0001166134-17-000003.txt : 20170828 0001166134-17-000003.hdr.sgml : 20170828 20170825174515 ACCESSION NUMBER: 0001166134-17-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170828 DATE AS OF CHANGE: 20170825 EFFECTIVENESS DATE: 20170828 FILER: COMPANY DATA: COMPANY CONFORMED NAME: POPE ASSET MANAGEMENT, LLC CENTRAL INDEX KEY: 0001166134 IRS NUMBER: 621871308 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10004 FILM NUMBER: 171052808 BUSINESS ADDRESS: STREET 1: 5100 POPLAR AVE STREET 2: STE 805 CITY: MEMPHIS STATE: TN ZIP: 38137 BUSINESS PHONE: 901 763 4001 MAIL ADDRESS: STREET 1: 5100 POPLAR AVE STREET 2: STE 805 CITY: MEMPHIS STATE: TN ZIP: 38137 FORMER COMPANY: FORMER CONFORMED NAME: POPE ASSET MANAGEMENT LLC DATE OF NAME CHANGE: 20020128 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001166134 XXXXXXXX 06-30-2017 06-30-2017 POPE ASSET MANAGEMENT, LLC

5100 POPLAR AVE STE 805 MEMPHIS TN 38137

13F HOLDINGS REPORT 028-10004 N John Barton 9017634001 John Barton Memphis TN 08-25-2017 1 42 139190 false 1 028-06557 Capital Strategies Advisors, Inc. INFORMATION TABLE 2 6301713FinXML.xml Annuity &Life Re (hldgs) Ltd C Common ZZE6C3HI1 10811 2457566 SH SOLE 2457566 0 0 Chevrontexaco Corp Common 166764100 250 2400 SH SOLE 2400 0 0 China Pharma Hldgs Inc Com Common 16941T104 384 1673218 SH SOLE 1673218 0 0 China Ritar Power Corp Common 169423100 12 16037 SH OTR 01 0 0 16037 China Sky One Med Inc Com Common 16941P102 2001 1164422 SH SOLE 1164422 0 0 Conocophillips Nfs Llc Is Common 20825C104 3774 85868 SH SOLE 85868 0 0 Conocophillips Nfs Llc Is Common 20825C104 638 14531 SH OTR 01 0 0 14531 DNB Nor Asa Ord Shs Common R1640U124 24987 1468702 SH SOLE 1468702 0 0 DNB Nor Asa Ord Shs Common R1640U124 3950 232200 SH OTR 01 0 0 232200 Exxon Mobil Corporation Common 30231G102 282 3500 SH SOLE 3500 0 0 Full Apex Holdings Ltd Shs Common G3687W106 682 5683995 SH SOLE 5683995 0 0 Full Apex Holdings Ltd Shs Common G3687W106 109 915805 SH OTR 01 0 0 915805 Guangdong Nan Yue Logistics Co Common Y2930Z106 7526 11343413 SH SOLE 11343413 0 0 Guangdong Nan Yue Logistics Co Common Y2930Z106 1088 1639834 SH OTR 01 0 0 1639834 Helgeland Sparebank Nok50 Grun Common R3099U100 5652 561641 SH SOLE 561641 0 0 Helgeland Sparebank Nok50 Grun Common R3099U100 832 82700 SH OTR 01 0 0 82700 Jiangbo Pharmaceuticals Inc Common 47737R101 0 744696 SH SOLE 744696 0 0 Kingboard Copper Foil Hldgs Or Common G52567107 8376 38427344 SH SOLE 38427344 0 0 Liandi Clean Technology Inc Co Common 52989W105 411 2742093 SH SOLE 2742093 0 0 MMR Information Sys Inc Com Common 553101106 0 42900 SH SOLE 42900 0 0 Regal Petroleum Plc Shs Common G7476L106 1314 21254352 SH SOLE 21254352 0 0 Regal Petroleum Plc Shs Common G7476L106 172 2792937 SH OTR 01 0 0 2792937 Sandnes Sparebank Primary Ca Common R74676108 345 66203 SH SOLE 66203 0 0 Sandnes Sparebank Primary Ca Common R74676108 60 11625 SH OTR 01 0 0 11625 Sparebank 1 Nord-Norge Grunnfo Common R8288N106 8585 1262779 SH SOLE 1262779 0 0 Sparebank 1 Nord-Norge Grunnfo Common R8288N106 1123 165257 SH OTR 01 0 0 165257 Sparebank 1 SR-Bank ASA Common R8170W115 4950 577938 SH SOLE 577938 0 0 Sparebank 1 SR-Bank ASA Common R8170W115 901 105245 SH OTR 01 0 0 105245 Sparebanken Midt Norge Common R83262114 2085 242626 SH SOLE 242626 0 0 Sparebanken Midt Norge Common R83262114 290 33740 SH OTR 01 0 0 33740 Sparebanken Ost Nok10 Common R1984E108 652 102788 SH SOLE 102788 0 0 Sparebanken Vest N0k25 Grunnfo Common R8323C107 1597 257700 SH SOLE 257700 0 0 Sparebanken Vest N0k25 Grunnfo Common R8323C107 175 28339 SH OTR 01 0 0 28339 Storebrand ASA Ser A Common R85746106 23236 3367105 SH SOLE 3367105 0 0 Storebrand ASA Ser A Common R85746106 3454 500600 SH OTR 01 0 0 500600 Tethys Petroleum Limited Com ( Common ZZC7XGGM1 5 380000 SH SOLE 380000 0 0 Tianyin Pharmaceutical Co Inc Common 88630M104 0 745175 SH SOLE 745175 0 0 Total Fina SA ADR Common 89151E113 14742 297290 SH SOLE 297290 0 0 Total Fina SA ADR Common 89151E109 2454 49488 SH OTR 01 0 0 49488 Totens Sparebank Nok60 Common R92151100 1187 93508 SH SOLE 93508 0 0 Totens Sparebank Nok60 Common R92151100 98 7790 SH OTR 01 0 0 7790 Yuhe Intl Inc Com Common 988432100 0 593345 SH SOLE 593345 0 0