0001166134-17-000001.txt : 20170301 0001166134-17-000001.hdr.sgml : 20170301 20170228182900 ACCESSION NUMBER: 0001166134-17-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170301 DATE AS OF CHANGE: 20170228 EFFECTIVENESS DATE: 20170301 FILER: COMPANY DATA: COMPANY CONFORMED NAME: POPE ASSET MANAGEMENT, LLC CENTRAL INDEX KEY: 0001166134 IRS NUMBER: 621871308 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10004 FILM NUMBER: 17650112 BUSINESS ADDRESS: STREET 1: 5100 POPLAR AVE STREET 2: STE 805 CITY: MEMPHIS STATE: TN ZIP: 38137 BUSINESS PHONE: 901 763 4001 MAIL ADDRESS: STREET 1: 5100 POPLAR AVE STREET 2: STE 805 CITY: MEMPHIS STATE: TN ZIP: 38137 FORMER COMPANY: FORMER CONFORMED NAME: POPE ASSET MANAGEMENT LLC DATE OF NAME CHANGE: 20020128 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001166134 XXXXXXXX 12-31-2016 12-31-2016 POPE ASSET MANAGEMENT, LLC

5100 POPLAR AVE STE 805 MEMPHIS TN 38137

13F HOLDINGS REPORT 028-10004 N John Barton 9017634001 John Barton Memphis TN 02-28-2017 1 45 123083 false 1 028-06557 Capital Strategies Advisors, Inc. INFORMATION TABLE 2 12311613FinXML.xml Annuity &Life Re (hldgs) Ltd C Common ZZE6C3HI1 11207 2457566 SH SOLE 2457566 0 0 Chevrontexaco Corp Common 166764100 282 2400 SH SOLE 2400 0 0 China Pharma Hldgs Inc Com Common 16941T104 546 2101626 SH SOLE 2101626 0 0 China Ritar Power Corp Common 169423100 7065 9420056 SH SOLE 9420056 0 0 China Ritar Power Corp Common 169423100 12 16037 SH OTR 01 0 0 16037 China Sky One Med Inc Com Common 16941P102 2001 1164422 SH SOLE 1164422 0 0 Conocophillips Nfs Llc Is Common 20825C104 4390 87558 SH SOLE 87558 0 0 Conocophillips Nfs Llc Is Common 20825C104 781 15581 SH OTR 01 0 0 15581 DNB Nor Asa Ord Shs Common R1640U124 22283 1499535 SH SOLE 1499535 0 0 DNB Nor Asa Ord Shs Common R1640U124 3501 235600 SH OTR 01 0 0 235600 Exxon Mobil Corporation Common 30231G102 315 3500 SH SOLE 3500 0 0 Full Apex Holdings Ltd Shs Common G3687W106 912 5700858 SH SOLE 5700858 0 0 Full Apex Holdings Ltd Shs Common G3687W106 147 921055 SH OTR 01 0 0 921055 Guangdong Nan Yue Logistics Co Common Y2930Z106 5261 9693867 SH SOLE 9693867 0 0 Guangdong Nan Yue Logistics Co Common Y2930Z106 783 1443584 SH OTR 01 0 0 1443584 Helgeland Sparebank Nok50 Grun Common R3099U100 5205 555241 SH SOLE 555241 0 0 Helgeland Sparebank Nok50 Grun Common R3099U100 795 84900 SH OTR 01 0 0 84900 Jiangbo Pharmaceuticals Inc Common 47737R101 0 744696 SH SOLE 744696 0 0 Kingboard Copper Foil Hldgs Or Common G52567107 10194 52678118 SH SOLE 52678118 0 0 Kingboard Copper Foil Hldgs Or Common G52567107 2513 12989000 SH OTR 01 0 0 12989000 Liandi Clean Technology Inc Co Common 52989W105 329 2742093 SH SOLE 2742093 0 0 MMR Information Sys Inc Com Common 553101106 0 42900 SH SOLE 42900 0 0 Regal Petroleum Plc Shs Common G7476L106 969 21034352 SH SOLE 21034352 0 0 Regal Petroleum Plc Shs Common G7476L106 129 2820437 SH OTR 01 0 0 2820437 Sandnes Sparebank Primary Ca Common R74676108 307 65897 SH SOLE 65897 0 0 Sandnes Sparebank Primary Ca Common R74676108 54 11625 SH OTR 01 0 0 11625 Sparebank 1 Nord-Norge Grunnfo Common R8288N106 7510 1242000 SH SOLE 1242000 0 0 Sparebank 1 Nord-Norge Grunnfo Common R8288N106 1024 169416 SH OTR 01 0 0 169416 Sparebank 1 SR-Bank ASA Common R8170W115 4044 575243 SH SOLE 575243 0 0 Sparebank 1 SR-Bank ASA Common R8170W115 753 107170 SH OTR 01 0 0 107170 Sparebanken Midt Norge Common R83262114 1806 241040 SH SOLE 241040 0 0 Sparebanken Midt Norge Common R83262114 257 34420 SH OTR 01 0 0 34420 Sparebanken Ost Nok10 Common R1984E108 583 96976 SH SOLE 96976 0 0 Sparebanken Vest N0k25 Grunnfo Common R8323C107 604 107936 SH SOLE 107936 0 0 Sparebanken Vest N0k25 Grunnfo Common R8323C107 29 5314 SH OTR 01 0 0 5314 Storebrand ASA Ser A Common R85746106 17646 3320405 SH SOLE 3320405 0 0 Storebrand ASA Ser A Common R85746106 2710 510100 SH OTR 01 0 0 510100 Tethys Petroleum Limited Com ( Common ZZC7XGGM1 6 380000 SH SOLE 380000 0 0 Tianyin Pharmaceutical Co Inc Common 88630M104 119 745175 SH SOLE 745175 0 0 Total Fina SA ADR Common 89151E109 14432 283149 SH SOLE 283149 0 0 Total Fina SA ADR Common 89151E109 2520 49442 SH OTR 01 0 0 49442 Totens Sparebank Nok60 Common R92151100 1005 87754 SH SOLE 87754 0 0 Totens Sparebank Nok60 Common R92151100 89 7790 SH OTR 01 0 0 7790 Yuhe Intl Inc Com Common 988432100 0 593345 SH SOLE 593345 0 0