-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TcrblL4FEFeJZ12APB1r6GHiJeQiwNQqpfZh2sfhifi/l/8PBzDvMGeGTHWl5eET 9Jz+qn5ApnsrAcdPeWmJaA== 0001144204-11-008376.txt : 20110214 0001144204-11-008376.hdr.sgml : 20110214 20110214153720 ACCESSION NUMBER: 0001144204-11-008376 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110214 DATE AS OF CHANGE: 20110214 EFFECTIVENESS DATE: 20110214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FCA CORP /TX CENTRAL INDEX KEY: 0001166402 IRS NUMBER: 760076528 STATE OF INCORPORATION: TX FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10019 FILM NUMBER: 11607126 BUSINESS ADDRESS: STREET 1: 5847 SAN FELIPE # 850 CITY: HOUSTON STATE: TX ZIP: 77057 BUSINESS PHONE: 7137812856 MAIL ADDRESS: STREET 1: 5847 SAN FELIPE CITY: HOUSTON STATE: TX ZIP: 77057 13F-HR 1 v211417_13fhr.txt UNITED STATES SEUCRITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F Report for the Calendar Year or quarter Ended December 31, 2010 If amended report check here: [ ] Amendment Number:___ This Amendment (Check only one): [ ] is a restatement [ ] adds new holding entries FCA Corp - -------------------------------------------------------------------------------- Name of Insitutional Investment Manager FCA Corp 791 Town & Country Blvd, Suite 250 Houston Texas 77024-3925 - -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip Code) 13F File Number: 028-10019 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, and tables are considered integral parts of this form. Person signing this Report on behalf of Reporting Manager: Ruth Willars Chief Compliance Officer 713-260-1431 - -------------------------------------------------------------------------------- Name Title Telephone /s/ Ruth Willars -------------------------------- Manual Signature of Person Duly Authorized to submit this Report Houston, TX 02-14-2011 -------------------------------- Place and Date of Signing Report Type: [X] 13F Holdings Report [ ] 13F Notice [ ] 13F Combination Report Report Summary: Number of other included managers: 0 Form 13F information table entry total: 162 Form 13F table value total: $123,737 List of other included Managers: None FCA Corp Form 13(f) For the Quarter Ended December 31, 2010
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 1ST CENTURY BANCSHARES INC COM 31943X102 212 51700 SH Sole 51700 3M CO COM 88579Y101 935 10840 SH Sole 10840 AGCO CORP COM 001084102 608 12000 SH Defined 12000 ALAMO GROUP INC COM 011311107 1559 56053 SH Sole 56053 ALTO PALERMO S.A.-ADR COM 02151P107 271 17000 SH Defined 17000 AMDOCS LTD COM G02602103 220 8000 SH Defined 8000 AMERICAN BUSINESS BANK COM 02475L105 801 32686 SH Sole 32686 AMERICAN NATIONAL INSURANCE COM 028591105 385 4498 SH Defined 4498 AMERON INTERNATIONAL CORP COM 030710107 863 11300 SH Sole 11300 AMGEN INC COM 031162100 1308 23825 SH Sole 23825 ANALOG DEVICES INC COM 032654105 1681 44625 SH Sole 44625 ANGLO AMERICAN PLC-UNSP ADR COM 03485P201 309 11830 SH Defined 11830 APPLE INC COM 037833100 2919 9050 SH Sole 9050 ARKEMA-SPONSORED ADR COM 041232109 442 6130 SH Defined 6130 ARTESIAN RESOURCES CORP-CL A COM 043113208 499 26350 SH Sole 26350 AT&T INC COM 00206R102 2130 72493 SH Sole 72493 AUTOMATIC DATA PROCESSING COM 053015103 2014 43520 SH Sole 43520 BANCO BILBAO VIZCAYA-SP ADR COM 05946K101 178 17497 SH Defined 17497 BANCO SANTANDER SA-SPON ADR COM 05964H105 183 17186 SH Defined 17186 BANK OF AMERICA CORP COM 060505104 181 13556 SH Sole 13556 BAXTER INTERNATIONAL INC COM 071813109 1293 25550 SH Sole 25550 BG GROUP PLC-SPON ADR COM 055434203 204 2000 SH Defined 2000 BJ'S WHOLESALE CLUB INC COM 05548J106 243 5075 SH Defined 5075 BOK FINANCIAL CORPORATION COM 05561Q201 200 3751 SH Sole 3751 BOSTON PROPERTIES INC COM 101121101 215 2500 SH Defined 2500 BUNGE LTD COM G16962105 426 6500 SH Defined 6500 CAMDEN PROPERTY TRUST COM 133131102 270 5000 SH Defined 5000 CATERPILLAR INC COM 149123101 1311 14000 SH Sole 14000 CEMEX SAB-SPONS ADR PART CER COM 151290889 139 12979 SH Defined 12979 CHASE CORP COM 16150R104 374 22950 SH Sole 22950 CHEMED CORP COM 16359R103 330 5200 SH Defined 5200 CHEVRON CORP COM 166764100 2251 24665 SH Sole 24665 CHINA HOUSING & LAND DEVELOP COM 16939V103 110 40000 SH Defined 40000 CIA SANEAMENTO BASICO DE-ADR COM 20441A102 264 5000 SH Defined 5000 CIMAREX ENERGY CO COM 171798101 1205 13612 SH Sole 13612 CITIGROUP INC COM 172967101 139 29421 SH Sole 29421 COCA-COLA CO/THE COM 191216100 384 5844 SH Sole 5844 CONMED CORP COM 207410101 415 15720 SH Defined 15720 CONSUMER DISCRETIONARY SELT COM 81369Y407 1183 31625 SH Sole 31625 CONSUMER STAPLES SPDR COM 81369Y308 1148 39175 SH Sole 39175 DENTSPLY INTERNATIONAL INC COM 249030107 229 6700 SH Defined 6700 DESARROLLADORA HOMEX-ADR COM 25030W100 237 7000 SH Defined 7000 DST SYSTEMS INC COM 233326107 222 5000 SH Defined 5000 E.ON AG -SPONSORED ADR COM 268780103 243 8000 SH Defined 8000 ELECTRONIC ARTS INC COM 285512109 164 10000 SH Defined 10000 ENERGY SELECT SECTOR SPDR COM 81369Y506 2205 32310 SH Sole 32310 ENTERPRISE PRODUCTS PARTNERS COM 293792107 1049 25217 SH Sole 25217 EQUITY RESIDENTIAL COM 29476L107 312 6000 SH Defined 6000 EVEREST RE GROUP LTD COM G3223R108 1540 18155 SH Sole 18155 EXTRA SPACE STORAGE INC COM 30225T102 261 15000 SH Defined 15000 EXXON MOBIL CORP COM 30231G102 1220 16685 SH Sole 16685 FIRST SEISMIC CORP COM 336397104 21 174742 SH Sole 174742 FIRST SOLAR INC COM 336433107 765 5875 SH Sole 5875 FRANCE TELECOM SA-SPONS ADR COM 35177Q105 232 11000 SH Defined 11000 FRONTIER COMMUNICATIONS CORP COM 35906A108 895 92030 SH Sole 92030 GENESEE & WYOMING INC-CL A COM 371559105 5172 97671 SH Sole 97671 GRUPO TELEVISA SA-SPON ADR COM 40049J206 389 15000 SH Defined 15000 HARLEYSVILLE GROUP INC COM 412824104 959 26100 SH Sole 26100 HOME DEPOT INC COM 437076102 499 14220 SH Sole 14220 175 5000 SH CALL Defined 5000 HOME INNS & HOTELS MANAG-ADR COM 43713W107 287 7000 SH Defined 7000 HOST HOTELS & RESORTS INC COM 44107P104 274 15317 SH Defined 15317 HOUSTON WIRE & CABLE CO COM 44244K109 697 51875 SH Sole 51875 INCONTACT INC COM 45336E109 34 10500 SH Sole 10500 INGLES MARKETS INC-CLASS A COM 457030104 2384 124186 SH Sole 124186 INTEL CORP COM 458140100 451 21450 SH Sole 21450 INTEROIL CORP COM 460951106 360 5000 SH Defined 5000 INTL BUSINESS MACHINES CORP COM 459200101 316 2155 SH Sole 2155 ISHARES COHEN & STEERS RLTY COM 464287564 858 13048 SH Sole 13048 ISHARES DJ US TECHNOLOGY SEC COM 464287721 325 5050 SH Sole 5050 ISHARES DJ US TRANSPORT AVG COM 464287192 291 3150 SH Sole 3150 ISHARES FTSE CHINA 25 INDEX COM 464287184 277 6437 SH Sole 6437 ISHARES MSCI ACWI INDEX FUND COM 464288257 211 4500 SH Sole 4500 ISHARES MSCI EAFE INDEX FUND COM 464287465 2737 47005 SH Sole 47005 ISHARES MSCI EAFE SMALL CAP COM 464288273 1995 47265 SH Sole 47265 ISHARES MSCI EMERGING MKT IN COM 464287234 1919 40275 SH Sole 40275 ISHARES MSCI JAPAN INDEX FD COM 464286848 737 67560 SH Sole 67560 ISHARES S&P EUROPE 350 COM 464287861 1121 28551 SH Sole 28551 ISHARES S&P GLBL HEALTHCARE COM 464287325 1889 36490 SH Sole 36490 ISHARES S&P LATIN AMERICA 40 COM 464287390 580 10770 SH Sole 10770 ISHARES S&P MIDCAP 400 COM 464287507 2068 22804 SH Sole 22804 JAMES HARDIE IND SE-SPON ADR COM 47030M106 427 12100 SH Defined 12100 JANUS CAPITAL GROUP INC COM 47102X105 519 40000 SH Sole 40000 JOHN HAN BK & THRIFT OPP FD COM 409735206 1534 89099 SH Sole 89099 JOHNSON & JOHNSON COM 478160104 1808 29229 SH Sole 29229 KB HOME COM 48666K109 135 10000 SH Defined 10000 KINGFISHER PLC-SPONS ADR COM 495724403 163 20000 SH Defined 20000 KMG CHEMICALS INC COM 482564101 1975 119216 SH Sole 119216 KVH INDUSTRIES INC COM 482738101 358 30000 SH Defined 30000 LASALLE HOTEL PROPERTIES COM 517942108 317 12000 SH Defined 12000 LIFEPOINT HOSPITALS INC COM 53219L109 239 6500 SH Defined 6500 LOWE'S COS INC COM 548661107 474 18899 SH Sole 18899 150 6000 SH CALL Defined 6000 LUBRIZOL CORP COM 549271104 540 5055 SH Defined 5055 LUFKIN INDUSTRIES INC COM 549764108 749 12000 SH Defined 12000 MARRIOTT INTERNATIONAL-CL A COM 571903202 209 5035 SH Defined 5035 MEDALLION FINANCIAL CORP COM 583928106 1013 123506 SH Sole 123506 MICROFINANCIAL INC COM 595072109 2461 610700 SH Sole 610700 NESTLE SA-SPONS ADR FOR REG COM 641069406 21 350 SH Sole 350 456 7750 SH Defined 7750 NEXEN INC COM 65334H102 743 32433 SH Sole 32433 NEXTERA ENERGY INC COM 65339F101 1061 20410 SH Sole 20410 NFJ DVD INTEREST & PR STRAT COM 65337H109 1193 68135 SH Sole 68135 NICE SYSTEMS LTD-SPONS ADR COM 653656108 349 10000 SH Defined 10000 NIDEC CORPORATION-ADR COM 654090109 227 9000 SH Defined 9000 NORFOLK SOUTHERN CORP COM 655844108 565 9000 SH Defined 9000 NORTHROP GRUMMAN CORP COM 666807102 272 4200 SH Sole 4200 NORTHWEST NATURAL GAS CO COM 667655104 232 5000 SH Defined 5000 NOVARTIS AG-ADR COM 66987V109 1578 26775 SH Sole 26775 OLD MUTUAL PLC-UNSPON ADR COM 680031200 229 15000 SH Defined 15000 PARKER DRILLING CO COM 701081101 361 79000 SH Sole 79000 PENTAIR INC COM 709631105 466 12760 SH Defined 12760 PORTUGAL TELECOM SGPS-SP ADR COM 737273102 233 20300 SH Defined 20300 POWERSHARES GLOBAL WATER POR COM 73936T623 1959 97910 SH Sole 97910 PRAXAIR INC COM 74005P104 1306 13680 SH Sole 13680 PROGRESS ENERGY INC COM 743263105 1425 32774 SH Sole 32774 PRUDENTIAL PLC-ADR COM 74435K204 375 18000 SH Defined 18000 RED ALERT GROUP INC COM 75629Q105 0 25067 SH Sole 25067 REPSOL YPF SA -SPONSORED ADR COM 76026T205 224 8000 SH Defined 8000 RGC RESOURCES INC COM 74955L103 543 17352 SH Sole 17352 RIO TINTO PLC-SPON ADR COM 767204100 201 2800 SH Sole 2800 ROCHE HOLDINGS LTD-SPONS ADR COM 771195104 293 8000 SH Defined 8000 ROYCE MICRO-CAP TRUST INC COM 780915104 707 72153 SH Sole 72153 ROYCE VALUE TRUST COM 780910105 3813 262215 SH Sole 262215 RYDEX S&P EQ WGT HEALTHCARE COM 78355W841 1485 23645 SH Sole 23645 SIEMENS AG-SPONS ADR COM 826197501 20 160 SH Sole 160 373 3000 SH Defined 3000 SL GREEN REALTY CORP COM 78440X101 203 3000 SH Defined 3000 SPDR MORGAN STANLEY TECHNOLO COM 78464A102 1159 17545 SH Sole 17545 SPDR S&P MIDCAP 400 ETF TRUS COM 78467Y107 367 2230 SH Sole 2230 SPDR S&P OIL & GAS EXP & PR COM 78464A730 1924 36475 SH Sole 36475 STRATUS MEDIA GROUP INC COM 863165106 42 64919 SH Sole 64919 TESSCO TECHNOLOGIES INC COM 872386107 743 46600 SH Sole 46600 TEVA PHARMACEUTICAL-SP ADR COM 881624209 21 400 SH Sole 400 313 6000 SH Defined 6000 TEXAS INSTRUMENTS INC COM 882508104 231 7100 SH Sole 7100 TOTAL SA-SPON ADR COM 89151E109 278 5200 SH Defined 5200 UDR INC COM 902653104 393 16730 SH Sole 16730 178 7565 SH Defined 7565 UNILEVER N V -NY SHARES COM 904784709 283 9000 SH Defined 9000 UNITED FIRE & CASUALTY CO COM 910331107 974 43646 SH Sole 43646 UNITED TECHNOLOGIES CORP COM 913017109 488 6200 SH Sole 6200 VALE SA-SP ADR COM 91912E105 346 10000 SH Defined 10000 VALERO ENERGY CORP COM 91913Y100 44 1900 SH Sole 1900 231 10000 SH Defined 10000 VALMONT INDUSTRIES COM 920253101 1453 16370 SH Sole 16370 VARIAN SEMICONDUCTOR EQUIP COM 922207105 555 15000 SH Defined 15000 VITRAN CORP INC COM 92850E107 210 16000 SH Defined 16000 VODAFONE GROUP PLC-SP ADR COM 92857W209 208 7875 SH Defined 7875 VORNADO REALTY TRUST COM 929042109 259 3107 SH Defined 3107 WASTE MANAGEMENT INC COM 94106L109 1574 42690 SH Sole 42690 WEATHERFORD INTL LTD COM H27013103 3123 136960 SH Sole 136960 WELLS FARGO & CO COM 949746101 480 15500 SH Sole 15500 WGL HOLDINGS INC COM 92924F106 1260 35220 SH Sole 35220 WILLIAMS COS INC COM 969457100 3120 126233 SH Sole 126233 ISHARES BARCLAYS TIPS BOND COM 464287176 317 2950 SH Sole 2950 ISHARES IBOXX INV GR CORP BD COM 464287242 209 1930 SH Sole 1930 ISHARES S&P CALI AMT-FREE COM 464288356 306 3100 SH Sole 3100 NUVEEN CA SEL T/F INC PORT COM 67063R103 173 13580 SH Sole 13580 WESTERN ASSET EMERGING MARKE COM 95766A101 890 48601 SH Sole 48601 WESTERN ASSET GL CORP DEF OP COM 95790C107 895 49904 SH Sole 49904 FORD MOTOR CAP TR II 6.5% CUM CONV 345395206 304 5850 SH Sole 5850
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