0001166134-18-000002.txt : 20181130 0001166134-18-000002.hdr.sgml : 20181130 20181130153206 ACCESSION NUMBER: 0001166134-18-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181130 DATE AS OF CHANGE: 20181130 EFFECTIVENESS DATE: 20181130 FILER: COMPANY DATA: COMPANY CONFORMED NAME: POPE ASSET MANAGEMENT, LLC CENTRAL INDEX KEY: 0001166134 IRS NUMBER: 621871308 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10004 FILM NUMBER: 181211144 BUSINESS ADDRESS: STREET 1: 5100 POPLAR AVE STREET 2: STE 805 CITY: MEMPHIS STATE: TN ZIP: 38137 BUSINESS PHONE: 901 763 4001 MAIL ADDRESS: STREET 1: 5100 POPLAR AVE STREET 2: STE 805 CITY: MEMPHIS STATE: TN ZIP: 38137 FORMER COMPANY: FORMER CONFORMED NAME: POPE ASSET MANAGEMENT LLC DATE OF NAME CHANGE: 20020128 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001166134 XXXXXXXX 09-30-2018 09-30-2018 POPE ASSET MANAGEMENT, LLC

5100 POPLAR AVE STE 805 MEMPHIS TN 38137

13F HOLDINGS REPORT 028-10004 N John Barton 9017634001 John Barton Memphis TN 11-30-2018 1 38 162367 false 1 028-06557 Capital Strategies Advisors, Inc. INFORMATION TABLE 2 9301813FinXML.xml Annuity &Life Re (hldgs) Ltd C Common ZZE6C3HI1 15329 2457566 SH SOLE 2457566 0 0 Chevrontexaco Corp Common 166764100 293 2400 SH SOLE 2400 0 0 China Ritar Power Corp Common 169423100 12 16037 SH OTR 01 0 0 16037 China Sky One Med Inc Com Common 16941P102 2001 1164422 SH SOLE 1164422 0 0 Conocophillips Nfs Llc Is Common 20825C104 6043 78078 SH SOLE 78078 0 0 Conocophillips Nfs Llc Is Common 20825C104 1109 14331 SH OTR 01 0 0 14331 DNB Nor Asa Ord Shs Common R1640U124 27213 1295811 SH SOLE 1295811 0 0 DNB Nor Asa Ord Shs Common R1640U124 4825 229750 SH OTR 01 0 0 229750 Exxon Mobil Corporation Common 30231G102 297 3500 SH SOLE 3500 0 0 Full Apex Holdings Ltd Shs Common G3687W106 1477 5681145 SH SOLE 5681145 0 0 Full Apex Holdings Ltd Shs Common G3687W106 236 909305 SH OTR 01 0 0 909305 Guangdong Nan Yue Logistics Co Common Y2930Z106 10223 24251310 SH SOLE 24251310 0 0 Guangdong Nan Yue Logistics Co Common Y2930Z106 1153 2737334 SH OTR 01 0 0 2737334 Helgeland Sparebank Nok50 Grun Common R3099U100 5616 538812 SH SOLE 538812 0 0 Helgeland Sparebank Nok50 Grun Common R3099U100 816 78300 SH OTR 01 0 0 78300 Jiangbo Pharmaceuticals Inc Common 47737R101 0 744696 SH SOLE 744696 0 0 Kingboard Copper Foil Hldgs Or Common G52567107 396 1200000 SH SOLE 1200000 0 0 Liandi Clean Technology Inc Co Common 52989W105 438 2742093 SH SOLE 2742093 0 0 Regal Petroleum Plc Shs Common G7476L106 11209 20288339 SH SOLE 20288339 0 0 Regal Petroleum Plc Shs Common G7476L106 983 1780000 SH OTR 01 0 0 1780000 Sandnes Sparebank Primary Ca Common R74676108 93 12749 SH SOLE 12749 0 0 Sparebank 1 Nord-Norge Grunnfo Common R8288N106 7117 841102 SH SOLE 841102 0 0 Sparebank 1 Nord-Norge Grunnfo Common R8288N106 1047 123779 SH OTR 01 0 0 123779 Sparebank 1 SR-Bank ASA Common R8170W115 6538 538518 SH SOLE 538518 0 0 Sparebank 1 SR-Bank ASA Common R8170W115 1168 96225 SH OTR 01 0 0 96225 Sparebanken Midt Norge Common R83262114 2136 191662 SH SOLE 191662 0 0 Sparebanken Midt Norge Common R83262114 318 28540 SH OTR 01 0 0 28540 Sparebanken Vest N0k25 Grunnfo Common R8323C107 535 80814 SH SOLE 80814 0 0 Sparebanken Vest N0k25 Grunnfo Common R8323C107 15 2400 SH OTR 01 0 0 2400 Storebrand ASA Ser A Common R85746106 26796 3005505 SH SOLE 3005505 0 0 Storebrand ASA Ser A Common R85746106 4463 500600 SH OTR 01 0 0 500600 Tethys Petroleum Limited Com ( Common ZZC7XGGM1 5 380000 SH SOLE 380000 0 0 Tianyin Pharmaceutical Co Inc Common 88630M104 0 745175 SH SOLE 745175 0 0 Total Fina SA ADR Common 89151E113 18044 280235 SH SOLE 280235 0 0 Total Fina SA ADR Common 89151E109 3180 49394 SH OTR 01 0 0 49394 Totens Sparebank Nok60 Common R92151100 1173 79074 SH SOLE 79074 0 0 Totens Sparebank Nok60 Common R92151100 70 4783 SH OTR 01 0 0 4783 Yuhe Intl Inc Com Common 988432100 0 593345 SH SOLE 593345 0 0