0001085146-18-001755.txt : 20180725 0001085146-18-001755.hdr.sgml : 20180725 20180725105112 ACCESSION NUMBER: 0001085146-18-001755 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180725 DATE AS OF CHANGE: 20180725 EFFECTIVENESS DATE: 20180725 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INCOME RESEARCH & MANAGEMENT CENTRAL INDEX KEY: 0001165830 IRS NUMBER: 042955404 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-10329 FILM NUMBER: 18967983 BUSINESS ADDRESS: STREET 1: 100 FEDERAL STREET STREET 2: 30TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6173309333 MAIL ADDRESS: STREET 1: 100 FEDERAL STREET STREET 2: 30TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001165830 XXXXXXXX 06-30-2018 06-30-2018 true 1 RESTATEMENT false INCOME RESEARCH & MANAGEMENT

100 FEDERAL STREET 30TH FLOOR BOSTON MA 02110

13F HOLDINGS REPORT 028-10329 N Richard Kizik 617-330-9333 /s/ Richard Kizik Boston MA 07-25-2018 0 28 324255 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ALZA CORP SDCV 7/2 02261WAB5 12371 7339000 PRN SOLE 102000 0 7237000 AMERICAN RLTY CAP PPTYS INC NOTE 3.000% 8/0 02917TAA2 9461 9461000 PRN SOLE 85000 0 9376000 AMERICAN RLTY CAP PPTYS INC NOTE 3.750%12/1 02917TAB0 10976 10864000 PRN SOLE 48000 0 10816000 ANTHEM INC NOTE 2.750%10/1 94973VBG1 23497 7191000 PRN SOLE 120000 0 7071000 ARES CAP CORP NOTE 4.375% 1/1 04010LAM5 4738 4711000 PRN SOLE 118000 0 4593000 ARES CAP CORP NOTE 3.750% 2/0 04010LAT0 16863 16800000 PRN SOLE 240000 0 16560000 BANK AMER CORP 7.25%CNV PFD L 060505682 2471 1975 SH SOLE 219 0 1756 CITRIX SYS INC NOTE 0.500% 4/1 177376AD2 17482 12040000 PRN SOLE 203000 0 11837000 DANAHER CORP DEL DBCV 1/2 235851AF9 1829 484000 PRN SOLE 39000 0 445000 FIDELITY NATIONAL FINANCIAL NOTE 4.250% 8/1 31620RAE5 6117 2085000 PRN SOLE 40000 0 2045000 HERCULES CAPITAL INC DBCV 4.375% 2/0 427096AF9 7196 7225000 PRN SOLE 45000 0 7180000 ILLUMINA INC NOTE 6/1 452327AF6 24096 20464000 PRN SOLE 294000 0 20170000 INTEL CORP SDCV 3.250% 8/0 458140AF7 22858 9550000 PRN SOLE 159000 0 9391000 MACQUARIE INFRASTRUCTURE COR NOTE 2.875% 7/1 55608BAA3 15084 15216000 PRN SOLE 142000 0 15074000 MACQUARIE INFRASTRUCTURE COR NOTE 2.000%10/0 55608BAB1 3869 4362000 PRN SOLE 80000 0 4282000 NABORS INDS INC NEW NOTE 0.750% 1/1 62957HAB1 1079 1375000 PRN SOLE 151000 0 1224000 NOVELLUS SYS INC NOTE 2.625% 5/1 670008AD3 12959 2498000 PRN SOLE 55000 0 2443000 ON SEMICONDUCTOR CORP NOTE 1.000%12/0 682189AK1 1071 814000 PRN SOLE 66000 0 748000 PRICELINE GRP INC NOTE 0.900% 9/1 741503AX4 21759 18213000 PRN SOLE 291000 0 17922000 PROSPECT CAPITAL CORPORATION NOTE 5.875% 1/1 74348TAM4 10962 10791000 PRN SOLE 128000 0 10663000 PROSPECT CAPITAL CORPORATION NOTE 4.750% 4/1 74348TAQ5 10219 10233000 PRN SOLE 202000 0 10031000 RED HAT INC NOTE 0.250%10/0 756577AD4 17967 9861000 PRN SOLE 171000 0 9690000 RPM INTL INC NOTE 2.250%12/1 749685AT0 13849 11395000 PRN SOLE 132000 0 11263000 SPIRIT RLTY CAP INC NEW NOTE 2.875% 5/1 84860WAA0 10786 10844000 PRN SOLE 182000 0 10662000 SPIRIT RLTY CAP INC NEW NOTE 3.750% 5/1 84860WAB8 9469 9433000 PRN SOLE 101000 0 9332000 TEVA PHARMACEUTICAL FIN LLC DBCV 0.250% 2/0 88163VAE9 14449 15589000 PRN SOLE 1988000 0 13601000 TPG SPECIALTY LENDING INC NOTE 4.500% 8/0 87265KAD4 16640 16700000 PRN SOLE 145000 0 16555000 WELLS FARGO CO NEW PERP PFD CNV A 949746804 4138 3287 SH SOLE 381 0 2906