-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WAk79i0ayQU36+5wpqYnC+ItvoeR8apdm/dt81QDA8Gp4ZKGoXZXf/cfkj70VYLH nqwF1PPWLZDQ0OvDs7a1FA== 0001047469-04-004269.txt : 20040212 0001047469-04-004269.hdr.sgml : 20040212 20040212171411 ACCESSION NUMBER: 0001047469-04-004269 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040212 GROUP MEMBERS: NORTHWEST AIRLINES HOLDINGS CORPORATION GROUP MEMBERS: NORTHWEST AIRLINES, INC. GROUP MEMBERS: NWA INC. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PINNACLE AIRLINES CORP CENTRAL INDEX KEY: 0001166291 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512] IRS NUMBER: 030376558 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-79553 FILM NUMBER: 04592724 BUSINESS ADDRESS: STREET 1: 1689 NONCONNAR BLVD STE 111 CITY: MEMPHIS STATE: TN ZIP: 38132 BUSINESS PHONE: 9013484100 MAIL ADDRESS: STREET 1: 1689 NONCONNAR BLVD STE 111 CITY: MEMPHIS STATE: TN ZIP: 38132 FORMER COMPANY: FORMER CONFORMED NAME: PINNACLE AIRLINES CORP DATE OF NAME CHANGE: 20020215 FORMER COMPANY: FORMER CONFORMED NAME: SUPERIOR I CORP DATE OF NAME CHANGE: 20020130 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NORTHWEST AIRLINES CORP CENTRAL INDEX KEY: 0001058033 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512] IRS NUMBER: 411905580 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 2700 LONE OAK PKWY CITY: EAGAN STATE: MN ZIP: 55121 BUSINESS PHONE: 6127262111 MAIL ADDRESS: STREET 1: 5101 NORTHWEST DR CITY: ST PAUL STATE: MN ZIP: 55111-3034 SC 13G 1 a2128787zsc13g.htm SC 13G
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    UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO.      )*
   

Pinnacle Airlines Corp.
(Name of Issuer)

Common Stock, par value $0.01 per share
(Title of Class of Securities)

 

 

723443 10 7
(Cusip Number)

 

 

December 31, 2003
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

        o Rule 13d-1(b)

        o Rule 13d-1(c)

        ý Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


CUSIP No.    723443 10 7

             

1.   Names of Reporting Persons:    Northwest Airlines Corporation
I.R.S. Identification Nos. of above persons (entities only):    41-1905580

 

 

 

 

 

 

 

2.   Check the Appropriate Box if a Member   (a)   o
    of a Group (See Instructions)   (b)   o

 

 

 

 

 

 

 

3.   SEC Use Only

 

 

 

 

 

 

 

4.   Citizenship or Place of Organization

 

 

Delaware

 

 

 

 

Number of Shares Beneficially Owned by Each Reporting Person With   5.   Sole Voting Power

 

 

 

 

 

 

2,492,060
       
        6.   Shared Voting Power

 

 

 

 

 

 

0
       
        7.   Sole Dispositive Power

 

 

 

 

 

 

2,492,060
       
        8.   Shared Dispositive Power

 

 

 

 

 

 

0

9.   Aggregate Amount Beneficially Owned by Each Reporting Person

 

 

2,492,060

 

 

 

 

10.   Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)    o

 

 

 

 

 

 

 

11.   Percent of Class Represented by Amount in Row (9)

 

 

11.4%

 

 

 

 

12.   Type of Reporting Person (See Instructions)

 

 

HC

 

 

 

 

Page 2 of 9


CUSIP No.    723443 10 7

             

1.   Names of Reporting Persons:    Northwest Airlines Holdings Corporation
I.R.S. Identification Nos. of above persons (entities only):    95-4205287

 

 

 

 

 

 

 

2.   Check the Appropriate Box if a Member   (a)   o
    of a Group (See Instructions)   (b)   o

 

 

 

 

 

 

 

3.   SEC Use Only

 

 

 

 

 

 

 

4.   Citizenship or Place of Organization

 

 

Delaware

 

 

 

 

Number of Shares Beneficially Owned by Each Reporting Person With   5.   Sole Voting Power

 

 

 

 

 

 

2,492,060
       
        6.   Shared Voting Power

 

 

 

 

 

 

0
       
        7.   Sole Dispositive Power

 

 

 

 

 

 

2,492,060
       
        8.   Shared Dispositive Power

 

 

 

 

 

 

0

9.   Aggregate Amount Beneficially Owned by Each Reporting Person

 

 

2,492,060

 

 

 

 

10.   Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)    o

 

 

 

 

 

 

 

11.   Percent of Class Represented by Amount in Row (9)

 

 

11.4%

 

 

 

 

12.   Type of Reporting Person (See Instructions)

 

 

HC

 

 

 

 

Page 3 of 9


CUSIP No.    723443 10 7

             

1.   Names of Reporting Persons:    NWA Inc.
I.R.S. Identification Nos. of above persons (entities only):    41-1482126

 

 

 

 

 

 

 

2.   Check the Appropriate Box if a Member   (a)   o
    of a Group (See Instructions)   (b)   o

 

 

 

 

 

 

 

3.   SEC Use Only

 

 

 

 

 

 

 

4.   Citizenship or Place of Organization

 

 

Delaware

 

 

 

 

Number of Shares Beneficially Owned by Each Reporting Person With   5.   Sole Voting Power

 

 

 

 

 

 

2,492,060
       
        6.   Shared Voting Power

 

 

 

 

 

 

0
       
        7.   Sole Dispositive Power

 

 

 

 

 

 

2,492,060
       
        8.   Shared Dispositive Power

 

 

 

 

 

 

0

9.   Aggregate Amount Beneficially Owned by Each Reporting Person

 

 

2,492,060

 

 

 

 

10.   Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)    o

 

 

 

 

 

 

 

11.   Percent of Class Represented by Amount in Row (9)

 

 

11.4%

 

 

 

 

12.   Type of Reporting Person (See Instructions)

 

 

HC

 

 

 

 

Page 4 of 9


CUSIP No.    723443 10 7

             

1.   Names of Reporting Persons:    Northwest Airlines, Inc.
I.R.S. Identification Nos. of above persons (entities only):    41-0449230

 

 

 

 

 

 

 

2.   Check the Appropriate Box if a Member   (a)   o
    of a Group (See Instructions)   (b)   o

 

 

 

 

 

 

 

3.   SEC Use Only

 

 

 

 

 

 

 

4.   Citizenship or Place of Organization

 

 

Minnesota

 

 

 

 

Number of Shares Beneficially Owned by Each Reporting Person With   5.   Sole Voting Power

 

 

 

 

 

 

2,492,060
       
        6.   Shared Voting Power

 

 

 

 

 

 

0
       
        7.   Sole Dispositive Power

 

 

 

 

 

 

2,492,060
       
        8.   Shared Dispositive Power

 

 

 

 

 

 

0

9.   Aggregate Amount Beneficially Owned by Each Reporting Person

 

 

2,492,060

 

 

 

 

10.   Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)    o

 

 

 

 

 

 

 

11.   Percent of Class Represented by Amount in Row (9)

 

 

11.4%

 

 

 

 

12.   Type of Reporting Person (See Instructions)

 

 

CO

 

 

 

 

Page 5 of 9


ITEM 1(a). NAME OF ISSUER:

      Pinnacle Airlines Corp.

ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:

      1689 Nonconnah Blvd., Suite 111, Memphis, Tennessee 38132

ITEM 2(a). NAME OF PERSON FILING:

      Northwest Airlines Corporation
      Northwest Airlines Holdings Corporation
      NWA Inc.
      Northwest Airlines, Inc.

ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:

      2700 Lone Oak Parkway
      Eagan, Minnesota 55121

ITEM 2(c). CITIZENSHIP:

      Northwest Airlines Corporation—Delaware
      Northwest Airlines Holdings Corporation—Delaware
      NWA Inc.—Delaware
      Northwest Airlines, Inc.—Minnesota

ITEM 2(d). TITLE OF CLASS OF SECURITIES:

      Common Stock, par value $0.01 per share

ITEM 2(e). CUSIP NUMBER:

      723443 10 7

ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B), OR 13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS A:

    (a)
    [    ] Broker or dealer registered under Section 15 of the Exchange Act.

    (b)
    [    ] Bank as defined in section 3(a)(6) of the Exchange Act.

    (c)
    [    ] Insurance company as defined in Section 3(a)(19) of the Exchange Act.

    (d)
    [    ] Investment company registered under Section 8 of the Investment Company Act.

    (e)
    [    ] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);

    (f)
    [    ] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);

    (g)
    [    ] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);

    (h)
    [    ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;

    (i)
    [    ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act;

    (j)
    [    ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J);

      Not applicable.

Page 6 of 9


ITEM 4. OWNERSHIP.

    (a)
    Amount beneficially owned: See Item 9 of each cover page.

    (b)
    Percent of class: See Item 11 of each cover page.

    (c)
    Number of shares as to which the person has;

    (i)
    Sole power to vote or direct the vote: See Item 5 of each cover page.

    (ii)
    Shared power to vote or to direct the vote: See Item 6 of each cover page.

    (iii)
    Sole power to dispose or to direct the disposition of: See Item 7 of each cover page.

    (iv)
    Shared power to dispose or to direct the disposition of: See Item 8 of each cover page.

ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS

        If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following o

      Not applicable.

ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.

      Not applicable.

ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY.

      Northwest Airlines, Inc. is a wholly-owned subsidiary of NWA Inc. and is the actual owner of all of the shares of Common Stock reported herein. NWA Inc. is a wholly-owned subsidiary of Northwest Airlines Holdings Corporation and Northwest Airlines Holdings Corporation is a wholly-owned subsidiary of Northwest Airlines Corporation.

ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.

      Not applicable.

ITEM 9. NOTICE OF DISSOLUTION OF GROUP.

      Not applicable.

ITEM 10. CERTIFICATIONS.

      Not applicable.

Page 7 of 9



SIGNATURE

        After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: February 12, 2004

    NORTHWEST AIRLINES CORPORATION
NORTHWEST AIRLINES HOLDINGS CORPORATION
NWA INC.
NORTHWEST AIRLINES, INC.

 

 

By:

/s/  
MICHAEL L. MILLER      
Name:  Michael L. Miller
Title:    Vice President, Law and Secretary

Page 8 of 9



EXHIBIT A—JOINT FILING AGREEMENT

        The undersigned hereby agree that the Statement on Schedule 13G filed herewith (and any amendments thereto), is being filed jointly with the Securities and Exchange Commission pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, on behalf of each such person.

Dated: February 12, 2004


 

 

NORTHWEST AIRLINES CORPORATION
NORTHWEST AIRLINES HOLDINGS CORPORATION
NWA INC.
NORTHWEST AIRLINES, INC.

 

 

By:

/s/ Michael L. Miller

Name:  Michael L. Miller
Title:    Vice President, Law and Secretary

Page 9 of 9




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SIGNATURE
EXHIBIT A—JOINT FILING AGREEMENT
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