0001144204-14-046984.txt : 20140805 0001144204-14-046984.hdr.sgml : 20140805 20140805123523 ACCESSION NUMBER: 0001144204-14-046984 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140805 DATE AS OF CHANGE: 20140805 EFFECTIVENESS DATE: 20140805 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GREEN SQUARE CAPITAL LLC CENTRAL INDEX KEY: 0001166308 IRS NUMBER: 621864502 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10051 FILM NUMBER: 141015336 BUSINESS ADDRESS: STREET 1: 6075 POPLAR AVE STE 322 CITY: MEMPHIS STATE: TN ZIP: 38119 BUSINESS PHONE: (901) 259-6300 MAIL ADDRESS: STREET 1: 6075 POPLAR AVE STE 322 CITY: MEMPHIS STATE: TN ZIP: 38119 FORMER COMPANY: FORMER CONFORMED NAME: GREEN SQUARE CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20020130 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001166308 XXXXXXXX 06-30-2014 06-30-2014 false GREEN SQUARE CAPITAL LLC

6075 Poplar Ave Ste 322 Memphis TN 38119

13F HOLDINGS REPORT 028-10051 N Richard Finch 901-259-6300 /s/ Richard Finch Memphis TN 08-05-2014 0 132 423686 INFORMATION TABLE 2 infotable.xml ADT CORP COM 00101J106 567 16231 SH SOLE 16231 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 306 2267 SH SOLE 2267 0 0 ADVENT CLAY CONV SEC INC FD COM 007639107 261 34107 SH SOLE 34107 0 0 ADVENT CLAYMORE CV SECS & IN COM 00764C109 246 13058 SH SOLE 13058 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 3083 162284 SH SOLE 162284 0 0 ALTRIA GROUP INC COM 02209S103 4460 105141 SH SOLE 105141 0 0 ANWORTH MORTGAGE ASSET CP COM 037347101 94 18265 SH SOLE 18265 0 0 APPLE INC COM 037833100 3635 39120 SH SOLE 39120 0 0 ARES CAP CORP COM 04010L103 444 24877 SH SOLE 24877 0 0 AT&T INC COM 00206R102 4452 125916 SH SOLE 125916 0 0 BANK OF AMERICA CORP COM 060505104 203 13236 SH SOLE 13236 0 0 BLACKROCK CORPOR HI YLD FD I COM 09255P107 280 22761 SH SOLE 22761 0 0 BLACKROCK CR ALLCTN INC TR COM 092508100 342 24894 SH SOLE 24894 0 0 BLACKROCK DEBT STRAT FD INC COM 09255R103 509 124179 SH SOLE 124179 0 0 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 438 19618 SH SOLE 19618 0 0 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 4417 56568 SH SOLE 56568 0 0 CALAMOS CONV & HIGH INCOME F COM SHS 12811P108 281 18967 SH SOLE 18967 0 0 CAMPBELL SOUP COMPANY COM 134429109 235 5119 SH SOLE 5119 0 0 CENTURYLINK INC COM 156700106 6573 181579 SH SOLE 181579 0 0 CHEVRON CORP COM 166764100 4396 33673 SH SOLE 33673 0 0 CISCO SYS INC COM 17275R102 4547 182978 SH SOLE 182978 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG ENH SHT DUR 18383M654 4663 92670 SH SOLE 92670 0 0 COCA COLA CO COM 191216100 6501 152375 SH SOLE 152375 0 0 COCA COLA ENTERPRISEINC COM 19122T109 1412 29553 SH SOLE 29553 0 0 CONAGRA FOODS INC COM 205887102 3913 131853 SH SOLE 131853 0 0 CONOCOPHILLIPS COM 20825C104 4726 55121 SH SOLE 55121 0 0 CRESTWOOD MIDSTREAM PARTNERS UNIT LTD PARTNER 226378107 516 22139 SH SOLE 22139 0 0 CVS CAREMARK CORPORATION COM 126650100 453 6016 SH SOLE 6016 0 0 DEALERTRACK TECHNOLOGIES INC COM 242309102 325 7171 SH SOLE 7171 0 0 DOW CHEMICAL CO COM 260543103 4724 91799 SH SOLE 91799 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 4296 57910 SH SOLE 57910 0 0 DYCOM INDS INC COM 267475101 481 15353 SH SOLE 15353 0 0 EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702108 2463 67218 SH SOLE 67218 0 0 EMERSON ELECTRIC CO COM 291011104 3991 60136 SH SOLE 60136 0 0 ENBRIDGE ENERGY PARTNERS LP COM 29250R106 12445 341160 SH SOLE 341160 0 0 ENERGY TRANSFER PARTNERS LP UNIT LTD PARTN 29273R109 10388 179197 SH SOLE 179197 0 0 ENTERPRISE PRODS PARTNERS L P COM 293792107 16734 218478 SH SOLE 218478 0 0 EXELON CORP COM 30161N101 4866 133393 SH SOLE 133393 0 0 EXXON MOBIL CORP COM 30231G102 4878 48454 SH SOLE 48454 0 0 FEDEX CORP COM 31428X106 1248 8234 SH SOLE 8234 0 0 FIRST CAPITAL INC COM 31942S104 594 28124 SH SOLE 28124 0 0 FLAHERTY&CRMN PFD SEC INCOM COM 338478100 307 15669 SH SOLE 15669 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 4217 115529 SH SOLE 115529 0 0 FRONTIER COMMUNICATIONS CORP COM 35906A108 4666 798933 SH SOLE 798933 0 0 FULTON FINL CORP PA COM 360271100 152 12165 SH SOLE 12165 0 0 GENERAL ELECTRIC CO COM 369604103 4022 153030 SH SOLE 153030 0 0 GOOGLE INC CL C CL C 38259P706 212 368 SH SOLE 368 0 0 GREAT LAKES DREDGE & DOCK CO COM 390607109 110 13720 SH SOLE 13720 0 0 HALLIBURTON CO COM 406216101 255 3593 SH SOLE 3593 0 0 HANCOCK JOHN PFD INCOME FD I COM 41013X106 235 11380 SH SOLE 11380 0 0 HANCOCK JOHN PFD INCOME FD I COM 41021P103 253 14125 SH SOLE 14125 0 0 HOLLYFRONTIER CORP COM 436106108 218 4982 SH SOLE 4982 0 0 INTEL CORP COM 458140100 4913 158981 SH SOLE 158981 0 0 INTL PAPER CO COM 460146103 4288 84961 SH SOLE 84961 0 0 INTUIT COM 461202103 242 3000 SH SOLE 3000 0 0 ISHARES NAT AMT FREE BD 464288414 376 3460 SH SOLE 3460 0 0 ISHARES INTL SEL DIV ETF 464288448 2465 60473 SH SOLE 60473 0 0 ISHARES RUSSELL 2000 ETF 464287655 3261 27451 SH SOLE 27451 0 0 ISHARES RUS 2000 VAL ETF 464287630 3550 34379 SH SOLE 34379 0 0 ISHARES S&P 500 GRWT ETF 464287309 2653 25215 SH SOLE 25215 0 0 ISHARES RUS MID-CAP ETF 464287499 2007 12348 SH SOLE 12348 0 0 ISHARES S&P 100 ETF 464287101 333 3838 SH SOLE 3838 0 0 ISHARES GLB INFRASTR ETF 464288372 14559 323882 SH SOLE 323882 0 0 JOHNSON & JOHNSON COM 478160104 4498 42991 SH SOLE 42991 0 0 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 11954 228219 SH SOLE 228219 0 0 JPMORGAN CHASE & CO COM 46625H100 4532 78657 SH SOLE 78657 0 0 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 9756 118669 SH SOLE 118669 0 0 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 832 10621 SH SOLE 10621 0 0 KOHLS CORP COM 500255104 3793 72000 SH SOLE 72000 0 0 LAYNE CHRISTENSEN CO COM 521050104 5974 449175 SH SOLE 449175 0 0 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 90 15031 SH SOLE 15031 0 0 LILLY ELI & CO COM 532457108 4552 73212 SH SOLE 73212 0 0 LOCKHEED MARTIN CORP COM 539830109 4262 26517 SH SOLE 26517 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 18986 225663 SH SOLE 225663 0 0 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 533 9688 SH SOLE 9688 0 0 MARTIN MIDSTREAM PRTNRS L P UNIT L P INT 573331105 248 6947 SH SOLE 6947 0 0 MCDONALDS CORP COM 580135101 4101 40707 SH SOLE 40707 0 0 MICROSOFT COM 594918104 4496 107822 SH SOLE 107822 0 0 MID-AMER APT CMNTYS INC COM 59522J103 403 5517 SH SOLE 5517 0 0 MOBILE MINI INC COM 60740F105 483 10083 SH SOLE 10083 0 0 MONOTYPE IMAGING HLDGS IN COM 61022P100 503 17791 SH SOLE 17791 0 0 NEWMONT MINING CORP COM 651639106 4303 169136 SH SOLE 169136 0 0 NUSTAR ENERGY LP UNIT COM 67058H102 9639 156933 SH SOLE 156933 0 0 NUVEEN CORE EQUITY ALPHA FUN COM 67090X107 340 18425 SH SOLE 18425 0 0 NUVEEN QUALITY PFD INCOME FD COM 67071S101 267 31170 SH SOLE 31170 0 0 NUVEEN QUALITY PFD INCOME FD COM 67072C105 284 31223 SH SOLE 31223 0 0 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 11872 202390 SH SOLE 202390 0 0 OWENS & MINOR INC NEW COM 690732102 3794 111665 SH SOLE 111665 0 0 PBF ENERGY INC CL A 69318G106 3696 138694 SH SOLE 138694 0 0 PEPSICO INC COM 713448108 256 2862 SH SOLE 2862 0 0 PFIZER INC COM 717081103 3898 131344 SH SOLE 131344 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 14257 232248 SH SOLE 232248 0 0 PROCTER & GAMBLE CO COM 742718109 4072 51810 SH SOLE 51810 0 0 PROSPECT CAPITAL CORPORATION COM 74348T102 985 92668 SH SOLE 92668 0 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 4652 114045 SH SOLE 114045 0 0 QR ENERGY LP UNIT LTD PRTNS 74734R108 376 19793 SH SOLE 19793 0 0 RAYTHEON CO COM NEW 755111507 4030 43686 SH SOLE 43686 0 0 REGENCY ENERGY PARTNERS L P COM UNITS L P 75885Y107 319 9910 SH SOLE 9910 0 0 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 364 8238 SH SOLE 8238 0 0 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 714 13636 SH SOLE 13636 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 275 1405 SH SOLE 1405 0 0 SPDR SER TR SHT TRM HGH YLD 78468R408 9960 321706 SH SOLE 321706 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 381 4633 SH SOLE 4633 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 3018 39402 SH SOLE 39402 0 0 SPDR SERIES TRUST NUVN BR SHT MUNI 78464A425 6536 268634 SH SOLE 268634 0 0 SPECTRA ENERGY PARTNERS LP COM 84756N109 489 15310 SH SOLE 15310 0 0 STAPLES INC COM 855030102 3893 355236 SH SOLE 355236 0 0 SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 471 9641 SH SOLE 9641 0 0 SYSCO CORP COM 871829107 4074 108784 SH SOLE 108784 0 0 T C PIPELINES LP UT COM LTD PRT 87233Q108 1157 23817 SH SOLE 23817 0 0 TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 752 15706 SH SOLE 15706 0 0 TARGET CORP COM 87612E106 3725 64282 SH SOLE 64282 0 0 TEEKAY LNG PARTNERS L P PRTNRSP UNITS Y8564M105 301 6516 SH SOLE 6516 0 0 TEMPUR SEALY INTL INC COM 88023U101 269 4500 SH SOLE 4500 0 0 TESLA MTRS INC COM 88160R101 274 1140 SH SOLE 1140 0 0 TESORO LOGISTICS LP COM UNIT LP 88160T107 382 8364 SH SOLE 8364 0 0 TEXAS INSTRS INC COM 882508104 4253 89002 SH SOLE 89002 0 0 UGI CORP NEW COM 902681105 4731 93133 SH SOLE 93133 0 0 UNION PAC CORP COM 907818108 204 2032 SH SOLE 2032 0 0 VANGUARD INDEX FDS REIT ETF 922908553 283 3784 SH SOLE 3784 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 239 2350 SH SOLE 2350 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 23197 386935 SH SOLE 386935 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 377 4842 SH SOLE 4842 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 4072 83222 SH SOLE 83222 0 0 WALGREEN CO COM 931422109 397 5361 SH SOLE 5361 0 0 WELLS FARGO & CO NEW COM 949746101 2752 52367 SH SOLE 52367 0 0 WESTERN ASSET HIGH INCM FD I COM 95766J102 267 28300 SH SOLE 28300 0 0 WESTERN ASSET HIGH INCM OPP COM 95766K109 256 42048 SH SOLE 42048 0 0 WESTERN ASSET MGD HI INCM FD COM 95766L107 251 43278 SH SOLE 43278 0 0 WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 352 6601 SH SOLE 6601 0 0 WILLIAMS PARTNERS L P COM UNIT L P 96950F104 8912 164041 SH SOLE 164041 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 6392 129496 SH SOLE 129496 0 0