0001144204-16-114341.txt : 20160726 0001144204-16-114341.hdr.sgml : 20160726 20160725181058 ACCESSION NUMBER: 0001144204-16-114341 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160726 DATE AS OF CHANGE: 20160725 EFFECTIVENESS DATE: 20160726 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GREEN SQUARE CAPITAL LLC CENTRAL INDEX KEY: 0001166308 IRS NUMBER: 621864502 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10051 FILM NUMBER: 161782831 BUSINESS ADDRESS: STREET 1: 6075 POPLAR AVE STE 221 CITY: MEMPHIS STATE: TN ZIP: 38119 BUSINESS PHONE: (901) 259-6300 MAIL ADDRESS: STREET 1: 6075 POPLAR AVE STE 221 CITY: MEMPHIS STATE: TN ZIP: 38119 FORMER COMPANY: FORMER CONFORMED NAME: GREEN SQUARE CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20020130 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001166308 XXXXXXXX 06-30-2016 06-30-2016 false GREEN SQUARE CAPITAL LLC
6075 Poplar Ave Ste 221 Memphis TN 38119
13F HOLDINGS REPORT 028-10051 N
Richard Finch Chief Compliance Officer 901-259-6300 /s/ Richard Finch Memphis TN 07-25-2016 0 194 405848
INFORMATION TABLE 2 infotable.xml ABBOTT LABS COM Stock 002824100 209 5311 SH SOLE 5311 0 0 ABBVIE INC COM Stock 00287Y109 4324 69843 SH SOLE 69843 0 0 ADOBE SYS INC Stock 00724F101 278 2900 SH SOLE 2900 0 0 AFLAC INC COM Stock 001055102 277 3835 SH SOLE 3835 0 0 ALLIANZGI CONV & INCOME FD COM CEF 018828103 81 12994 SH SOLE 12994 0 0 ALPHABET INC CAP STK CL C Stock 02079K107 1183 1709 SH SOLE 1709 0 0 ALPS TRUST ETF ALERIAN MLP ETF 00162Q866 20276 1594001 SH SOLE 1594001 0 0 ALTRIA GROUP INC COM Stock 02209S103 4486 64515 SH SOLE 64515 0 0 AMAZON.COM INC Stock 023135106 870 1216 SH SOLE 1216 0 0 AMEREN CORP Common Stock 023608102 4406 82233 SH SOLE 82233 0 0 AMERICAN ELEC PWR INC COM Stock 025537101 911 13000 SH SOLE 13000 0 0 AMGEN INC Stock 031162100 336 2207 SH SOLE 2207 0 0 ANHEUSER BUSCH Stock 03524A108 270 2049 SH SOLE 2049 0 0 APOLLO INVT CORP COM Common Stock 03761U106 360 63351 SH SOLE 63351 0 0 APPLE INC Stock 037833100 5985 62609 SH SOLE 62609 0 0 ARCHER DANIELS MIDLAND CO COM Common Stock 039483102 4391 102378 SH SOLE 102378 0 0 ARES CAP CORP COM Stock 04010L103 2515 177126 SH SOLE 177126 0 0 AT&T INC COM Stock 00206R102 5383 124586 SH SOLE 124586 0 0 BANCO SANTANDER CENT HISP Stock 05964H105 102 26122 SH SOLE 26122 0 0 BANK AMER CORP COM Stock 060505104 139 10512 SH SOLE 10512 0 0 BARCLAYS PLC ADR Stock 06738E204 102 13465 SH SOLE 13465 0 0 BLACKROCK CAPITAL INVESTMENT C COM Stock 092533108 190 24043 SH SOLE 24043 0 0 BLACKROCK DEBT STRATEGIES FUND CEF 09255R103 91 25912 SH SOLE 25912 0 0 BLACKSTONE MTG TR INC COM CL A REIT 09257W100 226 8000 SH SOLE 8000 0 0 BRISTOL MYERS SQUIBB CO COM Stock 110122108 651 8850 SH SOLE 8850 0 0 BUCKEYE PARTNERS UTS L P UNIT LTD PARTNERSHIP INT MLP 118230101 9789 139181 SH SOLE 139181 0 0 CAMPBELL SOUP CO COM Stock 134429109 341 5119 SH SOLE 5119 0 0 CARMAX INC Stock 143130102 468 9550 SH SOLE 9550 0 0 CATERPILLAR INC DEL COM Stock 149123101 4167 54972 SH SOLE 54972 0 0 CECO ENVIRONMENTAL CORP COM Stock 125141101 575 65822 SH SOLE 65822 0 0 CELGENE CORP Stock 151020104 267 2710 SH SOLE 2710 0 0 CENTER COAST MLP & INFRASTRUCTURE FD CEF 151461100 129 10981 SH SOLE 10981 0 0 CENTURYLINK INC COM Stock 156700106 5911 203762 SH SOLE 203762 0 0 CHECK POINT SOFTWARE TECHNOLOGIES LTD Stock M22465104 290 3645 SH SOLE 3645 0 0 CHEVRON CORP NEW COM Stock 166764100 4790 45694 SH SOLE 45694 0 0 CISCO SYS INC Stock 17275R102 4467 155683 SH SOLE 155683 0 0 CLEAN HARBORS, INC Stock 184496107 523 10046 SH SOLE 10046 0 0 CLOUD PEAK ENERGY INC COM Common Stock 18911Q102 92 44707 SH SOLE 44707 0 0 COCA COLA CO COM Stock 191216100 11099 242960 SH SOLE 242960 0 0 COCA COLA ENTERPRISEINC Stock 19122T109 951 26654 SH SOLE 26654 0 0 COGNIZANT TECH SOLUTIONS CORP Stock 192446102 341 5950 SH SOLE 5950 0 0 COOPER COMPANIES INC Common Stock 216648402 224 1304 SH SOLE 1304 0 0 CUMMINS INC COM Stock 231021106 4292 38172 SH SOLE 38172 0 0 CVS HEALTH CORP COM Stock 126650100 818 8542 SH SOLE 8542 0 0 DISNEY WALT CO COM DISNEY Stock 254687106 1237 12642 SH SOLE 12642 0 0 DOLLAR GEN CORP Stock 256677105 497 5282 SH SOLE 5282 0 0 DOW CHEM CO COM Stock 260543103 3900 78457 SH SOLE 78457 0 0 DUKE ENERGY CORP NEW COM NEW Stock 26441C204 4545 52975 SH SOLE 52975 0 0 DYCOM INDS INC COM Stock 267475101 1016 11316 SH SOLE 11316 0 0 ECOLAB INC COM Stock 278865100 334 2810 SH SOLE 2810 0 0 EKSO BIONICS HLDGS INC COM NEW Stock 282644202 70 16851 SH SOLE 16851 0 0 ENBRIDGE ENERGY PARTNERS LP MLP 29250R106 8794 379040 SH SOLE 379040 0 0 ENERGY TRANSFER PARTNERS LP MLP 29273R109 2801 73562 SH SOLE 73562 0 0 ENTERGY CORP NEW COM MLP 29364G103 4222 51893 SH SOLE 51893 0 0 ENTERPRISE PRODS PARTNERS L P MLP 293792107 14007 478695 SH SOLE 478695 0 0 EOG RESOURCES INC Stock 26875P101 392 4702 SH SOLE 4702 0 0 EXXON MOBIL CORP COM Stock 30231G102 5174 55196 SH SOLE 55196 0 0 FEDEX CORP Stock 31428X106 2251 14792 SH SOLE 14792 0 0 FINANCIAL SELECT SECTOR SPDR ETF 81369Y605 638 27933 SH SOLE 27933 0 0 FIRST CAPITAL INC Stock 31942S104 953 28124 SH SOLE 28124 0 0 FIRST CHOICE HEALTHCARE SOLUTI COM Stock 31949B104 230 200000 SH SOLE 200000 0 0 FIRST HORIZON NATL CORP COM Stock 320517105 180 13024 SH SOLE 13024 0 0 FORD MOTOR COMPANY Common Stock 345370860 452 35965 SH SOLE 35965 0 0 FRONTIER COMMUNICATIONS CORP COM Stock 35906A108 3776 764366 SH SOLE 764366 0 0 GENERAL ELECTRIC CO COM Stock 369604103 496 15768 SH SOLE 15768 0 0 GENERAL MOTORS CORP Stock 37045V100 3486 123179 SH SOLE 123179 0 0 GOLDMAN SACHS GROUP INC Stock 38141G104 242 1631 SH SOLE 1631 0 0 GROWLIFE INC Stock 39985X104 0 17970 SH SOLE 17970 0 0 GUGGENHEIM ENHANCED SHORT DURATION ETF ETF 18383M654 4625 92482 SH SOLE 92482 0 0 HEALTH CARE PPTY INVS INC Stock 40414L109 311 8800 SH SOLE 8800 0 0 HEALTH CARE REIT INC Stock 95040Q104 599 7864 SH SOLE 7864 0 0 HELIX ENERGY SOLUTION GP Common Stock 42330P107 162 23985 SH SOLE 23985 0 0 HOEGH LNG PARTNERS LP COM UNIT LTD MLP Y3262R100 335 18750 SH SOLE 18750 0 0 HOME DEPOT Stock 437076102 443 3468 SH SOLE 3468 0 0 HONEYWELL INTL INC Stock 438516106 334 2873 SH SOLE 2873 0 0 INTEL CORP COM Stock 458140100 4134 126041 SH SOLE 126041 0 0 INTL PAPER CO COM Stock 460146103 4052 95621 SH SOLE 95621 0 0 INTUIT INC Stock 461202103 335 3000 SH SOLE 3000 0 0 INVESTAR HLDG CORP COM Stock 46134L105 308 20000 SH SOLE 20000 0 0 ISHARES AGGREGATE BOND ETF ETF 464287226 1099 9755 SH SOLE 9755 0 0 ISHARES CURRENCY HEDGED MSCI EAFE ETF ETF 46434V803 6036 251701 SH SOLE 251701 0 0 ISHARES CURRENCY HEDGED MSCI EUROZONE ETF ETF 46434V639 40094 1665710 SH SOLE 1665710 0 0 ISHARES CURRENCY HEDGED MSCI JAPAN ETF ETF 46434V886 10308 441073 SH SOLE 441073 0 0 ISHARES GSCI COMMODITY INDEXED TR ETF ETF 46428R107 231 14859 SH SOLE 14859 0 0 ISHARES MSCI EAFE ETF ETF 464287465 879 15748 SH SOLE 15748 0 0 ISHARES NASDAQ BIOTECHNOLOGY INDEX FUND ETF 464287556 206 800 SH SOLE 800 0 0 ISHARES RUSSELL 2000 ETF ETF 464287655 1166 10139 SH SOLE 10139 0 0 ISHARES RUSSELL MIDCAP GROWTH ETF Stock 464287481 260 2775 SH SOLE 2775 0 0 ISHARES RUSSELL MIDCAP VALUE INDEX ETF 464287473 328 4420 SH SOLE 4420 0 0 ISHARES S&P 500 GROWTH ETF ETF 464287309 4230 36287 SH SOLE 36287 0 0 ISHARES S&P 500 INDEX ETF 464287200 225 1067 SH SOLE 1067 0 0 ISHARES S&P U.S. PREFERRED STOCK ETF ETP 464288687 516 12936 SH SOLE 12936 0 0 ISHARES TR RUSSELL MIDCAP INDEX FD ETF 464287499 2244 13340 SH SOLE 13340 0 0 ISHARES TRUST S&P GLOBAL INFRASTRUCTUR ETP 464288372 306 7575 SH SOLE 7575 0 0 JOHNSON & JOHNSON COM Stock 478160104 4783 39433 SH SOLE 39433 0 0 JOHNSON CTLS INC Stock 478366107 239 5374 SH SOLE 5374 0 0 JP MORGAN ALERIAN MLP ETN ETF 46625H365 656 20622 SH SOLE 20622 0 0 JPMORGAN CHASE & CO COM Stock 46625H100 3937 63353 SH SOLE 63353 0 0 KAYNE ANDERSON MLP INVT CO CEF 486606106 371 18222 SH SOLE 18222 0 0 KELLOGG CO COM Stock 487836108 202 2470 SH SOLE 2470 0 0 KIMBERLY CLARK CORP COM Stock 494368103 306 2209 SH SOLE 2209 0 0 KINDER MORGAN INC MLP 49456B101 253 13497 SH SOLE 13497 0 0 KNOT OFFSHORE PARTNERS LP MLP Y48125101 5725 308457 SH SOLE 308457 0 0 KOHLS CORP Stock 500255104 3050 80426 SH SOLE 80426 0 0 LANDMARK INFRASTRUCTURE LP COM UNIT LTD MLP 51508J108 227 13765 SH SOLE 13765 0 0 LAYNE CHRISTENSEN COCOM Stock 521050104 3376 416783 SH SOLE 416783 0 0 LILLY ELI & CO COM Stock 532457108 234 2975 SH SOLE 2975 0 0 LKQ CORP COM Stock 501889208 1055 33296 SH SOLE 33296 0 0 LOCKHEED MARTIN CORP Stock 539830109 4298 17318 SH SOLE 17318 0 0 MACYS INC COM Common Stock 55616P104 3464 101934 SH SOLE 101934 0 0 MAGELLAN MIDSTREAM PARTNERS LP MLP 559080106 17087 224833 SH SOLE 224833 0 0 MARKET VECTORS ETF TRUST AGRIBUSINESS Stock 57060U605 493 10277 SH SOLE 10277 0 0 MARTEN TRANSPORT LTD Stock 573075108 233 11753 SH SOLE 11753 0 0 MASTERCARD INC Stock 57636Q104 374 4249 SH SOLE 4249 0 0 MEDTRONIC PLC SHS Stock G5960L103 242 2794 SH SOLE 2794 0 0 MERCK & CO INC Stock 58933Y105 4494 77372 SH SOLE 77372 0 0 MGIC INVT CORP WIS COM Stock 552848103 1790 300894 SH SOLE 300894 0 0 MICROSOFT Stock 594918104 497 9721 SH SOLE 9721 0 0 MOBILE MINI INC Stock 60740F105 650 18774 SH SOLE 18774 0 0 MORGAN STANLEY EM MKTS DM DEBT COM Closed-End Fund 617477104 179 22760 SH SOLE 22760 0 0 MOSAIC CO Stock 61945C103 3631 138698 SH SOLE 138698 0 0 MPLX LP COM UNIT REPSTG LTD PARTNER INT MLP 55336V100 791 23528 SH SOLE 23528 0 0 NEW MOUNTAIN FIN CORP Stock 647551100 199 15417 SH SOLE 15417 0 0 NEXEO SOLUTIONS INC COM SHS Stock 65342H102 112 12500 SH SOLE 12500 0 0 NIKE INC CLASS B Stock 654106103 250 4508 SH SOLE 4508 0 0 NUSTAR ENERGY LP UNIT MLP 67058H102 1998 40125 SH SOLE 40125 0 0 NUVEEN CR STRATEGIES INCM FD COM SHS CEF 67073D102 100 12250 SH SOLE 12250 0 0 NUVEEN QUALITY PFD INCOME FD 2 ETF 67072C105 150 16060 SH SOLE 16060 0 0 O REILLY AUTOMOTIVE INC Stock 67103H107 339 1250 SH SOLE 1250 0 0 ONEOK PARTNERS LP MLP 68268N103 2980 74382 SH SOLE 74382 0 0 PACKAGING CORP OF AMERICA Stock 695156109 496 7343 SH SOLE 7343 0 0 PARAGON NATIONAL BANK Stock 69912S100 92 15000 SH SOLE 15000 0 0 PBF ENERGY INC CL A Stock 69318G106 2762 116148 SH SOLE 116148 0 0 PEPSICO INC COM Stock 713448108 463 4372 SH SOLE 4372 0 0 PFIZER INC COM Stock 717081103 4458 126603 SH SOLE 126603 0 0 PHILIP MORRIS INTL INC Common Stock 718172109 208 2023 SH SOLE 2023 0 0 PLAINS ALL AMERICAN PIPELINE LP MLP 726503105 8620 313574 SH SOLE 313574 0 0 PLANDAI BIOTECHNOLOGY INC COM Stock 72703D100 0 11075 SH SOLE 11075 0 0 PNC FINL SVCS GROUP INC COM Stock 693475105 324 3985 SH SOLE 3985 0 0 PPG INDS INC COM Stock 693506107 250 2400 SH SOLE 2400 0 0 PPL CORP COM Stock 69351T106 246 6460 SH SOLE 6460 0 0 PROCTER & GAMBLE CO COM Stock 742718109 4261 50330 SH SOLE 50330 0 0 PROSPECT CAPITAL CORPORATION Stock 74348T102 196 25125 SH SOLE 25125 0 0 PUBLIC SVC ENTERPRISE GROUP COM Stock 744573106 4237 90911 SH SOLE 90911 0 0 QUALCOMM INC Stock 747525103 4411 82349 SH SOLE 82349 0 0 RENASANT CORP Stock 75970E107 369 11403 SH SOLE 11403 0 0 ROYAL BK SCOTLAND GROUP PLC SPONS ADR 2 ORD Stock 780097689 97 20547 SH SOLE 20547 0 0 SCHLUMBERGER LTD COM Stock 806857108 219 2748 SH SOLE 2748 0 0 SCHWAB ETFS- US BROAD MARKET ETF ETF 808524102 777 15452 SH SOLE 15452 0 0 SCHWAB INTERMEDIATE-TERM U.S. TREASURY ETF ETF 808524854 266 4758 SH SOLE 4758 0 0 SCHWAB SHORT-TERM U.S. TREASURY ETF ETF 808524862 264 5178 SH SOLE 5178 0 0 SCHWAB U.S. TIPS ETF ETF 808524870 276 4892 SH SOLE 4892 0 0 SIMON PPTY GROUP INC NEW COM Stock 828806109 285 1312 SH SOLE 1312 0 0 SOLAR CAP LTD COM Stock 83413U100 198 10299 SH SOLE 10299 0 0 SOUTHERN CO COM Stock 842587107 590 11000 SH SOLE 11000 0 0 SPDR S&P 500 ETF ETF 78462F103 3592 17146 SH SOLE 17146 0 0 SPDR S&P GLOBAL NATURAL RESOURCES ETF ETP 78463X541 455 12254 SH SOLE 12254 0 0 SPDR SER TR S&P DIVID ETF ETF 78464A763 1056 12578 SH SOLE 12578 0 0 SPECTRA ENERGY PARTNERS LP MLP 84756N109 4302 91190 SH SOLE 91190 0 0 STAPLES INC Stock 855030102 3376 386376 SH SOLE 386376 0 0 SWIFT TRANSN CO CL A Stock 87074U101 335 21766 SH SOLE 21766 0 0 T C PIPELINES MLP 87233Q108 657 11473 SH SOLE 11473 0 0 TERRA TECH CORP Stock 88102J100 4 11120 SH SOLE 11120 0 0 TESLA MOTORS INC Stock 88160R101 273 1286 SH SOLE 1286 0 0 THOR INDS INC Stock 885160101 532 8221 SH SOLE 8221 0 0 TOTAL SYS SVCS INC COM Stock 891906109 493 9274 SH SOLE 9274 0 0 TRAVELERS COMPANIES INC COM Stock 89417E109 409 3435 SH SOLE 3435 0 0 TREEHOUSE FOODS INC Common Stock 89469A104 428 4171 SH SOLE 4171 0 0 UNION PAC CORP COM Stock 907818108 4780 54781 SH SOLE 54781 0 0 UNITED PARCEL SERVICE INC Stock 911312106 1179 10942 SH SOLE 10942 0 0 UPLAND SOFTWARE INC COM USD0.0001 Stock 91544A109 662 86911 SH SOLE 86911 0 0 US BANCORP DEL COM NEW Stock 902973304 456 11233 SH SOLE 11233 0 0 VALERO ENERGY CORP Stock 91913Y100 3266 64039 SH SOLE 64039 0 0 VANGUARD DIVIDEND APPRECIATION INDEX FUND Stock 921908844 870 10449 SH SOLE 10449 0 0 VANGUARD EXTENDED MARKET INDEX FUND ETP 922908652 369 4314 SH SOLE 4314 0 0 VANGUARD HIGH DIVIDEND YIELD ETF 921946406 412 5768 SH SOLE 5768 0 0 VANGUARD REIT INDEX ETF ETF 922908553 675 7610 SH SOLE 7610 0 0 VANGUARD S&P 500 ETF Stock 922908363 1745 9079 SH SOLE 9079 0 0 VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES ETF ETP 922020805 489 9883 SH SOLE 9883 0 0 VANGUARD TOTAL BOND MARKET ETF ETF 921937835 918 10891 SH SOLE 10891 0 0 VANGUARD TOTAL INTERNATIONAL STOCK ETF ETP 921909768 290 6512 SH SOLE 6512 0 0 VENTAS INC Stock 92276F100 521 7150 SH SOLE 7150 0 0 VERIZON COMMUNICATIONS Stock 92343V104 5050 90439 SH SOLE 90439 0 0 VISA INC Stock 92826C839 1389 18732 SH SOLE 18732 0 0 WALGREENS BOOTS ALLIANCE INC COM Stock 931427108 817 9816 SH SOLE 9816 0 0 WELLS FARGO & CO NEW COM Stock 949746101 3034 64100 SH SOLE 64100 0 0 WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC CEF 95766K109 141 28730 SH SOLE 28730 0 0 WESTERN ASSET MANAGED HIGH INCOME CEF 95766L107 49 10323 SH SOLE 10323 0 0 WESTERN DIGITAL CORP COM Stock 958102105 4129 86459 SH SOLE 86459 0 0 WHITEWAVE FOODS CO COM CL A Stock 966244105 329 7002 SH SOLE 7002 0 0 WILLIAMS PARTNERS L P COM UNIT LTD PARTNERSHIP INT MLP 96949L105 1662 47965 SH SOLE 47965 0 0 WISDOMTREE EUROPE HEDGED EQUITY FUND ETF 97717X701 1347 26655 SH SOLE 26655 0 0 WISDOMTREE JAPAN HEDGED EQUITY ETF 97717W851 927 23907 SH SOLE 23907 0 0 ZOETIS INC COM CL A Stock 98978V103 265 5593 SH SOLE 5593 0 0