0001144204-13-059172.txt : 20131106 0001144204-13-059172.hdr.sgml : 20131106 20131106144213 ACCESSION NUMBER: 0001144204-13-059172 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131106 DATE AS OF CHANGE: 20131106 EFFECTIVENESS DATE: 20131106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FCA CORP /TX CENTRAL INDEX KEY: 0001166402 IRS NUMBER: 760076528 STATE OF INCORPORATION: TX FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10019 FILM NUMBER: 131196106 BUSINESS ADDRESS: STREET 1: 791 TOWN & COUNTRY BLVD, SUITE 250 CITY: HOUSTON STATE: TX ZIP: 77057 BUSINESS PHONE: 7137812856 MAIL ADDRESS: STREET 1: 791 TOWN & COUNTRY BLVD, SUITE 250 CITY: HOUSTON STATE: TX ZIP: 77024 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001166402 XXXXXXXX 09-30-2013 09-30-2013 false FCA CORP /TX

791 Town & Country Blvd, Suite 250 Houston TX 77024

13F HOLDINGS REPORT 028-10019 N William Levay 713-781-2856 /s/ William Levay Houston TX 11-06-2013 0 138 168429 INFORMATION TABLE 2 infotable.xml 1ST CENTURY BANCSHARES INC COM 31943X102 210 27700 SH SOLE 0 0 210 3M CO COM 88579Y101 1518 12701 SH SOLE 0 0 1518 ACETO CORP COM 004446100 3656 233711 SH SOLE 0 0 3656 AECOM TECHNOLOGY CORP COM 00766T100 313 10000 SH DFND 313 0 0 AGCO CORP COM 001084102 302 5000 SH DFND 302 0 0 ALMOST FAMILY INC COM 020409108 1039 53356 SH SOLE 0 0 1039 ALTO PALERMO S.A.-ADR ADR 02151P107 218 11500 SH DFND 218 0 0 AMDOCS LTD ORD G02602103 366 10000 SH DFND 366 0 0 AMERICAN BUSINESS BANK COM 02475L105 1027 35646 SH SOLE 0 0 1027 AMGEN INC COM 031162100 2348 20939 SH SOLE 0 0 2348 ANALOG DEVICES INC COM 032654105 2040 43370 SH SOLE 0 0 2040 APPLE INC COM 037833100 343 715 SH SOLE 0 0 343 ARKEMA-SPONSORED ADR ADR 041232109 459 4130 SH DFND 459 0 0 ARTESIAN RESOURCES CORP-CL A COM 043113208 1250 56173 SH SOLE 0 0 1250 AT&T INC COM 00206R102 209 6185 SH SOLE 0 0 209 AUTOMATIC DATA PROCESSING COM 053015103 223 3075 SH SOLE 0 0 223 BANCO SANTANDER SA-SPON ADR ADR 05964H105 267 32631 SH DFND 267 0 0 BG GROUP PLC-SPON ADR ADR 055434203 191 10000 SH DFND 191 0 0 BOK FINANCIAL CORPORATION COM 05561Q201 238 3751 SH SOLE 0 0 238 BUNGE LTD COM G16962105 493 6500 SH DFND 493 0 0 CEMEX SAB-SPONS ADR PART CER ADR 151290889 275 24598 SH DFND 275 0 0 CHASE CORP COM 16150R104 1841 62560 SH SOLE 0 0 1841 CHEMED CORP COM 16359R103 300 4200 SH DFND 300 0 0 CHINA HOUSING & LAND DEVELOP COM 16939V103 89 40000 SH DFND 89 0 0 CIMAREX ENERGY CO COM 171798101 2534 26289 SH SOLE 0 0 2534 COCA-COLA CO/THE COM 191216100 371 9773 SH SOLE 0 0 371 COHU INC COM 192576106 1354 124085 SH SOLE 0 0 1354 CONMED CORP COM 207410101 534 15720 SH DFND 534 0 0 CONSUMER DISCRETIONARY SELT COM 81369Y407 2681 44210 SH SOLE 0 0 2681 CONSUMER STAPLES SPDR COM 81369Y308 4871 122267 SH SOLE 0 0 4871 DENTSPLY INTERNATIONAL INC COM 249030107 378 8700 SH DFND 378 0 0 DESARROLLADORA HOMEX-ADR ADR 25030W100 28 13000 SH DFND 28 0 0 DIAGEO PLC-SPONSORED ADR ADR 25243Q205 254 2000 SH DFND 254 0 0 EATON VANCE SHORT DUR DIV IN COM 27828V104 1905 123075 SH SOLE 0 0 1905 ENBRIDGE INC COM 29250N105 209 5000 SH DFND 209 0 0 ENERGY SELECT SECTOR SPDR COM 81369Y506 3175 38251 SH SOLE 0 0 3175 ENTERPRISE PRODUCTS PARTNERS COM 293792107 2371 38854 SH SOLE 0 0 2371 EVEREST RE GROUP LTD COM G3223R108 2648 18214 SH SOLE 0 0 2648 EXTRA SPACE STORAGE INC COM 30225T102 430 9400 SH DFND 430 0 0 EXXON MOBIL CORP COM 30231G102 2743 31865 SH SOLE 0 0 2743 FEDERATED GOVT OBLI FD-IS COM 60934N104 163 162798 SH DFND 163 0 0 FIRST SEISMIC CORP COM 336397104 16 327012 SH SOLE 0 0 16 GAFISA SA-ADR ADR 362607301 39 12000 SH DFND 39 0 0 GLOBAL TELECOM HOLDING-GDR COM 37953P202 63 20000 SH DFND 63 0 0 GRUPO TELEVISA SA-SPON ADR ADR 40049J206 419 15000 SH DFND 419 0 0 GUGGENHEIM BULLETSHARES 2018 COM 18383M530 3920 187720 SH SOLE 0 0 3920 GUGGENHEIM S&P 500 EQUAL WEI COM 78355W106 4109 63002 SH SOLE 0 0 4109 GUGGENHEIM S&P 500 EQUAL WEI COM 78355W841 2522 25090 SH SOLE 0 0 2522 HOME INNS & HOTELS MANAG-ADR ADR 43713W107 282 8500 SH DFND 282 0 0 HUNTINGTON BANCSHARES INC COM 446150104 165 20000 SH DFND 165 0 0 ING ASIA PACIFIC HIGH DIVIDE COM 44983J107 983 73250 SH SOLE 0 0 983 INGLES MARKETS INC-CLASS A COM 457030104 4218 146977 SH SOLE 0 0 4218 INTEGRATED SILICON SOLUTION COM 45812P107 240 22000 SH DFND 240 0 0 INTEL CORP COM 458140100 892 38894 SH SOLE 0 0 892 INTERCONTINENTAL HOTELS-ADR ADR 45857P400 273 9333 SH DFND 273 0 0 INTEROIL CORP COM 460951106 285 4000 SH DFND 285 0 0 INTL BUSINESS MACHINES CORP COM 459200101 314 1697 SH SOLE 0 0 314 ISHARES -3 YEAR INTERNATIONA COM 464288125 1867 19602 SH SOLE 0 0 1867 ISHARES 7-10 YEAR TREASURY B COM 464287440 328 3215 SH SOLE 0 0 328 ISHARES CALIFORNIA AMT-FREE COM 464288356 284 2610 SH SOLE 0 0 284 ISHARES COHEN & STEERS REIT COM 464287564 1431 18561 SH SOLE 0 0 1431 ISHARES CORE S&P MIDCAP ETF COM 464287507 2497 20115 SH SOLE 0 0 2497 ISHARES FLOATING RATE BOND E COM 46429B655 2452 48380 SH SOLE 0 0 2452 ISHARES GLOBAL HEALTHCARE ET COM 464287325 2964 37285 SH SOLE 0 0 2964 ISHARES GLOBAL NUCLEAR ENERG COM 464288232 1138 32870 SH SOLE 0 0 1138 ISHARES GLOBAL TELECOM ETF COM 464287275 226 3525 SH SOLE 0 0 226 ISHARES IBOXX INVESTMENT GRA COM 464287242 597 5260 SH SOLE 0 0 597 ISHARES INTERNATIONAL TREASU COM 464288117 3816 37870 SH SOLE 0 0 3816 ISHARES LATIN AMERICA 40 ETF COM 464287390 398 10394 SH SOLE 0 0 398 ISHARES MSCI EAFE ETF COM 464287465 5169 80966 SH SOLE 0 0 5169 ISHARES MSCI EAFE SMALL-CAP COM 464288273 2332 48070 SH SOLE 0 0 2332 ISHARES MSCI EMERGING MARKET COM 464287234 1708 41855 SH SOLE 0 0 1708 ISHARES MSCI SOUTH AFRICA ET COM 464286780 234 3700 SH DFND 234 0 0 ISHARES SELECT DIVIDEND ETF COM 464287168 3333 50240 SH SOLE 0 0 3333 J.C. PENNEY CO INC COM 708160106 88 10000 SH DFND 88 0 0 JAMES HARDIE IND PLC-SP ADR ADR 47030M106 395 8000 SH DFND 395 0 0 JOHN HANCOCK FINANCIAL OPPOR COM 409735206 1895 88376 SH SOLE 0 0 1895 JOHNSON & JOHNSON COM 478160104 2620 30215 SH SOLE 0 0 2620 JOHNSON CONTROLS INC COM 478366107 249 6000 SH DFND 249 0 0 KINGFISHER PLC-SPONS ADR ADR 495724403 250 20000 SH DFND 250 0 0 KMG CHEMICALS INC COM 482564101 2463 111949 SH SOLE 0 0 2463 KVH INDUSTRIES INC COM 482738101 414 30000 SH DFND 414 0 0 LIFEPOINT HOSPITALS INC COM 53219L109 210 4500 SH DFND 210 0 0 LOWE'S COS INC COM 548661107 414 8673 SH SOLE 0 0 414 MARKET VECTORS AFRICA INDEX COM 57060U787 250 8340 SH DFND 250 0 0 MARKET VECTORS INDIA S/C COM 57061R551 270 10752 SH SOLE 0 0 270 MARRIOTT INTERNATIONAL -CL A COM 571903202 212 5035 SH DFND 212 0 0 MERCK & CO. INC. 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