-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q5KscAxlaohv8aM+VAyM4uiWjrkvNkFeaYm8YzPdmkNHNvX7uY2F7yyq0mX+Cg6U G6Fl8l8Zma65d/EX6BDW2w== 0000919574-08-007748.txt : 20081113 0000919574-08-007748.hdr.sgml : 20081113 20081113104725 ACCESSION NUMBER: 0000919574-08-007748 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081113 DATE AS OF CHANGE: 20081113 EFFECTIVENESS DATE: 20081113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ELM RIDGE CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001166219 IRS NUMBER: 061609258 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10075 FILM NUMBER: 081183251 BUSINESS ADDRESS: STREET 1: 3 WEST MAIN STREET STREET 2: 3RD FLOOR CITY: IRVINGTON STATE: NY ZIP: 10533 BUSINESS PHONE: (914) 250-1000 MAIL ADDRESS: STREET 1: 3 WEST MAIN STREET STREET 2: 3RD FLOOR CITY: IRVINGTON STATE: NY ZIP: 10533 13F-HR 1 d934849_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended September 30, 2008 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Elm Ridge Capital Management, LLC Address: 3 West Main Street 3rd Floor Irvington, NY 10533 13F File Number: 028-10075 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jed Bowen Title: Chief Financial Officer of the Funds Phone: (914) 250-1000 Signature, Place and Date of Signing: /s/ Jed Bowen Irvington, NY November 13, 2008 - ------------------------- --------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 78 Form 13F Information Table Value Total: $1,573,577 (in thousands) List of Other Included Managers: Form 13F File Number Name (1) 028- 10555 Elm Ridge Capital Partners, L.P. (2) 028- 12044 Elm Ridge Partners, LLC (3) 028- 11797 Elm Ridge Offshore Master Fund, Ltd. - -------------------------------------------------------------------- FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE AK STL HLDG CORP COM 001547108 5,793 223,500 CALL SHARED 1, 2, 3 223,500 ALCATEL-LUCENT SPONSORED ADR 013904305 34,771 9,054,977 SH SHARED 1, 2, 3 9,054,977 ALLEGHENY TECHNOLOGIES INC COM 01741R102 2,955 100,000 CALL SHARED 1, 2, 3 100,000 AMEDISYS INC COM 023436108 4,867 100,000 PUT SHARED 1, 2, 3 100,000 AMEDISYS INC COM 023436108 7,300 150,000 SH SHARED 1, 2, 3 150,000 AMERICREDIT CORP COM 03060R101 2,533 250,000 CALL SHARED 1, 2, 3 250,000 ASML HOLDING N V NY REG SHS N07059186 28,747 1,632,400 SH SHARED 1, 2, 3 1,632,400 AUTOLIV INC COM 052800109 4,979 147,539 SH SHARED 1, 2, 3 147,539 BANK OF AMERICA CORPORATION COM 060505104 35,000 1,000,000 PUT SHARED 1, 2, 3 1,000,000 BLOCKBUSTER INC CL B 093679207 3,601 2,748,610 SH SHARED 1, 2, 3 2,748,610 BOEING CO COM 097023105 5,735 100,000 CALL SHARED 1, 2, 3 100,000 BOEING CO COM 097023105 57,948 1,010,433 SH SHARED 1, 2, 3 1,010,433 BUFFALO WILD WINGS INC COM 119848109 12,543 311,700 SH SHARED 1, 2, 3 311,700 CA INC COM 12673P105 55,569 2,784,003 SH SHARED 1, 2, 3 2,784,003 CAPITAL ONE FINL CORP COM 14040H105 46,325 908,327 SH SHARED 1, 2, 3 908,327 CENVEO INC COM 15670S105 37,645 4,895,324 SH SHARED 1, 2, 3 4,895,324 CF INDS HLDGS INC COM 125269100 13,719 150,000 CALL SHARED 1, 2, 3 150,000 CHIPOTLE MEXICAN GRILL INC CL A 169656105 4,400 79,300 SH SHARED 1, 2, 3 79,300 CIT GROUP INC COM 125581108 40,589 5,831,715 SH SHARED 1, 2, 3 5,831,715 COLONIAL BANCGROUP INC COM 195493309 31,150 3,963,047 SH SHARED 1, 2, 3 3,963,047 CSX CORP COM 126408103 10,914 200,000 PUT SHARED 1, 2, 3 200,000 DANA HOLDING CORP COM 235825205 12,065 2,492,800 SH SHARED 1, 2, 3 2,492,800 DONNELLEY R R & SONS CO COM 257867101 44,321 1,806,823 SH SHARED 1, 2, 3 1,806,823 DYNCORP INTL INC CL A 26817C101 58,679 3,501,153 SH SHARED 1, 2, 3 3,501,153 FIDELITY NATIONAL FINANCIAL CL A 31620R105 39,683 2,699,518 SH SHARED 1, 2, 3 2,699,518 FIRST SOLAR INC COM 336433107 14,168 75,000 PUT SHARED 1, 2, 3 75,000 FOSTER WHEELER LTD SHS NEW G36535139 3,611 100,000 CALL SHARED 1, 2, 3 100,000 GOLDMAN SACHS GROUP INC COM 38141G104 10,880 85,000 CALL SHARED 1, 2, 3 85,000 HUDSON CITY BANCORP COM 443683107 9,225 500,000 PUT SHARED 1, 2, 3 500,000 ICU MED INC COM 44930G107 15,205 500,000 SH SHARED 1, 2, 3 500,000 IMPAC MTG HLDGS INC COM 45254P102 834 3,334,727 SH SHARED 1, 2, 3 3,334,727 INTREPID POTASH INC COM 46121Y102 9,826 326,000 SH SHARED 1, 2, 3 326,000 IRON MTN INC COM 462846106 12,205 500,000 PUT SHARED 1, 2, 3 500,000 ITRON INC COM 465741106 10,181 115,000 PUT SHARED 1, 2, 3 115,000 JOS A BANK CLOTHIERS INC COM 480838101 21,796 648,684 SH SHARED 1, 2, 3 648,684 KAPSTONE PAPER & PACKAGING C *W EXP 08/15/200 48562P111 6,235 4,618,580 PRN SHARED 1, 2, 3 4,618,580 KAPSTONE PAPER & PACKAGING C COM 48562P103 12,493 1,967,434 SH SHARED 1, 2, 3 1,967,434 LAM RESEARCH CORP COM 512807108 36,947 1,173,300 SH SHARED 1, 2, 3 1,173,300 LEAR CORP COM 521865105 10,500 1,000,000 CALL SHARED 1, 2, 3 1,000,000 LEAR CORP COM 521865105 15,602 1,485,901 SH SHARED 1, 2, 3 1,485,901 MAGNA INTL INC CL A 559222401 38,327 748,720 SH SHARED 1, 2, 3 748,720 MARRIOTT INTL INC NEW CL A 571903202 10,436 400,000 PUT SHARED 1, 2, 3 400,000 MARTIN MARIETTA MATLS INC COM 573284106 11,198 100,000 CALL SHARED 1, 2, 3 100,000 MARTIN MARIETTA MATLS INC COM 573284106 7,245 64,700 SH SHARED 1, 2, 3 64,700 MBIA INC COM 55262C100 49,766 4,182,000 SH SHARED 1, 2, 3 4,182,000 MICRON TECHNOLOGY INC COM 595112103 20,733 5,119,285 SH SHARED 1, 2, 3 5,119,285 NATIONAL CITY CORP COM 635405103 4,738 2,707,300 CALL SHARED 1, 2, 3 2,707,300 NUCOR CORP COM 670346105 7,900 200,000 CALL SHARED 1, 2, 3 200,000 PANERA BREAD CO CL A 69840W108 7,635 150,000 PUT SHARED 1, 2, 3 150,000 PANERA BREAD CO CL A 69840W108 11,106 218,191 SH SHARED 1, 2, 3 218,191 PAR PHARMACEUTICAL COS INC COM 69888P106 32,831 2,671,387 SH SHARED 1, 2, 3 2,671,387 PFIZER INC COM 717081103 53,012 2,874,852 SH SHARED 1, 2, 3 2,874,852 PHH CORP COM NEW 693320202 26,163 1,968,617 SH SHARED 1, 2, 3 1,968,617 PNM RES INC COM 69349H107 42,473 4,147,800 SH SHARED 1, 2, 3 4,147,800 POLARIS INDS INC COM 731068102 10,199 224,200 SH SHARED 1, 2, 3 224,200 RANGE RES CORP COM 75281A109 10,718 250,000 CALL SHARED 1, 2, 3 250,000 RANGE RES CORP COM 75281A109 11,438 266,800 PUT SHARED 1, 2, 3 266,800 SANDISK CORP COM 80004C101 33,935 1,735,803 SH SHARED 1, 2, 3 1,735,803 SANMINA SCI CORP COM 800907107 23,244 16,602,859 SH SHARED 1, 2, 3 16,602,859 SANOFI AVENTIS SPONSORED ADR 80105N105 27,692 842,462 SH SHARED 1, 2, 3 842,462 SONY CORP ADR NEW 835699307 31,566 1,022,550 SH SHARED 1, 2, 3 1,022,550 SPDR TR UNIT SER 1 78462F103 34,797 300,000 PUT SHARED 1, 2, 3 300,000 STRYKER CORP COM 863667101 12,460 200,000 PUT SHARED 1, 2, 3 200,000 SUPERVALU INC COM 868536103 46,158 2,127,100 SH SHARED 1, 2, 3 2,127,100 TEXAS INDS INC COM 882491103 8,172 200,000 PUT SHARED 1, 2, 3 200,000 TEXAS INDS INC COM 882491103 13,435 328,800 SH SHARED 1, 2, 3 328,800 TRINITY INDS INC COM 896522109 17,144 666,300 PUT SHARED 1, 2, 3 666,300 TRINITY INDS INC COM 896522109 7,585 294,800 SH SHARED 1, 2, 3 294,800 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 6,296 395,700 SH SHARED 1, 2, 3 395,700 UNITED STATES STL CORP NEW COM 912909108 31,044 400,000 CALL SHARED 1, 2, 3 400,000 UNITED STATES STL CORP NEW COM 912909108 11,642 150,000 PUT SHARED 1, 2, 3 150,000 US Steel COM 912909108 11,641 150,000 SH SHARED 1, 2, 3 150,000 USG Corp COM 903293405 25,195 984,188 SH SHARED 1, 2, 3 984,188 VULCAN MATLS CO COM 929160109 37,250 500,000 PUT SHARED 1, 2, 3 500,000 VULCAN MATLS CO COM 929160109 29,800 400,000 CALL SHARED 1, 2, 3 400,000 WACHOVIA CORP NEW COM 929903102 1,400 400,000 PUT SHARED 1, 2, 3 400,000 WACHOVIA CORP NEW COM 929903102 1,400 400,000 SH SHARED 1, 2, 3 400,000 WHIRLPOOL CORP COM 963320106 14,264 179,900 SH SHARED 1, 2, 3 179,900
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