0001144204-11-047052.txt : 20110815
0001144204-11-047052.hdr.sgml : 20110815
20110815150837
ACCESSION NUMBER: 0001144204-11-047052
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110815
DATE AS OF CHANGE: 20110815
EFFECTIVENESS DATE: 20110815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FCA CORP /TX
CENTRAL INDEX KEY: 0001166402
IRS NUMBER: 760076528
STATE OF INCORPORATION: TX
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10019
FILM NUMBER: 111035614
BUSINESS ADDRESS:
STREET 1: 5847 SAN FELIPE # 850
CITY: HOUSTON
STATE: TX
ZIP: 77057
BUSINESS PHONE: 7137812856
MAIL ADDRESS:
STREET 1: 5847 SAN FELIPE
CITY: HOUSTON
STATE: TX
ZIP: 77057
13F-HR
1
v232168_13fhr.txt
FORM 13F HOLDINGS REPORT
UNITED STATES
SEUCRITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
Report for the Calendar Year or quarter Ended June 30, 2011
If amended report check here: [ ] Amendment Number:___
This Amendment (Check only one): [ ] is a restatement
[ ] adds new holding entries
FCA Corp
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Name of Insitutional Investment Manager
FCA Corp
791 Town & Country Blvd, Suite 250 Houston Texas 77024-3925
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Business Address (Street) (City) (State) (Zip Code)
13F File Number: 028-10019
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, and tables are considered integral parts of this form.
Person signing this Report on behalf of Reporting Manager:
Ruth Willars Chief Compliance Officer 713-260-1431
--------------------------------------------------------------------------------
Name Title Telephone
/s/ Ruth Willars
--------------------------------
Manual Signature of Person Duly
Authorized to submit this Report
Houston, TX 08-15-2011
--------------------------------
Place and Date of Signing
Report Type:
[X] 13F Holdings Report
[ ] 13F Notice
[ ] 13F Combination Report
Report Summary:
Number of other included managers: 0
Form 13F information table entry total: 145
Form 13F table value total: $123,947
List of other included Managers: None
FCA Corp
Form 13(f)
For the Quarter Ended June 30, 2011
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
1ST CENTURY BANCSHARES INC COM 31943X102 154 41700 SH Sole 41700
3M CO COM 88579Y101 1050 11070 SH Sole 11070
ACETO CORP COM 004446100 1583 235950 SH Sole 235950
AGCO CORP COM 001084102 247 5000 SH Defined 5000
ALAMO GROUP INC COM 011311107 2128 89808 SH Sole 89808
ALMOST FAMILY INC COM 020409108 1382 50450 SH Sole 50450
ALTO PALERMO S.A.-ADR COM 02151P107 251 11500 SH Defined 11500
AMDOCS LTD COM G02602103 304 10000 SH Defined 10000
AMERICAN BUSINESS BANK COM 02475L105 834 35405 SH Sole 35405
AMERICAN NATIONAL INSURANCE COM 028591105 349 4498 SH Defined 4498
AMGEN INC COM 031162100 1186 20325 SH Sole 20325
ANALOG DEVICES INC COM 032654105 1694 43275 SH Sole 43275
ANGLO AMERICAN PLC-UNSP ADR COM 03485P201 294 11830 SH Defined 11830
APPLE INC COM 037833100 201 600 SH Sole 600
ARKEMA-SPONSORED ADR COM 041232109 424 4130 SH Defined 4130
ARTESIAN RESOURCES CORP-CL A COM 043113208 667 37000 SH Sole 37000
AUTOMATIC DATA PROCESSING COM 053015103 2253 42770 SH Sole 42770
BANCO BILBAO VIZCAYA-SP ADR COM 05946K101 209 17793 SH Defined 17793
BANCO SANTANDER SA-SPON ADR COM 05964H105 201 17450 SH Defined 17450
BANK OF AMERICA CORP COM 060505104 149 13556 SH Sole 13556
BAXTER INTERNATIONAL INC COM 071813109 1406 23550 SH Sole 23550
BEST BUY CO INC COM 086516101 1564 49800 SH Sole 49800
BG GROUP PLC-SPON ADR COM 055434203 228 2000 SH Defined 2000
BJ'S WHOLESALE CLUB INC COM 05548J106 256 5075 SH Defined 5075
BNP PARIBAS-ADR COM 05565A202 232 6000 SH Defined 6000
BOK FINANCIAL CORPORATION COM 05561Q201 205 3751 SH Sole 3751
BOSTON PROPERTIES INC COM 101121101 265 2500 SH Defined 2500
BUNGE LTD COM G16962105 448 6500 SH Defined 6500
CAMPUS CREST COMMUNITIES INC COM 13466Y105 142 11000 SH Defined 11000
CEMEX SAB-SPONS ADR PART CER COM 151290889 116 13498 SH Defined 13498
CHASE CORP COM 16150R104 816 48675 SH Sole 48675
CHEMED CORP COM 16359R103 275 4200 SH Defined 4200
CHINA HOUSING & LAND DEVELOP COM 16939V103 56 40000 SH Defined 40000
CIMAREX ENERGY CO COM 171798101 1919 21337 SH Sole 21337
COCA-COLA CO/THE COM 191216100 354 5254 SH Sole 5254
CONMED CORP COM 207410101 305 10720 SH Defined 10720
CONSUMER DISCRETIONARY SELT COM 81369Y407 1335 33195 SH Sole 33195
CONSUMER STAPLES SPDR COM 81369Y308 3898 124830 SH Sole 124830
DENTSPLY INTERNATIONAL INC COM 249030107 331 8700 SH Defined 8700
DEVRY INC COM 251893103 296 5000 SH Defined 5000
DST SYSTEMS INC COM 233326107 370 7000 SH Defined 7000
E.ON AG -SPONSORED ADR COM 268780103 228 8000 SH Defined 8000
ELECTRONIC ARTS INC COM 285512109 236 10000 SH Defined 10000
ENERGY SELECT SECTOR SPDR COM 81369Y506 2673 35480 SH Sole 35480
ENTERPRISE PRODUCTS PARTNERS COM 293792107 1312 30370 SH Sole 30370
EQUITY RESIDENTIAL COM 29476L107 360 6000 SH Defined 6000
EVEREST RE GROUP LTD COM G3223R108 1386 16955 SH Sole 16955
EXTRA SPACE STORAGE INC COM 30225T102 320 15000 SH Defined 15000
EXXON MOBIL CORP COM 30231G102 1350 16594 SH Sole 16594
FIRST SEISMIC CORP COM 336397104 35 174742 SH Sole 174742
FRANCE TELECOM SA-SPONS ADR COM 35177Q105 234 11000 SH Defined 11000
FRONTIER COMMUNICATIONS CORP COM 35906A108 789 97780 SH Sole 97780
GAFISA SA-ADR COM 362607301 114 12000 SH Defined 12000
GRUPO TELEVISA SA-SPON ADR COM 40049J206 369 15000 SH Defined 15000
HARLEYSVILLE GROUP INC COM 412824104 824 26435 SH Sole 26435
HOME INNS & HOTELS MANAG-ADR COM 43713W107 323 8500 SH Defined 8500
HOST HOTELS & RESORTS INC COM 44107P104 260 15317 SH Defined 15317
HOUSTON WIRE & CABLE CO COM 44244K109 888 57075 SH Sole 57075
INGLES MARKETS INC-CLASS A COM 457030104 2180 131751 SH Sole 131751
INTEL CORP COM 458140100 463 20900 SH Sole 20900
INTEROIL CORP COM 460951106 293 5000 SH Defined 5000
ISHARES COHEN & STEERS RLTY COM 464287564 984 13573 SH Sole 13573
ISHARES DJ US TECHNOLOGY SEC COM 464287721 335 5150 SH Sole 5150
ISHARES FTSE CHINA 25 INDEX COM 464287184 397 9237 SH Sole 9237
ISHARES MSCI EAFE INDEX FUND COM 464287465 2897 48177 SH Sole 48177
ISHARES MSCI EAFE SMALL CAP COM 464288273 1916 43915 SH Sole 43915
ISHARES MSCI EMERGING MKT IN COM 464287234 1935 40660 SH Sole 40660
ISHARES MSCI JAPAN INDEX FD COM 464286848 701 67220 SH Sole 67220
ISHARES RUSSELL 2000 COM 464287655 1515 18300 SH Sole 18300
ISHARES S&P EUROPE 350 COM 464287861 2042 48524 SH Sole 48524
ISHARES S&P GBL NUCLEAR ENGY COM 464288232 1232 31385 SH Sole 31385
ISHARES S&P GLBL HEALTHCARE COM 464287325 2108 36270 SH Sole 36270
ISHARES S&P LATIN AMERICA 40 COM 464287390 556 10770 SH Sole 10770
ISHARES S&P MIDCAP 400 COM 464287507 1637 16754 SH Sole 16754
JAMES HARDIE IND SE-SPON ADR COM 47030M106 441 14200 SH Defined 14200
JANUS CAPITAL GROUP INC COM 47102X105 378 40000 SH Sole 40000
JOHN HAN BK & THRIFT OPP FD COM 409735206 1408 85721 SH Sole 85721
JOHNSON & JOHNSON COM 478160104 1849 27801 SH Sole 27801
KB FINANCIAL GROUP INC-ADR COM 48241A105 239 5000 SH Defined 5000
KB HOME COM 48666K109 98 10000 SH Defined 10000
KINGFISHER PLC-SPONS ADR COM 495724403 171 20000 SH Defined 20000
KMG CHEMICALS INC COM 482564101 1936 114956 SH Sole 114956
KVH INDUSTRIES INC COM 482738101 319 30000 SH Defined 30000
LASALLE HOTEL PROPERTIES COM 517942108 316 12000 SH Defined 12000
LIFEPOINT HOSPITALS INC COM 53219L109 332 8500 SH Defined 8500
LOWE'S COS INC COM 548661107 420 18000 SH Sole 18000
LUFKIN INDUSTRIES INC COM 549764108 430 5000 SH Defined 5000
MARKET VECTORS INDIA S/C COM 57060U563 543 33500 SH Sole 33500
MICROFINANCIAL INC COM 595072109 3333 602800 SH Sole 602800
NESTLE SA-SPONS ADR FOR REG COM 641069406 22 350 SH Sole 350
483 7750 SH Defined 7750
NEXEN INC COM 65334H102 730 32433 SH Sole 32433
NEXTERA ENERGY INC COM 65339F101 1239 21565 SH Sole 21565
NFJ DVD INTEREST & PR STRAT COM 65337H109 1322 69922 SH Sole 69922
NICE SYSTEMS LTD-SPONS ADR COM 653656108 364 10000 SH Defined 10000
NIDEC CORPORATION-ADR COM 654090109 327 14000 SH Defined 14000
NORFOLK SOUTHERN CORP COM 655844108 450 6000 SH Defined 6000
NORTHWEST NATURAL GAS CO COM 667655104 226 5000 SH Defined 5000
NOVARTIS AG-ADR COM 66987V109 1626 26605 SH Sole 26605
OLD MUTUAL PLC-UNSPON ADR COM 680031200 255 15000 SH Defined 15000
PARKER DRILLING CO COM 701081101 462 79000 SH Sole 79000
PENTAIR INC COM 709631105 515 12760 SH Defined 12760
PORTUGAL TELECOM SGPS-SP ADR COM 737273102 200 20300 SH Defined 20300
POWERSHARES GLOBAL WATER POR COM 73936T623 2059 101605 SH Sole 101605
PRAXAIR INC COM 74005P104 1315 12130 SH Sole 12130
PRETORIA PORTLAND-UNSPON ADR COM 741372205 98 12500 SH Defined 12500
PROGRESS ENERGY INC COM 743263105 1567 32639 SH Sole 32639
PROLOGIS INC COM 74340W103 213 5955 SH Defined 5955
PRUDENTIAL PLC-ADR COM 74435K204 416 18000 SH Defined 18000
RED ALERT GROUP INC COM 75629Q105 0 25067 SH Sole 25067
REPSOL YPF SA -SPONSORED ADR COM 76026T205 278 8000 SH Defined 8000
RGC RESOURCES INC COM 74955L103 554 17002 SH Sole 17002
RIO TINTO PLC-SPON ADR COM 767204100 202 2800 SH Sole 2800
ROCHE HOLDINGS LTD-SPONS ADR COM 771195104 336 8000 SH Defined 8000
ROYCE MICRO-CAP TRUST INC COM 780915104 737 74748 SH Sole 74748
ROYCE VALUE TRUST COM 780910105 3691 247363 SH Sole 247363
RYDEX S&P EQ WGT HEALTHCARE COM 78355W841 1825 24980 SH Sole 24980
RYDEX S&P EQUAL WEIGHT ETF COM 78355W106 331 6533 SH Sole 6533
SIEMENS AG-SPONS ADR COM 826197501 22 160 SH Sole 160
413 3000 SH Defined 3000
SL GREEN REALTY CORP COM 78440X101 249 3000 SH Defined 3000
SPDR MORGAN STANLEY TECHNOLO COM 78464A102 1297 19810 SH Sole 19810
SPDR S&P MIDCAP 400 ETF TRUS COM 78467Y107 381 2146 SH Sole 2146
SPDR S&P OIL & GAS EXP & PR COM 78464A730 2273 38670 SH Sole 38670
STRATUS MEDIA GROUP INC COM 863165106 45 64919 SH Sole 64919
TESSCO TECHNOLOGIES INC COM 872386107 807 72543 SH Sole 72543
TEVA PHARMACEUTICAL-SP ADR COM 881624209 19 400 SH Sole 400
289 6000 SH Defined 6000
TOTAL SA-SPON ADR COM 89151E109 301 5200 SH Defined 5200
UDR INC COM 902653104 411 16730 SH Sole 16730
UNILEVER N V -NY SHARES COM 904784709 296 9000 SH Defined 9000
UNITED FIRE & CASUALTY CO COM 910331107 978 56296 SH Sole 56296
VALMONT INDUSTRIES COM 920253101 1546 16040 SH Sole 16040
VARIAN SEMICONDUCTOR EQUIP COM 922207105 307 5000 SH Defined 5000
VITRAN CORP INC COM 92850E107 203 16000 SH Defined 16000
VODAFONE GROUP PLC-SP ADR COM 92857W209 210 7875 SH Defined 7875
VORNADO REALTY TRUST COM 929042109 290 3107 SH Defined 3107
W.P. CAREY & CO. LLC COM 92930Y107 202 5000 SH Defined 5000
WASTE MANAGEMENT INC COM 94106L109 1277 34260 SH Sole 34260
WEATHERFORD INTL LTD COM H27013103 2639 140725 SH Sole 140725
WGL HOLDINGS INC COM 92924F106 1426 37045 SH Sole 37045
WILLIAMS COS INC COM 969457100 3516 116233 SH Sole 116233
EATON VANCE SHORT DUR DIV IN COM 27828V104 1841 105850 SH Sole 105850
ISHARES BARCLAYS TIPS BOND COM 464287176 326 2950 SH Sole 2950
ISHARES IBOXX INV GR CORP BD COM 464287242 213 1930 SH Sole 1930
ISHARES S&P CALI AMT-FREE COM 464288356 298 2830 SH Sole 2830
WESTERN ASSET EMERGING MARKE COM 95766A101 2119 110994 SH Sole 110994
WESTERN ASSET GL CORP DEF OP COM 95790C107 2428 129284 SH Sole 129284