0001214659-18-007029.txt : 20181113 0001214659-18-007029.hdr.sgml : 20181113 20181113061253 ACCESSION NUMBER: 0001214659-18-007029 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181113 DATE AS OF CHANGE: 20181113 EFFECTIVENESS DATE: 20181113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INCOME RESEARCH & MANAGEMENT CENTRAL INDEX KEY: 0001165830 IRS NUMBER: 042955404 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10329 FILM NUMBER: 181174704 BUSINESS ADDRESS: STREET 1: 100 FEDERAL STREET STREET 2: 30TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6173309333 MAIL ADDRESS: STREET 1: 100 FEDERAL STREET STREET 2: 30TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001165830 XXXXXXXX 09-30-2018 09-30-2018 false INCOME RESEARCH & MANAGEMENT

100 FEDERAL STREET 30TH FLOOR BOSTON MA 02110

13F HOLDINGS REPORT 028-10329 N Richard M. Kizik 617-330-9333 /s/ Richard M. Kizik Boston MA 11-09-2018 0 27 315843 INFORMATION TABLE 2 infotable.xml ALZA CORP SDCV7/2 02261WAB5 13923 7339000 SH SOLE 102000 0 7237000 ARES CAP CORP NOTE 4.375% 1/1 04010LAM5 4718 4711000 SH SOLE 118000 0 4593000 ARES CAP CORP NOTE 3.750% 2/0 04010LAT0 16979 16800000 SH SOLE 240000 0 16560000 BANK AMER CORP 7.25%CNV PFD L 060505682 3359 2595 SH SOLE 302 0 2293 PRICELINE GRP INC NOTE 0.900% 9/1 741503AX4 23626 19913000 SH SOLE 328000 0 19585000 CITRIX SYS INC NOTE 0.500% 4/1 177376AD2 18492 12040000 SH SOLE 203000 0 11837000 DANAHER CORP DEL DBCV1/2 235851AF9 2008 484000 SH SOLE 39000 0 445000 HERCULES CAPITAL INC DBCV 4.375% 2/0 427096AF9 11355 11719000 SH SOLE 45000 0 11674000 ILLUMINA INC NOTE6/1 452327AF6 10103 6964000 SH SOLE 115000 0 6849000 ILLUMINA INC NOTE 0.500% 6/1 452327AH2 3317 2200000 SH SOLE 36000 0 2164000 INTEL CORP SDCV 3.250% 8/0 458140AF7 21917 9550000 SH SOLE 159000 0 9391000 MACQUARIE INFRASTRUCTURE COR NOTE 2.875% 7/1 55608BAA3 15060 15216000 SH SOLE 142000 0 15074000 MACQUARIE INFRASTRUCTURE COR NOTE 2.000%10/0 55608BAB1 3920 4362000 SH SOLE 80000 0 4282000 NABORS INDS INC NEW NOTE 0.750% 1/1 62957HAB1 1070 1375000 SH SOLE 151000 0 1224000 NOVELLUS SYS INC NOTE 2.625% 5/1 670008AD3 11444 2498000 SH SOLE 55000 0 2443000 ON SEMICONDUCTOR CORP NOTE 1.000%12/0 682189AK1 944 814000 SH SOLE 66000 0 748000 PROSPECT CAPITAL CORPORATION NOTE 5.875% 1/1 74348TAM4 10855 10791000 SH SOLE 128000 0 10663000 PROSPECT CAPITAL CORPORATION NOTE 4.750% 4/1 74348TAQ5 10309 10233000 SH SOLE 202000 0 10031000 RED HAT INC NOTE 0.250%10/0 756577AD4 18217 9861000 SH SOLE 171000 0 9690000 RPM INTL INC NOTE 2.250%12/1 749685AT0 14030 11395000 SH SOLE 132000 0 11263000 SPIRIT RLTY CAP INC NEW NOTE 2.875% 5/1 84860WAA0 10824 10844000 SH SOLE 182000 0 10662000 SPIRIT RLTY CAP INC NEW NOTE 3.750% 5/1 84860WAB8 9515 9433000 SH SOLE 101000 0 9332000 TEVA PHARMACEUTICAL FIN LLC DBCV 0.250% 2/0 88163VAE9 14580 15589000 SH SOLE 1988000 0 13601000 TPG SPECIALTY LENDING INC NOTE 4.500% 8/0 87265KAD4 16796 16700000 SH SOLE 145000 0 16555000 AMERICAN RLTY CAP PPTYS INC NOTE 3.750%12/1 02917TAB0 20943 20764000 SH SOLE 83000 0 20681000 ANTHEM INC NOTE 2.750%10/1 94973VBG1 23311 6176000 SH SOLE 102000 0 6074000 WELLS FARGO CO NEW PERP PFD CNV A 949746804 4228 3287 SH SOLE 381 0 2906