-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KbQIh/LkjcvSWDoaJzvdFUJNRmcFvdvkSUUZnhp+F7qyAHKUZN7D6UhzJovUAEKC MYbwxLJfsMko9eNvwx4/7Q== 0001144204-10-043251.txt : 20100812 0001144204-10-043251.hdr.sgml : 20100812 20100812170002 ACCESSION NUMBER: 0001144204-10-043251 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100812 DATE AS OF CHANGE: 20100812 EFFECTIVENESS DATE: 20100812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FCA CORP /TX CENTRAL INDEX KEY: 0001166402 IRS NUMBER: 760076528 STATE OF INCORPORATION: TX FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10019 FILM NUMBER: 101011819 BUSINESS ADDRESS: STREET 1: 5847 SAN FELIPE # 850 CITY: HOUSTON STATE: TX ZIP: 77057 BUSINESS PHONE: 7137812856 MAIL ADDRESS: STREET 1: 5847 SAN FELIPE CITY: HOUSTON STATE: TX ZIP: 77057 13F-HR 1 v193622_13fhr.txt UNITED STATES SEUCRITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F Report for the Calendar Year or quarter Ended June 30, 2010 If amended report check here: [ ] Amendment Number:___ This Amendment (Check only one): [ ] is a restatement [ ] adds new holding entries FCA Corp - -------------------------------------------------------------------------------- Name of Insitutional Investment Manager FCA Corp 791 Town & Country Blvd, Suite 250 Houston Texas 77024-3925 - -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip Code) 13F File Number: 028-10019 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, and tables are considered integral parts of this form. Person signing this Report on behalf of Reporting Manager: Ruth Willars Chief Compliance Officer 713-260-1431 - -------------------------------------------------------------------------------- Name Title Telephone /s/ Ruth Willars -------------------------------- Manual Signature of Person Duly Authorized to submit this Report Houston, TX 08-12-2010 -------------------------------- Place and Date of Signing Report Type: [X] 13F Holdings Report [ ] 13F Notice [ ] 13F Combination Report Report Summary: Number of other included managers: 0 Form 13F information table entry total: 168 Form 13F table value total: $124,008 List of other included Managers: None FCA Corp Form 13(f) For the Quarter Ended June 30, 2010 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 1ST CENTURY BANCSHARES INC COM 31943X102 180 51700 SH Sole 51700 3M CO COM 88579Y101 1103 13965 SH Sole 13965 AGCO CORP COM 001084102 324 12000 SH Defined 12000 ALAMO GROUP INC COM 011311107 1347 62088 SH Sole 62088 ALTO PALERMO S.A.-ADR COM 02151P107 157 17000 SH Defined 17000 AMDOCS LTD COM G02602103 215 8000 SH Defined 8000 AMERICAN BUSINESS BANK COM 02475L105 838 36434 SH Sole 36434 AMERICAN NATIONAL INSURANCE COM 028591105 364 4498 SH Defined 4498 AMERICAN STATES WATER CO COM 029899101 1460 44044 SH Sole 44044 AMERON INTERNATIONAL CORP COM 030710107 798 13225 SH Sole 13225 AMGEN INC COM 031162100 1482 28175 SH Sole 28175 ANALOG DEVICES INC COM 032654105 1325 47575 SH Sole 47575 ANGLO AMERICAN PLC-UNSP ADR COM 03485P201 204 11830 SH Defined 11830 APPLE INC COM 037833100 2473 9832 SH Sole 9832 ARKEMA-SPONSORED ADR COM 041232109 215 6130 SH Defined 6130 AT&T INC COM 00206R102 1808 74753 SH Sole 74753 AUTOMATIC DATA PROCESSING COM 053015103 1897 47125 SH Sole 47125 BANCO BILBAO VIZCAYA-SP ADR COM 05946K101 180 17497 SH Defined 17497 BANCO SANTANDER SA-SPON ADR COM 05964H105 180 17186 SH Defined 17186 BANK OF AMERICA CORP COM 060505104 198 13750 SH Sole 13750 BAXTER INTERNATIONAL INC COM 071813109 622 15300 SH Sole 15300 BUNGE LTD COM G16962105 320 6500 SH Defined 6500 CALIFORNIA WATER SERVICE GRP COM 130788102 1421 39800 SH Sole 39800 CAMDEN PROPERTY TRUST COM 133131102 204 5000 SH Defined 5000 CEMEX SAB-SPONS ADR PART CER COM 151290889 126 12979 SH Defined 12979 CHASE CORP COM 16150R104 290 25350 SH Sole 25350 CHEMED CORP COM 16359R103 284 5200 SH Defined 5200 CHEVRON CORP COM 166764100 1765 26015 SH Sole 26015 CHINA HOUSING & LAND DEVELOP COM 16939V103 93 40000 SH Defined 40000 CIA SANEAMENTO BASICO DE-ADR COM 20441A102 207 5000 SH Defined 5000 CIMAREX ENERGY CO COM 171798101 974 13612 SH Sole 13612 CISCO SYSTEMS INC COM 17275R102 220 10307 SH Sole 10307 CITIGROUP INC COM 172967101 111 29421 SH Sole 29421 COCA-COLA CO/THE COM 191216100 327 6524 SH Sole 6524 CONMED CORP COM 207410101 293 15720 SH Defined 15720 CONSUMER DISCRETIONARY SELT COM 81369Y407 1055 36200 SH Sole 36200 CONSUMER STAPLES SPDR COM 81369Y308 1187 46540 SH Sole 46540 DENTSPLY INTERNATIONAL INC COM 249030107 200 6700 SH Defined 6700 DOW CHEMICAL COM 260543103 395 16635 SH Sole 16635 DST SYSTEMS INC COM 233326107 267 7385 SH Defined 7385 E.ON AG -SPONSORED ADR COM 268780103 214 8000 SH Defined 8000 ELECTRONIC ARTS INC COM 285512109 144 10000 SH Defined 10000 ENERGY SELECT SECTOR SPDR COM 81369Y506 1892 38085 SH Sole 38085 ENTERPRISE PRODUCTS PARTNERS COM 293792107 958 27077 SH Sole 27077 EQUITY RESIDENTIAL COM 29476L107 250 6000 SH Defined 6000 EVEREST RE GROUP LTD COM G3223R108 1423 20125 SH Sole 20125 EXTRA SPACE STORAGE INC COM 30225T102 208 15000 SH Defined 15000 EXXON MOBIL CORP COM 30231G102 1129 19785 SH Sole 19785 FIRST SEISMIC CORP COM 336397104 23 174742 SH Sole 174742 FIRST SOLAR INC COM 336433107 751 6600 SH Sole 6600 FISERV INC COM 337738108 226 4960 SH Sole 4960 FRANCE TELECOM SA-SPONS ADR COM 35177Q105 190 11000 SH Defined 11000 FRONTERA RESOURCES CORP COM 359044609 2 35000 SH Sole 35000 FRONTIER COMMUNICATIONS CORP COM 35906A108 772 108600 SH Sole 108600 GENESEE & WYOMING INC-CL A COM 371559105 4099 109855 SH Sole 109855 GLAXOSMITHKLINE PLC-SPON ADR COM 37733W105 168 4932 SH Sole 4932 204 6000 SH Defined 6000 GRUPO TELEVISA SA-SPONS ADR COM 40049J206 261 15000 SH Defined 15000 HANG LUNG PROPERTIES-SP ADR COM 41043M104 343 18000 SH Defined 18000 HARLEYSVILLE GROUP INC COM 412824104 918 29600 SH Sole 29600 HOME DEPOT INC COM 437076102 399 14220 SH Sole 14220 HOME INNS & HOTELS MANAG-ADR COM 43713W107 273 7000 SH Defined 7000 HOST HOTELS & RESORTS INC COM 44107P104 206 15317 SH Defined 15317 HOUSTON WIRE & CABLE CO COM 44244K109 615 56650 SH Sole 56650 HRPT PROPERTIES TRUST COM 40426W101 63 10100 SH Defined 10100 INCONTACT INC COM 45336E109 26 10500 SH Sole 10500 INGLES MARKETS INC-CLASS A COM 457030104 2061 136961 SH Sole 136961 INTEL CORP COM 458140100 549 28218 SH Sole 28218 INTEROIL CORP COM 460951106 222 5000 SH Defined 5000 INTL BUSINESS MACHINES CORP COM 459200101 338 2741 SH Sole 2741 ISHARES COHEN & STEERS RLTY COM 464287564 793 14448 SH Sole 14448 ISHARES DJ US ENERGY SECTOR COM 464287796 311 10840 SH Sole 10840 ISHARES DJ US TECHNOLOGY SEC COM 464287721 266 5150 SH Sole 5150 ISHARES DJ US TRANSPORT AVG COM 464287192 315 4350 SH Sole 4350 ISHARES FTSE/XINHUA CHINA 25 COM 464287184 252 6437 SH Sole 6437 ISHARES MSCI EAFE GROWTH INX COM 464288885 312 6500 SH Sole 6500 ISHARES MSCI EAFE INDEX FUND COM 464287465 2412 51860 SH Sole 51860 ISHARES MSCI EAFE SMALL CAP COM 464288273 1706 52465 SH Sole 52465 ISHARES MSCI EMERGING MKT IN COM 464287234 1703 45625 SH Sole 45625 ISHARES MSCI EMU COM 464286608 990 34666 SH Sole 34666 ISHARES MSCI JAPAN INDEX FD COM 464286848 675 73390 SH Sole 73390 ISHARES NASDAQ BIOTECH INDX COM 464287556 209 2700 SH Sole 2700 ISHARES S&P EUROPE 350 COM 464287861 1086 34638 SH Sole 34638 ISHARES S&P GLBL HEALTHCARE COM 464287325 1888 41165 SH Sole 41165 ISHARES S&P LATIN AMERICA 40 COM 464287390 446 10770 SH Sole 10770 ISHARES S&P MIDCAP 400 COM 464287507 1865 26229 SH Sole 26229 ISHARES S&P MIDCAP 400/VALUE COM 464287705 976 15218 SH Sole 15218 JAMES HARDIE IND SE-SPON ADR COM 47030M106 313 12100 SH Defined 12100 JANUS CAPITAL GROUP INC COM 47102X105 488 55000 SH Sole 55000 JOHN HAN BK & THRIFT OPP FD COM 409735206 679 47350 SH Sole 47350 JOHNSON & JOHNSON COM 478160104 1997 33816 SH Sole 33816 KINGFISHER PLC-SPONS ADR COM 495724403 125 20000 SH Defined 20000 KITE REALTY GROUP TRUST COM 49803T102 42 10000 SH Defined 10000 KMG CHEMICALS INC COM 482564101 1934 134663 SH Sole 134663 KVH INDUSTRIES INC COM 482738101 373 30000 SH Defined 30000 LASALLE HOTEL PROPERTIES COM 517942108 247 12000 SH Defined 12000 LIFEPOINT HOSPITALS INC COM 53219L109 204 6500 SH Defined 6500 LOWE'S COS INC COM 548661107 404 19777 SH Sole 19777 LUBRIZOL CORP COM 549271104 406 5055 SH Defined 5055 LUFKIN INDUSTRIES INC COM 549764108 468 12000 SH Defined 12000 MEDALLION FINANCIAL CORP COM 583928106 909 137656 SH Sole 137656 MICROFINANCIAL INC COM 595072109 2153 616900 SH Sole 616900 NESTLE SA-SPONS ADR FOR REG COM 641069406 374 7750 SH Defined 7750 NEXEN INC COM 65334H102 1071 54433 SH Sole 54433 NEXTERA ENERGY INC COM 65339F101 1109 22750 SH Sole 22750 NFJ DVD INTEREST & PR STRAT COM 65337H109 1095 79273 SH Sole 79273 NICE SYSTEMS LTD-SPONS ADR COM 653656108 255 10000 SH Defined 10000 NORFOLK SOUTHERN CORP COM 655844108 477 9000 SH Defined 9000 NORTHROP GRUMMAN CORP COM 666807102 234 4300 SH Sole 4300 NORTHWEST NATURAL GAS CO COM 667655104 218 5000 SH Defined 5000 NORTHWEST PIPE COMPANY COM 667746101 453 23850 SH Sole 23850 NOVARTIS AG-ADR COM 66987V109 1415 29275 SH Sole 29275 OLD MUTUAL PLC-UNSPON ADR COM 680031200 184 15000 SH Defined 15000 PARKER DRILLING CO COM 701081101 312 79000 SH Sole 79000 PENTAIR INC COM 709631105 411 12760 SH Defined 12760 PFIZER INC COM 717081103 202 14200 SH Sole 14200 PORTUGAL TELECOM SGPS-SP ADR COM 737273102 201 20300 SH Defined 20300 POWERSHARES GLOBAL WATER POR COM 73936T623 1672 104330 SH Sole 104330 PRAXAIR INC COM 74005P104 1367 17985 SH Sole 17985 PROGRESS ENERGY INC COM 743263105 1427 36374 SH Sole 36374 PRUDENTIAL PLC-ADR COM 74435k204 269 18000 SH Defined 18000 RED ALERT GROUP INC COM 75629Q105 0 25067 SH Sole 25067 RGC RESOURCES INC COM 74955L103 650 20952 SH Sole 20952 ROYCE MICRO-CAP TRUST INC COM 780915104 539 73423 SH Sole 73423 ROYCE VALUE TRUST COM 780910105 2994 283227 SH Sole 283227 RYDEX S&P EQ WGT HEALTHCARE COM 78355W841 1441 26975 SH Sole 26975 SIEMENS AG-SPONS ADR COM 826197501 269 3000 SH Defined 3000 SPDR MORGAN STANLEY TECHNOLO COM 78464A102 1070 20825 SH Sole 20825 SPDR S&P MIDCAP 400 ETF TRUS COM 78467Y107 782 6056 SH Sole 6056 SPDR S&P OIL & GAS EXP & PR COM 78464A730 1531 39270 SH Sole 39270 STRATUS MEDIA GROUP INC COM 863165106 66 64919 SH Sole 64919 SUBURBAN PROPANE PARTNERS LP COM 864482104 1284 27429 SH Sole 27429 SWS GROUP INC COM 78503N107 97 10191 SH Sole 10191 TEVA PHARMACEUTICAL-SP ADR COM 881624209 21 400 SH Sole 400 426 8198 SH Defined 8198 TOTAL SA-SPON ADR COM 89151E109 232 5200 SH Defined 5200 UDR INC COM 902653104 309 16175 SH Sole 16175 145 7565 SH Defined 7565 UNILEVER N V -NY SHARES COM 904784709 246 9000 SH Defined 9000 UNITED FIRE & CASUALTY CO COM 910331107 964 48657 SH Sole 48657 UNITED TECHNOLOGIES CORP COM 913017109 1749 26938 SH Sole 26938 VALE SA-SP ADR COM 91912E105 243 10000 SH Defined 10000 VALERO ENERGY CORP COM 91913Y100 34 1900 SH Sole 1900 360 20000 SH Defined 20000 VALMONT INDUSTRIES COM 920253101 1286 17695 SH Sole 17695 VARIAN SEMICONDUCTOR EQUIP COM 922207105 401 14000 SH Defined 14000 VITRAN CORP INC COM 92850E107 212 16000 SH Defined 16000 VORNADO REALTY TRUST COM 929042109 227 3107 SH Defined 3107 WASTE MANAGEMENT INC COM 94106L109 1509 48240 SH Sole 48240 WEATHERFORD INTL LTD COM H27013103 1923 146360 SH Sole 146360 WELLS FARGO & CO COM 949746101 399 15600 SH Sole 15600 WGL HOLDINGS INC COM 92924F106 1381 40596 SH Sole 40596 WILLIAMS COS INC COM 969457100 2404 131503 SH Sole 131503 INVESCO INSURED CALIFORNIA M COM 46130W105 135 10380 SH Sole 10380 ISHARES BARCLAYS TIPS BOND COM 464287176 315 2950 SH Sole 2950 ISHARES IBOXX INV GR CORP BD COM 464287242 220 2030 SH Sole 2030 ISHARES S&P CALI AMT-FREE COM 464288356 483 4500 SH Sole 4500 ISHARES S&P/CITI 1-3 INT TRE COM 464288125 871 9147 SH Sole 9147 NUVEEN CA SEL T/F INC PORT COM 67063R103 216 16130 SH Sole 16130 POWERSHARES INS CAL MU BD PT COM 73936T441 209 8800 SH Sole 8800 WESTERN ASSET EMERGING MARKE COM 95766A101 943 54400 SH Sole 54400 WESTERN ASSET GL CORP DEF OP COM 95790C107 950 54317 SH Sole 54317 FORD MOTOR CAP TR II 6.5% CUM CONV 345395206 294 6650 SH Sole 6650
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