-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VrhKldmyc4ADiFwa1W5K/n0Be1zwNCWbM/s6dk1jLAjjAeIAt+u4yMXjsQDRasP5 PSsoeb+FzvGfc3jcjBmjSw== 0001144204-10-005295.txt : 20100204 0001144204-10-005295.hdr.sgml : 20100204 20100204103622 ACCESSION NUMBER: 0001144204-10-005295 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100204 DATE AS OF CHANGE: 20100204 EFFECTIVENESS DATE: 20100204 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FCA CORP /TX CENTRAL INDEX KEY: 0001166402 IRS NUMBER: 760076528 STATE OF INCORPORATION: TX FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10019 FILM NUMBER: 10572834 BUSINESS ADDRESS: STREET 1: 5847 SAN FELIPE # 850 CITY: HOUSTON STATE: TX ZIP: 77057 BUSINESS PHONE: 7137812856 MAIL ADDRESS: STREET 1: 5847 SAN FELIPE CITY: HOUSTON STATE: TX ZIP: 77057 13F-HR 1 v172941_13fhr.txt UNITED STATES SEUCRITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F Report for the Calendar Year or quarter Ended December 31, 2009 If amended report check here: [ ] Amendment Number:___ This Amendment (Check only one): [ ] is a restatement [ ] adds new holding entries FCA Corp - -------------------------------------------------------------------------------- Name of Insitutional Investment Manager FCA Corp 791 Town & Country Blvd, Suite 250 Houston Texas 77024-3925 - -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip Code) 13F File Number: 028-10019 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, and tables are considered integral parts of this form. Person signing this Report on behalf of Reporting Manager: Ruth Willars Chief Compliance Officer 713-260-1431 - -------------------------------------------------------------------------------- Name Title Telephone /s/ Ruth Willars -------------------------------- Manual Signature of Person Duly Authorized to submit this Report Houston, TX 02-02-2010 -------------------------------- Place and Date of Signing Report Type: [X] 13F Holdings Report [ ] 13F Notice [ ] 13F Combination Report Report Summary: Number of other included managers: 0 Form 13F information table entry total: 169 Form 13F table value total: $121,707 List of other included Managers: None FCA Corp Form 13(f) For the Quarter Ended December 31, 2009 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 1ST CENTURY BANCSHARES INC COM 31943X102 203 58800 SH Sole 58800 3M CO COM 88579Y101 1080 13065 SH Sole 13065 AGCO CORP COM 001084102 388 12000 SH Defined 12000 ALAMO GROUP INC COM 011311107 1067 62209 SH Sole 62209 ALTO PALERMO S.A.-ADR COM 02151P107 165 17000 SH Defined 17000 AMDOCS LTD COM G02602103 228 8000 SH Defined 8000 AMERICAN BUSINESS BANK COM 02475L105 981 47034 SH Sole 47034 AMERICAN EXPRESS CO COM 025816109 587 14485 SH Sole 14485 AMERICAN NATIONAL INSURANCE COM 028591105 537 4498 SH Defined 4498 AMERICAN STATES WATER CO COM 029899101 1576 44519 SH Sole 44519 AMERON INTERNATIONAL CORP COM 030710107 839 13225 SH Sole 13225 AMGEN INC COM 031162100 1523 26925 SH Sole 26925 ANALOG DEVICES INC COM 032654105 1393 44100 SH Sole 44100 ANGLO AMERICAN PLC-UNSP ADR COM 03485P201 256 11830 SH Defined 11830 APPLE INC COM 037833100 2251 10682 SH Sole 10682 ARKEMA-SPONSORED ADR COM 041232109 227 6130 SH Defined 6130 AT&T INC COM 00206R102 2119 75603 SH Sole 75603 AUTOMATIC DATA PROCESSING COM 053015103 2044 47725 SH Sole 47725 BANCO BILBAO VIZCAYA-SP ADR COM 05946K101 316 17497 SH Defined 17497 BANCO SANTANDER SA-SPON ADR COM 05964H105 283 17186 SH Defined 17186 BANK OF AMERICA CORP COM 060505104 358 23756 SH Sole 23756 BAXTER INTERNATIONAL INC COM 071813109 916 15616 SH Sole 15616 BHP BILLITON LTD-SPON ADR COM 088606108 613 8000 SH Defined 8000 BIMINI CAPITAL MANAGEMENT-A COM 090319104 2 10000 SH Sole 10000 BNP PARIBAS-ADR COM 05565A202 241 6000 SH Defined 6000 BP PLC-SPONS ADR COM 055622104 271 4680 SH Sole 4680 BUNGE LTD COM G16962105 415 6500 SH Defined 6500 BURLINGTON NORTHERN SANTA FE COM 12189T104 501 5080 SH Sole 5080 CALIFORNIA WATER SERVICE GRP COM 130788102 1440 39100 SH Sole 39100 CAMDEN PROPERTY TRUST COM 133131102 212 5000 SH Defined 5000 CEMEX SAB-SPONS ADR PART CER COM 151290889 148 12480 SH Defined 12480 CHASE CORP COM 16150R104 298 25250 SH Sole 25250 CHEMED CORP COM 16359R103 249 5200 SH Defined 5200 CHEVRON CORP COM 166764100 2009 26100 SH Sole 26100 CIMAREX ENERGY CO COM 171798101 565 10675 SH Sole 10675 CISCO SYSTEMS INC COM 17275R102 247 10307 SH Sole 10307 CITIGROUP INC COM 172967101 64 19421 SH Sole 19421 COCA-COLA CO/THE COM 191216100 372 6524 SH Sole 6524 CONMED CORP COM 207410101 358 15720 SH Defined 15720 COOPER TIRE & RUBBER COM 216831107 387 19300 SH Sole 19300 CRH PLC-SPONSORED ADR COM 12626K203 251 9200 SH Defined 9200 DENTSPLY INTERNATIONAL INC COM 249030107 236 6700 SH Defined 6700 DOW CHEMICAL COM 260543103 631 22835 SH Sole 22835 DST SYSTEMS INC COM 233326107 322 7385 SH Defined 7385 DWS GLBL COMMOD STOCK FD INC COM 23338Y100 675 81200 SH Sole 81200 E.ON AG -SPONSORED ADR COM 268780103 334 8000 SH Defined 8000 ELECTRONIC ARTS INC COM 285512109 177 10000 SH Defined 10000 ENERGY SELECT SECTOR SPDR COM 81369Y506 2073 36370 SH Sole 36370 EQUITY RESIDENTIAL COM 29476L107 203 6000 SH Defined 6000 EVEREST RE GROUP LTD COM G3223R108 1733 20230 SH Sole 20230 EXTRA SPACE STORAGE INC COM 30225T102 173 15000 SH Defined 15000 EXXON MOBIL CORP COM 30231G102 1569 23005 SH Sole 23005 FIRST SEISMIC CORP COM 336397104 16 174742 SH Sole 174742 FIRST SOLAR INC COM 336433107 938 6925 SH Sole 6925 FISERV INC COM 337738108 240 4960 SH Sole 4960 FPL GROUP INC COM 302571104 1194 22600 SH Sole 22600 FRANCE TELECOM SA-SPONS ADR COM 35177Q105 278 11000 SH Defined 11000 FRONTERA RESOURCES CORP COM 359044609 5 35000 SH Sole 35000 GENESEE & WYOMING INC-CL A COM 371559105 3624 111030 SH Sole 111030 GLAXOSMITHKLINE PLC-SPON ADR COM 37733W105 208 4932 SH Sole 4932 253 6000 SH Defined 6000 GRUPO TELEVISA SA-SPONS ADR COM 40049J206 311 15000 SH Defined 15000 HANG LUNG PROPERTIES-SP ADR COM 41043M104 354 18000 SH Defined 18000 HOME DEPOT INC COM 437076102 426 14720 SH Sole 14720 HOST HOTELS & RESORTS INC COM 44107P104 179 15317 SH Defined 15317 HOUSTON WIRE & CABLE CO COM 44244K109 654 55000 SH Sole 55000 HRPT PROPERTIES TRUST COM 40426W101 65 10100 SH Defined 10100 INCONTACT INC COM 45336E109 31 10500 SH Sole 10500 INGLES MARKETS INC -CL A COM 457030104 2031 134211 SH Sole 134211 INTEL CORP COM 458140100 580 28418 SH Sole 28418 INTEROIL CORP COM 460951106 922 12000 SH Defined 12000 INTL BUSINESS MACHINES CORP COM 459200101 376 2871 SH Sole 2871 INTL SPEEDWAY CORP-CL A COM 460335201 225 7900 SH Sole 7900 ISHARES COHEN & STEERS RLTY COM 464287564 785 14938 SH Sole 14938 158 3000 SH Defined 3000 ISHARES DJ US ENERGY SECTOR COM 464287796 360 10840 SH Sole 10840 ISHARES DJ US TECHNOLOGY SEC COM 464287721 296 5150 SH Sole 5150 ISHARES DJ US TRANSPORT AVG COM 464287192 432 5850 SH Sole 5850 ISHARES FTSE/XINHUA CHINA 25 COM 464287184 259 6137 SH Sole 6137 ISHARES MSCI AUSTRALIA INDEX COM 464286103 845 37000 SH Defined 37000 ISHARES MSCI EAFE GROWTH INX COM 464288885 358 6500 SH Sole 6500 ISHARES MSCI EAFE INDEX FUND COM 464287465 2891 52305 SH Sole 52305 ISHARES MSCI EMERGING MKT IN COM 464287234 1874 45155 SH Sole 45155 ISHARES MSCI EMU COM 464286608 1285 34286 SH Sole 34286 ISHARES MSCI JAPAN INDEX FD COM 464286848 709 72790 SH Sole 72790 ISHARES MSCI PACIFIC EX JPN COM 464286665 278 6715 SH Sole 6715 ISHARES NASDAQ BIOTECH INDX COM 464287556 254 3100 SH Sole 3100 ISHARES S&P EUROPE 350 COM 464287861 1400 35932 SH Sole 35932 ISHARES S&P GLBL HEALTHCARE COM 464287325 2135 41050 SH Sole 41050 ISHARES S&P LATIN AMERICA 40 COM 464287390 386 8070 SH Sole 8070 ISHARES S&P MIDCAP 400 COM 464287507 1891 26114 SH Sole 26114 ISHARES S&P MIDCAP 400/VALUE COM 464287705 719 10908 SH Sole 10908 JAMES HARDIE INDS-SPONS ADR COM 47030M106 458 12100 SH Defined 12100 JANUS CAPITAL GROUP INC COM 47102X105 740 55000 SH Sole 55000 JOHN HAN BK & THRIFT OPP FD COM 409735206 540 38293 SH Sole 38293 JOHNSON & JOHNSON COM 478160104 2135 33154 SH Sole 33154 KINGFISHER PLC-SPONS ADR COM 495724403 146 20000 SH Defined 20000 KITE REALTY GROUP TRUST COM 49803T102 41 10000 SH Defined 10000 KMG CHEMICALS INC COM 482564101 2203 147362 SH Sole 147362 KVH INDUSTRIES INC COM 482738101 531 36000 SH Defined 36000 LASALLE HOTEL PROPERTIES COM 517942108 255 12000 SH Defined 12000 LIFEPOINT HOSPITALS INC COM 53219L109 211 6500 SH Defined 6500 LMP REAL ESTATE INCOME FUND COM 50208C108 129 16000 SH Defined 16000 LOWE'S COS INC COM 548661107 1562 66777 SH Sole 66777 LUBRIZOL CORP COM 549271104 442 6055 SH Defined 6055 LUFKIN INDUSTRIES INC COM 549764108 732 10000 SH Defined 10000 MEDALLION FINANCIAL CORP COM 583928106 1101 134706 SH Sole 134706 MICROFINANCIAL INC COM 595072109 1919 618900 SH Sole 618900 NESTLE SA-SPONS ADR FOR REG COM 641069406 375 7750 SH Defined 7750 NEXEN INC COM 65334H102 1303 54433 SH Sole 54433 NFJ DVD INTEREST & PR STRAT COM 65337H109 1138 77178 SH Sole 77178 NICE SYSTEMS LTD-SPONS ADR COM 653656108 310 10000 SH Defined 10000 NIDEC CORPORATION-ADR COM 654090109 209 9000 SH Defined 9000 NORFOLK SOUTHERN CORP COM 655844108 472 9000 SH Defined 9000 NORTHROP GRUMMAN CORP COM 666807102 251 4500 SH Sole 4500 NORTHWEST NATURAL GAS CO COM 667655104 225 5000 SH Defined 5000 NORTHWEST PIPE COMPANY COM 667746101 638 23750 SH Sole 23750 NOVARTIS AG-ADR COM 66987V109 1642 30175 SH Sole 30175 OIL SERVICES HOLDRS TRUST COM 678002106 898 7550 SH Sole 7550 OLD MUTUAL PLC-UNSPON ADR COM 680031200 427 30000 SH Defined 30000 PARKER DRILLING CO COM 701081101 391 79000 SH Sole 79000 PENTAIR INC COM 709631105 412 12760 SH Defined 12760 PFIZER INC COM 717081103 276 15200 SH Sole 15200 PLATINUM UNDERWRITERS HLDGS COM G7127P100 326 8519 SH Sole 8519 PORTUGAL TELECOM SGPS-SP ADR COM 737273102 246 20300 SH Defined 20300 POWERSHARES GLOBAL WATER POR COM 73936T623 1939 106800 SH Sole 106800 PRAXAIR INC COM 74005P104 1525 18985 SH Sole 18985 PROGRESS ENERGY INC COM 743263105 1492 36374 SH Sole 36374 PRUDENTIAL FINANCIAL INC COM 744320102 58 1168 SH Sole 1168 249 5000 SH Defined 5000 RED ALERT GROUP INC COM 75629Q105 0 25067 SH Sole 25067 REGAL BELOIT CORP COM 758750103 788 15170 SH Sole 15170 RGC RESOURCES INC COM 74955L103 610 21052 SH Sole 21052 ROYCE MICRO-CAP TRUST INC COM 780915104 472 64029 SH Sole 64029 ROYCE VALUE TRUST COM 780910105 2974 275657 SH Sole 275657 RYDEX S&P EQ WGT HEALTHCARE COM 78355W841 1398 24550 SH Sole 24550 SAP AG-SPONSORED ADR COM 803054204 234 5000 SH Defined 5000 SIEMENS AG-SPONS ADR COM 826197501 275 3000 SH Defined 3000 SPDR S&P MIDCAP 400 ETF TRUST COM 78467Y107 1049 7961 SH Sole 7961 STRATUS MEDIA GROUP INC COM 863165106 146 64919 SH Sole 64919 SUBURBAN PROPANE PARTNERS LP COM 864482104 1270 26979 SH Sole 26979 SWS GROUP INC COM 78503N107 123 10191 SH Sole 10191 TEVA PHARMACEUTICAL-SP ADR COM 881624209 22 400 SH Sole 400 461 8198 SH Defined 8198 TOTAL SA-SPON ADR COM 89151E109 333 5200 SH Defined 5200 UDR INC COM 902653104 269 16375 SH Sole 16375 124 7565 SH Defined 7565 UNILEVER N V -NY SHARES COM 904784709 291 9000 SH Defined 9000 UNITED FIRE & CASUALTY CO COM 910331107 839 46037 SH Sole 46037 UNITED TECHNOLOGIES CORP COM 913017109 1945 28029 SH Sole 28029 VALE SA-SP ADR COM 91912E105 290 10000 SH Defined 10000 VALERO ENERGY CORP COM 91913Y100 32 1900 SH Sole 1900 335 20000 SH Defined 20000 VALMONT INDUSTRIES COM 920253101 1389 17700 SH Sole 17700 VARIAN SEMICONDUCTOR EQUIP COM 922207105 502 14000 SH Defined 14000 VITRAN CORP INC COM 92850E107 174 16000 SH Defined 16000 VODAFONE GROUP PLC-SP ADR COM 92857W209 20 875 SH Sole 875 182 7875 SH Defined 7875 VORNADO REALTY TRUST COM 929042109 217 3107 SH Defined 3107 WASTE MANAGEMENT INC COM 94106L109 1670 49390 SH Sole 49390 WEATHERFORD INTL LTD COM H27013103 2575 143760 SH Sole 143760 WELLS FARGO & CO COM 949746101 421 15600 SH Sole 15600 WGL HOLDINGS INC COM 92924F106 1391 41471 SH Sole 41471 WILLIAMS COS INC COM 969457100 3197 151668 SH Sole 151668 ISHARES BARCLAYS TIPS BOND COM 464287176 317 3050 SH Sole 3050 ISHARES S&P CALI MUNI BOND COM 464288356 496 4700 SH Sole 4700 MORGAN STANLEY INSD CA MUNI COM 61745P825 147 11280 SH Sole 11280 NUVEEN CA SEL T/F INC PORT COM 67063R103 178 13930 SH Sole 13930 FORD MOTOR CAP TR II 6.5% CUM CONV 345395206 273 6850 SH Sole 6850
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