0001144204-14-069146.txt : 20141117 0001144204-14-069146.hdr.sgml : 20141117 20141117151658 ACCESSION NUMBER: 0001144204-14-069146 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141117 DATE AS OF CHANGE: 20141117 EFFECTIVENESS DATE: 20141117 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FCA CORP /TX CENTRAL INDEX KEY: 0001166402 IRS NUMBER: 760076528 STATE OF INCORPORATION: TX FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10019 FILM NUMBER: 141227626 BUSINESS ADDRESS: STREET 1: 791 TOWN & COUNTRY BLVD, SUITE 250 CITY: HOUSTON STATE: TX ZIP: 77057 BUSINESS PHONE: 7137812856 MAIL ADDRESS: STREET 1: 791 TOWN & COUNTRY BLVD, SUITE 250 CITY: HOUSTON STATE: TX ZIP: 77024 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001166402 XXXXXXXX 09-30-2014 09-30-2014 false FCA CORP /TX

791 Town & Country Blvd, Suite 250 Houston TX 77024

13F HOLDINGS REPORT 028-10019 N William Levay 713-781-2856 /s/ William Levay Houston TX 11-17-2014 0 147 179080 INFORMATION TABLE 2 infotable.xml 1ST CENTURY BANCSHARES INC COM 31943X102 204 27700 SH SOLE 0 0 27700 GRUPO TELEVISA SA-SPON ADR ADR 40049J206 508 15000 SH DFND 15000 0 0 NESTLE SA-SPONS ADR ADR 641069406 571 7750 SH DFND 7750 0 0 SIEMENS AG-SPONS ADR ADR 826197501 357 3000 SH DFND 3000 0 0 UNILEVER N V -NY SHARES COM 904784709 357 9000 SH DFND 9000 0 0 3M CO COM 88579Y101 1766 12464 SH SOLE 0 0 12464 AGCO CORP COM 001084102 227 5000 SH DFND 5000 0 0 ALMOST FAMILY INC COM 020409108 1458 53556 SH SOLE 0 0 53556 ALTO PALERMO S.A.-ADR ADR 02151P107 257 11500 SH DFND 11500 0 0 ALUMINA LTD COM 022205108 118 20000 SH DFND 20000 0 0 AMAZON.COM INC COM 023135106 290 900 SH DFND 900 0 0 AMERICAN BUSINESS BANK ADR 02475L105 1094 35646 SH SOLE 0 0 35646 AMERICAN TOWER CORP COM 03027X100 234 2500 SH DFND 2500 0 0 AMGEN INC COM 031162100 2639 18790 SH SOLE 0 0 18790 ANALOG DEVICES INC COM 032654105 1699 34340 SH SOLE 0 0 34340 ARKEMA ADR 041232109 275 4130 SH DFND 4130 0 0 ARTESIAN RESOURCES CORP-CL A COM 043113208 1128 56003 SH SOLE 0 0 56003 BANCO SANTANDER SA-SPON ADR 05964H105 339 35642 SH DFND 35642 0 0 BG GROUP PLC ADR ADR 055434203 185 10000 SH DFND 10000 0 0 BHP BILLITON ADR 088606108 1556 26435 SH SOLE 0 0 26435 BIG 5 SPORTING GOODS CORP COM 08915P101 150 16000 SH DFND 16000 0 0 BLACKROCK INTERNATIONAL GROWTH AND INCOME TRUST COM 092524107 1506 200025 SH SOLE 0 0 200025 BOK FINANCIAL CORPORATION COM 05561Q201 249 3751 SH SOLE 0 0 3751 BOSTON PROPERTIES COM 101121101 289 2500 SH DFND 2500 0 0 BRITISH SKY BROADCAST-SP ADR 111013108 231 4000 SH DFND 4000 0 0 C.H. ROBINSON WORLDWIDE INC COM 12541W209 265 4000 SH DFND 4000 0 0 CALPINE CORP COM 131347304 217 10000 SH DFND 10000 0 0 CAMPUS CREST COMMUNITIES INC COM 13466Y105 70 11000 SH DFND 11000 0 0 CEMEX SAB-SPONS ADR PART CER ADR 151290889 334 25582 SH DFND 25582 0 0 CENTRICA PLC COM 15639K300 281 14000 SH DFND 14000 0 0 CHASE CORP COM 16150R104 1822 58555 SH SOLE 0 0 58555 CIA CERVECERIAS UNIDAS ADR 204429104 220 10000 SH DFND 10000 0 0 CIMAREX ENERGY CO COM 171798101 3421 27038 SH SOLE 0 0 27038 CLOUD PEAK ENERGY INC COM 18911Q102 154 12200 SH DFND 12200 0 0 COCA-COLA CO/THE COM 191216100 424 9868 SH SOLE 0 0 9868 CONMED CORP COM 207410101 469 12720 SH DFND 12720 0 0 CONSUMER DISCRETIONARY SELT COM 81369Y407 2985 44754 SH SOLE 0 0 44754 CONSUMER STAPLES SPDR COM 81369Y308 4782 106001 SH SOLE 0 0 106001 DBS GROUP HOLDINGS-SPON ADR 23304Y100 289 5000 SH DFND 5000 0 0 DENTSPLY INTERNATIONAL INC COM 249030107 397 8700 SH DFND 8700 0 0 DIAGEO PLC-SPONSORED ADR 25243Q205 231 2000 SH DFND 2000 0 0 EATON VANCE SHORT DUR DIV IN COM 27828V104 2889 196947 SH SOLE 0 0 196947 EBAY INC COM 278642103 227 4000 SH DFND 4000 0 0 ENERGY SELECT SECTOR SPDR COM 81369Y506 3603 39763 SH SOLE 0 0 39763 ENTERPRISE PRODUCTS PARTNERS COM 293792107 3121 77444 SH SOLE 0 0 77444 EQUITY RESIDENTIAL COM 29476L107 351 5700 SH DFND 5700 0 0 EVEREST RE GROUP LTD COM G3223R108 2739 16907 SH SOLE 0 0 16907 EXTRA SPACE STORAGE INC COM 30225T102 330 6400 SH DFND 6400 0 0 EXXON MOBIL CORP COM 30231G102 2995 31845 SH SOLE 0 0 31845 FIRST FINANCIAL BANKSHARES COM 32020R109 265 9500 SH SOLE 0 0 9500 FIRST SEISMIC CORP COM 336397104 16 327012 SH SOLE 0 0 327012 GAFISA SA-ADR ADR 362607301 29 12000 SH DFND 12000 0 0 GLOBAL TELECOM COM 00BF8HVZ9 65 20000 SH DFND 20000 0 0 GUGGENHEIM BULLETSHARES 2014 COM 18383M571 928 44000 SH SOLE 0 0 44000 GUGGENHEIM BULLETSHARES 2018 COM 18383M530 547 25879 SH SOLE 0 0 25879 GUGGENHEIM BULLETSHARES 2020 COM 18383M514 434 20587 SH SOLE 0 0 20587 GUGGENHEIM S&P 500 EQUAL WEIGHT COM 78355W106 4146 54710 SH SOLE 0 0 54710 GUGGENHEIM S&P 500 EQUAL WEIGHT HEALTHCARE COM 78355W841 3286 25463 SH SOLE 0 0 25463 HDFC BANK LTD ADR 40415F101 279 6000 SH DFND 6000 0 0 HOST HOTELS & RESORTS INC COM 44107P104 327 15317 SH DFND 15317 0 0 HUNTINGTON BANCSHARES INC COM 446150104 195 20000 SH DFND 20000 0 0 INGLES MARKETS INC-CLASS A COM 457030104 3173 133943 SH SOLE 0 0 133943 INTEGRATED SILICON SOLUTION COM 45812P107 302 22000 SH DFND 22000 0 0 INTEL CORP COM 458140100 2972 85354 SH SOLE 0 0 85354 INTERCONTINENTAL HOTELS-ADR ADR 45857P509 542 14029 SH DFND 14029 0 0 INTL BUSINESS MACHINES CORP COM 459200101 380 2002 SH SOLE 0 0 2002 ISHARES -3 YEAR INTERNATIONA COM 464288125 2839 31797 SH SOLE 0 0 31797 ISHARES CALIFORNIA AMT-FREE COM 464288356 305 2610 SH SOLE 0 0 2610 ISHARES COHEN & STEERS REIT COM 464287564 2182 25836 SH SOLE 0 0 25836 ISHARES CORE S&P MIDCAP ETF COM 464287507 2286 16718 SH SOLE 0 0 16718 ISHARES FLOATING RATE BOND E COM 46429B655 3582 70478 SH SOLE 0 0 70478 ISHARES GLOBAL HEALTHCARE ET COM 464287325 3562 36460 SH SOLE 0 0 36460 ISHARES IBOXX INVESTMENT GRA COM 464287242 610 5157 SH SOLE 0 0 5157 ISHARES INTERNATIONAL TREASU COM 464288117 3884 39130 SH SOLE 0 0 39130 ISHARES MSCI EAFE ETF COM 464287465 6429 100264 SH SOLE 0 0 100264 ISHARES MSCI EAFE SMALL-CAP COM 464288273 2382 49105 SH SOLE 0 0 49105 ISHARES MSCI EMERGING MARKET COM 464287234 2819 67818 SH SOLE 0 0 67818 ISHARES MSCI EMU ETF COM 464286608 416 10818 SH SOLE 0 0 10818 ISHARES MSCI GLOBAL METALS & MINING COM 464286368 1436 78738 SH SOLE 0 0 78738 ISHARES MSCI SOUTH AFRICA ET COM 464286780 237 3700 SH DFND 3700 0 0 ISHARES RUSSELL 1000 ETF COM 464287622 997 9074 SH SOLE 0 0 9074 ISHARES RUSSELL 2000 ETF COM 464287655 987 9022 SH SOLE 0 0 9022 ISHARES RUSSELL MID-CAP ETF COM 464287499 1074 6780 SH SOLE 0 0 6780 ISHARES SELECT DIVIDEND ETF COM 464287168 2862 38745 SH SOLE 0 0 38745 ITC HOLDINGS CORP COM 465685105 214 6000 SH DFND 6000 0 0 J.C. 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