0001144204-15-008967.txt : 20150213
0001144204-15-008967.hdr.sgml : 20150213
20150213152105
ACCESSION NUMBER: 0001144204-15-008967
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150213
DATE AS OF CHANGE: 20150213
EFFECTIVENESS DATE: 20150213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FCA CORP /TX
CENTRAL INDEX KEY: 0001166402
IRS NUMBER: 760076528
STATE OF INCORPORATION: TX
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10019
FILM NUMBER: 15613439
BUSINESS ADDRESS:
STREET 1: 791 TOWN & COUNTRY BLVD, SUITE 250
CITY: HOUSTON
STATE: TX
ZIP: 77057
BUSINESS PHONE: 7137812856
MAIL ADDRESS:
STREET 1: 791 TOWN & COUNTRY BLVD, SUITE 250
CITY: HOUSTON
STATE: TX
ZIP: 77024
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001166402
XXXXXXXX
12-31-2014
12-31-2014
false
FCA CORP /TX
791 Town & Country Blvd, Suite 250
Houston
TX
77024
13F HOLDINGS REPORT
028-10019
N
William Levay
Chief Compliance Officer
713-781-2856
/s/ William Levay
Houston
TX
02-13-2015
0
134
174725
INFORMATION TABLE
2
infotable.xml
1ST CENTURY BANCSHARES INC
COM
31943X102
176
27700
SH
SOLE
0
0
27700
3M CO
COM
88579Y101
2029
12348
SH
SOLE
0
0
12348
ABB Ltd
ADR
000375204
1235
58410
SH
SOLE
0
0
58410
AGCO CORP
COM
001084102
226
5000
SH
DFND
5000
0
0
ALTO PALERMO S.A.-ADR
ADR
02151P107
250
11500
SH
DFND
11500
0
0
AMAZON.COM INC
COM
023135106
279
900
SH
DFND
900
0
0
AMERICAN TOWER CORP
COM
03027X100
247
2500
SH
DFND
2500
0
0
AMGEN INC
COM
031162100
2721
17080
SH
SOLE
0
0
17080
ANALOG DEVICES INC
ADR
032654105
1768
31840
SH
SOLE
0
0
31840
ARTESIAN RESOURCES CORP-CL A
COM
043113208
1309
57933
SH
SOLE
0
0
57933
AVALONBAY COMMUNITIES INC
COM
053484101
220
1347
SH
DFND
1347
0
0
BANCO SANTANDER SA-SPON ADR
ADR
05964H105
297
35642
SH
DFND
35642
0
0
BHP BILLITON
ADR
088606108
1235
26105
SH
SOLE
0
0
26105
BIG 5 SPORTING GOODS CORP
COM
08915P101
234
16000
SH
DFND
16000
0
0
BLACKROCK INTERNATIONAL GROWTH AND INCOME TRUST
COM
092524107
1399
207580
SH
SOLE
0
0
207580
BOK FINANCIAL CORPORATION
COM
05561Q201
225
3751
SH
SOLE
0
0
3751
BOSTON PROPERTIES INC
COM
101121101
322
2500
SH
DFND
2500
0
0
CALPINE CORP
COM
131347304
221
10000
SH
DFND
10000
0
0
CAMPUS CREST COMMUNITIES INC
COM
13466Y105
80
11000
SH
DFND
11000
0
0
CEMEX SAB-SPONS ADR PART CER
ADR
151290889
261
25582
SH
DFND
25582
0
0
CHASE CORP
COM
16150R104
2067
57441
SH
SOLE
0
0
57441
CIA CERVECERIAS UNI-SPON ADR
ADR
204429104
278
15000
SH
DFND
15000
0
0
CIMAREX ENERGY CO
COM
171798101
2866
27038
SH
SOLE
0
0
27038
COCA-COLA CO/THE
COM
191216100
391
9268
SH
SOLE
0
0
9268
CONMED CORP
COM
207410101
572
12720
SH
DFND
12720
0
0
CONSUMER DISCRETIONARY SELT
COM
81369Y407
3144
43575
SH
SOLE
0
0
43575
CONSUMER STAPLES SPDR
ADR
81369Y308
4746
97884
SH
SOLE
0
0
97884
CSI COMPRESSCO LP COM UNIT
COM
12637A103
932
70983
SH
SOLE
0
0
70983
DENTSPLY INTERNATIONAL INC
COM
249030107
463
8700
SH
DFND
8700
0
0
DIAGEO PLC-SPONSORED ADR
ADR
25243Q205
228
2000
SH
DFND
2000
0
0
EATON VANCE SHORT DUR DIV IN
COM
27828V104
2948
208354
SH
SOLE
0
0
208354
EBAY INC
COM
278642103
224
4000
SH
DFND
4000
0
0
ENCANA CORP
ADR
292505104
139
10000
SH
DFND
10000
0
0
ENERGY SELECT SECTOR SPDR
COM
81369Y506
3095
39097
SH
SOLE
0
0
39097
ENTERPRISE PRODUCTS PARTNERS
COM
293792107
2693
74564
SH
SOLE
0
0
74564
EQUITY RESIDENTIAL
COM
29476L107
409
5700
SH
DFND
5700
0
0
EVEREST RE GROUP LTD
COM
G3223R108
2802
16451
SH
SOLE
0
0
16451
EXTRA SPACE STORAGE INC
COM
30225T102
375
6400
SH
DFND
6400
0
0
EXXON MOBIL CORP
COM
30231G102
2842
30741
SH
SOLE
0
0
30741
FIRST FINANCIAL BANKSHARES
COM
32020R109
284
9500
SH
SOLE
0
0
9500
GAFISA SA-ADR
ADR
362607301
18
12000
SH
DFND
12000
0
0
GOODRICH PETROLEUM CORP
COM
382410405
89
20000
SH
DFND
20000
0
0
GRUPO TELEVISA SA-SPON ADR
ADR
40049J206
511
15000
SH
DFND
15000
0
0
GUGGENHEIM BULLETSHARES 2018
COM
18383M530
568
26887
SH
SOLE
0
0
26887
GUGGENHEIM BULLETSHARES 2020
COM
18383M514
527
24994
SH
SOLE
0
0
24994
GUGGENHEIM S&P 500 EQUAL WEIGHT
COM
78355W106
3806
47545
SH
SOLE
0
0
47545
GUGGENHEIM S&P 500 EQUAL WEIGHT HEALTHCARE
COM
78355W841
3414
23946
SH
SOLE
0
0
23946
HDFC BANK LTD-ADR
ADR
40415F101
305
6000
SH
DFND
6000
0
0
HOST HOTELS & RESORTS INC
COM
44107P104
364
15317
SH
DFND
15317
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
210
20000
SH
DFND
20000
0
0
INGLES MARKETS INC-CLASS A
COM
457030104
4846
130651
SH
SOLE
0
0
130651
INTEGRATED SILICON SOLUTION
COM
45812P107
365
22000
SH
DFND
22000
0
0
INTEL CORP
COM
458140100
552
15205
SH
SOLE
0
0
15205
INTERCONTINENTAL HOTELS-ADR
ADR
45857P509
345
8615
SH
DFND
8615
0
0
INTERCONTINENTAL HOTELS-ADR
ADR
45857P509
217
5414
SH
DFND
5414
0
0
INTL BUSINESS MACHINES CORP
COM
459200101
322
2006
SH
SOLE
0
0
2006
ISHARES -3 YEAR INTERNATIONA
COM
464288125
2806
33208
SH
SOLE
0
0
33208
ISHARES CALIFORNIA AMT-FREE
COM
464288356
402
3410
SH
SOLE
0
0
3410
ISHARES COHEN & STEERS REIT
COM
464287564
2592
26762
SH
SOLE
0
0
26762
ISHARES CORE S&P MIDCAP ETF
COM
464287507
1938
13383
SH
SOLE
0
0
13383
ISHARES FLOATING RATE BOND E
COM
46429B655
4811
95197
SH
SOLE
0
0
95197
ISHARES GLOBAL HEALTHCARE ET
COM
464287325
3577
35928
SH
SOLE
0
0
35928
ISHARES IBOXX INVESTMENT GRA
COM
464287242
614
5142
SH
SOLE
0
0
5142
ISHARES INTERNATIONAL TREASU
COM
464288117
3784
39103
SH
SOLE
0
0
39103
ISHARES MSCI ALL COUNTRY ASI
COM
464288182
244
4000
SH
DFND
4000
0
0
ISHARES MSCI EAFE ETF
COM
464287465
6446
105958
SH
SOLE
0
0
105958
ISHARES MSCI EAFE SMALL-CAP
COM
464288273
2285
48925
SH
SOLE
0
0
48925
ISHARES MSCI EMERGING MARKET
COM
464287234
2840
72274
SH
SOLE
0
0
72274
ISHARES MSCI EMU ETF
COM
464286608
538
14809
SH
SOLE
0
0
14809
ISHARES MSCI GLOBAL METALS & MINING
COM
464286368
1242
79395
SH
SOLE
0
0
79395
ISHARES MSCI SOUTH AFRICA ET
COM
464286780
240
3700
SH
DFND
3700
0
0
ISHARES RUSSELL 1000 ETF
COM
464287622
1310
11431
SH
SOLE
0
0
11431
ISHARES RUSSELL 2000 ETF
COM
464287655
1271
10624
SH
SOLE
0
0
10624
ISHARES RUSSELL MID-CAP ETF
COM
464287499
1273
7622
SH
SOLE
0
0
7622
ISHARES SELECT DIVIDEND ETF
COM
464287168
3119
39279
SH
SOLE
0
0
39279
J.C. PENNEY CO INC
COM
708160106
143
22000
SH
DFND
22000
0
0
JAMES HARDIE IND PLC-SP ADR
ADR
47030M106
272
5000
SH
DFND
5000
0
0
JOHN HANCOCK FINANCIAL OPPOR
COM
409735206
2568
109002
SH
SOLE
0
0
109002
JOHNSON & JOHNSON
COM
478160104
2827
27039
SH
SOLE
0
0
27039
JOHNSON CONTROLS INC
COM
478366107
290
6000
SH
DFND
6000
0
0
KVH INDUSTRIES INC
ADR
482738101
380
30000
SH
DFND
30000
0
0
LASALLE HOTEL PROPERTIES
COM
517942108
445
11000
SH
DFND
11000
0
0
LIFEPOINT HOSPITALS INC
COM
53219L109
324
4500
SH
DFND
4500
0
0
LLOYDS BANKING GROUP PLC-ADR
ADR
539439109
97
21000
SH
DFND
21000
0
0
LOWE'S COS INC
COM
548661107
250
3636
SH
SOLE
0
0
3636
MARKET VECTORS AFRICA INDEX
COM
57060U787
268
10340
SH
DFND
10340
0
0
MARRIOTT INTERNATIONAL -CL A
CL A
571903202
393
5035
SH
DFND
5035
0
0
METLIFE INC
COM
59156R108
2510
46407
SH
SOLE
0
0
46407
MICROFINANCIAL INC
COM
595072109
3163
309927
SH
SOLE
0
0
309927
MILLER INDUSTRIES INC/TENN
COM
600551204
291
14000
SH
DFND
14000
0
0
MOMENTA PHARMACEUTICALS INC
COM
60877T100
241
20000
SH
DFND
20000
0
0
NATL WESTERN LIFE INS-CL A
COM
638522102
1696
6300
SH
SOLE
0
0
6300
NEW YORK COMMUNITY BANCORP
COM
649445103
160
10000
SH
DFND
10000
0
0
NICE SYSTEMS LTD-SPONS ADR
ADR
653656108
355
7000
SH
DFND
7000
0
0
NIDEC CORPORATION-SPON ADR
ADR
654090109
454
28000
SH
DFND
28000
0
0
NORFOLK SOUTHERN CORP
COM
655844108
438
4000
SH
DFND
4000
0
0
NORTHWEST NATURAL GAS CO
COM
667655104
250
5000
SH
DFND
5000
0
0
NORTHWESTERN CORP
COM
668074305
1994
35240
SH
SOLE
0
0
35240
NOVARTIS AG-ADR
ADR
66987V109
2279
24590
SH
SOLE
0
0
24590
PEBBLEBROOK HOTEL TRUST
COM
70509V100
228
5000
SH
DFND
5000
0
0
PENTAIR PLC
COM
G7S00T104
515
7760
SH
DFND
7760
0
0
PIMCO ENHANCED SHORT MATURIT
COM
72201R833
5252
51966
SH
SOLE
0
0
51966
POSCO- SPON ADR
ADR
693483109
306
4800
SH
DFND
4800
0
0
POWERSHARES GLOBAL WATER
COM
73936T623
3041
132452
SH
SOLE
0
0
132452
REGIONS FINANCIAL CORP
COM
7591EP100
190
18000
SH
DFND
18000
0
0
RGC RESOURCES INC
COM
74955L103
578
26284
SH
SOLE
0
0
26284
ROYCE MICRO-CAP TRUST INC
COM
780915104
1458
144667
SH
SOLE
0
0
144667
ROYCE VALUE TRUST
COM
780910105
3265
227866
SH
SOLE
0
0
227866
SBA COMMUNICATIONS CORP-CL A
ADR
78388J106
222
2000
SH
DFND
2000
0
0
SL GREEN REALTY CORP
COM
78440X101
357
3000
SH
DFND
3000
0
0
SOUTHERN CO
COM
842587107
1693
34465
SH
SOLE
0
0
34465
SPDR BARCLAYS SHORT TERM COR
COM
78464A474
5063
165608
SH
SOLE
0
0
165608
SPDR MORGAN STANLEY TECHNOLO
COM
78464A102
2640
25937
SH
SOLE
0
0
25937
SPDR S&P EMER MKTS DIVIDEND
COM
78463X533
1920
56299
SH
SOLE
0
0
56299
SPDR S&P MIDCAP 400 ETF TRST
COM
78467Y107
415
1573
SH
SOLE
0
0
1573
SPDR S&P OIL & GAS EXP & PR
COM
78464A730
2174
45419
SH
SOLE
0
0
45419
STRYKER CORP
COM
863667101
1672
17720
SH
SOLE
0
0
17720
SYNCHRONY FINANCIAL
COM
87165B103
238
8000
SH
DFND
8000
0
0
TORTOISE ENERGY INFRASTRUCTU
COM
89147L100
230
5250
SH
SOLE
0
0
5250
UDR INC
COM
902653104
307
9951
SH
SOLE
0
0
9951
ULTRA PETROLEUM CORP
COM
903914109
132
10000
SH
DFND
10000
0
0
UNILEVER N V -NY SHARES
COM
904784709
351
9000
SH
DFND
9000
0
0
VALE SA-SP ADR
ADR
91912E105
180
22000
SH
DFND
22000
0
0
VALMONT INDUSTRIES
COM
920253101
2218
17463
SH
SOLE
0
0
17463
VANGUARD FTSE EUROPE ETF
COM
922042874
1632
31145
SH
SOLE
0
0
31145
VERIZON COMMUNICATIONS INC
COM
92343V104
322
6874
SH
SOLE
0
0
6874
VODAFONE GROUP PLC-SP ADR
ADR
92857W308
215
6295
SH
DFND
6295
0
0
VOYA ASIA PACIFIC HIGH DIVID
COM
92912J102
1143
100018
SH
SOLE
0
0
100018
WELLS FARGO & CO
COM
949746101
219
4000
SH
DFND
4000
0
0
WESTERN ASSET GL CORP DEF OP
COM
95790C107
3823
215008
SH
SOLE
0
0
215008
WGL HOLDINGS INC
COM
92924F106
2346
42947
SH
SOLE
0
0
42947
WILLIAMS COS INC
COM
969457100
3651
81233
SH
SOLE
0
0
81233
WP CAREY INC
COM
92936U109
351
5000
SH
DFND
5000
0
0
WPX ENERGY INC
COM
98212B103
267
22944
SH
SOLE
0
0
22944