0001166152-11-000003.txt : 20110513 0001166152-11-000003.hdr.sgml : 20110513 20110513123920 ACCESSION NUMBER: 0001166152-11-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110513 DATE AS OF CHANGE: 20110513 EFFECTIVENESS DATE: 20110513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRESCOTT GROUP CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001166152 IRS NUMBER: 731554000 STATE OF INCORPORATION: OK FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10017 FILM NUMBER: 11839274 BUSINESS ADDRESS: STREET 1: 1924 S UTICA SUITEF 1120 CITY: TULSA STATE: OK ZIP: 74104 BUSINESS PHONE: 9187473412 13F-HR 1 form13f033111.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Prescott Group Capital Management, L.L.C. Address: 1924 South Utica, Suite #1120 Tulsa, OK 74104 13F File Number: 28-10017 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Jeff Watkins Title: President Phone: 918-747-3412 Signature: Jeff Watkins Place: Tulsa, Oklahoma Date of Signing: 5/13/11 Report Type (Check only one): [X] 13F Holdings Report [ ] 13F Notice [ ] 13F Combination Report List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 162 Form 13F Information Table Value Total: $497,357 List of Other Included Managers: NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 4 KIDS ENTMT INC COM COM 350865101 579 2414209 SH SOLE 2414209 A.C. MOORE ARTS & CRAFTS COM 00086T103 990 361484 SH SOLE 361484 ACCURAY, INC. COM 004397105 244 27100 SH SOLE 27100 AIR TRANSPORT SRVS GROUP COM 00922R105 39148 4632940 SH SOLE 4632940 ALCATEL-LUCENT COM 013904305 2789 480000 SH SOLE 480000 AMER ORIENTAL BIOENGINEERING COM 028731107 3806 2554610 SH SOLE 2554610 AMERICAN EXPRESS CO COM COM 025816109 407 9000 SH SOLE 9000 AMERIGON, INC. COM 03070L300 5651 370100 SH SOLE 370100 AMERIGROUP CORP COM 03073T102 1780 27700 SH SOLE 27700 APAC CUSTOMER SERVICES, INC. COM 00185E106 1857 308907 SH SOLE 308907 ASIAINFO HOLDINGS, INC. COM 04518A104 1804 83326 SH SOLE 83326 BALLARD POWER SYS, INC. COM 058586108 2911 1249507 SH SOLE 1249507 BIOSCRIP, INC. COM 09069N108 4998 1070184 SH SOLE 1070184 BLUEPHOENIX SOLUTIONS COM M20157109 11083 5772359 SH SOLE 5772359 BUCKEYE PARTNERS, L.P. COM 118230101 3136 49350 SH SOLE 49350 BUILDERS FIRSTSOURCE COM 12008R107 8833 3110139 SH SOLE 3110139 CADENCE DESIGN SYSTEM, INC. COM 127387108 2098 215170 SH SOLE 215170 CALAMP CORP COM 128126109 915 273052 SH SOLE 273052 CALLIDUS SOFTWARE, INC. COM 13123E500 1030 150000 SH SOLE 150000 CARDICA, INC. COM 14141R101 5435 1526806 SH SOLE 1526806 CATALYST HEALTH SOLUTIONS, INC COM 14888B103 1510 27000 SH SOLE 27000 CEREPLAST, INC. COM 156732307 1689 315790 SH SOLE 315790 CHECK POINT SOFTWARE ORD COM M22465104 2961 58000 SH SOLE 58000 CHINA CERAMICS CO., LTD COM G2113X100 1987 322000 SH SOLE 322000 CHINA MARINE FOOD GROUP LTD COM 16943R106 5754 1467884 SH SOLE 1467884 CHINA VALVES TECHNOLOGY, INC. COM 169476207 4026 867592 SH SOLE 867592 CHINA XD PLASTICS CO., LTD. COM 16948F107 4533 869992 SH SOLE 869992 CHINDEX INTERNATIONAL, INC. COM 169467107 7118 443467 SH SOLE 443467 CIT GROUP, INC. COM 125581801 2423 56950 SH SOLE 56950 CNA FINANCIAL CORP COM 126117100 2063 69817 SH SOLE 69817 CNINSURE, INC. COM 18976M103 335 25881 SH SOLE 25881 COGNEX CORP COM 192422103 1912 67683 SH SOLE 67683 COLEMAN CABLE COM 193459302 133 15000 SH SOLE 15000 COMSTOCK HOMEBUILDING COS COM 205684103 1781 1359530 SH SOLE 1359530 COMVERSE TECHNOLOGY COM 205862402 4156 553394 SH SOLE 553394 COPART INC COM COM 217204106 247 5700 SH SOLE 5700 CPI CORPORATION COM 125902106 4795 213000 SH SOLE 213000 D R HORTON, INC. COM 23331A109 1445 124000 SH SOLE 124000 DAKTRONICS INC COM COM 234264109 537 50000 SH SOLE 50000 DDI CORPORATION COM 233162502 1120 105935 SH SOLE 105935 DELCATH SYSTEMS COM 24661P104 2577 350000 SH SOLE 350000 DEMANDTEC, INC. COM 24802R506 11541 876948 SH SOLE 876948 DENTSPLY INTL INC NEW COM COM 249030107 252 6800 SH SOLE 6800 DIALOGIC CORPORATION COM 25250T100 3802 810696 SH SOLE 810696 DYNAVOX, INC. COM 26817F104 1619 293258 SH SOLE 293258 ENGLOBAL CORP COM 293306106 4010 885291 SH SOLE 885291 EQUIFAX INC COM COM 294429105 214 5500 SH SOLE 5500 EXIDE TECHNOLOGIES COM 302051206 894 80000 SH SOLE 80000 FIRST MARBLEHEAD CORP COM 320771108 20682 9401041 SH SOLE 9401041 FLANDERS CORP COM 338494107 6870 2113965 SH SOLE 2113965 FUNDTECH LTD COM M47095100 7018 404500 SH SOLE 404500 FUQI INTERNATIONAL, INC. COM 36102A207 4154 1457714 SH SOLE 1457714 FURNITURE BRANDS INTL, INC. COM 360921100 1679 369117 SH SOLE 369117 FUSHI COPPERWELD, INC. COM 36113E107 1144 142600 SH SOLE 142600 GENERAL GROWTH PROPERTIES COM 370021107 7932 512414 SH SOLE 512414 GLOBAL POWER EQUIP COM 37941P306 363 13190 SH SOLE 13190 GP STRATEGIES CORP COM 36225V104 2711 199370 SH SOLE 199370 GREAT ATLANTIC & PAC TEA, INC. COM 390064202 134 18550 SH SOLE 18550 GREAT WOLF RESORTS COM 391523107 4445 2106405 SH SOLE 2106405 GSI GROUP, INC. COM 36191C205 7483 726510 SH SOLE 726510 HARDINGE, INC. COM 412324303 822 60000 SH SOLE 60000 HARRIS CORP COM 413875105 238 4800 SH SOLE 4800 HASBRO, INC. COM 418056107 937 20000 SH SOLE 20000 HEALTHSOUTH CORP COM COM 421924309 3665 146700 SH SOLE 146700 HENRY SCHEIN, INC. COM 806407102 253 3600 SH SOLE 3600 HERTZ GLOBAL HOLDINGS COM 42805T105 820 52436 SH SOLE 52436 HURON CONSULTING GROUP, INC. COM 447462102 1107 39987 SH SOLE 39987 IDEXX LABORATORIES, INC. COM 45168D104 1982 25669 SH SOLE 25669 ISHARES BARCLAYS COM 464288646 627 6000 SH SOLE 6000 ISHARES TR S&P MIDCAP 400 COM 464287507 888 9000 SH SOLE 9000 JINGWEI INTL LTD COM 47759G108 471 150438 SH SOLE 150438 JOHN BEAN TECHNOLOGIES CORP COM 477839104 1366 71033 SH SOLE 71033 KADANT, INC. COM 48282T104 288 11004 SH SOLE 11004 KINDRED HEALTHCARE, INC. COM 494580103 525 22000 SH SOLE 22000 KIT DIGITAL, INC. COM 482470200 5699 473327 SH SOLE 473327 L J INTL COM G55312105 306 77583 SH SOLE 77583 LAKES ENTERTAINMENT, INC. COM 51206P109 37 13578 SH SOLE 13578 LEAR CORP COM 521865204 1075 22000 SH SOLE 22000 LECG CORP COM 523234102 15 72000 SH SOLE 72000 LENNAR CORP COM 526057104 1812 100000 SH SOLE 100000 LML PAYMENT SYSTEMS, INC. COM 50208P109 304 104796 SH SOLE 104796 MASTEC, INC. COM 576323109 918 44111 SH SOLE 44111 MEDCATH CORP COM 58404W109 499 35800 SH SOLE 35800 MERCURY COMPUTER SYSTEMS COM 589378108 317 15000 SH SOLE 15000 MERITAGE HOMES CORP COM 59001A102 314 13000 SH SOLE 13000 MIDCAP SPDRS COM 78467Y107 1688 9400 SH SOLE 9400 MINES MANAGEMENT, INC. COM 603432105 576 200000 SH SOLE 200000 MORGAN STANLEY COM 617446448 1120 41000 SH SOLE 41000 MRV COMMUNICATIONS COM 553477100 5970 3902178 SH SOLE 3902178 NAMTAI ELECTRONICS COM 629865205 3672 569281 SH SOLE 569281 NATL INSTRUMENTS CORP COM 636518102 1067 32559 SH SOLE 32559 NATURES SUNSHINE PRODUCTS COM 639027101 16714 1865383 SH SOLE 1865383 NAVARRE CORP COM 639208107 29 15300 SH SOLE 15300 NCI BUILDING SYSTEMS, INC. COM 628852204 7595 599441 SH SOLE 599441 NEWPARK RESOURCES, INC. COM 651718504 4104 522075 SH SOLE 522075 NIKE INC CL B COM 654106103 318 4200 SH SOLE 4200 OMNIVISION TECH COM 682128103 497 14000 SH SOLE 14000 OPENWAVE SYSTEMS, INC. COM 683718308 6355 2969762 SH SOLE 2969762 OPTIBASE LTD ORD COM M7524R108 3471 2006098 SH SOLE 2006098 ORACLE CORP COM COM 68389X105 254 7601 SH SOLE 7601 ORIGIN AGRITECH LTD COM G67828106 6628 860781 SH SOLE 860781 PACER INTL, INC. COM 69373H106 9137 1740455 SH SOLE 1740455 PANSOFT COMPANY LTD COM G6891W101 485 118475 SH SOLE 118475 PAR TECHNOLOGY CORP COM 698884103 5776 1266634 SH SOLE 1266634 PARKER HANNIFIN CORP COM 701094104 284 3000 SH SOLE 3000 PENN NATIONAL GAMING COM 707569109 834 22500 SH SOLE 22500 PHARMATHENE, INC. COM 71714G102 588 184175 SH SOLE 184175 POLYCOM INC COM COM 73172K104 1158 22336 SH SOLE 22336 PRG-SCHULTZ INTL, INC. COM 69357C503 5358 882644 SH SOLE 882644 PRINCETON REVIEW, INC. COM 742352107 210 550000 SH SOLE 550000 PULSE ELECTRONIC CORP. COM 74586W106 3102 512800 SH SOLE 512800 QKL STORES, INC. COM 74732Y105 3219 1219398 SH SOLE 1219398 QUALITY SYSTEMS, INC. COM 747582104 848 10176 SH SOLE 10176 QUANTUM CORP COM 747906204 1398 554898 SH SOLE 554898 RADIANT SYSTEMS, INC. COM 75025N102 447 25295 SH SOLE 25295 RAE SYSTEMS COM 75061P102 1709 971276 SH SOLE 971276 RAYTHEON CO COM NEW COM 755111507 356 7000 SH SOLE 7000 REDDY ICE HLDGS, INC. COM 75734R105 901 300449 SH SOLE 300449 REGAL BELOIT CORP COM 758750103 1625 22006 SH SOLE 22006 RPM INC OHIO COM COM 749685103 617 26000 SH SOLE 26000 RSC HOLDINGS, INC. COM 74972L102 359 25000 SH SOLE 25000 SAPIENT CORPORATION COM 803062108 1950 170301 SH SOLE 170301 SATYAM COMPUTER SERVICES LTD COM 804098101 1587 525407 SH SOLE 525407 SCHLUMBERGER LTD COM COM 806857108 326 3500 SH SOLE 3500 SENOMYX, INC. COM 81724Q107 13141 2175600 SH SOLE 2175600 SHANDA GAMES LTD COM 81941U105 954 150000 SH SOLE 150000 SHUFFLE MASTER COM 825549108 3319 310741 SH SOLE 310741 SIGA TECHNOLOGIES COM 826917106 699 57732 SH SOLE 57732 SILICON GRAPHICS INTL CORP COM 82706L108 41656 1946550 SH SOLE 1946550 SILICON IMAGE, INC. COM 82705T102 448 50000 SH SOLE 50000 SKECHERS USA, INC. COM 830566105 2343 114064 SH SOLE 114064 SLM CORP COM 78442P106 1670 109119 SH SOLE 109119 SOUTHWEST SECS GROUP COM COM 78503N107 18238 3004667 SH SOLE 3004667 SRA INTERNATIONAL, INC. COM 78464R105 2547 89800 SH SOLE 89800 STARBUCKS CORP COM COM 855244109 403 10900 SH SOLE 10900 STEREOTAXIS, INC. COM 85916J102 1935 500000 SH SOLE 500000 STEWART INFORMATION SVCS COM 860372101 10533 1005078 SH SOLE 1005078 SUNRISE SENIOR LIVING, INC. COM 86768K106 3331 279200 SH SOLE 279200 SXC HEALTH SOLUTIONS COM 78505P100 1644 30000 SH SOLE 30000 SYNERON MEDICAL COM M87245102 742 56892 SH SOLE 56892 TAL INTL GROUP, INC. COM 874083108 1052 29007 SH SOLE 29007 TELEDYNE TECHNOLOGIES, INC. COM 879360105 776 15000 SH SOLE 15000 TENNECO AUTOMOTIVE, INC. COM 880349105 1762 41500 SH SOLE 41500 THERMOGENESIS CORP COM 883623308 813 388927 SH SOLE 388927 THOMAS & BETTS CORP COM 884315102 202 3400 SH SOLE 3400 TW TELECOM, INC. COM 87311L104 478 24914 SH SOLE 24914 ULTRALIFE BATTERIES COM 903899102 1795 354040 SH SOLE 354040 UNITED TECHNOLOGIES CORP COM 913017109 457 5400 SH SOLE 5400 UTSTARCOM, INC. COM 918076100 746 317321 SH SOLE 317321 VANCE INFORMATION TECHNOLOGIES COM 921564100 559 17800 SH SOLE 17800 VICOR CORP COM 925815102 4423 268200 SH SOLE 268200 WABASH NATL CORP COM 929566107 2316 200000 SH SOLE 200000 WABTEC CORP COM 929740108 1282 18900 SH SOLE 18900 WAL MART STORES INC COM COM 931142103 208 4000 SH SOLE 4000 WELLCARE HEALTH PLANS, INC. COM 94946T106 4088 97443 SH SOLE 97443 WESTERN GAS PARTNERS, L.P. COM 958254104 1844 52800 SH SOLE 52800 WHITING PETROLEUM CORP COM 966387102 1102 15000 SH SOLE 15000 WOLVERINE WORLD WIDE, INC. COM 978097103 239 6400 SH SOLE 6400 WSP HOLDINGS LTD COM 92934F104 32 24154 SH SOLE 24154 YAHOO, INC. COM 984332106 1668 100000 SH SOLE 100000 YONGYE INTERNATIONAL, INC. COM 98607B106 693 113000 SH SOLE 113000 YUCHENG TECHNOLOGIES COM G98777108 61 15307 SH SOLE 15307