0001144204-12-006783.txt : 20120209
0001144204-12-006783.hdr.sgml : 20120209
20120209101045
ACCESSION NUMBER: 0001144204-12-006783
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120209
DATE AS OF CHANGE: 20120209
EFFECTIVENESS DATE: 20120209
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FCA CORP /TX
CENTRAL INDEX KEY: 0001166402
IRS NUMBER: 760076528
STATE OF INCORPORATION: TX
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10019
FILM NUMBER: 12584898
BUSINESS ADDRESS:
STREET 1: 5847 SAN FELIPE # 850
CITY: HOUSTON
STATE: TX
ZIP: 77057
BUSINESS PHONE: 7137812856
MAIL ADDRESS:
STREET 1: 5847 SAN FELIPE
CITY: HOUSTON
STATE: TX
ZIP: 77057
13F-HR
1
v301822_13fhr.txt
QUARTERLY HOLDINGS REPORT
UNITED STATES
SEUCRITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
Report for the Calendar Year or quarter Ended January 31, 2011
If amended report check here: [ ] Amendment Number:___
This Amendment (Check only one): [ ] is a restatement
[ ] adds new holding entries
FCA Corp
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Name of Insitutional Investment Manager
FCA Corp
791 Town & Country Blvd, Suite 250 Houston Texas 77024-3925
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Business Address (Street) (City) (State) (Zip Code)
13F File Number: 028-10019
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, and tables are considered integral parts of this form.
Person signing this Report on behalf of Reporting Manager:
Ruth Willars Chief Compliance Officer 713-260-1431
--------------------------------------------------------------------------------
Name Title Telephone
/s/ Ruth Willars
--------------------------------
Manual Signature of Person Duly
Authorized to submit this Report
Houston, TX 02-09-2012
--------------------------------
Place and Date of Signing
Report Type:
[X] 13F Holdings Report
[ ] 13F Notice
[ ] 13F Combination Report
Report Summary:
Number of other included managers: 0
Form 13F information table entry total: 128
Form 13F table value total: $119,513
List of other included Managers: None
FCA Corp
Form 13(f)
For the Quarter Ended January 31, 2011
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
1ST CENTURY BANCSHARES INC COM 31943X102 109 30700 SH Sole 30700
3M CO COM 88579Y101 994 12157 SH Sole 12157
ACETO CORP COM 004446100 1679 243400 SH Sole 243400
AECOM TECHNOLOGY CORP COM 00766T100 206 10000 SH Defined 10000
AGCO CORP COM 001084102 215 5000 SH Defined 5000
ALAMO GROUP INC COM 011311107 2374 88168 SH Sole 88168
ALMOST FAMILY INC COM 020409108 701 42255 SH Sole 42255
ALTO PALERMO S.A.-ADR COM 02151P107 185 11500 SH Defined 11500
AMDOCS LTD COM G02602103 285 10000 SH Defined 10000
AMERICAN BUSINESS BANK COM 02475L105 745 32405 SH Sole 32405
AMGEN INC COM 031162100 1267 19730 SH Sole 19730
ANALOG DEVICES INC COM 032654105 1638 45775 SH Sole 45775
ANGLO AMERICAN PLC-UNSP ADR COM 03485P201 215 11830 SH Defined 11830
APPLE INC COM 037833100 243 600 SH Sole 600
ARKEMA-SPONSORED ADR COM 041232109 292 4130 SH Defined 4130
ARTESIAN RESOURCES CORP-CL A COM 043113208 933 49550 SH Sole 49550
AUTOMATIC DATA PROCESSING COM 053015103 2373 43935 SH Sole 43935
AVALONBAY COMMUNITIES INC COM 053484101 202 1547 SH Defined 1547
BANCO SANTANDER SA-SPON ADR COM 05964H105 206 27450 SH Defined 27450
BAXTER INTERNATIONAL INC COM 071813109 1075 21725 SH Sole 21725
BELO CORPORATION-A COM 080555105 63 10000 SH Sole 10000
BG GROUP PLC-SPON ADR COM 055434203 214 2000 SH Defined 2000
BOK FINANCIAL CORPORATION COM 05561Q201 206 3751 SH Sole 3751
BOSTON PROPERTIES INC COM 101121101 249 2500 SH Defined 2500
BUNGE LTD COM G16962105 372 6500 SH Defined 6500
CAMPUS CREST COMMUNITIES INC COM 13466Y105 111 11000 SH Defined 11000
CEMEX SAB-SPONS ADR PART CER COM 151290889 73 13498 SH Defined 13498
CHASE CORP COM 16150R104 760 54650 SH Sole 54650
CHEMED CORP COM 16359R103 215 4200 SH Defined 4200
CHINA HOUSING & LAND DEVELOP COM 16939V103 40 40000 SH Defined 40000
CIMAREX ENERGY CO COM 171798101 1321 21337 SH Sole 21337
COCA-COLA CO/THE COM 191216100 370 5285 SH Sole 5285
COHU INC COM 192576106 1313 115650 SH Sole 115650
CONMED CORP COM 207410101 404 15720 SH Defined 15720
CONSUMER DISCRETIONARY SELT COM 81369Y407 1416 36295 SH Sole 36295
CONSUMER STAPLES SPDR COM 81369Y308 4100 126205 SH Sole 126205
DENTSPLY INTERNATIONAL INC COM 249030107 304 8700 SH Defined 8700
EATON VANCE T/M BUY-WR IN COM 27828X100 1543 120200 SH Sole 120200
ENERGY SELECT SECTOR SPDR COM 81369Y506 2708 39175 SH Sole 39175
ENTERPRISE PRODUCTS PARTNERS COM 293792107 1592 34315 SH Sole 34315
EQUITY RESIDENTIAL COM 29476L107 342 6000 SH Defined 6000
EVEREST RE GROUP LTD COM G3223R108 1535 18255 SH Sole 18255
EXTRA SPACE STORAGE INC COM 30225T102 363 15000 SH Defined 15000
EXXON MOBIL CORP COM 30231G102 2475 29204 SH Sole 29204
FIRST SEISMIC CORP COM 336397104 15 302361 SH Sole 302361
FRONTIER COMMUNICATIONS CORP COM 35906A108 547 106166 SH Sole 106166
GAFISA SA-ADR COM 362607301 55 12000 SH Defined 12000
GRUPO TELEVISA SA-SPON ADR COM 40049J206 316 15000 SH Defined 15000
HOME INNS & HOTELS MANAG-ADR COM 43713W107 219 8500 SH Defined 8500
HOST HOTELS & RESORTS INC COM 44107P104 226 15317 SH Defined 15317
HOUSTON WIRE & CABLE CO COM 44244K109 1002 72500 SH Sole 72500
INGLES MARKETS INC-CLASS A COM 457030104 2142 142236 SH Sole 142236
INTEL CORP COM 458140100 680 28025 SH Sole 28025
INTEROIL CORP COM 460951106 256 5000 SH Defined 5000
INTL BUSINESS MACHINES CORP COM 459200101 222 1205 SH Sole 1205
ISHARES COHEN & STEERS RLTY COM 464287564 1156 16463 SH Sole 16463
ISHARES FTSE CHINA 25 INDEX COM 464287184 309 8852 SH Sole 8852
ISHARES MSCI EAFE INDEX FUND COM 464287465 2965 59862 SH Sole 59862
ISHARES MSCI EAFE SMALL CAP COM 464288273 1555 44740 SH Sole 44740
ISHARES MSCI EMERGING MKT IN COM 464287234 1527 40260 SH Sole 40260
ISHARES S&P GBL NUCLEAR ENGY COM 464288232 1064 32885 SH Sole 32885
ISHARES S&P GLBL HEALTHCARE COM 464287325 2129 37940 SH Sole 37940
ISHARES S&P LATIN AMERICA 40 COM 464287390 401 9420 SH Sole 9420
ISHARES S&P MIDCAP 400 COM 464287507 1470 16784 SH Sole 16784
JAMES HARDIE IND SE-SPON ADR COM 47030M106 496 14200 SH Defined 14200
JOHN HAN BK & THRIFT OPP FD COM 409735206 1242 90667 SH Sole 90667
JOHNSON & JOHNSON COM 478160104 1831 27926 SH Sole 27926
KB HOME COM 48666K109 67 10000 SH Defined 10000
KINGFISHER PLC-SPONS ADR COM 495724403 154 20000 SH Defined 20000
KMG CHEMICALS INC COM 482564101 1989 115156 SH Sole 115156
KVH INDUSTRIES INC COM 482738101 233 30000 SH Defined 30000
LASALLE HOTEL PROPERTIES COM 517942108 291 12000 SH Defined 12000
LIFEPOINT HOSPITALS INC COM 53219L109 316 8500 SH Defined 8500
LOWE'S COS INC COM 548661107 431 16968 SH Sole 16968
LUFKIN INDUSTRIES INC COM 549764108 337 5000 SH Defined 5000
MARKET VECTORS INDIA S/C COM 57060U563 289 33060 SH Sole 33060
METLIFE INC COM 59156R108 1426 45735 SH Sole 45735
MICROFINANCIAL INC COM 595072109 3385 581400 SH Sole 581400
NESTLE SA-SPONS ADR FOR REG COM 641069406 1738 30110 SH Sole 30110
447 7750 SH Defined 7750
NEXEN INC COM 65334H102 516 32433 SH Sole 32433
NEXTERA ENERGY INC COM 65339F101 1482 24345 SH Sole 24345
NICE SYSTEMS LTD-SPONS ADR COM 653656108 344 10000 SH Defined 10000
NIDEC CORPORATION-ADR COM 654090109 302 14000 SH Defined 14000
NORFOLK SOUTHERN CORP COM 655844108 291 4000 SH Defined 4000
NORTHWEST NATURAL GAS CO COM 667655104 240 5000 SH Defined 5000
NOVARTIS AG-ADR COM 66987V109 1620 28330 SH Sole 28330
OLD MUTUAL PLC-UNSPON ADR COM 680031200 252 15000 SH Defined 15000
PARKER DRILLING CO COM 701081101 215 30000 SH Sole 30000
PENTAIR INC COM 709631105 358 10760 SH Defined 10760
POWERSHARES GLOBAL WATER POR COM 73936T623 1695 108755 SH Sole 108755
PRETORIA PORTLAND-UNSPON ADR COM 741372205 83 12500 SH Defined 12500
PROTECTIVE LIFE CORP COM 743674103 1687 74800 SH Sole 74800
PRUDENTIAL PLC-ADR COM 74435K204 355 18000 SH Defined 18000
REPSOL YPF SA -SPONSORED ADR COM 76026T205 244 8000 SH Defined 8000
RGC RESOURCES INC COM 74955L103 572 32204 SH Sole 32204
ROCHE HOLDINGS LTD-SPONS ADR COM 771195104 340 8000 SH Defined 8000
ROYCE MICRO-CAP TRUST INC COM 780915104 720 82111 SH Sole 82111
ROYCE VALUE TRUST COM 780910105 3029 246822 SH Sole 246822
RYDEX S&P EQ WGT HEALTHCARE COM 78355W841 1671 25155 SH Sole 25155
RYDEX S&P EQUAL WEIGHT ETF COM 78355W106 2630 56834 SH Sole 56834
SIEMENS AG-SPONS ADR COM 826197501 15 160 SH Sole 160
287 3000 SH Defined 3000
SPDR MORGAN STANLEY TECHNOLO COM 78464A102 1328 22645 SH Sole 22645
SPDR S&P MIDCAP 400 ETF TRUS COM 78467Y107 309 1940 SH Sole 1940
SPDR S&P OIL & GAS EXP & PR COM 78464A730 2269 43065 SH Sole 43065
STRATUS MEDIA GROUP INC COM 863165106 32 64919 SH Sole 64919
STRYKER CORP COM 863667101 765 15385 SH Sole 15385
TESSCO TECHNOLOGIES INC COM 872386107 1086 78593 SH Sole 78593
TEVA PHARMACEUTICAL-SP ADR COM 881624209 16 400 SH Sole 400
242 6000 SH Defined 6000
TORTOISE ENERGY INFRASTRUCTU COM 89147l100 2440 61014 SH Sole 61014
TOTAL SA-SPON ADR COM 89151E109 266 5200 SH Defined 5200
UDR INC COM 902653104 420 16730 SH Sole 16730
UNILEVER N V -NY SHARES COM 904784709 309 9000 SH Defined 9000
UNITED FIRE & CASUALTY CO COM 910340108 1240 61431 SH Sole 61431
VALMONT INDUSTRIES COM 920253101 1496 16475 SH Sole 16475
VODAFONE GROUP PLC-SP ADR COM 92857W209 221 7875 SH Defined 7875
VORNADO REALTY TRUST COM 929042109 239 3107 SH Defined 3107
W.P. CAREY & CO. LLC COM 92930Y107 205 5000 SH Defined 5000
WEATHERFORD INTL LTD COM H27013103 2179 148825 SH Sole 148825
WGL HOLDINGS INC COM 92924F106 1728 39085 SH Sole 39085
WILLIAMS COS INC COM 969457100 3838 116233 SH Sole 116233
WPX ENERGY INC COM 98212B103 704 38744 SH Sole 38744
EATON VANCE SHORT DUR DIV IN COM 27828V104 1689 104250 SH Sole 104250
ISHARES BARCLAYS TIPS BOND COM 464287176 344 2950 SH Sole 2950
ISHARES IBOXX INV GR CORP BD COM 464287242 242 2130 SH Sole 2130
ISHARES S&P CALI AMT-FREE COM 464288356 286 2580 SH Sole 2580
ISHARES S&P/CITI 1-3 INT TRE COM 464288125 962 9917 SH Sole 9917
WESTERN ASSET EMERGING MARKE COM 95766A101 2095 110855 SH Sole 110855
WESTERN ASSET GL CORP DEF OP COM 95790C107 2661 147827 SH Sole 147827