0001144204-16-080265.txt : 20160210 0001144204-16-080265.hdr.sgml : 20160210 20160210131206 ACCESSION NUMBER: 0001144204-16-080265 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160210 DATE AS OF CHANGE: 20160210 EFFECTIVENESS DATE: 20160210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GREEN SQUARE CAPITAL LLC CENTRAL INDEX KEY: 0001166308 IRS NUMBER: 621864502 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10051 FILM NUMBER: 161404373 BUSINESS ADDRESS: STREET 1: 6075 POPLAR AVE STE 221 CITY: MEMPHIS STATE: TN ZIP: 38119 BUSINESS PHONE: (901) 259-6300 MAIL ADDRESS: STREET 1: 6075 POPLAR AVE STE 221 CITY: MEMPHIS STATE: TN ZIP: 38119 FORMER COMPANY: FORMER CONFORMED NAME: GREEN SQUARE CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20020130 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001166308 XXXXXXXX 12-31-2015 12-31-2015 false GREEN SQUARE CAPITAL LLC

6075 Poplar Ave Ste 221 Memphis TN 38119

13F HOLDINGS REPORT 028-10051 N Richard Finch 901-259-6300 /s/ Richard Finch Memphis TN 02-10-2016 0 200 404423 INFORMATION TABLE 2 infotable.xml ***KNOT OFFSHORE PARTNERS LP MLP Y48125101 3306 245074 SH SOLE 245074 0 0 ABBOTT LABS COM Stock 002824100 230 5111 SH SOLE 5111 0 0 ABBVIE INC COM Stock 00287Y109 3747 63255 SH SOLE 63255 0 0 ADOBE SYS INC Stock 00724F101 272 2900 SH SOLE 2900 0 0 ADT CORP Stock 00101J106 1070 32449 SH SOLE 32449 0 0 ADVANCE AUTO PARTS INC Stock 00751Y106 785 5211 SH SOLE 5211 0 0 AFLAC INC COM Stock 001055102 230 3835 SH SOLE 3835 0 0 ALLIANZGI CONV & INCOME FD COM CEF 018828103 73 12994 SH SOLE 12994 0 0 ALPHABET INC CAP STK CL C Stock 02079K107 1103 1454 SH SOLE 1454 0 0 ALPS TRUST ETF ALERIAN MLP ETF 00162Q866 17516 1453570 SH SOLE 1453570 0 0 ALTRIA GROUP INC COM Stock 02209S103 4841 82360 SH SOLE 82360 0 0 AMAZON.COM INC Stock 023135106 720 1066 SH SOLE 1066 0 0 AMERICAN ELEC PWR INC COM Stock 025537101 758 13000 SH SOLE 13000 0 0 AMGEN INC Stock 031162100 358 2207 SH SOLE 2207 0 0 ANHEUSER BUSCH Stock 03524A108 256 2049 SH SOLE 2049 0 0 APPLE INC Stock 037833100 5717 54312 SH SOLE 54312 0 0 ARES CAP CORP COM Stock 04010L103 2202 154528 SH SOLE 154528 0 0 AT&T INC COM Stock 00206R102 4259 123773 SH SOLE 123773 0 0 BANK AMER CORP COM Stock 060505104 261 15511 SH SOLE 15511 0 0 BLACKROCK DEBT STRATEGIES FUND CEF 09255R103 88 25912 SH SOLE 25912 0 0 BRISTOL MYERS SQUIBB CO COM Stock 110122108 508 7350 SH SOLE 7350 0 0 BUCKEYE PARTNERS UTS L P UNIT LTD PARTNERSHIP INT MLP 118230101 5162 78260 SH SOLE 78260 0 0 CAMPBELL SOUP CO COM Stock 134429109 269 5119 SH SOLE 5119 0 0 CARMAX INC Stock 143130102 348 6450 SH SOLE 6450 0 0 CATERPILLAR INC DEL COM Stock 149123101 1001 14730 SH SOLE 14730 0 0 CECO ENVIRONMENTAL CORP COM Stock 125141101 338 44000 SH SOLE 44000 0 0 CELGENE CORP Stock 151020104 325 2710 SH SOLE 2710 0 0 CENTER COAST MLP & INFRASTRUCTURE FD CEF 151461100 164 16166 SH SOLE 16166 0 0 CENTURYLINK INC COM Stock 156700106 2656 105574 SH SOLE 105574 0 0 CHECK POINT SOFTWARE TECHNOLOGIES LTD Stock M22465104 297 3645 SH SOLE 3645 0 0 CHEVRON CORP NEW COM Stock 166764100 2046 22747 SH SOLE 22747 0 0 CHUBB LIMITED COM Stock 171232101 337 2531 SH SOLE 2531 0 0 CISCO SYS INC Stock 17275R102 4365 160757 SH SOLE 160757 0 0 CLEAN HARBORS, INC Stock 184496107 554 13297 SH SOLE 13297 0 0 COCA COLA CO COM Stock 191216100 10537 245266 SH SOLE 245266 0 0 COCA COLA ENTERPRISEINC Stock 19122T109 1312 26654 SH SOLE 26654 0 0 COGNIZANT TECH SOLUTIONS CORP Stock 192446102 357 5950 SH SOLE 5950 0 0 COLUMBIA PIPELINE PARTNERS LP COM UT REPSTG MLP 198281107 207 11856 SH SOLE 11856 0 0 CONOCOPHILLIPS COM Stock 20825C104 1620 34691 SH SOLE 34691 0 0 CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND Stock 81369Y407 2330 29814 SH SOLE 29814 0 0 CONSUMER STAPLES SELECT SECTOR SPDR FUND Stock 81369Y308 1929 38207 SH SOLE 38207 0 0 CROSSTEX ENERGY L P MLP 29336U107 469 28303 SH SOLE 28303 0 0 CUMMINS INC COM Stock 231021106 1665 18917 SH SOLE 18917 0 0 CVS HEALTH CORP COM Stock 126650100 930 9515 SH SOLE 9515 0 0 DEUTSCHE X-TRACKERS MSCI EUROPE HEDGED EQUITY ETF Stock 233051853 2640 102137 SH SOLE 102137 0 0 DEUTSCHE X-TRACKERS MSCI JAPAN HEDGED EQUITY ETF Stock 233051507 3395 89126 SH SOLE 89126 0 0 DISNEY WALT CO COM DISNEY Stock 254687106 1462 13815 SH SOLE 13815 0 0 DOMINION MIDSTREAM PARTNERS LP COM UT REP LTD MLP 257454108 211 6874 SH SOLE 6874 0 0 DOW CHEM CO COM Stock 260543103 4033 77653 SH SOLE 77653 0 0 DUKE ENERGY CORP NEW COM NEW Stock 26441C204 3580 50147 SH SOLE 50147 0 0 DYCOM INDS INC COM Stock 267475101 793 11337 SH SOLE 11337 0 0 ECOLAB INC COM Stock 278865100 322 2810 SH SOLE 2810 0 0 ENBRIDGE ENERGY PARTNERS LP MLP 29250R106 7357 318881 SH SOLE 318881 0 0 ENERGY SELECT SECTOR SPDR ETF 81369Y506 3417 56644 SH SOLE 56644 0 0 ENERGY TRANSFER PARTNERS LP MLP 29273R109 6334 187790 SH SOLE 187790 0 0 ENTERGY CORP NEW COM MLP 29364G103 1105 16164 SH SOLE 16164 0 0 ENTERPRISE PRODS PARTNERS L P MLP 293792107 11879 464391 SH SOLE 464391 0 0 EOG RESOURCES INC Stock 26875P101 326 4600 SH SOLE 4600 0 0 EQT MIDSTREAM PNTRS LP MLP 26885B100 308 4080 SH SOLE 4080 0 0 EXXON MOBIL CORP COM Stock 30231G102 2778 35634 SH SOLE 35634 0 0 FEDEX CORP Stock 31428X106 2046 13708 SH SOLE 13708 0 0 FINANCIAL SELECT SECTOR SPDR ETF 81369Y605 730 30642 SH SOLE 30642 0 0 FIRST CAPITAL INC Stock 31942S104 734 28124 SH SOLE 28124 0 0 FIRST CHOICE HEALTHCARE SOLUTI COM Stock 31949B104 184 200000 SH SOLE 200000 0 0 FIRST HORIZON NATL CORP COM Stock 320517105 190 13001 SH SOLE 13001 0 0 FRONTIER COMMUNICATIONS CORP COM Stock 35906A108 3316 709972 SH SOLE 709972 0 0 GENERAL ELECTRIC CO COM Stock 369604103 591 18822 SH SOLE 18822 0 0 GENERAL MOTORS CORP Stock 37045V100 4095 120405 SH SOLE 120405 0 0 GOLDMAN SACHS GROUP INC Stock 38141G104 294 1631 SH SOLE 1631 0 0 GROWLIFE INC Stock 39985X104 0 17970 SH SOLE 17970 0 0 GUGGENHEIM ENHANCED SHORT DURATION ETF ETF 18383M654 4620 92482 SH SOLE 92482 0 0 HEALTH CARE PPTY INVS INC Stock 40414L109 317 8300 SH SOLE 8300 0 0 HEALTH CARE REIT INC Stock 95040Q104 484 7114 SH SOLE 7114 0 0 HEALTH CARE SELECT SECTOR SPDR FUND Stock 81369Y209 2736 37979 SH SOLE 37979 0 0 HOEGH LNG PARTNERS LP COM UNIT LTD MLP Y3262R100 349 18750 SH SOLE 18750 0 0 HOLLYFRONTIER CORP COM Stock 436106108 213 5341 SH SOLE 5341 0 0 HOME DEPOT Stock 437076102 426 3218 SH SOLE 3218 0 0 HONEYWELL INTL INC Stock 438516106 298 2873 SH SOLE 2873 0 0 IAMGOLD CORP COM Stock 450913108 71 50000 SH SOLE 50000 0 0 INDUSTRIAL SELECT SECTOR SPDR Stock 81369Y704 3051 57559 SH SOLE 57559 0 0 INTEL CORP COM Stock 458140100 4623 134186 SH SOLE 134186 0 0 INTL PAPER CO COM Stock 460146103 1377 36520 SH SOLE 36520 0 0 INTUIT INC Stock 461202103 290 3000 SH SOLE 3000 0 0 ISHARES CURRENCY HEDGED MSCI EAFE ETF ETF 46434V803 342 13373 SH SOLE 13373 0 0 ISHARES CURRENCY HEDGED MSCI EUROZONE ETF ETF 46434V639 21376 826512 SH SOLE 826512 0 0 ISHARES CURRENCY HEDGED MSCI JAPAN ETF ETF 46434V886 697 24166 SH SOLE 24166 0 0 ISHARES MSCI EAFE ETF ETF 464287465 1242 21145 SH SOLE 21145 0 0 ISHARES NASDAQ BIOTECHNOLOGY INDEX FUND ETF 464287556 275 814 SH SOLE 814 0 0 ISHARES RUSSELL 2000 ETF ETF 464287655 1207 10717 SH SOLE 10717 0 0 ISHARES RUSSELL MIDCAP GROWTH ETF Stock 464287481 255 2775 SH SOLE 2775 0 0 ISHARES RUSSELL MIDCAP VALUE INDEX ETF 464287473 303 4420 SH SOLE 4420 0 0 ISHARES S&P 500 GROWTH ETF ETF 464287309 2840 24523 SH SOLE 24523 0 0 ISHARES S&P 500 INDEX ETF 464287200 219 1067 SH SOLE 1067 0 0 ISHARES TR RUSSELL MIDCAP INDEX FD ETF 464287499 2311 14428 SH SOLE 14428 0 0 ISHARES U.S. TELECOMMUNICATIONS ETF ETF 464287713 2527 87767 SH SOLE 87767 0 0 JD COM INC SPON ADR CL A Stock 47215P106 304 9425 SH SOLE 9425 0 0 JOHNSON & JOHNSON COM Stock 478160104 4119 40104 SH SOLE 40104 0 0 JOHNSON CTLS INC Stock 478366107 214 5374 SH SOLE 5374 0 0 JP MORGAN ALERIAN MLP ETN ETF 46625H365 2142 73927 SH SOLE 73927 0 0 JPMORGAN CHASE & CO COM Stock 46625H100 4183 63353 SH SOLE 63353 0 0 KAYNE ANDERSON MLP INVT CO CEF 486606106 315 18222 SH SOLE 18222 0 0 KELLOGG CO COM Stock 487836108 4639 64188 SH SOLE 64188 0 0 KIMBERLY CLARK CORP COM Stock 494368103 283 2209 SH SOLE 2209 0 0 KINDER MORGAN INC MLP 49456B101 294 19724 SH SOLE 19724 0 0 KOHLS CORP Stock 500255104 1414 29692 SH SOLE 29692 0 0 LAYNE CHRISTENSEN COCOM Stock 521050104 2889 549183 SH SOLE 549183 0 0 LIBERTY ALL STAR EQUITY FD CEF 530158104 82 15031 SH SOLE 15031 0 0 LILLY ELI & CO COM Stock 532457108 251 2975 SH SOLE 2975 0 0 LKQ CORP Stock 501889208 1304 44001 SH SOLE 44001 0 0 LOCKHEED MARTIN CORP Stock 539830109 4577 21075 SH SOLE 21075 0 0 LULULEMON ATHLETICA INC Stock 550021109 223 4251 SH SOLE 4251 0 0 MAGELLAN MIDSTREAM PARTNERS LP MLP 559080106 14829 218332 SH SOLE 218332 0 0 MARKET VECTORS ETF TRUST AGRIBUSINESS Stock 57060U605 478 10277 SH SOLE 10277 0 0 MARTEN TRANSPORT LTD Stock 573075108 280 15847 SH SOLE 15847 0 0 MASTERCARD INC Stock 57636Q104 413 4245 SH SOLE 4245 0 0 MATERIALS SELECT SECTOR SPDR FUND Stock 81369Y100 3072 70757 SH SOLE 70757 0 0 MCDONALDS CORP COM Stock 580135101 4436 37546 SH SOLE 37546 0 0 MCKESSON CORP Stock 58155Q103 212 1075 SH SOLE 1075 0 0 MEDTRONIC PLC SHS Stock G5960L103 204 2644 SH SOLE 2644 0 0 MERCK & CO INC Stock 58933Y105 1981 37176 SH SOLE 37176 0 0 MGIC INVT CORP WIS COM Stock 552848103 8079 914894 SH SOLE 914894 0 0 MICROSOFT Stock 594918104 5338 96208 SH SOLE 96208 0 0 MOBILE MINI INC Stock 60740F105 773 24832 SH SOLE 24832 0 0 MOSAIC CO Stock 61945C103 3059 110861 SH SOLE 110861 0 0 MPLX LP COM UNIT REPSTG LTD PARTNER INT MLP 55336V100 2977 75701 SH SOLE 75701 0 0 NEUBERGER BERMAN MLP INCOME FD COM CEF 64129H104 274 33524 SH SOLE 33524 0 0 NIKE INC CLASS B Stock 654106103 276 4408 SH SOLE 4408 0 0 NUSTAR ENERGY LP UNIT MLP 67058H102 4620 115205 SH SOLE 115205 0 0 NUVEEN CR STRATEGIES INCM FD COM SHS CEF 67073D102 96 12250 SH SOLE 12250 0 0 O REILLY AUTOMOTIVE INC Stock 67103H107 317 1250 SH SOLE 1250 0 0 ONEOK PARTNERS LP MLP 68268N103 6954 230795 SH SOLE 230795 0 0 PACKAGING CORP OF AMERICA Stock 695156109 618 9710 SH SOLE 9710 0 0 PARAGON NATIONAL BANK Stock 69912S100 109 15000 SH SOLE 15000 0 0 PAYPAL HLDGS INC COM Stock 70450Y103 301 8327 SH SOLE 8327 0 0 PBF ENERGY INC CL A Stock 69318G106 4357 118359 SH SOLE 118359 0 0 PEPSICO INC COM Stock 713448108 450 4472 SH SOLE 4472 0 0 PFIZER INC COM Stock 717081103 4258 131906 SH SOLE 131906 0 0 PHILLIPS 66 PARTNERS LP MLP 718549207 332 5411 SH SOLE 5411 0 0 PLAINS ALL AMERICAN PIPELINE LP MLP 726503105 5912 255938 SH SOLE 255938 0 0 PLANDAI BIOTECHNOLOGY INC COM Stock 72703D100 1 11075 SH SOLE 11075 0 0 PLANET PAYMENT INC SHS Stock U72603118 49 16200 SH SOLE 16200 0 0 PNC FINL SVCS GROUP INC COM Stock 693475105 379 3981 SH SOLE 3981 0 0 PPG INDS INC COM Stock 693506107 237 2400 SH SOLE 2400 0 0 PPL CORP COM Stock 69351T106 4221 122308 SH SOLE 122308 0 0 PROCTER & GAMBLE CO COM Stock 742718109 2098 26422 SH SOLE 26422 0 0 PUBLIC SVC ENTERPRISE GROUP COM Stock 744573106 3865 99897 SH SOLE 99897 0 0 QUALCOMM INC Stock 747525103 346 6918 SH SOLE 6918 0 0 RAYTHEON CO COM NEW Stock 755111507 4613 37042 SH SOLE 37042 0 0 RELIANCE STEEL & ALUMINUM CO COM Stock 759509102 2668 46078 SH SOLE 46078 0 0 RENASANT CORP Stock 75970E107 262 7615 SH SOLE 7615 0 0 SCHWAB ETFS- US BROAD MARKET ETF ETF 808524102 647 13191 SH SOLE 13191 0 0 SCHWAB INTERMEDIATE-TERM U.S. TREASURY ETF ETF 808524854 265 4945 SH SOLE 4945 0 0 SCHWAB SHORT-TERM U.S. TREASURY ETF ETF 808524862 249 4928 SH SOLE 4928 0 0 SCHWAB U.S. TIPS ETF ETF 808524870 244 4574 SH SOLE 4574 0 0 SHELL MIDSTREAM PARTNERS L P UNIT LTD INT MLP 822634101 337 8111 SH SOLE 8111 0 0 SIMON PPTY GROUP INC NEW COM Stock 828806109 255 1312 SH SOLE 1312 0 0 SOUTHERN CO COM Stock 842587107 524 11200 SH SOLE 11200 0 0 SPDR S&P 500 ETF ETF 78462F103 3096 15101 SH SOLE 15101 0 0 SPDR S&P GLOBAL INFRASTRUCTURE ETF Stock 78463X855 1168 28127 SH SOLE 28127 0 0 SPDR SER TR S&P DIVID ETF ETF 78464A763 1082 14701 SH SOLE 14701 0 0 SPECTRA ENERGY PARTNERS LP MLP 84756N109 971 20346 SH SOLE 20346 0 0 STAPLES INC Stock 855030102 2001 208580 SH SOLE 208580 0 0 SUNOCO LOGISTICS PARTNERS LP COM UNITS MLP 86764L108 619 24096 SH SOLE 24096 0 0 SWIFT TRANSN CO CL A Stock 87074U101 398 28796 SH SOLE 28796 0 0 T C PIPELINES MLP 87233Q108 984 19786 SH SOLE 19786 0 0 TARGA RESOURCES PARTNERS LP MLP 87611X105 598 36203 SH SOLE 36203 0 0 TECHNOLOGY SELECT SECTOR SPDR Stock 81369Y803 1311 30619 SH SOLE 30619 0 0 TERRA TECH CORP Stock 88102J100 1 11120 SH SOLE 11120 0 0 TESLA MOTORS INC Stock 88160R101 285 1186 SH SOLE 1186 0 0 TESORO LOGISTICS LP COM UNIT LTD PARTNERSHIP INT MLP 88160T107 533 10598 SH SOLE 10598 0 0 TEXAS INSTRS INC COM Stock 882508104 4044 73779 SH SOLE 73779 0 0 THOR INDS INC Stock 885160101 614 10879 SH SOLE 10879 0 0 TOTAL SYS SVCS INC COM Stock 891906109 463 9274 SH SOLE 9274 0 0 TRAVELERS COMPANIES INC COM Stock 89417E109 388 3435 SH SOLE 3435 0 0 UBS AG JERSEY BRH E TRACS LKD TO ALERIANMLP INFRASTRUCTURE UNDEX ETF 902641646 2636 100755 SH SOLE 100755 0 0 UNION PAC CORP COM Stock 907818108 542 6932 SH SOLE 6932 0 0 UPLAND SOFTWARE INC COM USD0.0001 Stock 91544A109 613 86911 SH SOLE 86911 0 0 US BANCORP DEL COM NEW Stock 902973304 482 11233 SH SOLE 11233 0 0 UTILITIES SELECT SECTOR SPDR Stock 81369Y886 2792 64510 SH SOLE 64510 0 0 VALERO ENERGY PARTNERS LP COM UNT REP LP MLP 91914J102 209 4057 SH SOLE 4057 0 0 VANGUARD DIVIDEND APPRECIATION ETF Stock 921908844 804 10339 SH SOLE 10339 0 0 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 864 23535 SH SOLE 23535 0 0 VANGUARD HIGH DIVIDEND YIELD ETF 921946406 200 3000 SH SOLE 3000 0 0 VANGUARD REIT INDEX ETF ETF 922908553 421 5284 SH SOLE 5284 0 0 VANGUARD S&P 500 ETF Stock 922908363 636 3402 SH SOLE 3402 0 0 VELOCITYSHARES 3X LONG NATURAL GAS ETN LINKED TO THE S&P GSCI NATURAL GAS I ETF 22542D381 37 15000 SH SOLE 15000 0 0 VENTAS INC Stock 92276F100 321 5680 SH SOLE 5680 0 0 VERIZON COMMUNICATIONS Stock 92343V104 3416 73910 SH SOLE 73910 0 0 VISA INC Stock 92826C839 1498 19313 SH SOLE 19313 0 0 WALGREENS BOOTS ALLIANCE INC COM Stock 931427108 1086 12756 SH SOLE 12756 0 0 WELLS FARGO & CO NEW COM Stock 949746101 3505 64487 SH SOLE 64487 0 0 WERNER ENTERPRISES INC COM Stock 950755108 499 21261 SH SOLE 21261 0 0 WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC CEF 95766K109 135 28730 SH SOLE 28730 0 0 WESTERN ASSET MANAGED HIGH INCOME CEF 95766L107 47 10323 SH SOLE 10323 0 0 WESTERN GAS PARTNERS LP. MLP 958254104 543 11425 SH SOLE 11425 0 0 WHITEWAVE FOODS CO COM CL A Stock 966244105 272 7002 SH SOLE 7002 0 0 WILLIAMS COS INC DEL COM Stock 969457100 221 8618 SH SOLE 8618 0 0 WILLIAMS PARTNERS L P COM UNIT LTD PARTNERSHIP INT MLP 96949L105 4744 170355 SH SOLE 170355 0 0 WISDOMTREE JAPAN HEDGED EQUITY ETF 97717W851 12192 243449 SH SOLE 243449 0 0 WISDOMTREE TR CURRENCY HEDGED DEFAFD ETF 97717X701 21567 400802 SH SOLE 400802 0 0