH
SOLE
0
0
30184
First Financial Bankshares Inc
COM
32020R109
218
4828
SH
SOLE
0
0
4828
Flowers Foods Inc
COM
343498101
1521
76170
SH
SOLE
0
0
76170
Gafisa Sa-Adr
ADR
362607301
22
20000
SH
DFND
20000
0
0
Georgetown Bancorp, Inc.
COM
372591107
259
10002
SH
DFND
10002
0
0
Glaxosmithkl-Adr
ADR
37733W105
250
6500
SH
DFND
6500
0
0
Global X Msci Nigeria Etf
COM
37950E424
95
22200
SH
DFND
22200
0
0
Goldman Sachs Activebeta Intl Eq Etf
COM
381430107
2958
121443
SH
SOLE
0
0
121443
Grupo Televisa - Adr
ADR
40049J206
313
15000
SH
DFND
15000
0
0
Guggenheim Bulletshrs2018 Corp Bd Etf
COM
18383M530
481
22726
SH
SOLE
0
0
22726
Guggenheim Bulletshrs2018 Hy Corpbd Etf
COM
18383M381
4656
184893
SH
SOLE
0
0
184893
Guggenheim Bulletshrs2019 Corp Bd Etf
COM
18383M522
3660
173120
SH
SOLE
0
0
173120
Guggenheim Bulletshrs2020 Corp Bd Etf
COM
18383M514
463
21823
SH
SOLE
0
0
21823
Guggenheim Bulletshrs2021 Corp Bd Etf
COM
18383M266
3554
169312
SH
SOLE
0
0
169312
Guggenheim S&P 500 Eq Weight Hc Etf
COM
78355W841
3257
22322
SH
SOLE
0
0
22322
Guggenheim S&P 500 Equal Weight Etf
COM
78355W106
3635
41951
SH
SOLE
0
0
41951
Hdfc Bank Ltd - Adr
ADR
40415F101
243
4000
SH
DFND
4000
0
0
Ingles Markets Inc
COM
457030104
4339
90209
SH
SOLE
0
0
90209
International Business Machines Corp
COM
459200101
235
1417
SH
SOLE
0
0
1417
Invesco Muni Opps. Trust Common
COM
46132C107
1097
86097
SH
SOLE
0
0
86097
Ishares Cali Amt-Free Muni Bond
COM
464288356
478
4138
SH
SOLE
0
0
4138
Ishares Cohen & Steers Reit
COM
464287564
3022
30330
SH
SOLE
0
0
30330
Ishares Core S&P Mid-Cap
COM
464287507
3443
20826
SH
SOLE
0
0
20826
Ishares Core Us Aggregate Bond
COM
464287226
445
4120
SH
SOLE
0
0
4120
Ishares Floating Rate Bond
COM
46429B655
4738
93397
SH
SOLE
0
0
93397
Ishares Global Healthcare
COM
464287325
2607
27493
SH
SOLE
0
0
27493
Ishares Iboxx $ Invst Grade Crp Bond
COM
464287242
308
2629
SH
SOLE
0
0
2629
Ishares Mbs
COM
464288588
308
2897
SH
SOLE
0
0
2897
Ishares Msci Eafe
COM
464287465
1849
32029
SH
SOLE
0
0
32029
Ishares Msci Eafe Small-Cap
COM
464288273
2999
60179
SH
SOLE
0
0
60179
Ishares Msci Emu
COM
464286608
2473
71487
SH
SOLE
0
0
71487
Ishares National Amt-Free Muni Bond
COM
464288414
1184
10941
SH
SOLE
0
0
10941
Ishares Russell 1000
COM
464287622
1068
8581
SH
SOLE
0
0
8581
Ishares Russell 2000
COM
464287655
1168
8665
SH
SOLE
0
0
8665
Ishares Russell Mid-Cap
COM
464287499
1086
6072
SH
SOLE
0
0
6072
Ishares Select Dividend
COM
464287168
3161
35694
SH
SOLE
0
0
35694
James Hardie Ind Plc Adr
ADR
47030M106
398
25000
SH
DFND
25000
0
0
Jh Financial Opportunities Common
COM
409735206
3853
106243
SH
SOLE
0
0
106243
Johnson & Johnson
COM
478160104
2359
20476
SH
SOLE
0
0
20476
Kvh Industries
COM
482738101
354
30000
SH
DFND
30000
0
0
Lennox Intl Inc
COM
526107107
260
1700
SH
DFND
1700
0
0
Lifepoint Hospit
COM
53219L109
284
5000
SH
DFND
5000
0
0
Lowe S Companies Inc
COM
548661107
2799
39352
SH
SOLE
0
0
39352
Luby'S Inc
COM
549282101
141
32994
SH
DFND
32994
0
0
Maiden Holdings Ltd
COM
G5753U112
349
20000
SH
DFND
20000
0
0
Market Vectors Africa
COM
92189F866
205
10340
SH
DFND
10340
0
0
Marriott International
COM
571903202
416
5035
SH
DFND
5035
0
0
Metlife Inc
COM
59156R108
1856
34447
SH
SOLE
0
0
34447
Miller Ind Inc/Tenn
COM
600551204
476
18000
SH
DFND
18000
0
0
National Western Life Insurance
COM
638517102
3320
10683
SH
SOLE
0
0
10683
Netapp Inc
COM
64110D104
317
9000
SH
DFND
9000
0
0
Nice Systems-Adr
ADR
653656108
378
5500
SH
DFND
5500
0
0
Nobilis Health Corp.
COM
65500B103
32
15400
SH
DFND
15400
0
0
Norfolk Southern
COM
655844108
378
3500
SH
DFND
3500
0
0
Northwestern Corp
COM
668074305
2109
37083
SH
SOLE
0
0
37083
Novartis Ag
ADR
66987V109
1731
23763
SH
SOLE
0
0
23763
Nuveen Intermediate Duration Muni Term
COM
670671106
1487
117012
SH
SOLE
0
0
117012
Pimco Enhanced Short Maturity Etf
COM
72201R833
4824
47607
SH
SOLE
0
0
47607
Powershares International Corp Bd Etf
COM
73936Q835
2438
99560
SH
SOLE
0
0
99560
Procter & Gamble
COM
742718109
294
3500
SH
DFND
3500
0
0
Pub Serv Enterp
COM
744573106
351
8000
SH
DFND
8000
0
0
Qualcomm Inc
COM
747525103
311
4774
SH
SOLE
0
0
4774
Regions Financial Corp
COM
7591EP100
258
18000
SH
DFND
18000
0
0
Rgc Resources
COM
74955L103
582
23310
SH
SOLE
0
0
23310
Royce Micro Cap Trust Common
COM
780915104
2608
319567
SH
SOLE
0
0
319567
Royce Value Trust Common
COM
780910105
3466
258885
SH
SOLE
0
0
258885
Sba Communications Corp
COM
78388J106
207
2000
SH
DFND
2000
0
0
Schwab International Equity Etf
COM
808524805
808
29208
SH
SOLE
0
0
29208
Schwab Us Aggregate Bond Etf
COM
808524839
1945
37771
SH
SOLE
0
0
37771
Schwab Us Mid-Cap Etf
COM
808524508
966
21386
SH
SOLE
0
0
21386
Schwab Us Small-Cap Etf
COM
808524607
982
15972
SH
SOLE
0
0
15972
Sk Telecom-Adr
ADR
78440P108
314
15000
SH
DFND
15000
0
0
Skyworks Solutions
COM
83088M102
299
4000
SH
DFND
4000
0
0
Sl Green Realty
COM
78440X101
293
2720
SH
DFND
2720
0
0
Southern Co
COM
842587107
2416
49117
SH
SOLE
0
0
49117
Spdr Barclays Short Term Corp Bd Etf
COM
78464A474
4854
158975
SH
SOLE
0
0
158975
Spdr S&P Midcap 400 Etf
COM
78467Y107
429
1423
SH
SOLE
0
0
1423
Stryker Corporation
COM
863667101
2207
18420
SH
SOLE
0
0
18420
Thermo Fisher
COM
883556102
282
2000
SH
DFND
2000
0
0
Twenty-First Century Fox Inc
COM
90130A101
387
13788
SH
SOLE
0
0
13788
Tyson Foods Inc
COM
902494103
1268
20554
SH
SOLE
0
0
20554
Udr Inc
COM
902653104
363
9951
SH
SOLE
0
0
9951
Unilever Nv-Nys
COM
904784709
370
9000
SH
DFND
9000
0
0
United Therapeut
COM
91307C102
394
2750
SH
DFND
2750
0
0
Valmont Industries Inc
COM
920253101
3202
22726
SH
SOLE
0
0
22726
Vanguard Energy Etf
COM
92204A306
223
2130
SH
SOLE
0
0
2130
Vanguard Ftse Developed Markets Etf
COM
921943858
4078
111591
SH
SOLE
0
0
111591
Vanguard Information Technology Etf
COM
92204A702
5027
41377
SH
SOLE
0
0
41377
Vanguard S&P 500 Etf
COM
922908363
269
1310
SH
SOLE
0
0
1310
Vanguard Total Bond Market Etf
COM
921937835
363
4490
SH
SOLE
0
0
4490
Verizon Communications Inc
COM
92343V104
2135
39989
SH
SOLE
0
0
39989
Voya Asia Pacific High Dividend Eq Inc
COM
92912J102
1400
160746
SH
SOLE
0
0
160746
Voya Financial Inc
COM
929089100
2089
53265
SH
SOLE
0
0
53265
Wells Fargo & Co
COM
949746101
450
8161
SH
DFND
8161
0
0
Western Asset Glb Corp Def Opp Common
COM
95790C107
4134
241483
SH
SOLE
0
0
241483
Western Asset High Income Opp
COM
95766K109
4380
877728
SH
SOLE
0
0
877728
Wgl Holdings Inc
COM
92924F106
3692
48401
SH
SOLE
0
0
48401
Williams Companies Inc
COM
969457100
1776
57033
SH
SOLE
0
0
57033
Wp Carey Inc
COM
92936U109
264
4470
SH
DFND
4470
0
0
Wpx Energy Inc
COM
98212B103
334
22944
SH
SOLE
0
0
22944