0001144204-14-054671.txt : 20140908
0001144204-14-054671.hdr.sgml : 20140908
20140908100815
ACCESSION NUMBER: 0001144204-14-054671
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140908
DATE AS OF CHANGE: 20140908
EFFECTIVENESS DATE: 20140908
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FCA CORP /TX
CENTRAL INDEX KEY: 0001166402
IRS NUMBER: 760076528
STATE OF INCORPORATION: TX
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10019
FILM NUMBER: 141089459
BUSINESS ADDRESS:
STREET 1: 791 TOWN & COUNTRY BLVD, SUITE 250
CITY: HOUSTON
STATE: TX
ZIP: 77057
BUSINESS PHONE: 7137812856
MAIL ADDRESS:
STREET 1: 791 TOWN & COUNTRY BLVD, SUITE 250
CITY: HOUSTON
STATE: TX
ZIP: 77024
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
false
false
0001166402
XXXXXXXX
06-30-2014
06-30-2014
true
2
RESTATEMENT
false
FCA CORP /TX
791 Town & Country Blvd, Suite 250
Houston
TX
77024
13F HOLDINGS REPORT
028-10019
N
William Levay
Chief Compliance Officer
713-781-2856
/s/ William Levay
Houston
TX
09-05-2014
0
143
182097
INFORMATION TABLE
2
infotable.xml
1ST CENTURY BANCSHARES INC
COM
31943X102
210
27700
SH
SOLE
0
0
27700
GRUPO TELEVISA SA-SPON ADR
ADR
40049J206
515
15000
SH
DFND
15000
0
0
NESTLE SA-SPONS ADR
ADR
641069406
601
7750
SH
DFND
7750
0
0
NICE SYSTEMS LTD-SPONS ADR
ADR
653656108
408
10000
SH
DFND
10000
0
0
NIDEC CORPORATION-ADR
ADR
654090109
431
28000
SH
DFND
28000
0
0
OLD MUTUAL PLC-UNSPON ADR
ADR
680031309
356
13125
SH
DFND
13125
0
0
ROCHE HOLDINGS LTD-SPONS ADR
ADR
771195104
596
16000
SH
DFND
16000
0
0
SIEMENS AG-SPONS ADR
ADR
826197501
397
3000
SH
DFND
3000
0
0
TEVA PHARMACEUTICAL-SP ADR
ADR
881624209
315
6000
SH
DFND
6000
0
0
UNILEVER N V -NY SHARES
COM
904784709
394
9000
SH
DFND
9000
0
0
3M CO
COM
88579Y101
1839
12838
SH
SOLE
0
0
12838
AGCO CORP
COM
001084102
281
5000
SH
DFND
5000
0
0
ALMOST FAMILY INC
COM
020409108
1185
53656
SH
SOLE
0
0
53656
ALTO PALERMO S.A.-ADR
ADR
02151P107
240
11500
SH
DFND
11500
0
0
AMAZON.COM INC
COM
023135106
292
900
SH
DFND
900
0
0
AMERICAN BUSINESS BANK
ADR
02475L105
1055
35646
SH
SOLE
0
0
35646
AMERICAN TOWER CORP
COM
03027X100
225
2500
SH
DFND
2500
0
0
AMGEN INC
COM
031162100
2147
18138
SH
SOLE
0
0
18138
ANALOG DEVICES INC
COM
032654105
1874
34650
SH
SOLE
0
0
34650
ARKEMA
ADR
41232109
403
4130
SH
DFND
4130
0
0
ARTESIAN RESOURCES CORP-CL A
COM
043113208
1258
55953
SH
SOLE
0
0
55953
BANCO SANTANDER SA-SPON
ADR
05964H105
364
34930
SH
DFND
34930
0
0
BG GROUP PLC
COM
055434203
214
10000
SH
DFND
10000
0
0
BHP BILLITON LTD-SPON ADR
ADR
088606108
1816
26535
SH
SOLE
0
0
26535
BIG 5 SPORTING GOODS CORP
COM
08915P101
196
16000
SH
DFND
16000
0
0
BLACKROCK INTERNATIONAL GROW
COM
092524107
1519
184375
SH
SOLE
0
0
184375
BOK FINANCIAL CORPORATION
COM
05561Q201
250
3751
SH
SOLE
0
0
3751
BOSTON PROPERTIES
COM
101121101
295
2500
SH
DFND
2500
0
0
BRITISH SKY BROADCAST-SP
ADR
111013108
251
4000
SH
DFND
4000
0
0
C.H. ROBINSON WORLDWIDE INC
COM
12541W209
255
4000
SH
DFND
4000
0
0
CALPINE CORP
COM
131347304
238
10000
SH
DFND
10000
0
0
CAMPUS CREST COMMUNITIES INC
COM
13466Y105
95
11000
SH
DFND
11000
0
0
CEMEX SAB-ADR
ADR
151290889
338
25582
SH
DFND
25582
0
0
CENTRICA PLC
COM
15639K300
301
14000
SH
DFND
14000
0
0
CHASE CORP
COM
16150R104
1956
57285
SH
SOLE
0
0
57285
CIA CERVECERIAS UNIDAS
ADR
204429104
234
10000
SH
DFND
10000
0
0
CIMAREX ENERGY CO
COM
171798101
3879
27038
SH
SOLE
0
0
27038
CLOUD PEAK ENERGY INC
COM
18911Q102
225
12200
SH
DFND
12200
0
0
COCA-COLA CO/THE
COM
191216100
325
7668
SH
SOLE
0
0
7668
CONMED CORP
COM
207410101
562
12720
SH
DFND
12720
0
0
CONSUMER DISCRETIONARY SELT
COM
81369Y407
2988
44764
SH
SOLE
0
0
44764
CONSUMER STAPLES SPDR
COM
81369Y308
4816
107935
SH
SOLE
0
0
107935
DBS GROUP HOLDINGS-SPON
ADR
23304Y100
270
5000
SH
DFND
5000
0
0
DENTSPLY INTERNATIONAL INC
COM
249030107
412
8700
SH
DFND
8700
0
0
DIAGEO PLC-SPONSORED
ADR
25243Q205
255
2000
SH
DFND
2000
0
0
EATON VANCE SHORT DUR DIV IN
COM
27828V104
2965
193293
SH
SOLE
0
0
193293
EBAY INC
COM
278642103
200
4000
SH
DFND
4000
0
0
ENERGY SELECT SECTOR SPDR
COM
81369Y506
3779
37750
SH
SOLE
0
0
37750
ENTERPRISE PRODUCTS PARTNERS
COM
293792107
3032
38732
SH
SOLE
0
0
38732
EQUITY RESIDENTIAL
COM
29476L107
359
5700
SH
DFND
5700
0
0
EVEREST RE GROUP LTD
COM
G3223R108
2623
16342
SH
SOLE
0
0
16342
EXTRA SPACE STORAGE INC
COM
30225T102
341
6400
SH
DFND
6400
0
0
EXXON MOBIL CORP
COM
30231G102
3104
30831
SH
SOLE
0
0
30831
FIRST FINANCIAL BANKSHARES
COM
32020R109
298
9500
SH
SOLE
0
0
9500
GAFISA SA-ADR
ADR
362607301
37
12000
SH
DFND
12000
0
0
GUGGENHEIM BULLETSHARES 2018
COM
18383M530
499
23449
SH
SOLE
0
0
23449
GUGGENHEIM BULLETSHARES 2020
COM
18383M514
372
17513
SH
SOLE
0
0
17513
GUGGENHEIM S&P 500 EQUAL WEI
COM
78355W106
4135
53906
SH
SOLE
0
0
53906
GUGGENHEIM S&P 500 EQUAL WEI
COM
78355W841
3173
25697
SH
SOLE
0
0
25697
HDFC BANK LTD
ADR
40415F101
281
6000
SH
DFND
6000
0
0
HOST HOTELS & RESORTS INC
COM
44107P104
337
15317
SH
DFND
15317
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
191
20000
SH
DFND
20000
0
0
INGLES MARKETS INC-CLASS A
COM
457030104
3537
134243
SH
SOLE
0
0
134243
INTEGRATED SILICON SOLUTION
COM
45812P107
325
22000
SH
DFND
22000
0
0
INTEL CORP
COM
458140100
2354
76184
SH
SOLE
0
0
76184
INTERCONTINENTAL HOTELS
ADR
45857P400
631
15199
SH
DFND
15199
0
0
INTL BUSINESS MACHINES CORP
COM
459200101
248
1369
SH
SOLE
0
0
1369
ISHARES -3 YEAR INTERNATIONA
COM
464288125
3063
31822
SH
SOLE
0
0
31822
ISHARES CALIFORNIA AMT-FREE
COM
464288356
302
2610
SH
SOLE
0
0
2610
ISHARES COHEN & STEERS REIT
COM
464287564
2190
25080
SH
SOLE
0
0
25080
ISHARES CORE S&P MIDCAP ETF
COM
464287507
2378
16621
SH
SOLE
0
0
16621
ISHARES FLOATING RATE BOND E
COM
46429B655
3280
64559
SH
SOLE
0
0
64559
ISHARES GLOBAL HEALTHCARE ET
COM
464287325
3430
36360
SH
SOLE
0
0
36360
ISHARES IBOXX INVESTMENT GRA
COM
464287242
576
4827
SH
SOLE
0
0
4827
ISHARES INTERNATIONAL TREASU
COM
464288117
4107
39015
SH
SOLE
0
0
39015
ISHARES MSCI EAFE ETF
COM
464287465
6656
97356
SH
SOLE
0
0
97356
ISHARES MSCI EAFE SMALL-CAP
COM
464288273
2488
47020
SH
SOLE
0
0
47020
ISHARES MSCI EMERGING MARKET
COM
464287234
2773
64135
SH
SOLE
0
0
64135
ISHARES MSCI EMU ETF
COM
464286608
403
9518
SH
SOLE
0
0
9518
ISHARES MSCI JAPAN ETF
COM
464286848
132
11000
SH
DFND
11000
0
0
ISHARES MSCI SOUTH AFRICA ET
COM
464286780
254
3700
SH
DFND
3700
0
0
ISHARES RUSSELL 1000 ETF
COM
464287622
826
7500
SH
SOLE
0
0
7500
ISHARES RUSSELL 2000 ETF
COM
464287655
822
6922
SH
SOLE
0
0
6922
ISHARES RUSSELL MID-CAP ETF
COM
464287499
924
5683
SH
SOLE
0
0
5683
ISHARES SELECT DIVIDEND ETF
COM
464287168
2863
37195
SH
SOLE
0
0
37195
ITC HOLDINGS CORP
COM
465685105
219
6000
SH
DFND
6000
0
0
J.C PENNEY CO
COM
708160106
199
22000
SH
DFND
22000
0
0
JAMES HARDIE IND PLC-SP ADR
ADR
47030M106
327
5000
SH
DFND
5000
0
0
JOHN HANCOCK FINANCIAL OPPOR
COM
409735206
2476
106996
SH
SOLE
0
0
106996
JOHNSON & JOHNSON
COM
478160104
2595
24805
SH
SOLE
0
0
24805
JOHNSON CONTROLS INC
COM
478366107
300
6000
SH
DFND
6000
0
0
KINGFISHER PLC-SPONS ADR
ADR
495724403
246
20000
SH
DFND
20000
0
0
KMG CHEMICALS INC
COM
482564101
2036
113249
SH
SOLE
0
0
113249
KVH INDUSTRIES INC
COM
482738101
391
30000
SH
DFND
30000
0
0
LASALLE HOTEL PROPERTIES
COM
517942108
388
11000
SH
DFND
11000
0
0
LIFEPOINT HOSPITALS INC
COM
53219L109
279
4500
SH
DFND
4500
0
0
LLOYDS BANKING GROUP PLC
ADR
539439109
108
21000
SH
DFND
21000
0
0
MARKET VECTORS AFRICA INDEX
COM
57060U787
341
10340
SH
DFND
10340
0
0
MARRIOTT INTERNATIONAL -CL A
COM
571903202
323
5035
SH
DFND
5035
0
0
METLIFE INC
COM
59156R108
2537
45668
SH
SOLE
0
0
45668
MICROFINANCIAL INC
COM
595072109
2349
303927
SH
SOLE
0
0
303927
MILLER INDUSTRIES INC/TENN
COM
600551204
288
14000
SH
DFND
14000
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
247
3000
SH
DFND
3000
0
0
NEW YORK COMMUNITY BANCORP
COM
649445103
160
10000
SH
DFND
10000
0
0
NORFOLK SOUTHERN CORP
COM
655844108
412
4000
SH
DFND
4000
0
0
NORTHWEST NATURAL GAS CO
COM
667655104
236
5000
SH
DFND
5000
0
0
NOVARTIS AG-ADR
ADR
66987V109
2252
24878
SH
SOLE
0
0
24878
PENTAIR PLC
COM
G7S00T104
560
7760
SH
DFND
7760
0
0
PIMCO ENHANCED SHORT MATURIT
COM
72201R833
3729
36779
SH
SOLE
0
0
36779
POSCO
ADR
693483109
357
4800
SH
DFND
4800
0
0
POWERSHARES GLOBAL WATER
COM
73936T623
3002
122267
SH
SOLE
0
0
122267
PPC LTD-UNSPON ADR
ADR
69354A104
74
12500
SH
DFND
12500
0
0
PROTECTIVE LIFE CORP
COM
743674103
4530
65338
SH
SOLE
0
0
65338
RGC RESOURCES INC
COM
74955L103
546
28284
SH
SOLE
0
0
28284
ROYCE MICRO-CAP TRUST INC
COM
780915104
1657
131326
SH
SOLE
0
0
131326
ROYCE VALUE TRUST
COM
780910105
3637
227332
SH
SOLE
0
0
227332
SAMSUNG ELECTR
GDR
4942818
258
400
SH
DFND
400
0
0
SBA COMMUNICATIONS CORP-CL
COM
78388J106
205
2000
SH
DFND
2000
0
0
SHOPRITE HOLDINGS
COM
82510E209
146
10000
SH
DFND
10000
0
0
SL GREEN REALTY CORP
COM
78440X101
328
3000
SH
DFND
3000
0
0
SOUTHERN CO
COM
842587107
1464
32260
SH
SOLE
0
0
32260
SPDR BARCLAYS SHORT TERM COR
COM
78464A474
4413
143238
SH
SOLE
0
0
143238
SPDR MORGAN STANLEY TECHNOLO
COM
78464A102
2587
27082
SH
SOLE
0
0
27082
SPDR S&P EMER MKTS DIVIDEND
COM
78463X533
2233
55700
SH
SOLE
0
0
55700
SPDR S&P MIDCAP 400 ETF TRST
COM
78467Y107
430
1650
SH
SOLE
0
0
1650
SPDR S&P OIL & GAS EXP & PR
COM
78464A730
3689
44835
SH
SOLE
0
0
44835
STARWOOD HOTELS & RESORTS
COM
85590A401
404
5000
SH
DFND
5000
0
0
STRYKER CORP
COM
863667101
1519
18015
SH
SOLE
0
0
18015
TORTOISE ENERGY INFRASTRUCTU
COM
89147L100
267
5409
SH
SOLE
0
0
5409
UDR INC
COM
902653104
285
9951
SH
SOLE
0
0
9951
ULTRA PETROLEUM CORP
COM
903914109
297
10000
SH
DFND
10000
0
0
UNITED FIRE GROUP INC
COM
910340108
1771
60396
SH
SOLE
0
0
60396
VALE US
COM
91912E105
291
22000
SH
DFND
22000
0
0
VALMONT INDUSTRIES
COM
920253101
2694
17730
SH
SOLE
0
0
17730
VANGUARD FTSE EUROPE ETF
COM
922042874
1749
29170
SH
SOLE
0
0
29170
VODAFONE GROUP PLC-SP
ADR
92857W308
210
6295
SH
DFND
6295
0
0
VOYA ASIA PACIFIC HIGH DIVID
COM
92912J102
1195
89500
SH
SOLE
0
0
89500
WELLS FARGO & CO
COM
949746101
210
4000
SH
DFND
4000
0
0
WESTERN ASSET GL CORP DEF OP
COM
95790C107
3841
205485
SH
SOLE
0
0
205485
WGL HOLDINGS INC
COM
92924F106
1730
40147
SH
SOLE
0
0
40147
WILLIAMS COS INC
COM
969457100
4845
83233
SH
SOLE
0
0
83233
WP CAREY INC
COM
92936U109
322
5000
SH
DFND
5000
0
0
WPX ENERGY INC
COM
98212B103
549
22944
SH
SOLE
0
0
22944