0001144204-11-029487.txt : 20110516
0001144204-11-029487.hdr.sgml : 20110516
20110516104813
ACCESSION NUMBER: 0001144204-11-029487
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110516
DATE AS OF CHANGE: 20110516
EFFECTIVENESS DATE: 20110516
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FCA CORP /TX
CENTRAL INDEX KEY: 0001166402
IRS NUMBER: 760076528
STATE OF INCORPORATION: TX
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10019
FILM NUMBER: 11844155
BUSINESS ADDRESS:
STREET 1: 5847 SAN FELIPE # 850
CITY: HOUSTON
STATE: TX
ZIP: 77057
BUSINESS PHONE: 7137812856
MAIL ADDRESS:
STREET 1: 5847 SAN FELIPE
CITY: HOUSTON
STATE: TX
ZIP: 77057
13F-HR
1
v222848_13fhr.txt
UNITED STATES
SEUCRITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
Report for the Calendar Year or quarter Ended March 31, 2011
If amended report check here: [ ] Amendment Number:___
This Amendment (Check only one): [ ] is a restatement
[ ] adds new holding entries
FCA Corp
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Name of Insitutional Investment Manager
FCA Corp
791 Town & Country Blvd, Suite 250 Houston Texas 77024-3925
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Business Address (Street) (City) (State) (Zip Code)
13F File Number: 028-10019
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, and tables are considered integral parts of this form.
Person signing this Report on behalf of Reporting Manager:
Ruth Willars Chief Compliance Officer 713-260-1431
--------------------------------------------------------------------------------
Name Title Telephone
/s/ Ruth Willars
--------------------------------
Manual Signature of Person Duly
Authorized to submit this Report
Houston, TX 05-16-2011
--------------------------------
Place and Date of Signing
Report Type:
[X] 13F Holdings Report
[ ] 13F Notice
[ ] 13F Combination Report
Report Summary:
Number of other included managers: 0
Form 13F information table entry total: 146
Form 13F table value total: $131,134
List of other included Managers: None
FCA Corp
Form 13(f)
For the Quarter Ended March 31, 2011
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
1ST CENTURY BANCSHARES INC COM 31943X102 171 41700 SH Sole 41700
3M CO COM 88579Y101 1014 10840 SH Sole 10840
AGCO CORP COM 001084102 550 10000 SH Defined 10000
ALAMO GROUP INC COM 011311107 1878 68407 SH Sole 68407
ALTO PALERMO S.A.-ADR COM 02151P107 231 17000 SH Defined 17000
AMDOCS LTD COM G02602103 288 10000 SH Defined 10000
AMERICAN BUSINESS BANK COM 02475L105 740 32186 SH Sole 32186
AMERICAN NATIONAL INSURANCE COM 028591105 356 4498 SH Defined 4498
AMGEN INC COM 031162100 1145 21425 SH Sole 21425
ANALOG DEVICES INC COM 032654105 1795 45575 SH Sole 45575
ANGLO AMERICAN PLC-UNSP ADR COM 03485P201 305 11830 SH Defined 11830
APPLE INC COM 037833100 3259 9350 SH Sole 9350
ARKEMA-SPONSORED ADR COM 041232109 377 4130 SH Defined 4130
ARTESIAN RESOURCES CORP-CL A COM 043113208 614 31500 SH Sole 31500
AT&T INC COM 00206R102 2256 73691 SH Sole 73691
AUTOMATIC DATA PROCESSING COM 053015103 2287 44570 SH Sole 44570
BANCO BILBAO VIZCAYA-SP ADR COM 05946K101 210 17497 SH Defined 17497
BANCO SANTANDER SA-SPON ADR COM 05964H105 205 17450 SH Defined 17450
BANK OF AMERICA CORP COM 060505104 181 13556 SH Sole 13556
BAXTER INTERNATIONAL INC COM 071813109 1368 25450 SH Sole 25450
BG GROUP PLC-SPON ADR COM 055434203 250 2000 SH Defined 2000
BJ'S WHOLESALE CLUB INC COM 05548J106 248 5075 SH Defined 5075
BNP PARIBAS-ADR COM 05565A202 220 6000 SH Defined 6000
BOSTON PROPERTIES INC COM 101121101 237 2500 SH Defined 2500
BUNGE LTD COM G16962105 470 6500 SH Defined 6500
CEMEX SAB-SPONS ADR PART CER COM 151290889 121 13498 SH Defined 13498
CHASE CORP COM 16150R104 889 47850 SH Sole 47850
CHEMED CORP COM 16359R103 280 4200 SH Defined 4200
CHINA HOUSING & LAND DEVELOP COM 16939V103 78 40000 SH Defined 40000
CIMAREX ENERGY CO COM 171798101 2145 18612 SH Sole 18612
CITIGROUP INC COM 172967424 53 11921 SH Sole 11921
COCA-COLA CO/THE COM 191216100 355 5344 SH Sole 5344
CONMED CORP COM 207410101 282 10720 SH Defined 10720
CONSUMER DISCRETIONARY SELT COM 81369Y407 1333 34145 SH Sole 34145
CONSUMER STAPLES SPDR COM 81369Y308 1192 39835 SH Sole 39835
DENTSPLY INTERNATIONAL INC COM 249030107 322 8700 SH Defined 8700
DST SYSTEMS INC COM 233326107 370 7000 SH Defined 7000
E.ON AG -SPONSORED ADR COM 268780103 245 8000 SH Defined 8000
ELECTRONIC ARTS INC COM 285512109 195 10000 SH Defined 10000
ENERGY SELECT SECTOR SPDR COM 81369Y506 2631 32990 SH Sole 32990
ENTERPRISE PRODUCTS PARTNERS COM 293792107 1146 26620 SH Sole 26620
EQUITY RESIDENTIAL COM 29476L107 338 6000 SH Defined 6000
EVEREST RE GROUP LTD COM G3223R108 1614 18305 SH Sole 18305
EXTRA SPACE STORAGE INC COM 30225T102 311 15000 SH Defined 15000
EXXON MOBIL CORP COM 30231G102 1333 15848 SH Sole 15848
FIRST SEISMIC CORP COM 336397104 21 174742 SH Sole 174742
FRANCE TELECOM SA-SPONS ADR COM 35177Q105 248 11000 SH Defined 11000
FRONTIER COMMUNICATIONS CORP COM 35906A108 840 102230 SH Sole 102230
GENESEE & WYOMING INC-CL A COM 371559105 5716 98221 SH Sole 98221
GRUPO TELEVISA SA-SPON ADR COM 40049J206 368 15000 SH Defined 15000
HARLEYSVILLE GROUP INC COM 412824104 874 26385 SH Sole 26385
HOME INNS & HOTELS MANAG-ADR COM 43713W107 336 8500 SH Defined 8500
HOST HOTELS & RESORTS INC COM 44107P104 270 15317 SH Defined 15317
HOUSTON WIRE & CABLE CO COM 44244K109 863 59050 SH Sole 59050
INCONTACT INC COM 45336E109 35 10500 SH Sole 10500
INGLES MARKETS INC-CLASS A COM 457030104 2521 127236 SH Sole 127236
INTEL CORP COM 458140100 431 21350 SH Sole 21350
INTEROIL CORP COM 460951106 224 3000 SH Defined 3000
ISHARES COHEN & STEERS RLTY COM 464287564 1014 14453 SH Sole 14453
ISHARES DJ US TECHNOLOGY SEC COM 464287721 336 5050 SH Sole 5050
ISHARES DJ US TRANSPORT AVG COM 464287192 292 3050 SH Sole 3050
ISHARES FTSE CHINA 25 INDEX COM 464287184 415 9237 SH Sole 9237
ISHARES MSCI EAFE INDEX FUND COM 464287465 3298 54891 SH Sole 54891
ISHARES MSCI EAFE SMALL CAP COM 464288273 2111 48715 SH Sole 48715
ISHARES MSCI EMERGING MKT IN COM 464287234 2040 41915 SH Sole 41915
ISHARES MSCI JAPAN INDEX FD COM 464286848 903 87610 SH Sole 87610
309 30000 SH Defined 30000
ISHARES RUSSELL 2000 COM 464287655 1589 18875 SH Sole 18875
ISHARES S&P EUROPE 350 COM 464287861 2132 50971 SH Sole 50971
ISHARES S&P GBL NUCLEAR ENGY COM 464288232 1351 32760 SH Sole 32760
ISHARES S&P GLBL HEALTHCARE COM 464287325 2060 38070 SH Sole 38070
ISHARES S&P LATIN AMERICA 40 COM 464287390 579 10770 SH Sole 10770
ISHARES S&P MIDCAP 400 COM 464287507 1854 18784 SH Sole 18784
JAMES HARDIE IND SE-SPON ADR COM 47030M106 445 14200 SH Defined 14200
JANUS CAPITAL GROUP INC COM 47102X105 499 40000 SH Sole 40000
JOHN HAN BK & THRIFT OPP FD COM 409735206 1572 90699 SH Sole 90699
JOHNSON & JOHNSON COM 478160104 1790 30217 SH Sole 30217
KB HOME COM 48666K109 124 10000 SH Defined 10000
KINGFISHER PLC-SPONS ADR COM 495724403 156 20000 SH Defined 20000
KMG CHEMICALS INC COM 482564101 2435 123841 SH Sole 123841
KVH INDUSTRIES INC COM 482738101 454 30000 SH Defined 30000
LASALLE HOTEL PROPERTIES COM 517942108 324 12000 SH Defined 12000
LIFEPOINT HOSPITALS INC COM 53219L109 342 8500 SH Defined 8500
LOWE'S COS INC COM 548661107 476 18000 SH Sole 18000
159 6000 SH CALL Defined 6000
LUFKIN INDUSTRIES INC COM 549764108 467 5000 SH Defined 5000
MARKET VECTORS INDIA S/C COM 57060U563 563 33500 SH Sole 33500
MICROFINANCIAL INC COM 595072109 2670 602700 SH Sole 602700
NESTLE SA-SPONS ADR FOR REG COM 641069406 20 350 SH Sole 350
445 7750 SH Defined 7750
NEXEN INC COM 65334H102 808 32433 SH Sole 32433
NEXTERA ENERGY INC COM 65339F101 1133 20560 SH Sole 20560
NFJ DVD INTEREST & PR STRAT COM 65337H109 1219 67033 SH Sole 67033
NICE SYSTEMS LTD-SPONS ADR COM 653656108 369 10000 SH Defined 10000
NIDEC CORPORATION-ADR COM 654090109 303 14000 SH Defined 14000
NORFOLK SOUTHERN CORP COM 655844108 416 6000 SH Defined 6000
NORTHWEST NATURAL GAS CO COM 667655104 231 5000 SH Defined 5000
NOVARTIS AG-ADR COM 66987V109 1500 27605 SH Sole 27605
OLD MUTUAL PLC-UNSPON ADR COM 680031200 262 15000 SH Defined 15000
PARKER DRILLING CO COM 701081101 546 79000 SH Sole 79000
PENTAIR INC COM 709631105 482 12760 SH Defined 12760
PORTUGAL TELECOM SGPS-SP ADR COM 737273102 236 20300 SH Defined 20300
POWERSHARES GLOBAL WATER POR COM 73936T623 2069 101255 SH Sole 101255
PRAXAIR INC COM 74005P104 1375 13530 SH Sole 13530
PROGRESS ENERGY INC COM 743263105 1552 33639 SH Sole 33639
PRUDENTIAL PLC-ADR COM 74435K204 409 18000 SH Defined 18000
RED ALERT GROUP INC COM 75629Q105 0 25067 SH Sole 25067
REPSOL YPF SA -SPONSORED ADR COM 76026T205 276 8000 SH Defined 8000
RGC RESOURCES INC COM 74955L103 593 17352 SH Sole 17352
ROCHE HOLDINGS LTD-SPONS ADR COM 771195104 288 8000 SH Defined 8000
ROYCE MICRO-CAP TRUST INC COM 780915104 758 74015 SH Sole 74015
ROYCE VALUE TRUST COM 780910105 4075 264771 SH Sole 264771
RYDEX S&P EQ WGT HEALTHCARE COM 78355W841 1572 23005 SH Sole 23005
RYDEX S&P EQUAL WEIGHT ETF COM 78355W106 265 5253 SH Sole 5253
SIEMENS AG-SPONS ADR COM 826197501 22 160 SH Sole 160
412 3000 SH Defined 3000
SL GREEN REALTY CORP COM 78440X101 226 3000 SH Defined 3000
SPDR MORGAN STANLEY TECHNOLO COM 78464A102 1320 19505 SH Sole 19505
SPDR S&P MIDCAP 400 ETF TRUS COM 78467Y107 385 2146 SH Sole 2146
SPDR S&P OIL & GAS EXP & PR COM 78464A730 2436 37820 SH Sole 37820
STRATUS MEDIA GROUP INC COM 863165106 34 64919 SH Sole 64919
TESSCO TECHNOLOGIES INC COM 872386107 731 63543 SH Sole 63543
TEVA PHARMACEUTICAL-SP ADR COM 881624209 20 400 SH Sole 400
301 6000 SH Defined 6000
TOTAL SA-SPON ADR COM 89151E109 317 5200 SH Defined 5200
UDR INC COM 902653104 408 16730 SH Sole 16730
184 7565 SH Defined 7565
UNILEVER N V -NY SHARES COM 904784709 282 9000 SH Defined 9000
UNITED FIRE & CASUALTY CO COM 910331107 1187 58746 SH Sole 58746
VALE SA-SP ADR COM 91912E105 333 10000 SH Defined 10000
VALMONT INDUSTRIES COM 920253101 1749 16760 SH Sole 16760
VARIAN SEMICONDUCTOR EQUIP COM 922207105 487 10000 SH Defined 10000
VITRAN CORP INC COM 92850E107 225 16000 SH Defined 16000
VODAFONE GROUP PLC-SP ADR COM 92857W209 7 247 SH Sole 247
226 7875 SH Defined 7875
VORNADO REALTY TRUST COM 929042109 272 3107 SH Defined 3107
WASTE MANAGEMENT INC COM 94106L109 1402 37540 SH Sole 37540
WEATHERFORD INTL LTD COM H27013103 3153 139500 SH Sole 139500
WGL HOLDINGS INC COM 92924F106 1376 35270 SH Sole 35270
WILLIAMS COS INC COM 969457100 3624 116233 SH Sole 116233
EATON VANCE SHORT DUR DIV IN COM 27828V104 1877 110850 SH Sole 110850
ISHARES BARCLAYS TIPS BOND COM 464287176 322 2950 SH Sole 2950
ISHARES IBOXX INV GR CORP BD COM 464287242 209 1930 SH Sole 1930
ISHARES S&P CALI AMT-FREE COM 464288356 286 2830 SH Sole 2830
WESTERN ASSET EMERGING MARKE COM 95766A101 2229 119022 SH Sole 119022
WESTERN ASSET GL CORP DEF OP COM 95790C107 2496 136443 SH Sole 136443