0001166134-16-000019.txt : 20161118 0001166134-16-000019.hdr.sgml : 20161118 20161118152234 ACCESSION NUMBER: 0001166134-16-000019 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161118 DATE AS OF CHANGE: 20161118 EFFECTIVENESS DATE: 20161118 FILER: COMPANY DATA: COMPANY CONFORMED NAME: POPE ASSET MANAGEMENT, LLC CENTRAL INDEX KEY: 0001166134 IRS NUMBER: 621871308 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10004 FILM NUMBER: 162007664 BUSINESS ADDRESS: STREET 1: 5100 POPLAR AVE STREET 2: STE 805 CITY: MEMPHIS STATE: TN ZIP: 38137 BUSINESS PHONE: 901 763 4001 MAIL ADDRESS: STREET 1: 5100 POPLAR AVE STREET 2: STE 805 CITY: MEMPHIS STATE: TN ZIP: 38137 FORMER COMPANY: FORMER CONFORMED NAME: POPE ASSET MANAGEMENT LLC DATE OF NAME CHANGE: 20020128 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001166134 XXXXXXXX 09-30-2016 09-30-2016 POPE ASSET MANAGEMENT, LLC

5100 POPLAR AVE STE 805 MEMPHIS TN 38137

13F HOLDINGS REPORT 028-10004 N John Barton 9012371721 John Barton Memphis TN 11-18-2016 1 45 123933 false 1 028-06557 Capital Strategies Advisors, Inc INFORMATION TABLE 2 9301613FinXML.xml Annuity &Life Re (hldgs) Ltd C Common ZZE6C3HI1 11084 2457566 SH SOLE 2457566 0 0 Chevrontexaco Corp Common 166764100 247 2400 SH SOLE 2400 0 0 China Pharma Hldgs Inc Com Common 16941T104 451 2101626 SH SOLE 2101626 0 0 China Ritar Power Corp Common 169423100 3362 8849044 SH SOLE 8849044 0 0 China Ritar Power Corp Common 169423100 213 561449 SH OTR 01 0 0 561449 China Sky One Med Inc Com Common 16941P102 0 1164422 SH SOLE 1164422 0 0 Conocophillips Nfs Llc Is Common 20825C104 4014 92358 SH SOLE 92358 0 0 Conocophillips Nfs Llc Is Common 20825C104 677 15581 SH OTR 01 0 0 15581 DNB Nor Asa Ord Shs Common R1640U124 20581 1569552 SH SOLE 1569552 0 0 DNB Nor Asa Ord Shs Common R1640U124 3089 235600 SH OTR 01 0 0 235600 Exxon Mobil Corporation Common 30231G102 305 3500 SH SOLE 3500 0 0 Full Apex Holdings Ltd Shs Common G3687W106 1673 5770991 SH SOLE 5770991 0 0 Full Apex Holdings Ltd Shs Common G3687W106 267 921055 SH OTR 01 0 0 921055 Guangdong Nan Yue Logistics Co Common Y2930Z106 6377 10326297 SH SOLE 10326297 0 0 Guangdong Nan Yue Logistics Co Common Y2930Z106 891 1443584 SH OTR 01 0 0 1443584 Helgeland Sparebank Nok50 Grun Common R3099U100 4955 586241 SH SOLE 586241 0 0 Helgeland Sparebank Nok50 Grun Common R3099U100 717 84900 SH OTR 01 0 0 84900 Jiangbo Pharmaceuticals Inc Common 47737R101 0 744696 SH SOLE 744696 0 0 Kingboard Copper Foil Hldgs Or Common G52567107 9070 53757682 SH SOLE 53757682 0 0 Kingboard Copper Foil Hldgs Or Common G52567107 2191 12989000 SH OTR 01 0 0 12989000 Liandi Clean Technology Inc Co Common 52989W105 112 2742093 SH SOLE 2742093 0 0 MMR Information Sys Inc Com Common 553101106 0 42900 SH SOLE 42900 0 0 Regal Petroleum Plc Shs Common G7476L106 978 21329352 SH SOLE 21329352 0 0 Regal Petroleum Plc Shs Common G7476L106 129 2820437 SH OTR 01 0 0 2820437 Sandnes Sparebank Primary Ca Common R74676108 282 66203 SH SOLE 66203 0 0 Sandnes Sparebank Primary Ca Common R74676108 49 11625 SH OTR 01 0 0 11625 Sparebank 1 Nord-Norge Grunnfo Common R8288N106 6793 1310197 SH SOLE 1310197 0 0 Sparebank 1 Nord-Norge Grunnfo Common R8288N106 878 169416 SH OTR 01 0 0 169416 Sparebank 1 SR-Bank ASA Common R8170W115 3236 566778 SH SOLE 566778 0 0 Sparebank 1 SR-Bank ASA Common R8170W115 612 107170 SH OTR 01 0 0 107170 Sparebanken Midt Norge Common R83262114 1766 252986 SH SOLE 252986 0 0 Sparebanken Midt Norge Common R83262114 240 34420 SH OTR 01 0 0 34420 Sparebanken Ost Nok10 Common R1984E108 611 102788 SH SOLE 102788 0 0 Sparebanken Vest N0k25 Grunnfo Common R8323C107 651 130370 SH SOLE 130370 0 0 Sparebanken Vest N0k25 Grunnfo Common R8323C107 26 5314 SH OTR 01 0 0 5314 Storebrand ASA Ser A Common R85746106 17194 3475705 SH SOLE 3475705 0 0 Storebrand ASA Ser A Common R85746106 2523 510100 SH OTR 01 0 0 510100 Tethys Petroleum Limited Com ( Common ZZC7XGGM1 7 380000 SH SOLE 380000 0 0 Tianyin Pharmaceutical Co Inc Common 88630M104 119 745175 SH SOLE 745175 0 0 Total Fina SA ADR Common 89151E113 14191 297521 SH SOLE 297521 0 0 Total Fina SA ADR Common 89151E113 2327 48799 SH OTR 01 0 0 48799 Totens Sparebank Nok60 Common R92151100 960 93508 SH SOLE 93508 0 0 Totens Sparebank Nok60 Common R92151100 80 7790 SH OTR 01 0 0 7790 Yuhe Intl Inc Com Common 988432100 5 593345 SH SOLE 593345 0 0