0001144204-14-030184.txt : 20140514 0001144204-14-030184.hdr.sgml : 20140514 20140514100443 ACCESSION NUMBER: 0001144204-14-030184 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140514 DATE AS OF CHANGE: 20140514 EFFECTIVENESS DATE: 20140514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FCA CORP /TX CENTRAL INDEX KEY: 0001166402 IRS NUMBER: 760076528 STATE OF INCORPORATION: TX FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10019 FILM NUMBER: 14839605 BUSINESS ADDRESS: STREET 1: 791 TOWN & COUNTRY BLVD, SUITE 250 CITY: HOUSTON STATE: TX ZIP: 77057 BUSINESS PHONE: 7137812856 MAIL ADDRESS: STREET 1: 791 TOWN & COUNTRY BLVD, SUITE 250 CITY: HOUSTON STATE: TX ZIP: 77024 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001166402 XXXXXXXX 03-31-2014 03-31-2014 false FCA CORP /TX

791 Town & Country Blvd, Suite 250 Houston TX 77024

13F HOLDINGS REPORT 028-10019 N William Levay 713-781-2856 /s/ William Levay Houston TX 05-13-2014 0 133 165594 INFORMATION TABLE 2 infotable.xml 1ST CENTURY BANCSHARES INC COM 31943X102 219 27700 SH SOLE 0 0 219 3M CO COM 88579Y101 1739 12822 SH SOLE 0 0 1739 AGCO CORP COM 001084102 274 5000 SH DFND 274 0 0 ALMOST FAMILY INC COM 020409108 1198 51756 SH SOLE 0 0 1198 ALTO PALERMO S.A.-ADR ADR 02151P107 205 11500 SH DFND 205 0 0 AMDOCS LTD COM G02602103 465 10000 SH DFND 465 0 0 AMERICAN BUSINESS BANK COM 02475L105 1089 35646 SH SOLE 0 0 1089 AMGEN INC COM 031162100 2329 18886 SH SOLE 0 0 2329 ANALOG DEVICES INC COM 032654105 2027 38150 SH SOLE 0 0 2027 ARKEMA-SPONSORED ADR ADR 041232109 471 4130 SH DFND 471 0 0 ARTESIAN RESOURCES CORP-CL A COM 043113208 1216 54128 SH SOLE 0 0 1216 BANCO SANTANDER SA-SPON ADR ADR 05964H105 335 34203 SH DFND 335 0 0 BG GROUP PLC-SPON ADR ADR 055434203 188 10000 SH DFND 188 0 0 BLACKROCK INTERNATIONAL GROW COM 092524107 1401 173875 SH SOLE 0 0 1401 BOK FINANCIAL CORPORATION COM 05561Q201 259 3751 SH SOLE 0 0 259 BRITISH SKY BROADCAST-SP ADR ADR 111013108 249 4000 SH DFND 249 0 0 BUNGE LTD COM G16962105 517 6500 SH DFND 517 0 0 C.H. ROBINSON WORLDWIDE INC COM 12541W209 209 4000 SH DFND 209 0 0 CALPINE CORP COM 131347304 211 10000 SH DFND 211 0 0 CEMEX SAB-SPONS ADR PART CER ADR 151290889 312 24598 SH DFND 312 0 0 CENTRICA PLC-SP ADR ADR 15639K300 235 10600 SH DFND 235 0 0 CHASE CORP COM 16150R104 1868 59260 SH SOLE 0 0 1868 CHINA HOUSING & LAND DEVELOP COM 16939V103 97 40000 SH DFND 97 0 0 CIMAREX ENERGY CO COM 171798101 3131 26289 SH SOLE 0 0 3131 COCA-COLA CO/THE COM 191216100 304 7873 SH SOLE 0 0 304 CONMED CORP COM 207410101 553 12720 SH DFND 553 0 0 CONSUMER DISCRETIONARY SELT COM 81369Y407 2825 43644 SH SOLE 0 0 2825 CONSUMER STAPLES SPDR COM 81369Y308 4831 112195 SH SOLE 0 0 4831 DENTSPLY INTERNATIONAL INC COM 249030107 409 8700 SH DFND 409 0 0 DIAGEO PLC-SPONSORED ADR ADR 25243Q205 247 2000 SH DFND 247 0 0 EATON VANCE SHORT DUR DIV IN COM 27828V104 2524 166138 SH SOLE 0 0 2524 EBAY INC COM 278642103 224 4000 SH DFND 224 0 0 ENBRIDGE INC COM 29250N105 232 5000 SH DFND 232 0 0 ENERGY SELECT SECTOR SPDR COM 81369Y506 3410 38286 SH SOLE 0 0 3410 ENTERPRISE PRODUCTS PARTNERS COM 293792107 2725 39284 SH SOLE 0 0 2725 EVEREST RE GROUP LTD COM G3223R108 2635 17216 SH SOLE 0 0 2635 EXTRA SPACE STORAGE INC COM 30225T102 465 9400 SH DFND 465 0 0 EXXON MOBIL CORP COM 30231G102 3017 30883 SH SOLE 0 0 3017 FIRST COMMONWEALTH MTG TRUST COM 31983K101 1766 352631 SH SOLE 0 0 1766 FIRST FINL BANKSHARES INC COM 32020R109 294 4750 SH SOLE 0 0 294 FIRST SEISMIC CORP COM 336397104 11 327012 SH SOLE 0 0 11 GAFISA SA-ADR ADR 362607301 38 12000 SH DFND 38 0 0 GRUPO TELEVISA SA-SPON ADR ADR 40049J206 505 15000 SH DFND 505 0 0 GUGGENHEIM BULLETSHARES 2018 COM 18383M530 399 18925 SH SOLE 0 0 399 GUGGENHEIM BULLETSHARES 2020 COM 18383M514 276 13208 SH SOLE 0 0 276 GUGGENHEIM S&P 500 EQUAL WEI COM 78355W106 4088 56002 SH SOLE 0 0 4088 GUGGENHEIM S&P 500 EQUAL WEI COM 78355W841 2986 25431 SH SOLE 0 0 2986 HDFC BANK LTD-ADR ADR 40415F101 246 6000 SH DFND 246 0 0 HOME INNS & HOTELS MANAG-ADR ADR 43713W107 279 8500 SH DFND 279 0 0 HUNTINGTON BANCSHARES INC COM 446150104 203 20000 SH DFND 203 0 0 INGLES MARKETS INC-CLASS A COM 457030104 3286 137958 SH SOLE 0 0 3286 INTEGRATED SILICON SOLUTION COM 45812P107 344 22000 SH DFND 344 0 0 INTEL CORP COM 458140100 696 26965 SH SOLE 0 0 696 INTERCONTINENTAL HOTELS-ADR ADR 45857P400 305 9333 SH DFND 305 0 0 INTEROIL CORP COM 460951106 265 4000 SH DFND 265 0 0 INTL BUSINESS MACHINES CORP COM 459200101 360 1872 SH SOLE 0 0 360 ISHARES -3 YEAR INTERNATIONA COM 464288125 2653 27682 SH SOLE 0 0 2653 ISHARES CALIFORNIA AMT-FREE COM 464288356 295 2610 SH SOLE 0 0 295 ISHARES COHEN & STEERS REIT COM 464287564 1968 23927 SH SOLE 0 0 1968 ISHARES CORE S&P MIDCAP ETF COM 464287507 2404 17485 SH SOLE 0 0 2404 ISHARES FLOATING RATE BOND E COM 46429B655 3057 60291 SH SOLE 0 0 3057 ISHARES GLOBAL HEALTHCARE ET COM 464287325 3331 36580 SH SOLE 0 0 3331 ISHARES GLOBAL TELECOM ETF COM 464287275 303 4525 SH SOLE 0 0 303 ISHARES IBOXX INVESTMENT GRA COM 464287242 591 5052 SH SOLE 0 0 591 ISHARES INTERNATIONAL TREASU COM 464288117 3765 36570 SH SOLE 0 0 3765 ISHARES MSCI EAFE ETF COM 464287465 6191 92133 SH SOLE 0 0 6191 ISHARES MSCI EAFE SMALL-CAP COM 464288273 2491 47720 SH SOLE 0 0 2491 ISHARES MSCI EMERGING MARKET COM 464287234 2217 54050 SH SOLE 0 0 2217 ISHARES MSCI EMU ETF COM 464286608 254 6018 SH SOLE 0 0 254 ISHARES MSCI SOUTH AFRICA ET COM 464286780 249 3700 SH DFND 249 0 0 ISHARES RUSSELL 1000 ETF COM 464287622 373 3559 SH SOLE 0 0 373 ISHARES RUSSELL 2000 ETF COM 464287655 348 2990 SH SOLE 0 0 348 ISHARES RUSSELL MID-CAP ETF COM 464287499 440 2842 SH SOLE 0 0 440 ISHARES SELECT DIVIDEND ETF COM 464287168 3119 42540 SH SOLE 0 0 3119 ITC HOLDINGS CORP COM 465685105 223 6000 SH DFND 223 0 0 J.C. PENNEY CO INC COM 708160106 194 22000 SH DFND 194 0 0 JAMES HARDIE IND PLC-SP ADR ADR 47030M106 539 8000 SH DFND 539 0 0 JOHN HANCOCK FINANCIAL OPPOR COM 409735206 2299 95497 SH SOLE 0 0 2299 JOHNSON & JOHNSON COM 478160104 2480 25250 SH SOLE 0 0 2480 JOHNSON CONTROLS INC COM 478366107 289 6000 SH DFND 289 0 0 KINGFISHER PLC-SPONS ADR ADR 495724403 287 20000 SH DFND 287 0 0 KMG CHEMICALS INC COM 482564101 1730 110349 SH SOLE 0 0 1730 KVH INDUSTRIES INC COM 482738101 406 30000 SH DFND 406 0 0 LIFEPOINT HOSPITALS INC COM 53219L109 250 4500 SH DFND 250 0 0 MARKET VECTORS AFRICA INDEX COM 57060U787 327 10340 SH DFND 327 0 0 MARRIOTT INTERNATIONAL -CL A COM 571903202 287 5035 SH DFND 287 0 0 METLIFE INC COM 59156R108 2440 46209 SH SOLE 0 0 2440 MICROFINANCIAL INC COM 595072109 2346 298127 SH SOLE 0 0 2346 MILLER INDUSTRIES INC/TENN COM 600551204 279 14000 SH DFND 279 0 0 NATIONAL OILWELL VARCO INC COM 637071101 234 3000 SH DFND 234 0 0 NESTLE SA-SPONS ADR ADR 641069406 583 7750 SH DFND 583 0 0 NEW YORK COMMUNITY BANCORP COM 649445103 161 10000 SH DFND 161 0 0 NICE SYSTEMS LTD-SPONS ADR ADR 653656108 447 10000 SH DFND 447 0 0 NIDEC CORPORATION-ADR ADR 654090109 438 14000 SH DFND 438 0 0 NORFOLK SOUTHERN CORP COM 655844108 392 4000 SH DFND 392 0 0 NORTHWEST NATURAL GAS CO COM 667655104 220 5000 SH DFND 220 0 0 NOVARTIS AG-ADR ADR 66987V109 2220 25348 SH SOLE 0 0 2220 OLD MUTUAL PLC-UNSPON ADR ADR 680031309 357 13125 SH DFND 357 0 0 PENTAIR LTD-REGISTERED COM H6169Q108 623 7760 SH DFND 623 0 0 PIMCO ENHANCED SHORT MATURIT COM 72201R833 3530 34799 SH SOLE 0 0 3530 POSCO-ADR ADR 693483109 340 4800 SH DFND 340 0 0 POWERSHARES GLOBAL WATER COM 73936T623 2872 118136 SH SOLE 0 0 2872 PPC LTD-UNSPON ADR ADR 69354A104 70 12500 SH DFND 70 0 0 PROTECTIVE LIFE CORP COM 743674103 3557 67638 SH SOLE 0 0 3557 RGC RESOURCES INC COM 74955L103 487 25624 SH SOLE 0 0 487 ROCHE HOLDINGS LTD-SPONS ADR ADR 771195104 600 16000 SH DFND 600 0 0 ROYCE GLOBAL VALUE TRUST COM 78081T104 305 34014 SH SOLE 0 0 305 ROYCE MICRO-CAP TRUST INC COM 780915104 1620 132390 SH SOLE 0 0 1620 ROYCE VALUE TRUST COM 780910105 3496 222279 SH SOLE 0 0 3496 SHOPRITE HOLDINGS-SPN ADR ADR 82510E209 157 10000 SH DFND 157 0 0 SIEMENS AG-SPONS ADR ADR 826197501 407 3000 SH DFND 407 0 0 SOUTHERN CO/THE COM 842587107 1211 27550 SH SOLE 0 0 1211 SPDR BARCLAYS INTERMEDIATE COM 78464A375 223 6550 SH SOLE 0 0 223 SPDR BARCLAYS SHORT TERM COR COM 78464A474 4026 130872 SH SOLE 0 0 4026 SPDR MORGAN STANLEY TECHNOLO COM 78464A102 2366 25555 SH SOLE 0 0 2366 SPDR S&P EMERGING MARKETS DI COM 78463X533 2022 53100 SH SOLE 0 0 2022 SPDR S&P MIDCAP 400 ETF TRST COM 78467Y107 415 1650 SH SOLE 0 0 415 SPDR S&P OIL & GAS EXP & PR COM 78464A730 3254 45305 SH SOLE 0 0 3254 STARWOOD HOTELS & RESORTS COM 85590A401 402 5000 SH DFND 402 0 0 STRYKER CORP COM 863667101 1495 18280 SH SOLE 0 0 1495 TEVA PHARMACEUTICAL-SP ADR ADR 881624209 318 6000 SH DFND 318 0 0 TORTOISE ENERGY INFRASTRUCTU COM 89147L100 245 5356 SH SOLE 0 0 245 UDR INC COM 902653104 292 11297 SH SOLE 0 0 292 ULTRA PETROLEUM CORP COM 903914109 272 10000 SH DFND 272 0 0 UNILEVER N V -NY SHARES COM 904784709 369 9000 SH DFND 369 0 0 UNITED FIRE GROUP INC COM 910340108 1848 60893 SH SOLE 0 0 1848 VALE SA-SP ADR ADR 91912E105 303 22000 SH DFND 303 0 0 VALMONT INDUSTRIES COM 920253101 2595 17430 SH SOLE 0 0 2595 VANGUARD FTSE EUROPE ETF COM 922042874 1644 27890 SH SOLE 0 0 1644 VOYA ASIA PACIFIC HIGH DIVID COM 44983J107 1048 82350 SH SOLE 0 0 1048 WESTERN ASSET GL CORP DEF OP COM 95790C107 3404 187130 SH SOLE 0 0 3404 WGL HOLDINGS INC COM 92924F106 1621 40474 SH SOLE 0 0 1621 WILLIAMS COS INC COM 969457100 3688 90891 SH SOLE 0 0 3688