-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U7zA+9V9K1C+X1T3MBoitJv5Q6dqaVSF3nVwyagNcxWikbRR9OqvlsdkJSRBQn8M AB8XXkJnzjs0XoHYGQUEaQ== 0000919574-09-016425.txt : 20091116 0000919574-09-016425.hdr.sgml : 20091116 20091116133033 ACCESSION NUMBER: 0000919574-09-016425 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090903 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091116 EFFECTIVENESS DATE: 20091116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ELM RIDGE CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001166219 IRS NUMBER: 061609258 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10075 FILM NUMBER: 091185354 BUSINESS ADDRESS: STREET 1: 3 WEST MAIN STREET STREET 2: 3RD FLOOR CITY: IRVINGTON STATE: NY ZIP: 10533 BUSINESS PHONE: (914) 250-1000 MAIL ADDRESS: STREET 1: 3 WEST MAIN STREET STREET 2: 3RD FLOOR CITY: IRVINGTON STATE: NY ZIP: 10533 13F-HR 1 d1037438_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended September 30, 2009 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Elm Ridge Capital Management, LLC Address: 3 West Main Street 3rd Floor Irvington, NY 10533 13F File Number: 028-10075 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jed Bowen Title: Chief Financial Officer of the Funds Phone: (914) 250-1000 Signature, Place and Date of Signing: /s/ Jed Bowen Irvington, NY November 16, 2009 - ------------------------- --------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 57 Form 13F Information Table Value Total: $1,672,259 (in thousands) List of Other Included Managers: Form 13F File Number Name (1) 028- 10555 Elm Ridge Capital Partners, L.P. (2) 028- 12044 Elm Ridge Partners, LLC (3) 028- 11797 Elm Ridge Offshore Master Fund, Ltd. - -------------------------------------------------------------------------------- FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ALCATEL-LUCENT SPONSORED ADR 013904305 28,275 6,297,375 SH Defined 1,2,3 6,297,375 ALCOA INC COM 013817101 57,509 4,383,300 SH Defined 1,2,3 4,383,300 APPLIED MATLS INC COM 038222105 52,016 3,887,600 SH Defined 1,2,3 3,887,600 ASSURED GUARANTY LTD COM G0585R106 27,124 1,396,700 SH Defined 1,2,3 1,396,700 BJ SVCS CO COM 055482103 19,918 1,025,100 SH Defined 1,2,3 1,025,100 BOEING CO COM 097023105 34,492 636,977 SH Defined 1,2,3 636,977 BRUNSWICK CORP COM 117043109 13,431 1,121,100 SH Defined 1,2,3 1,121,100 BUCYRUS INTL INC NEW COM 118759109 21,336 600,000 SH PUT Defined 1,2,3 600,000 CA INC COM 12673P105 30,439 1,384,203 SH Defined 1,2,3 1,384,203 CAPITAL ONE FINL CORP COM 14040H105 40,865 1,143,727 SH Defined 1,2,3 1,143,727 CAPITAL ONE FINL CORP COM 14040H105 7,146 200,000 SH CALL Defined 1,2,3 200,000 CENVEO INC COM 15670S105 32,776 4,736,474 SH Defined 1,2,3 6,212,471 CLIFFS NATURAL RESOURCES INC COM 18683K101 16,180 500,000 SH PUT Defined 1,2,3 500,000 CLIFFS NATURAL RESOURCES INC COM 18683K101 16,989 525,000 SH CALL Defined 1,2,3 525,000 DANA HOLDING CORP COM 235825205 24,111 3,540,480 SH Defined 1,2,3 3,540,480 DOMTAR CORP COM NEW 257559203 15,839 449,713 SH Defined 1,2,3 449,713 DONNELLEY R R & SONS CO COM 257867101 91,540 4,305,723 SH Defined 1,2,3 4,305,723 DOW CHEM CO COM 260543103 17,546 673,020 SH Defined 1,2,3 673,020 DYNCORP INTL INC CL A 26817C101 42,866 2,381,426 SH Defined 1,2,3 2,381,426 FIFTH THIRD BANCORP COM 316773100 35,714 3,525,580 SH Defined 1,2,3 3,525,580 FIRST AMERN CORP CALIF COM 318522307 22,154 684,400 SH Defined 1,2,3 684,400 FLEXTRONICS INTL LTD ORD Y2573F102 30,752 4,116,700 SH Defined 1,2,3 4,116,700 ISHARES TR DJ Regional Bank 464288778 62,880 3,000,000 SH PUT Defined 1,2,3 3,000,000 INTL PAPER CO COM 460146103 53,923 2,425,700 SH Defined 1,2,3 2,425,700 JOY GLOBAL INC COM 481165108 12,235 250,000 SH CALL Defined 1,2,3 250,000 JOY GLOBAL INC COM 481165108 16,336 333,800 SH PUT Defined 1,2,3 333,800 KAPSTONE PAPER & PACKAGING C COM 48562P103 44,779 5,501,111 SH Defined 1,2,3 5,501,111 LAM RESEARCH CORP COM 512807108 52,397 1,533,871 SH Defined 1,2,3 1,533,871 LIZ CLAIBORNE INC COM 539320101 15,057 3,054,076 SH Defined 1,2,3 3,054,076 LOCKHEED MARTIN CORP COM 539830109 25,259 323,500 SH Defined 1,2,3 323,500 MAGNA INTL INC CL A 559222401 38,111 896,300 SH Defined 1,2,3 896,300 MARSHALL & ILSLEY CORP NEW COM 571837103 34,348 4,256,298 SH Defined 1,2,3 4,256,298 MBIA INC COM 55262C100 37,467 4,828,188 SH Defined 1,2,3 4,828,188 MERCK & CO INC COM 589331107 37,991 1,201,100 SH Defined 1,2,3 1,201,100 NABORS INDUSTRIES LTD SHS G6359F103 15,823 757,070 SH Defined 1,2,3 757,070 NORTHROP GRUMMAN CORP COM 666807102 40,585 784,259 SH Defined 1,2,3 784,259 NUCOR CORP COM 670346105 20,172 429,100 SH PUT Defined 1,2,3 429,100 PACKAGING CORP AMER COM 695156109 27,285 1,337,500 SH Defined 1,2,3 1,337,500 PFIZER INC COM 717081103 15,698 948,500 SH Defined 1,2,3 948,500 PHH CORP COM NEW 693320202 32,706 1,648,468 SH Defined 1,2,3 1,648,468 PNM RES INC COM 69349H107 28,936 2,477,400 SH Defined 1,2,3 2,477,400 REGIONS FINANCIAL CORP NEW COM 7591EP100 54,974 8,852,520 SH Defined 1,2,3 8,852,520 SAFEWAY INC COM NEW 786514208 16,431 833,200 SH Defined 1,2,3 833,200 SANMINA SCI CORP COM NEW 800907206 27,742 3,225,794 SH Defined 1,2,3 3,225,794 SMITHFIELD FOODS INC COM 832248108 26,416 1,914,192 SH Defined 1,2,3 1,914,192 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 53,489 2,961,766 SH Defined 1,2,3 2,961,766 SUPERIOR ENERGY SVCS INC COM 868157108 7,536 334,652 SH Defined 1,2,3 334,652 SUPERVALU INC COM 868536103 39,284 2,608,500 SH Defined 1,2,3 2,608,500 SUPERVALU INC COM 86853613 6,024 400,000 SH CALL Defined 1,2,3 400,000 TEMPLE INLAND INC COM 879868107 18,530 1,128,518 SH Defined 1,2,3 1,128,518 TRANSATLANTIC HLDGS INC COM 893521104 16,120 321,300 SH Defined 1,2,3 321,300 UNITED CMNTY BKS BLAIRSVLE G COM 90984P105 15,500 3,100,000 SH Defined 1,2,3 3,100,000 VULCAN MATLS CO COM 929160109 6,548 121,100 SH Defined 1,2,3 121,100 WALTER ENERGY INC COM 93317Q105 9,009 150,000 SH PUT Defined 1,2,3 150,000 WHIRLPOOL CORP COM 963320106 36,183 517,200 SH Defined 1,2,3 517,200 UNITED STATES STL CORP NEW COM 912909108 3,394 76,500 SH CALL Defined 1,2,3 76,500 ZIONS BANCORPORATION COM 989701107 44,073 2,452,600 SH Defined 1,2,3 2,452,600
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