0001166152-11-000003.txt : 20110513
0001166152-11-000003.hdr.sgml : 20110513
20110513123920
ACCESSION NUMBER: 0001166152-11-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110513
DATE AS OF CHANGE: 20110513
EFFECTIVENESS DATE: 20110513
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRESCOTT GROUP CAPITAL MANAGEMENT LLC
CENTRAL INDEX KEY: 0001166152
IRS NUMBER: 731554000
STATE OF INCORPORATION: OK
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10017
FILM NUMBER: 11839274
BUSINESS ADDRESS:
STREET 1: 1924 S UTICA SUITEF 1120
CITY: TULSA
STATE: OK
ZIP: 74104
BUSINESS PHONE: 9187473412
13F-HR
1
form13f033111.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Prescott Group Capital Management, L.L.C.
Address: 1924 South Utica, Suite #1120
Tulsa, OK 74104
13F File Number: 28-10017
The institutional investment manager filing this report and the person
by whom it is signed hereby represent that the person signing the report
is authorized to submit it, that all information contained herein is
true, correct and complete, and that it is understood that all required
items, statements schedules, lists, and tables, are considered integral
parts of this submission.
Person Signing this Report on Behalf of Reporting Manager:
Name: Jeff Watkins
Title: President
Phone: 918-747-3412
Signature: Jeff Watkins
Place: Tulsa, Oklahoma
Date of Signing: 5/13/11
Report Type (Check only one): [X] 13F Holdings Report
[ ] 13F Notice
[ ] 13F Combination Report
List of Other Managers Reporting for this Manager: NONE
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 162
Form 13F Information Table Value Total: $497,357
List of Other Included Managers: NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
4 KIDS ENTMT INC COM COM 350865101 579 2414209 SH SOLE 2414209
A.C. MOORE ARTS & CRAFTS COM 00086T103 990 361484 SH SOLE 361484
ACCURAY, INC. COM 004397105 244 27100 SH SOLE 27100
AIR TRANSPORT SRVS GROUP COM 00922R105 39148 4632940 SH SOLE 4632940
ALCATEL-LUCENT COM 013904305 2789 480000 SH SOLE 480000
AMER ORIENTAL BIOENGINEERING COM 028731107 3806 2554610 SH SOLE 2554610
AMERICAN EXPRESS CO COM COM 025816109 407 9000 SH SOLE 9000
AMERIGON, INC. COM 03070L300 5651 370100 SH SOLE 370100
AMERIGROUP CORP COM 03073T102 1780 27700 SH SOLE 27700
APAC CUSTOMER SERVICES, INC. COM 00185E106 1857 308907 SH SOLE 308907
ASIAINFO HOLDINGS, INC. COM 04518A104 1804 83326 SH SOLE 83326
BALLARD POWER SYS, INC. COM 058586108 2911 1249507 SH SOLE 1249507
BIOSCRIP, INC. COM 09069N108 4998 1070184 SH SOLE 1070184
BLUEPHOENIX SOLUTIONS COM M20157109 11083 5772359 SH SOLE 5772359
BUCKEYE PARTNERS, L.P. COM 118230101 3136 49350 SH SOLE 49350
BUILDERS FIRSTSOURCE COM 12008R107 8833 3110139 SH SOLE 3110139
CADENCE DESIGN SYSTEM, INC. COM 127387108 2098 215170 SH SOLE 215170
CALAMP CORP COM 128126109 915 273052 SH SOLE 273052
CALLIDUS SOFTWARE, INC. COM 13123E500 1030 150000 SH SOLE 150000
CARDICA, INC. COM 14141R101 5435 1526806 SH SOLE 1526806
CATALYST HEALTH SOLUTIONS, INC COM 14888B103 1510 27000 SH SOLE 27000
CEREPLAST, INC. COM 156732307 1689 315790 SH SOLE 315790
CHECK POINT SOFTWARE ORD COM M22465104 2961 58000 SH SOLE 58000
CHINA CERAMICS CO., LTD COM G2113X100 1987 322000 SH SOLE 322000
CHINA MARINE FOOD GROUP LTD COM 16943R106 5754 1467884 SH SOLE 1467884
CHINA VALVES TECHNOLOGY, INC. COM 169476207 4026 867592 SH SOLE 867592
CHINA XD PLASTICS CO., LTD. COM 16948F107 4533 869992 SH SOLE 869992
CHINDEX INTERNATIONAL, INC. COM 169467107 7118 443467 SH SOLE 443467
CIT GROUP, INC. COM 125581801 2423 56950 SH SOLE 56950
CNA FINANCIAL CORP COM 126117100 2063 69817 SH SOLE 69817
CNINSURE, INC. COM 18976M103 335 25881 SH SOLE 25881
COGNEX CORP COM 192422103 1912 67683 SH SOLE 67683
COLEMAN CABLE COM 193459302 133 15000 SH SOLE 15000
COMSTOCK HOMEBUILDING COS COM 205684103 1781 1359530 SH SOLE 1359530
COMVERSE TECHNOLOGY COM 205862402 4156 553394 SH SOLE 553394
COPART INC COM COM 217204106 247 5700 SH SOLE 5700
CPI CORPORATION COM 125902106 4795 213000 SH SOLE 213000
D R HORTON, INC. COM 23331A109 1445 124000 SH SOLE 124000
DAKTRONICS INC COM COM 234264109 537 50000 SH SOLE 50000
DDI CORPORATION COM 233162502 1120 105935 SH SOLE 105935
DELCATH SYSTEMS COM 24661P104 2577 350000 SH SOLE 350000
DEMANDTEC, INC. COM 24802R506 11541 876948 SH SOLE 876948
DENTSPLY INTL INC NEW COM COM 249030107 252 6800 SH SOLE 6800
DIALOGIC CORPORATION COM 25250T100 3802 810696 SH SOLE 810696
DYNAVOX, INC. COM 26817F104 1619 293258 SH SOLE 293258
ENGLOBAL CORP COM 293306106 4010 885291 SH SOLE 885291
EQUIFAX INC COM COM 294429105 214 5500 SH SOLE 5500
EXIDE TECHNOLOGIES COM 302051206 894 80000 SH SOLE 80000
FIRST MARBLEHEAD CORP COM 320771108 20682 9401041 SH SOLE 9401041
FLANDERS CORP COM 338494107 6870 2113965 SH SOLE 2113965
FUNDTECH LTD COM M47095100 7018 404500 SH SOLE 404500
FUQI INTERNATIONAL, INC. COM 36102A207 4154 1457714 SH SOLE 1457714
FURNITURE BRANDS INTL, INC. COM 360921100 1679 369117 SH SOLE 369117
FUSHI COPPERWELD, INC. COM 36113E107 1144 142600 SH SOLE 142600
GENERAL GROWTH PROPERTIES COM 370021107 7932 512414 SH SOLE 512414
GLOBAL POWER EQUIP COM 37941P306 363 13190 SH SOLE 13190
GP STRATEGIES CORP COM 36225V104 2711 199370 SH SOLE 199370
GREAT ATLANTIC & PAC TEA, INC. COM 390064202 134 18550 SH SOLE 18550
GREAT WOLF RESORTS COM 391523107 4445 2106405 SH SOLE 2106405
GSI GROUP, INC. COM 36191C205 7483 726510 SH SOLE 726510
HARDINGE, INC. COM 412324303 822 60000 SH SOLE 60000
HARRIS CORP COM 413875105 238 4800 SH SOLE 4800
HASBRO, INC. COM 418056107 937 20000 SH SOLE 20000
HEALTHSOUTH CORP COM COM 421924309 3665 146700 SH SOLE 146700
HENRY SCHEIN, INC. COM 806407102 253 3600 SH SOLE 3600
HERTZ GLOBAL HOLDINGS COM 42805T105 820 52436 SH SOLE 52436
HURON CONSULTING GROUP, INC. COM 447462102 1107 39987 SH SOLE 39987
IDEXX LABORATORIES, INC. COM 45168D104 1982 25669 SH SOLE 25669
ISHARES BARCLAYS COM 464288646 627 6000 SH SOLE 6000
ISHARES TR S&P MIDCAP 400 COM 464287507 888 9000 SH SOLE 9000
JINGWEI INTL LTD COM 47759G108 471 150438 SH SOLE 150438
JOHN BEAN TECHNOLOGIES CORP COM 477839104 1366 71033 SH SOLE 71033
KADANT, INC. COM 48282T104 288 11004 SH SOLE 11004
KINDRED HEALTHCARE, INC. COM 494580103 525 22000 SH SOLE 22000
KIT DIGITAL, INC. COM 482470200 5699 473327 SH SOLE 473327
L J INTL COM G55312105 306 77583 SH SOLE 77583
LAKES ENTERTAINMENT, INC. COM 51206P109 37 13578 SH SOLE 13578
LEAR CORP COM 521865204 1075 22000 SH SOLE 22000
LECG CORP COM 523234102 15 72000 SH SOLE 72000
LENNAR CORP COM 526057104 1812 100000 SH SOLE 100000
LML PAYMENT SYSTEMS, INC. COM 50208P109 304 104796 SH SOLE 104796
MASTEC, INC. COM 576323109 918 44111 SH SOLE 44111
MEDCATH CORP COM 58404W109 499 35800 SH SOLE 35800
MERCURY COMPUTER SYSTEMS COM 589378108 317 15000 SH SOLE 15000
MERITAGE HOMES CORP COM 59001A102 314 13000 SH SOLE 13000
MIDCAP SPDRS COM 78467Y107 1688 9400 SH SOLE 9400
MINES MANAGEMENT, INC. COM 603432105 576 200000 SH SOLE 200000
MORGAN STANLEY COM 617446448 1120 41000 SH SOLE 41000
MRV COMMUNICATIONS COM 553477100 5970 3902178 SH SOLE 3902178
NAMTAI ELECTRONICS COM 629865205 3672 569281 SH SOLE 569281
NATL INSTRUMENTS CORP COM 636518102 1067 32559 SH SOLE 32559
NATURES SUNSHINE PRODUCTS COM 639027101 16714 1865383 SH SOLE 1865383
NAVARRE CORP COM 639208107 29 15300 SH SOLE 15300
NCI BUILDING SYSTEMS, INC. COM 628852204 7595 599441 SH SOLE 599441
NEWPARK RESOURCES, INC. COM 651718504 4104 522075 SH SOLE 522075
NIKE INC CL B COM 654106103 318 4200 SH SOLE 4200
OMNIVISION TECH COM 682128103 497 14000 SH SOLE 14000
OPENWAVE SYSTEMS, INC. COM 683718308 6355 2969762 SH SOLE 2969762
OPTIBASE LTD ORD COM M7524R108 3471 2006098 SH SOLE 2006098
ORACLE CORP COM COM 68389X105 254 7601 SH SOLE 7601
ORIGIN AGRITECH LTD COM G67828106 6628 860781 SH SOLE 860781
PACER INTL, INC. COM 69373H106 9137 1740455 SH SOLE 1740455
PANSOFT COMPANY LTD COM G6891W101 485 118475 SH SOLE 118475
PAR TECHNOLOGY CORP COM 698884103 5776 1266634 SH SOLE 1266634
PARKER HANNIFIN CORP COM 701094104 284 3000 SH SOLE 3000
PENN NATIONAL GAMING COM 707569109 834 22500 SH SOLE 22500
PHARMATHENE, INC. COM 71714G102 588 184175 SH SOLE 184175
POLYCOM INC COM COM 73172K104 1158 22336 SH SOLE 22336
PRG-SCHULTZ INTL, INC. COM 69357C503 5358 882644 SH SOLE 882644
PRINCETON REVIEW, INC. COM 742352107 210 550000 SH SOLE 550000
PULSE ELECTRONIC CORP. COM 74586W106 3102 512800 SH SOLE 512800
QKL STORES, INC. COM 74732Y105 3219 1219398 SH SOLE 1219398
QUALITY SYSTEMS, INC. COM 747582104 848 10176 SH SOLE 10176
QUANTUM CORP COM 747906204 1398 554898 SH SOLE 554898
RADIANT SYSTEMS, INC. COM 75025N102 447 25295 SH SOLE 25295
RAE SYSTEMS COM 75061P102 1709 971276 SH SOLE 971276
RAYTHEON CO COM NEW COM 755111507 356 7000 SH SOLE 7000
REDDY ICE HLDGS, INC. COM 75734R105 901 300449 SH SOLE 300449
REGAL BELOIT CORP COM 758750103 1625 22006 SH SOLE 22006
RPM INC OHIO COM COM 749685103 617 26000 SH SOLE 26000
RSC HOLDINGS, INC. COM 74972L102 359 25000 SH SOLE 25000
SAPIENT CORPORATION COM 803062108 1950 170301 SH SOLE 170301
SATYAM COMPUTER SERVICES LTD COM 804098101 1587 525407 SH SOLE 525407
SCHLUMBERGER LTD COM COM 806857108 326 3500 SH SOLE 3500
SENOMYX, INC. COM 81724Q107 13141 2175600 SH SOLE 2175600
SHANDA GAMES LTD COM 81941U105 954 150000 SH SOLE 150000
SHUFFLE MASTER COM 825549108 3319 310741 SH SOLE 310741
SIGA TECHNOLOGIES COM 826917106 699 57732 SH SOLE 57732
SILICON GRAPHICS INTL CORP COM 82706L108 41656 1946550 SH SOLE 1946550
SILICON IMAGE, INC. COM 82705T102 448 50000 SH SOLE 50000
SKECHERS USA, INC. COM 830566105 2343 114064 SH SOLE 114064
SLM CORP COM 78442P106 1670 109119 SH SOLE 109119
SOUTHWEST SECS GROUP COM COM 78503N107 18238 3004667 SH SOLE 3004667
SRA INTERNATIONAL, INC. COM 78464R105 2547 89800 SH SOLE 89800
STARBUCKS CORP COM COM 855244109 403 10900 SH SOLE 10900
STEREOTAXIS, INC. COM 85916J102 1935 500000 SH SOLE 500000
STEWART INFORMATION SVCS COM 860372101 10533 1005078 SH SOLE 1005078
SUNRISE SENIOR LIVING, INC. COM 86768K106 3331 279200 SH SOLE 279200
SXC HEALTH SOLUTIONS COM 78505P100 1644 30000 SH SOLE 30000
SYNERON MEDICAL COM M87245102 742 56892 SH SOLE 56892
TAL INTL GROUP, INC. COM 874083108 1052 29007 SH SOLE 29007
TELEDYNE TECHNOLOGIES, INC. COM 879360105 776 15000 SH SOLE 15000
TENNECO AUTOMOTIVE, INC. COM 880349105 1762 41500 SH SOLE 41500
THERMOGENESIS CORP COM 883623308 813 388927 SH SOLE 388927
THOMAS & BETTS CORP COM 884315102 202 3400 SH SOLE 3400
TW TELECOM, INC. COM 87311L104 478 24914 SH SOLE 24914
ULTRALIFE BATTERIES COM 903899102 1795 354040 SH SOLE 354040
UNITED TECHNOLOGIES CORP COM 913017109 457 5400 SH SOLE 5400
UTSTARCOM, INC. COM 918076100 746 317321 SH SOLE 317321
VANCE INFORMATION TECHNOLOGIES COM 921564100 559 17800 SH SOLE 17800
VICOR CORP COM 925815102 4423 268200 SH SOLE 268200
WABASH NATL CORP COM 929566107 2316 200000 SH SOLE 200000
WABTEC CORP COM 929740108 1282 18900 SH SOLE 18900
WAL MART STORES INC COM COM 931142103 208 4000 SH SOLE 4000
WELLCARE HEALTH PLANS, INC. COM 94946T106 4088 97443 SH SOLE 97443
WESTERN GAS PARTNERS, L.P. COM 958254104 1844 52800 SH SOLE 52800
WHITING PETROLEUM CORP COM 966387102 1102 15000 SH SOLE 15000
WOLVERINE WORLD WIDE, INC. COM 978097103 239 6400 SH SOLE 6400
WSP HOLDINGS LTD COM 92934F104 32 24154 SH SOLE 24154
YAHOO, INC. COM 984332106 1668 100000 SH SOLE 100000
YONGYE INTERNATIONAL, INC. COM 98607B106 693 113000 SH SOLE 113000
YUCHENG TECHNOLOGIES COM G98777108 61 15307 SH SOLE 15307