0001144204-11-047052.txt : 20110815 0001144204-11-047052.hdr.sgml : 20110815 20110815150837 ACCESSION NUMBER: 0001144204-11-047052 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110815 DATE AS OF CHANGE: 20110815 EFFECTIVENESS DATE: 20110815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FCA CORP /TX CENTRAL INDEX KEY: 0001166402 IRS NUMBER: 760076528 STATE OF INCORPORATION: TX FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10019 FILM NUMBER: 111035614 BUSINESS ADDRESS: STREET 1: 5847 SAN FELIPE # 850 CITY: HOUSTON STATE: TX ZIP: 77057 BUSINESS PHONE: 7137812856 MAIL ADDRESS: STREET 1: 5847 SAN FELIPE CITY: HOUSTON STATE: TX ZIP: 77057 13F-HR 1 v232168_13fhr.txt FORM 13F HOLDINGS REPORT UNITED STATES SEUCRITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F Report for the Calendar Year or quarter Ended June 30, 2011 If amended report check here: [ ] Amendment Number:___ This Amendment (Check only one): [ ] is a restatement [ ] adds new holding entries FCA Corp -------------------------------------------------------------------------------- Name of Insitutional Investment Manager FCA Corp 791 Town & Country Blvd, Suite 250 Houston Texas 77024-3925 -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip Code) 13F File Number: 028-10019 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, and tables are considered integral parts of this form. Person signing this Report on behalf of Reporting Manager: Ruth Willars Chief Compliance Officer 713-260-1431 -------------------------------------------------------------------------------- Name Title Telephone /s/ Ruth Willars -------------------------------- Manual Signature of Person Duly Authorized to submit this Report Houston, TX 08-15-2011 -------------------------------- Place and Date of Signing Report Type: [X] 13F Holdings Report [ ] 13F Notice [ ] 13F Combination Report Report Summary: Number of other included managers: 0 Form 13F information table entry total: 145 Form 13F table value total: $123,947 List of other included Managers: None FCA Corp Form 13(f) For the Quarter Ended June 30, 2011 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 1ST CENTURY BANCSHARES INC COM 31943X102 154 41700 SH Sole 41700 3M CO COM 88579Y101 1050 11070 SH Sole 11070 ACETO CORP COM 004446100 1583 235950 SH Sole 235950 AGCO CORP COM 001084102 247 5000 SH Defined 5000 ALAMO GROUP INC COM 011311107 2128 89808 SH Sole 89808 ALMOST FAMILY INC COM 020409108 1382 50450 SH Sole 50450 ALTO PALERMO S.A.-ADR COM 02151P107 251 11500 SH Defined 11500 AMDOCS LTD COM G02602103 304 10000 SH Defined 10000 AMERICAN BUSINESS BANK COM 02475L105 834 35405 SH Sole 35405 AMERICAN NATIONAL INSURANCE COM 028591105 349 4498 SH Defined 4498 AMGEN INC COM 031162100 1186 20325 SH Sole 20325 ANALOG DEVICES INC COM 032654105 1694 43275 SH Sole 43275 ANGLO AMERICAN PLC-UNSP ADR COM 03485P201 294 11830 SH Defined 11830 APPLE INC COM 037833100 201 600 SH Sole 600 ARKEMA-SPONSORED ADR COM 041232109 424 4130 SH Defined 4130 ARTESIAN RESOURCES CORP-CL A COM 043113208 667 37000 SH Sole 37000 AUTOMATIC DATA PROCESSING COM 053015103 2253 42770 SH Sole 42770 BANCO BILBAO VIZCAYA-SP ADR COM 05946K101 209 17793 SH Defined 17793 BANCO SANTANDER SA-SPON ADR COM 05964H105 201 17450 SH Defined 17450 BANK OF AMERICA CORP COM 060505104 149 13556 SH Sole 13556 BAXTER INTERNATIONAL INC COM 071813109 1406 23550 SH Sole 23550 BEST BUY CO INC COM 086516101 1564 49800 SH Sole 49800 BG GROUP PLC-SPON ADR COM 055434203 228 2000 SH Defined 2000 BJ'S WHOLESALE CLUB INC COM 05548J106 256 5075 SH Defined 5075 BNP PARIBAS-ADR COM 05565A202 232 6000 SH Defined 6000 BOK FINANCIAL CORPORATION COM 05561Q201 205 3751 SH Sole 3751 BOSTON PROPERTIES INC COM 101121101 265 2500 SH Defined 2500 BUNGE LTD COM G16962105 448 6500 SH Defined 6500 CAMPUS CREST COMMUNITIES INC COM 13466Y105 142 11000 SH Defined 11000 CEMEX SAB-SPONS ADR PART CER COM 151290889 116 13498 SH Defined 13498 CHASE CORP COM 16150R104 816 48675 SH Sole 48675 CHEMED CORP COM 16359R103 275 4200 SH Defined 4200 CHINA HOUSING & LAND DEVELOP COM 16939V103 56 40000 SH Defined 40000 CIMAREX ENERGY CO COM 171798101 1919 21337 SH Sole 21337 COCA-COLA CO/THE COM 191216100 354 5254 SH Sole 5254 CONMED CORP COM 207410101 305 10720 SH Defined 10720 CONSUMER DISCRETIONARY SELT COM 81369Y407 1335 33195 SH Sole 33195 CONSUMER STAPLES SPDR COM 81369Y308 3898 124830 SH Sole 124830 DENTSPLY INTERNATIONAL INC COM 249030107 331 8700 SH Defined 8700 DEVRY INC COM 251893103 296 5000 SH Defined 5000 DST SYSTEMS INC COM 233326107 370 7000 SH Defined 7000 E.ON AG -SPONSORED ADR COM 268780103 228 8000 SH Defined 8000 ELECTRONIC ARTS INC COM 285512109 236 10000 SH Defined 10000 ENERGY SELECT SECTOR SPDR COM 81369Y506 2673 35480 SH Sole 35480 ENTERPRISE PRODUCTS PARTNERS COM 293792107 1312 30370 SH Sole 30370 EQUITY RESIDENTIAL COM 29476L107 360 6000 SH Defined 6000 EVEREST RE GROUP LTD COM G3223R108 1386 16955 SH Sole 16955 EXTRA SPACE STORAGE INC COM 30225T102 320 15000 SH Defined 15000 EXXON MOBIL CORP COM 30231G102 1350 16594 SH Sole 16594 FIRST SEISMIC CORP COM 336397104 35 174742 SH Sole 174742 FRANCE TELECOM SA-SPONS ADR COM 35177Q105 234 11000 SH Defined 11000 FRONTIER COMMUNICATIONS CORP COM 35906A108 789 97780 SH Sole 97780 GAFISA SA-ADR COM 362607301 114 12000 SH Defined 12000 GRUPO TELEVISA SA-SPON ADR COM 40049J206 369 15000 SH Defined 15000 HARLEYSVILLE GROUP INC COM 412824104 824 26435 SH Sole 26435 HOME INNS & HOTELS MANAG-ADR COM 43713W107 323 8500 SH Defined 8500 HOST HOTELS & RESORTS INC COM 44107P104 260 15317 SH Defined 15317 HOUSTON WIRE & CABLE CO COM 44244K109 888 57075 SH Sole 57075 INGLES MARKETS INC-CLASS A COM 457030104 2180 131751 SH Sole 131751 INTEL CORP COM 458140100 463 20900 SH Sole 20900 INTEROIL CORP COM 460951106 293 5000 SH Defined 5000 ISHARES COHEN & STEERS RLTY COM 464287564 984 13573 SH Sole 13573 ISHARES DJ US TECHNOLOGY SEC COM 464287721 335 5150 SH Sole 5150 ISHARES FTSE CHINA 25 INDEX COM 464287184 397 9237 SH Sole 9237 ISHARES MSCI EAFE INDEX FUND COM 464287465 2897 48177 SH Sole 48177 ISHARES MSCI EAFE SMALL CAP COM 464288273 1916 43915 SH Sole 43915 ISHARES MSCI EMERGING MKT IN COM 464287234 1935 40660 SH Sole 40660 ISHARES MSCI JAPAN INDEX FD COM 464286848 701 67220 SH Sole 67220 ISHARES RUSSELL 2000 COM 464287655 1515 18300 SH Sole 18300 ISHARES S&P EUROPE 350 COM 464287861 2042 48524 SH Sole 48524 ISHARES S&P GBL NUCLEAR ENGY COM 464288232 1232 31385 SH Sole 31385 ISHARES S&P GLBL HEALTHCARE COM 464287325 2108 36270 SH Sole 36270 ISHARES S&P LATIN AMERICA 40 COM 464287390 556 10770 SH Sole 10770 ISHARES S&P MIDCAP 400 COM 464287507 1637 16754 SH Sole 16754 JAMES HARDIE IND SE-SPON ADR COM 47030M106 441 14200 SH Defined 14200 JANUS CAPITAL GROUP INC COM 47102X105 378 40000 SH Sole 40000 JOHN HAN BK & THRIFT OPP FD COM 409735206 1408 85721 SH Sole 85721 JOHNSON & JOHNSON COM 478160104 1849 27801 SH Sole 27801 KB FINANCIAL GROUP INC-ADR COM 48241A105 239 5000 SH Defined 5000 KB HOME COM 48666K109 98 10000 SH Defined 10000 KINGFISHER PLC-SPONS ADR COM 495724403 171 20000 SH Defined 20000 KMG CHEMICALS INC COM 482564101 1936 114956 SH Sole 114956 KVH INDUSTRIES INC COM 482738101 319 30000 SH Defined 30000 LASALLE HOTEL PROPERTIES COM 517942108 316 12000 SH Defined 12000 LIFEPOINT HOSPITALS INC COM 53219L109 332 8500 SH Defined 8500 LOWE'S COS INC COM 548661107 420 18000 SH Sole 18000 LUFKIN INDUSTRIES INC COM 549764108 430 5000 SH Defined 5000 MARKET VECTORS INDIA S/C COM 57060U563 543 33500 SH Sole 33500 MICROFINANCIAL INC COM 595072109 3333 602800 SH Sole 602800 NESTLE SA-SPONS ADR FOR REG COM 641069406 22 350 SH Sole 350 483 7750 SH Defined 7750 NEXEN INC COM 65334H102 730 32433 SH Sole 32433 NEXTERA ENERGY INC COM 65339F101 1239 21565 SH Sole 21565 NFJ DVD INTEREST & PR STRAT COM 65337H109 1322 69922 SH Sole 69922 NICE SYSTEMS LTD-SPONS ADR COM 653656108 364 10000 SH Defined 10000 NIDEC CORPORATION-ADR COM 654090109 327 14000 SH Defined 14000 NORFOLK SOUTHERN CORP COM 655844108 450 6000 SH Defined 6000 NORTHWEST NATURAL GAS CO COM 667655104 226 5000 SH Defined 5000 NOVARTIS AG-ADR COM 66987V109 1626 26605 SH Sole 26605 OLD MUTUAL PLC-UNSPON ADR COM 680031200 255 15000 SH Defined 15000 PARKER DRILLING CO COM 701081101 462 79000 SH Sole 79000 PENTAIR INC COM 709631105 515 12760 SH Defined 12760 PORTUGAL TELECOM SGPS-SP ADR COM 737273102 200 20300 SH Defined 20300 POWERSHARES GLOBAL WATER POR COM 73936T623 2059 101605 SH Sole 101605 PRAXAIR INC COM 74005P104 1315 12130 SH Sole 12130 PRETORIA PORTLAND-UNSPON ADR COM 741372205 98 12500 SH Defined 12500 PROGRESS ENERGY INC COM 743263105 1567 32639 SH Sole 32639 PROLOGIS INC COM 74340W103 213 5955 SH Defined 5955 PRUDENTIAL PLC-ADR COM 74435K204 416 18000 SH Defined 18000 RED ALERT GROUP INC COM 75629Q105 0 25067 SH Sole 25067 REPSOL YPF SA -SPONSORED ADR COM 76026T205 278 8000 SH Defined 8000 RGC RESOURCES INC COM 74955L103 554 17002 SH Sole 17002 RIO TINTO PLC-SPON ADR COM 767204100 202 2800 SH Sole 2800 ROCHE HOLDINGS LTD-SPONS ADR COM 771195104 336 8000 SH Defined 8000 ROYCE MICRO-CAP TRUST INC COM 780915104 737 74748 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COM 920253101 1546 16040 SH Sole 16040 VARIAN SEMICONDUCTOR EQUIP COM 922207105 307 5000 SH Defined 5000 VITRAN CORP INC COM 92850E107 203 16000 SH Defined 16000 VODAFONE GROUP PLC-SP ADR COM 92857W209 210 7875 SH Defined 7875 VORNADO REALTY TRUST COM 929042109 290 3107 SH Defined 3107 W.P. CAREY & CO. LLC COM 92930Y107 202 5000 SH Defined 5000 WASTE MANAGEMENT INC COM 94106L109 1277 34260 SH Sole 34260 WEATHERFORD INTL LTD COM H27013103 2639 140725 SH Sole 140725 WGL HOLDINGS INC COM 92924F106 1426 37045 SH Sole 37045 WILLIAMS COS INC COM 969457100 3516 116233 SH Sole 116233 EATON VANCE SHORT DUR DIV IN COM 27828V104 1841 105850 SH Sole 105850 ISHARES BARCLAYS TIPS BOND COM 464287176 326 2950 SH Sole 2950 ISHARES IBOXX INV GR CORP BD COM 464287242 213 1930 SH Sole 1930 ISHARES S&P CALI AMT-FREE COM 464288356 298 2830 SH Sole 2830 WESTERN ASSET EMERGING MARKE COM 95766A101 2119 110994 SH Sole 110994 WESTERN ASSET GL CORP DEF OP COM 95790C107 2428 129284 SH Sole 129284