0001144204-14-069146.txt : 20141117
0001144204-14-069146.hdr.sgml : 20141117
20141117151658
ACCESSION NUMBER: 0001144204-14-069146
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141117
DATE AS OF CHANGE: 20141117
EFFECTIVENESS DATE: 20141117
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FCA CORP /TX
CENTRAL INDEX KEY: 0001166402
IRS NUMBER: 760076528
STATE OF INCORPORATION: TX
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10019
FILM NUMBER: 141227626
BUSINESS ADDRESS:
STREET 1: 791 TOWN & COUNTRY BLVD, SUITE 250
CITY: HOUSTON
STATE: TX
ZIP: 77057
BUSINESS PHONE: 7137812856
MAIL ADDRESS:
STREET 1: 791 TOWN & COUNTRY BLVD, SUITE 250
CITY: HOUSTON
STATE: TX
ZIP: 77024
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001166402
XXXXXXXX
09-30-2014
09-30-2014
false
FCA CORP /TX
791 Town & Country Blvd, Suite 250
Houston
TX
77024
13F HOLDINGS REPORT
028-10019
N
William Levay
Chief Compliance Officer
713-781-2856
/s/ William Levay
Houston
TX
11-17-2014
0
147
179080
INFORMATION TABLE
2
infotable.xml
1ST CENTURY BANCSHARES INC
COM
31943X102
204
27700
SH
SOLE
0
0
27700
GRUPO TELEVISA SA-SPON ADR
ADR
40049J206
508
15000
SH
DFND
15000
0
0
NESTLE SA-SPONS ADR
ADR
641069406
571
7750
SH
DFND
7750
0
0
SIEMENS AG-SPONS ADR
ADR
826197501
357
3000
SH
DFND
3000
0
0
UNILEVER N V -NY SHARES
COM
904784709
357
9000
SH
DFND
9000
0
0
3M CO
COM
88579Y101
1766
12464
SH
SOLE
0
0
12464
AGCO CORP
COM
001084102
227
5000
SH
DFND
5000
0
0
ALMOST FAMILY INC
COM
020409108
1458
53556
SH
SOLE
0
0
53556
ALTO PALERMO S.A.-ADR
ADR
02151P107
257
11500
SH
DFND
11500
0
0
ALUMINA LTD
COM
022205108
118
20000
SH
DFND
20000
0
0
AMAZON.COM INC
COM
023135106
290
900
SH
DFND
900
0
0
AMERICAN BUSINESS BANK
ADR
02475L105
1094
35646
SH
SOLE
0
0
35646
AMERICAN TOWER CORP
COM
03027X100
234
2500
SH
DFND
2500
0
0
AMGEN INC
COM
031162100
2639
18790
SH
SOLE
0
0
18790
ANALOG DEVICES INC
COM
032654105
1699
34340
SH
SOLE
0
0
34340
ARKEMA
ADR
041232109
275
4130
SH
DFND
4130
0
0
ARTESIAN RESOURCES CORP-CL A
COM
043113208
1128
56003
SH
SOLE
0
0
56003
BANCO SANTANDER SA-SPON
ADR
05964H105
339
35642
SH
DFND
35642
0
0
BG GROUP PLC ADR
ADR
055434203
185
10000
SH
DFND
10000
0
0
BHP BILLITON
ADR
088606108
1556
26435
SH
SOLE
0
0
26435
BIG 5 SPORTING GOODS CORP
COM
08915P101
150
16000
SH
DFND
16000
0
0
BLACKROCK INTERNATIONAL GROWTH AND INCOME TRUST
COM
092524107
1506
200025
SH
SOLE
0
0
200025
BOK FINANCIAL CORPORATION
COM
05561Q201
249
3751
SH
SOLE
0
0
3751
BOSTON PROPERTIES
COM
101121101
289
2500
SH
DFND
2500
0
0
BRITISH SKY BROADCAST-SP
ADR
111013108
231
4000
SH
DFND
4000
0
0
C.H. ROBINSON WORLDWIDE INC
COM
12541W209
265
4000
SH
DFND
4000
0
0
CALPINE CORP
COM
131347304
217
10000
SH
DFND
10000
0
0
CAMPUS CREST COMMUNITIES INC
COM
13466Y105
70
11000
SH
DFND
11000
0
0
CEMEX SAB-SPONS ADR PART CER
ADR
151290889
334
25582
SH
DFND
25582
0
0
CENTRICA PLC
COM
15639K300
281
14000
SH
DFND
14000
0
0
CHASE CORP
COM
16150R104
1822
58555
SH
SOLE
0
0
58555
CIA CERVECERIAS UNIDAS
ADR
204429104
220
10000
SH
DFND
10000
0
0
CIMAREX ENERGY CO
COM
171798101
3421
27038
SH
SOLE
0
0
27038
CLOUD PEAK ENERGY INC
COM
18911Q102
154
12200
SH
DFND
12200
0
0
COCA-COLA CO/THE
COM
191216100
424
9868
SH
SOLE
0
0
9868
CONMED CORP
COM
207410101
469
12720
SH
DFND
12720
0
0
CONSUMER DISCRETIONARY SELT
COM
81369Y407
2985
44754
SH
SOLE
0
0
44754
CONSUMER STAPLES SPDR
COM
81369Y308
4782
106001
SH
SOLE
0
0
106001
DBS GROUP HOLDINGS-SPON
ADR
23304Y100
289
5000
SH
DFND
5000
0
0
DENTSPLY INTERNATIONAL INC
COM
249030107
397
8700
SH
DFND
8700
0
0
DIAGEO PLC-SPONSORED
ADR
25243Q205
231
2000
SH
DFND
2000
0
0
EATON VANCE SHORT DUR DIV IN
COM
27828V104
2889
196947
SH
SOLE
0
0
196947
EBAY INC
COM
278642103
227
4000
SH
DFND
4000
0
0
ENERGY SELECT SECTOR SPDR
COM
81369Y506
3603
39763
SH
SOLE
0
0
39763
ENTERPRISE PRODUCTS PARTNERS
COM
293792107
3121
77444
SH
SOLE
0
0
77444
EQUITY RESIDENTIAL
COM
29476L107
351
5700
SH
DFND
5700
0
0
EVEREST RE GROUP LTD
COM
G3223R108
2739
16907
SH
SOLE
0
0
16907
EXTRA SPACE STORAGE INC
COM
30225T102
330
6400
SH
DFND
6400
0
0
EXXON MOBIL CORP
COM
30231G102
2995
31845
SH
SOLE
0
0
31845
FIRST FINANCIAL BANKSHARES
COM
32020R109
265
9500
SH
SOLE
0
0
9500
FIRST SEISMIC CORP
COM
336397104
16
327012
SH
SOLE
0
0
327012
GAFISA SA-ADR
ADR
362607301
29
12000
SH
DFND
12000
0
0
GLOBAL TELECOM
COM
00BF8HVZ9
65
20000
SH
DFND
20000
0
0
GUGGENHEIM BULLETSHARES 2014
COM
18383M571
928
44000
SH
SOLE
0
0
44000
GUGGENHEIM BULLETSHARES 2018
COM
18383M530
547
25879
SH
SOLE
0
0
25879
GUGGENHEIM BULLETSHARES 2020
COM
18383M514
434
20587
SH
SOLE
0
0
20587
GUGGENHEIM S&P 500 EQUAL WEIGHT
COM
78355W106
4146
54710
SH
SOLE
0
0
54710
GUGGENHEIM S&P 500 EQUAL WEIGHT HEALTHCARE
COM
78355W841
3286
25463
SH
SOLE
0
0
25463
HDFC BANK LTD
ADR
40415F101
279
6000
SH
DFND
6000
0
0
HOST HOTELS & RESORTS INC
COM
44107P104
327
15317
SH
DFND
15317
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
195
20000
SH
DFND
20000
0
0
INGLES MARKETS INC-CLASS A
COM
457030104
3173
133943
SH
SOLE
0
0
133943
INTEGRATED SILICON SOLUTION
COM
45812P107
302
22000
SH
DFND
22000
0
0
INTEL CORP
COM
458140100
2972
85354
SH
SOLE
0
0
85354
INTERCONTINENTAL HOTELS-ADR
ADR
45857P509
542
14029
SH
DFND
14029
0
0
INTL BUSINESS MACHINES CORP
COM
459200101
380
2002
SH
SOLE
0
0
2002
ISHARES -3 YEAR INTERNATIONA
COM
464288125
2839
31797
SH
SOLE
0
0
31797
ISHARES CALIFORNIA AMT-FREE
COM
464288356
305
2610
SH
SOLE
0
0
2610
ISHARES COHEN & STEERS REIT
COM
464287564
2182
25836
SH
SOLE
0
0
25836
ISHARES CORE S&P MIDCAP ETF
COM
464287507
2286
16718
SH
SOLE
0
0
16718
ISHARES FLOATING RATE BOND E
COM
46429B655
3582
70478
SH
SOLE
0
0
70478
ISHARES GLOBAL HEALTHCARE ET
COM
464287325
3562
36460
SH
SOLE
0
0
36460
ISHARES IBOXX INVESTMENT GRA
COM
464287242
610
5157
SH
SOLE
0
0
5157
ISHARES INTERNATIONAL TREASU
COM
464288117
3884
39130
SH
SOLE
0
0
39130
ISHARES MSCI EAFE ETF
COM
464287465
6429
100264
SH
SOLE
0
0
100264
ISHARES MSCI EAFE SMALL-CAP
COM
464288273
2382
49105
SH
SOLE
0
0
49105
ISHARES MSCI EMERGING MARKET
COM
464287234
2819
67818
SH
SOLE
0
0
67818
ISHARES MSCI EMU ETF
COM
464286608
416
10818
SH
SOLE
0
0
10818
ISHARES MSCI GLOBAL METALS & MINING
COM
464286368
1436
78738
SH
SOLE
0
0
78738
ISHARES MSCI SOUTH AFRICA ET
COM
464286780
237
3700
SH
DFND
3700
0
0
ISHARES RUSSELL 1000 ETF
COM
464287622
997
9074
SH
SOLE
0
0
9074
ISHARES RUSSELL 2000 ETF
COM
464287655
987
9022
SH
SOLE
0
0
9022
ISHARES RUSSELL MID-CAP ETF
COM
464287499
1074
6780
SH
SOLE
0
0
6780
ISHARES SELECT DIVIDEND ETF
COM
464287168
2862
38745
SH
SOLE
0
0
38745
ITC HOLDINGS CORP
COM
465685105
214
6000
SH
DFND
6000
0
0
J.C. PENNEY CO INC
COM
708160106
221
22000
SH
DFND
22000
0
0
JAMES HARDIE IND PLC-SP ADR
ADR
47030M106
261
5000
SH
DFND
5000
0
0
JOHN HANCOCK FINANCIAL OPPOR
COM
409735206
2376
106953
SH
SOLE
0
0
106953
JOHNSON & JOHNSON
COM
478160104
2946
27640
SH
SOLE
0
0
27640
JOHNSON CONTROLS INC
COM
478366107
264
6000
SH
DFND
6000
0
0
KINGFISHER PLC-SPONS ADR
ADR
495724403
210
20000
SH
DFND
20000
0
0
KVH INDUSTRIES INC
COM
482738101
340
30000
SH
DFND
30000
0
0
LASALLE HOTEL PROPERTIES
COM
517942108
377
11000
SH
DFND
11000
0
0
LIFEPOINT HOSPITALS INC
COM
53219L109
311
4500
SH
DFND
4500
0
0
LLOYDS BANKING GROUP PLC
ADR
539439109
106
21000
SH
DFND
21000
0
0
LOWE'S COS INC
COM
548661107
220
4162
SH
SOLE
0
0
4162
MARKET VECTORS AFRICA INDEX
COM
57060U787
325
10340
SH
DFND
10340
0
0
MARRIOTT INTERNATIONAL -CL A
COM
571903202
352
5035
SH
DFND
5035
0
0
METLIFE INC
COM
59156R108
2462
45835
SH
SOLE
0
0
45835
MICROFINANCIAL INC
COM
595072109
2732
338927
SH
SOLE
0
0
338927
MILLER INDUSTRIES INC/TENN
COM
600551204
237
14000
SH
DFND
14000
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
228
3000
SH
DFND
3000
0
0
NATL WESTERN LIFE INS-CL A
COM
638522102
1552
6285
SH
SOLE
0
0
6285
NEW YORK COMMUNITY BANCORP
COM
649445103
159
10000
SH
DFND
10000
0
0
NICE SYSTEMS LTD-SPONS ADR
ADR
653656108
408
10000
SH
DFND
10000
0
0
NIDEC CORPORATION-SPON ADR
ADR
654090109
474
28000
SH
DFND
28000
0
0
NORFOLK SOUTHERN CORP
COM
655844108
446
4000
SH
DFND
4000
0
0
NORTHWEST NATURAL GAS CO
COM
667655104
211
5000
SH
DFND
5000
0
0
NORTHWESTERN CORP
COM
668074305
1595
35170
SH
SOLE
0
0
35170
NOVARTIS AG-ADR
ADR
66987V109
2342
24878
SH
SOLE
0
0
24878
OLD MUTUAL PLC-UNSPON ADR
ADR
680031309
312
13125
SH
DFND
13125
0
0
PENTAIR PLC
COM
G7S00T104
508
7760
SH
DFND
7760
0
0
PIMCO ENHANCED SHORT MATURIT
COM
72201R833
4173
41149
SH
SOLE
0
0
41149
POSCO
ADR
693483109
364
4800
SH
DFND
4800
0
0
POWERSHARES GLOBAL WATER
COM
73936T623
2974
130680
SH
SOLE
0
0
130680
RGC RESOURCES INC
COM
74955L103
523
26284
SH
SOLE
0
0
26284
ROCHE HOLDINGS LTD-SPONS ADR
ADR
771195104
592
16000
SH
DFND
16000
0
0
ROYCE MICRO-CAP TRUST INC
COM
780915104
1536
130470
SH
SOLE
0
0
130470
ROYCE VALUE TRUST
COM
780910105
3261
224863
SH
SOLE
0
0
224863
SAMSUNG ELECTR
GDR
4942818
224
400
SH
DFND
400
0
0
SBA COMMUNICATIONS CORP-CL
COM
78388J106
222
2000
SH
DFND
2000
0
0
SHOPRITE HLDGS LTD
COM
82510E209
124
10000
SH
DFND
10000
0
0
SL GREEN REALTY CORP
COM
78440X101
304
3000
SH
DFND
3000
0
0
SOUTHERN CO
COM
842587107
1485
34010
SH
SOLE
0
0
34010
SPDR BARCLAYS SHORT TERM COR
COM
78464A474
4516
147144
SH
SOLE
0
0
147144
SPDR MORGAN STANLEY TECHNOLO
COM
78464A102
2615
26948
SH
SOLE
0
0
26948
SPDR S&P EMER MKTS DIVIDEND
COM
78463X533
2087
56002
SH
SOLE
0
0
56002
SPDR S&P MIDCAP 400 ETF TRST
COM
78467Y107
412
1650
SH
SOLE
0
0
1650
SPDR S&P OIL & GAS EXP & PR
COM
78464A730
3089
44875
SH
SOLE
0
0
44875
STRYKER CORP
COM
863667101
1448
17865
SH
SOLE
0
0
17865
TEVA PHARMACEUTICAL-SP ADR
ADR
881624209
323
6000
SH
DFND
6000
0
0
TORTOISE ENERGY INFRASTRUCTU
COM
89147L100
251
5215
SH
SOLE
0
0
5215
UDR INC
COM
902653104
271
9951
SH
SOLE
0
0
9951
ULTRA PETROLEUM CORP
COM
903914109
233
10000
SH
DFND
10000
0
0
UNITED FIRE GROUP INC
COM
910340108
1676
60349
SH
SOLE
0
0
60349
VALE SA
ADR
91912E105
242
22000
SH
DFND
22000
0
0
VALMONT INDUSTRIES
COM
920253101
2389
17660
SH
SOLE
0
0
17660
VANGUARD FTSE EUROPE ETF
COM
922042874
1713
31030
SH
SOLE
0
0
31030
VERIZON COMMUNICATIONS INC
COM
92343V104
204
4071
SH
DFND
4071
0
0
VODAFONE GROUP PLC-SP
ADR
92857W308
207
6295
SH
DFND
6295
0
0
VOYA ASIA PACIFIC HIGH DIVID
COM
92912J102
1198
94800
SH
SOLE
0
0
94800
WELLS FARGO & CO
COM
949746101
207
4000
SH
DFND
4000
0
0
WESTERN ASSET GL CORP DEF OP
COM
95790C107
3804
209136
SH
SOLE
0
0
209136
WGL HOLDINGS INC
COM
92924F106
1779
42247
SH
SOLE
0
0
42247
WILLIAMS COS INC
COM
969457100
4496
81233
SH
SOLE
0
0
81233
WP CAREY INC
COM
92936U109
319
5000
SH
DFND
5000
0
0
WPX ENERGY INC
COM
98212B103
552
22944
SH
SOLE
0
0
22944