0001214659-19-007012.txt : 20191112 0001214659-19-007012.hdr.sgml : 20191112 20191112121504 ACCESSION NUMBER: 0001214659-19-007012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191112 DATE AS OF CHANGE: 20191112 EFFECTIVENESS DATE: 20191112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INCOME RESEARCH & MANAGEMENT CENTRAL INDEX KEY: 0001165830 IRS NUMBER: 042955404 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10329 FILM NUMBER: 191207832 BUSINESS ADDRESS: STREET 1: 100 FEDERAL STREET STREET 2: 30TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6173309333 MAIL ADDRESS: STREET 1: 100 FEDERAL STREET STREET 2: 30TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001165830 XXXXXXXX 09-30-2019 09-30-2019 false INCOME RESEARCH & MANAGEMENT

100 FEDERAL STREET 30TH FLOOR BOSTON MA 02110

13F HOLDINGS REPORT 028-10329 N Richard M. Kizik 617-330-9333 /s/ Richard Kizik Boston MA 11-04-2019 0 16 206000 INFORMATION TABLE 2 infotable.xml ALZA CORP SDCV 7/2 02261WAB5 14000 7339000 SH SOLE 67000 0 7272000 ARES CAP CORP NOTE 3.750% 2/0 04010LAT0 22000 21400000 SH SOLE 240000 0 21160000 PRICELINE GRP INC NOTE 0.900% 9/1 741503AX4 23000 20163000 SH SOLE 343000 0 19820000 DANAHER CORPORATION DBCV 1/2 235851AF9 1000 264000 SH SOLE 15000 0 249000 HERCULES CAPITAL INC DBCV 4.375% 2/0 427096AF9 12000 11719000 SH SOLE 158000 0 11561000 ILLUMINA INC NOTE 0.500% 6/1 452327AH2 13000 8300000 SH SOLE 181000 0 8119000 MACQUARIE INFRASTRUCTURE COR NOTE 2.000%10/0 55608BAB1 7000 8362000 SH SOLE 80000 0 8282000 NABORS INDS INC NEW NOTE 0.750% 1/1 62957HAB1 1000 1375000 SH SOLE 151000 0 1224000 NOVELLUS SYS INC NOTE 2.625% 5/1 670008AD3 14000 2498000 SH SOLE 32000 0 2466000 ON SEMICONDUCTOR CORP NOTE 1.000%12/0 682189AK1 1000 814000 SH SOLE 66000 0 748000 PROSPECT CAPITAL CORPORATION NOTE 4.950% 7/1 74348TAR3 11000 10700000 SH SOLE 391000 0 10309000 SPIRIT RLTY CAP INC NEW NOTE 3.750% 5/1 84860WAB8 20000 19833000 SH SOLE 315000 0 19518000 TEVA PHARMACEUTICAL FIN LLC DBCV 0.250% 2/0 88163VAE9 14000 15589000 SH SOLE 2063000 0 13526000 TPG SPECIALTY LENDING INC NOTE 4.500% 8/0 87265KAD4 17000 16700000 SH SOLE 235000 0 16465000 AMERICAN RLTY CAP PPTYS INC NOTE 3.750%12/1 02917TAB0 17000 16414000 SH SOLE 241000 0 16173000 ANTHEM INC NOTE 2.750%10/1 94973VBG1 19000 4851000 SH SOLE 57000 0 4794000