0001144204-16-079316.txt : 20160205 0001144204-16-079316.hdr.sgml : 20160205 20160205162945 ACCESSION NUMBER: 0001144204-16-079316 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160205 DATE AS OF CHANGE: 20160205 EFFECTIVENESS DATE: 20160205 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FCA CORP /TX CENTRAL INDEX KEY: 0001166402 IRS NUMBER: 760076528 STATE OF INCORPORATION: TX FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10019 FILM NUMBER: 161392624 BUSINESS ADDRESS: STREET 1: 791 TOWN & COUNTRY BLVD, SUITE 250 CITY: HOUSTON STATE: TX ZIP: 77057 BUSINESS PHONE: 7137812856 MAIL ADDRESS: STREET 1: 791 TOWN & COUNTRY BLVD, SUITE 250 CITY: HOUSTON STATE: TX ZIP: 77024 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001166402 XXXXXXXX 12-31-2015 12-31-2015 false FCA CORP /TX

791 Town & Country Blvd, Suite 250 Houston TX 77024

13F HOLDINGS REPORT 028-10019 N William Levay 713-781-2856 /s/ William Levay Houston TX 02-05-2016 0 111 172256 INFORMATION TABLE 2 infotable.xml 1st Century Bancshrs Inc COM 31943X102 125 18150 SH SOLE 0 0 18150 3M Co COM 88579Y101 2411 16002 SH SOLE 0 0 16002 ABB Ltd ADR 000375204 1708 96355 SH SOLE 0 0 96355 AECOM TECHNOLOGY COM 00766T100 210 7000 SH DFND 7000 0 0 AGCO CORP COM 001084102 227 5000 SH DFND 5000 0 0 Allstate Corp COM 020002101 1613 25981 SH SOLE 0 0 25981 Amgen Inc COM 031162100 2936 18084 SH SOLE 0 0 18084 Analog Devices Inc ADR 032654105 1836 33195 SH SOLE 0 0 33195 Apple Inc COM 037833100 208 1975 SH SOLE 0 0 1975 Artesian Resource Corp COM 043113208 2086 75317 SH SOLE 0 0 75317 Bank of America Corporation COM 060505104 303 17988 SH SOLE 0 0 17988 BIG 5 SPORTING GOODS CORP COM 08915P101 400 40000 SH DFND 40000 0 0 BlackRock Intern l Grth & Inc Common COM 092524107 1759 281921 SH SOLE 0 0 281921 BlackRock MuniYield Qty III COM 09254E103 1064 72247 SH SOLE 0 0 72247 BOK Financial Corp COM 05561Q201 224 3751 SH SOLE 0 0 3751 CAL-MAINE FOODS COM 128030202 269 5800 SH DFND 5800 0 0 CALPINE CORP COM 131347304 289 20000 SH DFND 20000 0 0 CEMEX SAB-SP ADR ADR 151290889 148 26605 SH DFND 26605 0 0 Chase Corp COM 16150R104 3639 89345 SH SOLE 0 0 89345 Cimarex Energy Co COM 171798101 2472 27661 SH SOLE 0 0 27661 Coca-Cola Co COM 191216100 326 7588 SH SOLE 0 0 7588 CONMED CORPORATION COM 207410101 441 10000 SH DFND 10000 0 0 Consumer Discret Sel Sect SPDR® ETF COM 81369Y407 3568 45652 SH SOLE 0 0 45652 Consumer Staples Select Sector SPDR® ETF COM 81369Y308 4507 89275 SH SOLE 0 0 89275 Csi Compressco Lp Com Unit COM 12637A103 936 82089 SH SOLE 0 0 82089 DENTSPLY INTL COM 249030107 529 8700 SH DFND 8700 0 0 Energy Select Sector SPDR® ETF COM 81369Y506 2529 41929 SH SOLE 0 0 41929 Enterprise Products Partners LP COM 293792107 2188 85552 SH SOLE 0 0 85552 Everest Re Group Ltd COM G3223R108 2259 12341 SH SOLE 0 0 12341 Exxon Mobil Corporation COM 30231G102 2906 37285 SH SOLE 0 0 37285 First Financial Bankshares Inc COM 32020R109 208 6900 SH SOLE 0 0 6900 Ford Motor Co COM 345370860 1376 97646 SH SOLE 0 0 97646 Guggenheim BulletShrs 2018 Corp Bd ETF COM 18383M530 593 28216 SH SOLE 0 0 28216 Guggenheim BulletShrs 2018 HY CorpBd ETF COM 18383M381 4155 175613 SH SOLE 0 0 175613 Guggenheim BulletShrs 2020 Corp Bd ETF COM 18383M514 522 24981 SH SOLE 0 0 24981 Guggenheim S&P 500 Eq Weight HC ETF COM 78355W841 3498 22793 SH SOLE 0 0 22793 Guggenheim S&P 500 Equal Weight ETF COM 78355W106 3461 45158 SH SOLE 0 0 45158 Ingles Markets Inc COM 457030104 3899 88443 SH SOLE 0 0 88443 INTERCONTINENTAL HOTELS COM 45857P509 210 5414 SH DFND 5414 0 0 Invesco Muni Opps. Trust Common COM 46132C107 971 73695 SH SOLE 0 0 73695 iShares Cali AMT-Free Muni Bond COM 464288356 513 4344 SH SOLE 0 0 4344 iShares Cohen & Steers REIT COM 464287564 3141 31649 SH SOLE 0 0 31649 iShares Core S&P Mid-Cap COM 464287507 2600 18666 SH SOLE 0 0 18666 iShares Core US Aggregate Bond COM 464287226 445 4121 SH SOLE 0 0 4121 iShares Floating Rate Bond COM 46429B655 4873 96615 SH SOLE 0 0 96615 iShares Global Healthcare COM 464287325 3319 32342 SH SOLE 0 0 32342 iShares iBoxx $ Invst Grade Crp Bond COM 464287242 312 2740 SH SOLE 0 0 2740 iShares MBS COM 464288588 307 2852 SH SOLE 0 0 2852 ISHARES MSCI AC ASIA COM 464288182 427 8000 SH DFND 8000 0 0 iShares MSCI EAFE COM 464287465 8159 138950 SH SOLE 0 0 138950 iShares MSCI EAFE Small-Cap COM 464288273 2658 53206 SH SOLE 0 0 53206 iShares MSCI EMU COM 464286608 1590 45363 SH SOLE 0 0 45363 iShares National AMT-Free Muni Bond COM 464288414 1237 11177 SH SOLE 0 0 11177 iShares Russell 1000 COM 464287622 1127 9950 SH SOLE 0 0 9950 iShares Russell 2000 COM 464287655 1078 9570 SH SOLE 0 0 9570 iShares Russell Mid-Cap COM 464287499 1102 6878 SH SOLE 0 0 6878 iShares Select Dividend COM 464287168 2988 39765 SH SOLE 0 0 39765 J.C. PENNEY CO COM 708160106 147 22000 SH DFND 22000 0 0 JAMES HARDIE IND PLC ADR ADR 47030M106 317 25000 SH DFND 25000 0 0 JH Financial Opportunities Common COM 409735206 3068 109465 SH SOLE 0 0 109465 Johnson & Johnson COM 478160104 2570 25023 SH SOLE 0 0 25023 KVH INDUSTRIES ADR 482738101 283 30000 SH DFND 30000 0 0 LIFEPOINT HOSPIT COM 53219L109 367 5000 SH DFND 5000 0 0 LLOYDS BANKING GROUP PLC COM 539439109 92 21000 SH DFND 21000 0 0 Lowe s Companies Inc COM 548661107 3005 39519 SH SOLE 0 0 39519 MARKET VECTORS AFRICA COM 57060U787 184 10340 SH DFND 10340 0 0 MetLife Inc COM 59156R108 1854 38448 SH SOLE 0 0 38448 MILLER IND INC/TENN COM 600551204 229 10500 SH DFND 10500 0 0 National Western Life Insurance COM 638517102 2440 9683 SH SOLE 0 0 9683 NETAPP INC COM 64110D104 239 9000 SH DFND 9000 0 0 NORFOLK SOUTHERN COM 655844108 296 3500 SH DFND 3500 0 0 NORTHWEST NAT GS COM 667655104 354 7000 SH DFND 7000 0 0 NorthWestern Corp COM 668074305 2246 41408 SH SOLE 0 0 41408 Novartis AG ADR 66987V109 2459 28579 SH SOLE 0 0 28579 Nuveen Intermediate Duration Muni Term COM 670671106 1438 111805 SH SOLE 0 0 111805 PIMCO Enhanced Short Maturity ETF COM 72201R833 5197 51650 SH SOLE 0 0 51650 PowerShares Global Water ETF COM 73936T623 2640 126132 SH SOLE 0 0 126132 PROCTER & GAMBLE COM 742718109 278 3500 SH DFND 3500 0 0 PUB SERV ENTERP COM 744573106 310 8000 SH DFND 8000 0 0 Qualcomm Inc COM 747525103 230 4609 SH SOLE 0 0 4609 RGC Resources COM 74955L103 528 24770 SH SOLE 0 0 24770 Royce Micro Cap Trust Common COM 780915104 1742 239884 SH SOLE 0 0 239884 Royce Value Trust Common COM 780910105 2684 228028 SH SOLE 0 0 228028 Schwab International Equity ETF COM 808524805 321 11644 SH SOLE 0 0 11644 Schwab US Aggregate Bond ETF COM 808524839 661 12837 SH SOLE 0 0 12837 Schwab US Mid-Cap ETF COM 808524508 406 10134 SH SOLE 0 0 10134 Schwab US Small-Cap ETF COM 808524607 390 7484 SH SOLE 0 0 7484 Southern Co COM 842587107 2473 52851 SH SOLE 0 0 52851 SPDR Barclays Short Term Corp Bd ETF COM 78464A474 5088 167381 SH SOLE 0 0 167381 SPDR Morgan Stanley Technology ETF COM 78464A102 2702 49969 SH SOLE 0 0 49969 SPDR S&P 500 ETF COM 78462F103 302 1480 SH SOLE 0 0 1480 SPDR S&P MidCap 400 ETF COM 78467Y107 361 1423 SH SOLE 0 0 1423 Stryker Corporation COM 863667101 2170 23349 SH SOLE 0 0 23349 Twenty-First Century Fox Inc COM 90130A101 290 10674 SH SOLE 0 0 10674 UDR Inc COM 902653104 374 9951 SH SOLE 0 0 9951 Valmont Industries Inc COM 920253101 2106 19867 SH SOLE 0 0 19867 Vanguard Consumer Discretionary ETF COM 92204A108 256 2087 SH SOLE 0 0 2087 Vanguard Energy ETF COM 92204A306 243 2918 SH SOLE 0 0 2918 Vanguard FTSE Emerging Markets ETF COM 922042858 457 13970 SH SOLE 0 0 13970 Vanguard FTSE Europe ETF COM 922042874 1799 36061 SH SOLE 0 0 36061 Vanguard Information Technology ETF COM 92204A702 2563 23665 SH SOLE 0 0 23665 Vanguard S&P 500 ETF COM 922908363 283 1512 SH SOLE 0 0 1512 Vanguard Total Bond Market ETF COM 921937835 387 4790 SH SOLE 0 0 4790 Verizon Communication COM 92343V104 234 5071 SH DFND 5071 0 0 Voya Asia Pacific High Dividend Eq Inc COM 92912J102 1312 145299 SH SOLE 0 0 145299 WELLS FARGO & CO COM 949746101 326 6000 SH DFND 6000 0 0 Western Asset Glb Corp Def Opp Common COM 95790C107 3893 246395 SH SOLE 0 0 246395 Western Asset High Income Opp COM 95766K109 3531 752842 SH SOLE 0 0 752842 WGL Holdings Inc COM 92924F106 3026 48040 SH SOLE 0 0 48040 Williams Companies Inc COM 969457100 2088 81233 SH SOLE 0 0 81233 Wpx Energy Inc COM 98212B103 132 22944 SH SOLE 0 0 22944