0001144204-15-048076.txt : 20150811
0001144204-15-048076.hdr.sgml : 20150811
20150811144856
ACCESSION NUMBER: 0001144204-15-048076
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150630
FILED AS OF DATE: 20150811
DATE AS OF CHANGE: 20150811
EFFECTIVENESS DATE: 20150811
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FCA CORP /TX
CENTRAL INDEX KEY: 0001166402
IRS NUMBER: 760076528
STATE OF INCORPORATION: TX
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10019
FILM NUMBER: 151043585
BUSINESS ADDRESS:
STREET 1: 791 TOWN & COUNTRY BLVD, SUITE 250
CITY: HOUSTON
STATE: TX
ZIP: 77057
BUSINESS PHONE: 7137812856
MAIL ADDRESS:
STREET 1: 791 TOWN & COUNTRY BLVD, SUITE 250
CITY: HOUSTON
STATE: TX
ZIP: 77024
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001166402
XXXXXXXX
06-30-2015
06-30-2015
false
FCA CORP /TX
791 Town & Country Blvd, Suite 250
Houston
TX
77024
13F HOLDINGS REPORT
028-10019
N
William Levay
Chief Compliance Officer
713-781-2856
/s/ William Levay
Houston
TX
08-06-2015
0
122
181110
INFORMATION TABLE
2
infotable.xml
1ST CENTURY BANCSHARES INC
COM
31943X102
127
18150
SH
SOLE
0
0
18150
3M CO
COM
88579Y101
1883
12200
SH
SOLE
0
0
12200
ABB LTD-SPON ADR
ADR
000375204
1281
61327
SH
SOLE
0
0
61327
AECOM
COM
00766T100
265
8000
SH
DFND
8000
0
0
AGCO CORP
COM
001084102
284
5000
SH
DFND
5000
0
0
ALLSTATE CORP
COM
020002101
1471
22676
SH
SOLE
0
0
22676
AMERICAN TOWER CORP
COM
03027X100
233
2500
SH
DFND
2500
0
0
AMGEN INC
COM
031162100
2980
19409
SH
SOLE
0
0
19409
ANALOG DEVICES INC
ADR
032654105
2068
32227
SH
SOLE
0
0
32227
APPLE
COM
37833100
246
1957
SH
SOLE
0
0
1957
ARTESIAN RESOURCES CORP-CL A
COM
043113208
1263
59875
SH
SOLE
0
0
59875
ASIA PACIFIC HIGH DIVIDEND FUND
COM
92912J102
1258
105969
SH
SOLE
0
0
105969
AVALONBAY COMMUNITIES INC
COM
053484101
215
1347
SH
DFND
1347
0
0
BANK OF AMERICA CORP
COM
060505104
309
18167
SH
SOLE
0
0
18167
BHP BILLITON LTD-SPON ADR
COM
088606108
1205
29595
SH
SOLE
0
0
29595
BIG 5 SPORTING GOODS CORP
COM
08915P101
341
24000
SH
DFND
24000
0
0
BLACKROCK INTERNATIONAL GROWTH
COM
092524107
1637
224493
SH
SOLE
0
0
224493
BOK FINANCIAL CORPORATION
COM
05561Q201
261
3751
SH
SOLE
0
0
3751
BOSTON PROPERTIES INC
COM
101121101
303
2500
SH
DFND
2500
0
0
CALPINE CORP
COM
131347304
270
15000
SH
DFND
15000
0
0
CAMPUS CREST COMMUNITIES INC
COM
13466Y105
61
11000
SH
DFND
11000
0
0
CHASE CORP
COM
16150R104
2397
60304
SH
SOLE
0
0
60304
CIMAREX ENERGY CO
COM
171798101
3172
28753
SH
SOLE
28753
0
0
COCA-COLA CO/THE
COM
191216100
323
8228
SH
SOLE
0
0
8228
CONMED CORP
COM
207410101
437
7500
SH
DFND
7500
0
0
CONSUMER DISCRETIONARY SELT
COM
81369Y407
3463
45282
SH
SOLE
0
0
45282
CONSUMER STAPLES SPDR
COM
81369Y308
4682
98352
SH
SOLE
0
0
98352
CSI COMPRESSCO LP
COM
12637A103
1315
73576
SH
SOLE
0
0
73576
DENTSPLY INTERNATIONAL INC
COM
249030107
448
8700
SH
DFND
8700
0
0
EATON VANCE SHORT DURATION
COM
27828V104
3140
226726
SH
SOLE
0
0
226726
ENERGY SELECT SECTOR SPDR
COM
81369Y506
2940
39114
SH
SOLE
0
0
39114
ENTERPRISE PRODUCTS PARTNERS
COM
293792107
2597
86890
SH
SOLE
0
0
86890
EQUITY RESIDENTIAL
COM
29476L107
225
3200
SH
DFND
3200
0
0
EVEREST RE GROUP LTD
COM
G3223R108
2464
13538
SH
SOLE
0
0
13538
EXTRA SPACE STORAGE INC
COM
30225T102
417
6400
SH
DFND
6400
0
0
EXXON MOBIL CORP
COM
30231G102
2627
31576
SH
SOLE
0
0
31576
FIRST FINL BANKSHARES INC
COM
32020R109
239
6900
SH
SOLE
0
0
6900
GEORGETOWN BANCORP INC
COM
372591107
178
10002
SH
DFND
10002
0
0
GLOBAL POWER EQUIPMENT GROUP
COM
37941P306
234
30200
SH
DFND
30200
0
0
GOODRICH PETROLEUM CORP
COM
382410405
56
30000
SH
DFND
30000
0
0
GUGG S&P 500 EQ WGT HEALTH
Com
78355W841
3780
23699
SH
SOLE
0
0
23699
GUGGENHEIM BULLETSHARES 2018
COM
18383M530
613
28816
SH
SOLE
0
0
28816
GUGGENHEIM BULLETSHARES 2018
COM
18383M381
4299
165915
SH
SOLE
0
0
165915
GUGGENHEIM BULLETSHARES 2020
COM
18383M514
531
24992
SH
SOLE
0
0
24992
GUGGENHEIM S&P 500 EQUAL WEI
COM
78355W106
3640
45616
SH
SOLE
0
0
45616
INGLES MARKETS INC-CLASS A
COM
457030104
5035
105395
SH
SOLE
0
0
105395
INTL BUSINESS MACHINES CORP
COM
459200101
311
1914
SH
SOLE
0
0
1914
ISHARES -3 YEAR INTERNATIONA
COM
464288125
2709
33971
SH
SOLE
0
0
33971
ISHARES CALIFORNIA AMT-FREE
COM
464288356
365
3160
SH
SOLE
0
0
3160
ISHARES COHEN & STEERS REIT
COM
464287564
2970
33141
SH
SOLE
0
0
33141
ISHARES CORE S&P MIDCAP ETF
COM
464287507
2082
13879
SH
SOLE
0
0
13879
ISHARES CORE U.S. AGGREGATE
COM
464287226
402
3697
SH
SOLE
0
0
3697
ISHARES FLOATING RATE BOND E
COM
46429B655
4600
90830
SH
SOLE
0
0
90830
ISHARES GLOBAL HEALTHCARE ET
COM
464287325
3903
35897
SH
SOLE
0
0
35897
ISHARES IBOXX INVESTMENT GRA
COM
464287242
341
2947
SH
SOLE
0
0
2947
ISHARES INTERNATIONAL TREASU
COM
464288117
3565
39706
SH
SOLE
0
0
39706
ISHARES MBS ETF
COM
464288588
294
2709
SH
SOLE
0
0
2709
ISHARES MSCI ALL COUNTRY ASI
COM
464288182
252
4000
SH
DFND
4000
0
0
ISHARES MSCI EAFE ETF
COM
464287465
7586
119490
SH
SOLE
0
0
119490
ISHARES MSCI EAFE SMALL-CAP
COM
464288273
2518
49357
SH
SOLE
0
0
49357
ISHARES MSCI EMERGING MARKET
COM
464287234
2858
72128
SH
SOLE
0
0
72128
ISHARES MSCI EUROZONE ETF
COM
464286608
796
21202
SH
SOLE
0
0
21202
ISHARES MSCI JAPAN ETF
COM
464286848
218
17000
SH
DFND
17000
0
0
ISHARES MSCI SOUTH AFRICA ET
COM
464286780
242
3700
SH
DFND
3700
0
0
ISHARES NATIONAL AMT-FREE MU
COM
464288414
812
7500
SH
SOLE
0
0
7500
ISHARES RUSSELL 1000 ETF
COM
464287622
1143
9849
SH
SOLE
0
0
9849
ISHARES RUSSELL 2000 ETF
COM
464287655
1128
9036
SH
SOLE
0
0
9036
ISHARES RUSSELL MID-CAP ETF
COM
464287499
1175
6902
SH
SOLE
0
0
6902
ISHARES SELECT DIVIDEND ETF
COM
464287168
2949
39245
SH
SOLE
0
0
39245
J.C. PENNEY CO INC
COM
708160106
186
22000
SH
DFND
22000
0
0
JOHN HANCOCK FINANCIAL OPP
COM
409735206
3085
113419
SH
SOLE
0
0
113419
JOHNSON & JOHNSON
COM
478160104
2365
24269
SH
SOLE
0
0
24269
KVH INDUSTRIES INC
ADR
482738101
404
30000
SH
DFND
30000
0
0
LASALLE HOTEL PROPERTIES
COM
517942108
390
11000
SH
DFND
11000
0
0
LIFEPOINT HEALTH INC
COM
53219L109
304
3500
SH
DFND
3500
0
0
LOWE'S COS INC
COM
548661107
2721
40636
SH
SOLE
0
0
40636
LUBY'S INC
COM
549282101
87
17994
SH
DFND
17994
0
0
MARKET VECTORS AFRICA INDEX
COM
57060U787
252
10340
SH
DFND
10340
0
0
MARRIOTT INTERNATIONAL -CL A
COM
571903202
375
5035
SH
DFND
5035
0
0
MARTIN MARIETTA MATERIALS
COM
573284106
202
1430
SH
DFND
1430
0
0
METLIFE INC
COM
59156R108
2221
39661
SH
SOLE
0
0
39661
MILLER INDUSTRIES INC/TENN
COM
600551204
209
10500
SH
DFND
10500
0
0
MOMENTA PHARMACEUTICALS INC
COM
60877T100
456
20000
SH
DFND
20000
0
0
MSC INDUSTRIAL DIRECT CO-A
COM
553530106
349
5000
SH
DFND
5000
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
386
8000
SH
DFND
8000
0
0
NATL WESTERN LIFE INS-CL A
COM
638522102
2489
10391
SH
SOLE
0
0
10391
NORFOLK SOUTHERN CORP
COM
655844108
393
4500
SH
DFND
4500
0
0
NORTHWEST NATURAL GAS CO
COM
667655104
295
7000
SH
DFND
7000
0
0
NORTHWESTERN CORP
COM
668074305
1735
35591
SH
SOLE
0
0
35591
NOVARTIS AG-SPONSORED ADR
ADR
66987V109
2424
24649
SH
SOLE
0
0
24649
PEBBLEBROOK HOTEL TRUST
COM
70509V100
214
5000
SH
DFND
5000
0
0
PIMCO ENHANCED SHORT MATURIT
COM
72201R833
4997
49397
SH
SOLE
0
0
49397
PIONEER NATURAL RESOURCES CO
COM
723787107
208
1500
SH
DFND
1500
0
0
POWERSHARES GLOBAL WATER
COM
73936T623
3173
133419
SH
SOLE
0
0
133419
QUALCOMM INC
COM
747525103
283
4524
SH
SOLE
0
0
4524
REGIONS FINANCIAL CORP
COM
7591EP100
186
18000
SH
DFND
18000
0
0
RGC RESOURCES INC
COM
74955L103
526
26284
SH
SOLE
0
0
26284
ROYCE MICROCAP TRUST
COM
780915104
1483
160813
SH
SOLE
0
0
160813
ROYCE VALUE TRUST
COM
780910105
3205
232442
SH
SOLE
0
0
232442
SBA COMMUNICATIONS CORP-CL A
ADR
78388J106
230
2000
SH
DFND
2000
0
0
SCHWAB INTL EQUITY ETF
COM
808524805
234
7680
SH
SOLE
0
0
7680
SCHWAB US AGGREGATE BOND ETF
COM
808524839
447
8645
SH
SOLE
0
0
8645
SCHWAB US MID CAP ETF
COM
808524508
295
6907
SH
SOLE
0
0
6907
SCHWAB US SMALL-CAP ETF
COM
808524607
283
4924
SH
SOLE
0
0
4924
SL GREEN REALTY CORP
COM
78440X101
330
3000
SH
DFND
3000
0
0
SOUTHERN CO/THE
COM
842587107
2132
50872
SH
SOLE
0
0
50872
SPDR BARCLAYS SHORT TERM COR
COM
78464A474
4770
155893
SH
SOLE
0
0
155893
SPDR MORGAN STANLEY TECHNOLO
COM
78464A102
2601
25843
SH
SOLE
0
0
25843
SPDR S&P EMERGING MARKETS DI
COM
78463X533
1872
57187
SH
SOLE
0
0
57187
SPDR S&P MIDCAP 400 ETF
COM
78467Y107
389
1423
SH
SOLE
0
0
1423
SPDR S&P OIL & GAS EXP & PR
COM
78464A730
2103
45071
SH
SOLE
0
0
45071
STRYKER CORP
COM
863667101
1660
17374
SH
SOLE
0
0
17374
UDR INC
COM
902653104
319
9951
SH
SOLE
0
0
9951
VALMONT INDUSTRIES
COM
920253101
2110
17752
SH
SOLE
0
0
17752
VANGUARD FTSE EUROPE ETF
COM
922042874
1697
31436
SH
SOLE
0
0
31436
VANGUARD INFO TECH ETF
COM
92204A702
2171
20438
SH
SOLE
0
0
20438
WELLS FARGO & CO
COM
949746101
337
6000
SH
DFND
6000
0
0
WESTERN ASSET GLOBAL CORP
COM
95790C107
3501
204152
SH
SOLE
0
0
204152
WGL HOLDINGS INC
COM
92924F106
2355
43372
SH
SOLE
0
0
43372
WILLIAMS COS INC
COM
969457100
4662
81233
SH
SOLE
0
0
81233
WP CAREY INC
COM
92936U109
295
5000
SH
DFND
5000
0
0
WPX ENERGY INC
COM
98212B103
282
22944
SH
SOLE
0
0
22944