0001085146-16-004742.txt : 20161114 0001085146-16-004742.hdr.sgml : 20161111 20161110214610 ACCESSION NUMBER: 0001085146-16-004742 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161114 DATE AS OF CHANGE: 20161110 EFFECTIVENESS DATE: 20161114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INCOME RESEARCH & MANAGEMENT CENTRAL INDEX KEY: 0001165830 IRS NUMBER: 042955404 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10329 FILM NUMBER: 161989864 BUSINESS ADDRESS: STREET 1: 100 FEDERAL STREET STREET 2: 31 ST FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6173309333 MAIL ADDRESS: STREET 1: 100 FEDERAL STREET STREET 2: 31 ST FLOOR CITY: BOSTON STATE: MA ZIP: 02110 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001165830 XXXXXXXX 09-30-2016 09-30-2016 INCOME RESEARCH & MANAGEMENT

100 FEDERAL STREET 31 ST FLOOR BOSTON MA 02110

13F HOLDINGS REPORT 028-10329 N Richard Kizik 617 330-9333 /s/ Richard Kizik Boston MA 11-10-2016 0 34 613683 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE AIRTRAN HLDGS INCNOTE 5.250%11/000949PAD049821820000PRNSOLE 1400001806000ALZA CORPSDCV 7/202261WAB51910611780000PRNSOLE 102000011678000ARES CAP CORPNOTE 4.750% 1/104010LAJ22731226484000PRNSOLE 5989000020495000ARES CAP CORPNOTE 4.375% 1/104010LAM589078564000PRNSOLE 11800008446000BANK AMER CORP7.25%CNV PFD L06050568287357131SHSOLE 13906992BROCADE COMMUNICATIONS SYS INOTE 1.375% 1/0111621AQ142364292000PRNSOLE 7900004213000CHESAPEAKE ENERGY CORPNOTE 2.500% 5/1165167CA3200201000PRNSOLE 50000196000CITRIX SYS INCNOTE 0.500% 4/1177376AD21722115231000PRNSOLE 139000015092000DANAHER CORP DELNOTE 1/2235851AF964892167000PRNSOLE 3900002128000FIDELITY NATIONAL FINANCIALNOTE 4.250% 8/131620RAE5166058078000PRNSOLE 7700008001000ILLUMINA INCNOTE 6/1452327AF63236931274000PRNSOLE 294000030980000INTEL CORPSDCV 12/1458140AD24614333422000PRNSOLE 327000033095000JEFFERIES GROUP INC NEWDBCV 3.875%11/0472319AG72788427506000PRNSOLE 4765000022741000LAM RESEARCH CORPNOTE 1.250% 5/1512807AL22490815647000PRNSOLE 119000015528000MACQUARIE INFRASTRUCTURE CORNOTE 2.875% 7/155608BAA32407720546000PRNSOLE 142000020404000NEWMONT MINING CORPNOTE 1.625% 7/1651639AJ52864826283000PRNSOLE 234000026049000NOVELLUS SYS INCNOTE 2.625% 5/1670008AD3110063951000PRNSOLE 5500003896000OLD REP INTL CORPNOTE 3.750% 3/1680223AH72496020789000PRNSOLE 190000020599000ON SEMICONDUCTOR CORPNOTE 1.000%12/0682189AK136353586000PRNSOLE 6600003520000PRICELINE GRP INCNOTE 0.350% 6/1741503AS545383545000PRNSOLE 13500003410000PRICELINE GRP INCNOTE 0.900% 9/1741503AX44313140169000PRNSOLE 291000039878000PROSPECT CAPITAL CORPORATIONNOTE 5.750% 3/174348TAL665026313000PRNSOLE 631300000PROSPECT CAPITAL CORPORATIONNOTE 5.875% 1/174348TAM41681716407000PRNSOLE 128000016279000PROSPECT CAPITAL CORPORATIONNOTE 4.750% 4/174348TAQ51830018520000PRNSOLE 202000018318000RED HAT INCNOTE 0.250%10/0756577AD43188725195000PRNSOLE 171000025024000RPM INTL INCNOTE 2.250%12/1749685AT01678714011000PRNSOLE 132000013879000SPIRIT RLTY CAP INC NEWNOTE 2.875% 5/184860WAA01953717691000PRNSOLE 182000017509000SPIRIT RLTY CAP INC NEWNOTE 3.750% 5/184860WAB8111559828000PRNSOLE 10100009727000TEVA PHARMACEUTICAL FIN LLCDBCV 0.250% 2/088163VAE91438412056000PRNSOLE 122000011934000TOLL BROS FIN CORPNOTE 0.500% 9/188947EAM246184709000PRNSOLE 8700004622000TORONTO DOMINION BK ONTNOTE 3.625% 9/1891160MJ91002810000000SHSOLE 385000006150000WELLPOINT INCNOTE 2.750%10/194973VBG13071717540000PRNSOLE 184000017356000WELLS FARGO & CO NEWPERP PFD CNV A9497468042126416357PRNSOLE 381015976XILINX INCNOTE 2.625% 6/1983919AF82659514137000PRNSOLE 113000014024000