0001144204-14-030843.txt : 20140515
0001144204-14-030843.hdr.sgml : 20140515
20140515094713
ACCESSION NUMBER: 0001144204-14-030843
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140515
DATE AS OF CHANGE: 20140515
EFFECTIVENESS DATE: 20140515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GREEN SQUARE CAPITAL LLC
CENTRAL INDEX KEY: 0001166308
IRS NUMBER: 621864502
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10051
FILM NUMBER: 14844290
BUSINESS ADDRESS:
STREET 1: 6075 POPLAR AVE STE 322
CITY: MEMPHIS
STATE: TN
ZIP: 38119
BUSINESS PHONE: (901) 259-6300
MAIL ADDRESS:
STREET 1: 6075 POPLAR AVE STE 322
CITY: MEMPHIS
STATE: TN
ZIP: 38119
FORMER COMPANY:
FORMER CONFORMED NAME: GREEN SQUARE CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 20020130
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001166308
XXXXXXXX
03-31-2014
03-31-2014
false
GREEN SQUARE CAPITAL LLC
6075 Poplar Ave Ste 322
Memphis
TN
38119
13F HOLDINGS REPORT
028-10051
N
Richard Finch
Chief Compliance Officer
901-259-6300
/s/ Richard Finch
Memphis
TN
05-15-2014
0
136
402848
INFORMATION TABLE
2
infotable.xml
ADVENT CLAYMORE CV SECS & IN
COM
00764C109
243
13058
SH
SOLE
13058
0
0
ADVENT CLAY CONV SEC INC FD
COM
007639107
258
34107
SH
SOLE
34107
0
0
ALPS ETF TR
ALERIAN MLP
00162Q866
3571
202221
SH
SOLE
202221
0
0
ALTRIA GROUP INC
COM
02209S103
4010
105759
SH
SOLE
105759
0
0
AMAZON.COM INC
COM
023135106
202
601
SH
SOLE
601
0
0
ANWORTH MTG ASSET CORP
COM
037347101
102
20030
SH
SOLE
20030
0
0
APPLE INC
COM
037833100
3142
5853
SH
SOLE
5853
0
0
AT&T INC COM
COM
00206R102
4314
123023
SH
SOLE
123023
0
0
BANK OF AMERICA CORP
COM
060505104
246
14316
SH
SOLE
14316
0
0
BARCLAYS BK PLC
IPATH DYNM VIX
06741L609
1156
36919
SH
SOLE
36919
0
0
BLACKROCK CORPORATE HIGH YIELD FD VI INC
COM
09255P107
279
22761
SH
SOLE
22761
0
0
BLACKROCK CR ALLCTN INC TR
COM
092508100
273
20210
SH
SOLE
20210
0
0
BLACKROCK DEBT STRAT FD INC
COM
09255R103
518
126233
SH
SOLE
126233
0
0
BOARDWALK PIPELINE PARTNERS
UT LTD PARTNER
096627104
476
26479
SH
SOLE
26479
0
0
BUCKEYE PARTNERS L P
UNIT LTD PARTN
118230101
4126
57881
SH
SOLE
57881
0
0
CALAMOS CONV & HIGH INCOME F
COM SHS
12811P108
256
18967
SH
SOLE
18967
0
0
CAMPBELL SOUP COMPANY
COM
134429109
230
5119
SH
SOLE
5119
0
0
CECO ENVIRONMENTAL CORP
COM
125141101
166
10000
SH
SOLE
10000
0
0
CENTURYLINK INC
COM
156700106
6402
194936
SH
SOLE
194936
0
0
CHEVRON CORP
COM
166764100
3895
32760
SH
SOLE
32760
0
0
CISCO SYS INC
COM
17275R102
4099
182878
SH
SOLE
182878
0
0
COCA COLA CO
COM
191216100
5902
152655
SH
SOLE
152655
0
0
COCA COLA ENTERPRISEINC
COM
19122T109
1432
29973
SH
SOLE
29973
0
0
CONOCOPHILLIPS
COM
20825C104
3922
55749
SH
SOLE
55749
0
0
CRESTWOOD MIDSTREAM PARTNERS
UNIT LTD PARTNER
226378107
581
24937
SH
SOLE
24937
0
0
CVS CORP
COM
126650100
449
6000
SH
SOLE
6000
0
0
DEALERTRACK TECHNOLOGIES INC
COM
242309102
207
4214
SH
SOLE
4214
0
0
DOW CHEMICAL CO
COM
260543103
4793
97892
SH
SOLE
97892
0
0
EL PASO PIPELINE PARTNERS L
COM UNIT LPI
283702108
2401
73958
SH
SOLE
73958
0
0
ELI LILLY AND CO
COM
532457108
4473
75993
SH
SOLE
75993
0
0
EMERSON ELECTRIC CO
COM
291011104
3997
59831
SH
SOLE
59831
0
0
ENBRIDGE ENERGY PARTNERS L P
COM
29250R106
9525
345091
SH
SOLE
345091
0
0
ENERGY TRANSFER PRTNRS L P
UNIT LTD PARTN
29273R109
9597
178422
SH
SOLE
178422
0
0
ENTERPRISE PRODS PARTNERS L P
COM
293792107
15353
224669
SH
SOLE
224669
0
0
EXELON CORP
COM
30161N101
4783
142511
SH
SOLE
142511
0
0
EXXON MOBIL CORP
COM
30231G102
4811
49251
SH
SOLE
49251
0
0
FEDEX CORP
COM
31428X106
596
4498
SH
SOLE
4498
0
0
FIRST CAPITAL INC
COM
31942S104
579
28124
SH
SOLE
28124
0
0
FLAHERTY&CRMN PFD SEC INCOM
COM
338478100
301
15669
SH
SOLE
15669
0
0
FREEPORT MCMORAN COPPER
COM
35671D857
3675
111115
SH
SOLE
111115
0
0
FRONTIER COMMUNICATIONS
COM
35906A108
4794
840408
SH
SOLE
840408
0
0
GENERAL ELECTRIC CO
COM
369604103
3940
150915
SH
SOLE
150915
0
0
CLAYMORE EXCHANGE TRD FD TR
GUGG BRIC ETF
18383M654
5078
101027
SH
SOLE
101027
0
0
HOLLYFRONTIER CORP COM
COM
436106108
233
4898
SH
SOLE
4898
0
0
INTEL
COM
458140100
4145
160572
SH
SOLE
160572
0
0
INTL PAPER CO
COM
460146103
3809
83016
SH
SOLE
83016
0
0
INTUIT INC
COM
461202103
233
3000
SH
SOLE
3000
0
0
ISHARES
1-3 YR CR BD ETF
464288646
523
4957
SH
SOLE
4957
0
0
ISHARES
NAT AMT FREE BD
464288414
370
3460
SH
SOLE
3460
0
0
ISHARES
INTERM CR BD ETF
464288638
651
5965
SH
SOLE
5965
0
0
ISHARES
INTL SEL DIV ETF
464288448
1789
46296
SH
SOLE
46296
0
0
ISHARES
MSCI EAFE ETF
464287465
638
9489
SH
SOLE
9489
0
0
ISHARES
MSCI JAPAN ETF
464286848
129
11383
SH
SOLE
11383
0
0
ISHARES
RUS 1000 VAL ETF
464287598
771
7985
SH
SOLE
7985
0
0
ISHARES
RUSSELL 2000 ETF
464287655
1795
15435
SH
SOLE
15435
0
0
ISHARES
RUS 2000 GRW ETF
464287648
266
1953
SH
SOLE
1953
0
0
ISHARES
RUS 2000 VAL ETF
464287630
239
2372
SH
SOLE
2372
0
0
ISHARES
S&P 500 GRWT ETF
464287309
1839
18428
SH
SOLE
18428
0
0
ISHARES
U.S. PFD STK ETF
464288687
203
5210
SH
SOLE
5210
0
0
ISHARES
RUS MID-CAP ETF
464287499
1911
12348
SH
SOLE
12348
0
0
ISHARES
S&P 100 ETF
464287101
317
3838
SH
SOLE
3838
0
0
ISHARES
GLB INFRASTR ETF
464288372
12329
296006
SH
SOLE
296006
0
0
HANCOCK JOHN PFD INCOME FD I
COM
41013X106
227
11380
SH
SOLE
11380
0
0
HANCOCK JOHN PFD INCOME FD I
COM
41021P103
245
14125
SH
SOLE
14125
0
0
JOHNSON & JOHNSON
COM
478160104
4337
44150
SH
SOLE
44150
0
0
JP MORGAN ALERIAN MLP ETN
COM
46625H365
12056
259047
SH
SOLE
259047
0
0
JP MORGAN CHASE & CO
COM
46625H100
4773
78623
SH
SOLE
78623
0
0
KAYNE ANDERSON MLP INVT CO
COM
486606106
360
9798
SH
SOLE
9798
0
0
KINDER MORGAN ENERGY PTNRS LP
UT LTD PARTNER
494550106
8820
119263
SH
SOLE
119263
0
0
KINDER MORGAN MGMT LLC
COM
49455U100
1020
13284
SH
SOLE
13284
0
0
KOHLS CORP
COM
500255104
3979
70052
SH
SOLE
70052
0
0
LAYNE CHRISTENSEN COCOM
COM
521050104
7849
431508
SH
SOLE
431508
0
0
LIBERTY ALL STAR EQUITY FD
SH BEN INT
530158104
88
15031
SH
SOLE
15031
0
0
LOCKHEED MARTIN CORP
COM
539830109
4401
26959
SH
SOLE
26959
0
0
MAGELLAN MIDSTREAM PARTNERS LP
COM UNIT RP LP
559080106
16202
231237
SH
SOLE
231237
0
0
MARKET VECTORS ETF TR
GOLD MINER ETF
57060U605
400
7351
SH
SOLE
7351
0
0
MARTIN MIDSTREAM PARTNERS LP
UNIT L P INT
573331105
249
6947
SH
SOLE
6947
0
0
MCDONALDS CORP
COM
580135101
3969
40483
SH
SOLE
40483
0
0
MICROSOFT
COM
594918104
4525
110405
SH
SOLE
110405
0
0
MIDSTATES PETE CO INC COM
COM
59804T100
94
17500
SH
SOLE
17500
0
0
MONOTYPE IMAGING HLDGS INC
COM
61022P100
536
17741
SH
SOLE
17741
0
0
NEWMONT MINING CORP
COM
651639106
3930
167671
SH
SOLE
167671
0
0
NUSTAR ENERGY LP
UNIT COM
67058H102
8599
157025
SH
SOLE
157025
0
0
NUVEEN CORE EQUITY ALPHA FD
COM
67090X107
323
18425
SH
SOLE
18425
0
0
NUVEEN QUALITY PFD INCOME FD
COM
67071S101
251
31170
SH
SOLE
31170
0
0
NUVEEN QUALITY PFD INCOME FD 2
COM
67072C105
275
31723
SH
SOLE
31723
0
0
ONEOK PARTNERS LP
UNIT LTD PARTN
68268N103
11159
207272
SH
SOLE
207272
0
0
OWENS & MINOR INC NEW
COM
690732102
3789
108155
SH
SOLE
108155
0
0
PAA NATURAL GAS STORAGE LP
COM
693139107
278
13758
SH
SOLE
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0
0
PBF ENERGY INC
CL A
69318G106
3574
138512
SH
SOLE
138512
0
0
PEPSICO INC
COM
713448108
261
3122
SH
SOLE
3122
0
0
PFIZER INC
COM
717081103
4206
130932
SH
SOLE
130932
0
0
PLAINS ALL AMERICAN PIPELINE LP
UNIT LTD PARTN
726503105
13381
236192
SH
SOLE
236192
0
0
PPL CORP
COM
69351T106
4223
127442
SH
SOLE
127442
0
0
PROCTER & GAMBLE CO
COM
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4156
51557
SH
SOLE
51557
0
0
PUBLIC SERVICE ENTERPRISE GROUP INC
COM
744573106
4545
119176
SH
SOLE
119176
0
0
QR ENERGY LP
UNIT LTD PRTNS
74734R108
354
19793
SH
SOLE
19793
0
0
RAYTHEON CO
COM NEW
755111507
4744
47728
SH
SOLE
47728
0
0
REGENCY ENERGY PARTNERS LP
COM UNITS L P
75885Y107
272
9992
SH
SOLE
9992
0
0
SAFEWAY INC
COM NEW
786514208
4724
127181
SH
SOLE
127181
0
0
SPDR SER TR
SHT TRM HGH YLD
78468R408
18665
602672
SH
SOLE
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0
0
SPDR INDEX SHS FDS
EURO STOXX 50
78463X202
351
8238
SH
SOLE
8238
0
0
SPDR INDEX SHS FDS
S&P INTL ETF
78463X772
660
13590
SH
SOLE
13590
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1153
6173
SH
SOLE
6173
0
0
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
2590
35198
SH
SOLE
35198
0
0
SPDR SERIES TRUST
S&P OILGAS EXP
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778
10826
SH
SOLE
10826
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0
SPDR SERIES TRUST
NUVN BR SHT MUNI
78464A425
13034
537268
SH
SOLE
537268
0
0
SPECTRA ENERGY PARTNERS LP
COM
84756N109
551
16588
SH
SOLE
16588
0
0
STAPLES INC
COM
855030102
2923
255074
SH
SOLE
255074
0
0
SUNOCO LOGISTICS PARTNERS LP
COM UNITS
86764L108
534
9137
SH
SOLE
9137
0
0
SYSCO CORP
COM
871829107
3912
108288
SH
SOLE
108288
0
0
T C PIPELINES LP
UT COM LTD PRT
87233Q108
1255
26447
SH
SOLE
26447
0
0
TARGA RESOURCES PARTNERS LP
COM UNIT
87611X105
905
19183
SH
SOLE
19183
0
0
TARGET CORP
COM
87612E106
3732
61671
SH
SOLE
61671
0
0
TEEKAY LNG PARTNERS L P
PRTNRSP UNITS
Y8564M105
269
6516
SH
SOLE
6516
0
0
TEMPUR PEDIC INTL INC
COM
88023U101
228
4500
SH
SOLE
4500
0
0
TESLA MTRS INC
COM
88160R101
238
1140
SH
SOLE
1140
0
0
TESORO LOGISTICS LP COM UNIT LTD PARTNERSHIP INT
COM UNIT LP
88160T107
494
10316
SH
SOLE
10316
0
0
UGI CORP NEW
COM
902681105
4377
95959
SH
SOLE
95959
0
0
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
364
4842
SH
SOLE
4842
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
12553
212951
SH
SOLE
212951
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
744
18334
SH
SOLE
18334
0
0
VANGUARD INDEX FDS
REIT ETF
922908553
741
10494
SH
SOLE
10494
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
714
8933
SH
SOLE
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0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
335
3442
SH
SOLE
3442
0
0
VERIZON COMMUNICATIONS
COM
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3862
81186
SH
SOLE
81186
0
0
WELLS FARGO & CO
COM
949746101
2602
52312
SH
SOLE
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0
0
WESTERN ASSET HIGH INCOME FUND II INC
COM
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269
28775
SH
SOLE
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WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC
COM
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259
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SH
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0
WESTERN ASSET MANAGED HIGH INCOME
COM
95766L107
248
43278
SH
SOLE
43278
0
0
WESTERN GAS PARTNERS LP.
COM UNIT LP IN
958254104
475
8522
SH
SOLE
8522
0
0
WILLIAMS PARTNERS L P
COM UNIT L P
96950F104
8576
167712
SH
SOLE
167712
0
0
WISDOMTREE TR
EMERG MKTS ETF
97717W315
203
4140
SH
SOLE
4140
0
0
WISDOMTREE TR
JAPN HEDGE EQT
97717W851
1053
22250
SH
SOLE
22250
0
0
WISDOMTREE TR
SMALLCAP DIVID
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578
8461
SH
SOLE
8461
0
0
XEROX CORP
COM
984121103
4106
361397
SH
SOLE
361397
0
0