-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NUurKVs+D9R7Jh068EpT92Pr2qgfsV1BDlrjAzL8U6EDa9qu+yvXPI2WuIWwm9Of GOpnPw+3/oNsUNKgI64yow== 0001085146-09-003173.txt : 20090812 0001085146-09-003173.hdr.sgml : 20090812 20090812070846 ACCESSION NUMBER: 0001085146-09-003173 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090812 DATE AS OF CHANGE: 20090812 EFFECTIVENESS DATE: 20090812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INCOME RESEARCH & MANAGEMENT CENTRAL INDEX KEY: 0001165830 IRS NUMBER: 042955404 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10329 FILM NUMBER: 091005248 BUSINESS ADDRESS: STREET 1: 100 FEDERAL STREET STREET 2: 31 ST FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6173309333 MAIL ADDRESS: STREET 1: 100 FEDERAL STREET STREET 2: 31 ST FLOOR CITY: BOSTON STATE: MA ZIP: 02110 13F-HR 1 irm2q09.txt INCOME RESEARCH & MANAGEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Income Research & Management Address: 100 Federal Street, 31st Floor Boston, MA 02110 13F File Number: 28-10329 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Christina Gaughran Title: Vice President Phone: (617) 330-9333 Signature, Place, and Date of Signing: /s/ Christina Gaughran Boston, MA August 11, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 37 Form13F Information Table Value Total: $490,878 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ALLEGHENY TECHNOLOGIES INC NOTE 4.250% 6/0 01741RAD4 5517 5000 PRN SOLE 0 0 5000 ALLERGAN INC NOTE 1.500% 4/0 018490AL6 22226 21790 PRN SOLE 0 0 21790 ALZA CORP SDCV 7/2 02261WAB5 8811 10230 PRN SOLE 0 0 10230 AMGEN INC NOTE 0.125% 2/0 031162AN0 33677 35430 PRN SOLE 0 0 35430 APOGENT TECHNOLOGIES INC DBCV 12/1 03760AAK7 4440 3200 PRN SOLE 0 0 3200 ARCHER DANIELS MIDLAND CO NOTE 0.875% 2/1 039483AW2 26915 29470 PRN SOLE 0 0 29470 BOSTON PPTYS LTD PARTNERSHIP NOTE 2.875% 2/1 10112RAK0 14722 16595 PRN SOLE 0 0 16595 CAMERON INTERNATIONAL CORP NOTE 2.500% 6/1 13342BAB1 14365 12630 PRN SOLE 0 0 12630 COSTCO COMPANIES INC NOTE 8/1 22160QAC6 4150 4000 PRN SOLE 0 0 4000 CSX CORP DBCV 10/3 126408GA5 3027 2405 PRN SOLE 0 0 2405 DANAHER CORP DEL NOTE 1/2 235851AF9 4106 4500 PRN SOLE 0 0 4500 DOMINION RES INC VA NEW NOTE 2.125%12/1 25746UAT6 5251 4915 PRN SOLE 0 0 4915 E M C CORP MASS NOTE 1.750%12/0 268648AK8 33261 32091 PRN SOLE 0 0 32091 ERP OPER LTD PARTNERSHIP NOTE 3.850% 8/1 26884AAV5 19874 20620 PRN SOLE 0 0 20620 FISHER SCIENTIFIC INTL INC NOTE 3.250% 3/0 338032AX3 4080 3325 PRN SOLE 0 0 3325 INGERSOLL-RAND GLOBAL HLDG C NOTE 4.500% 4/1 45687AAD4 396 300 PRN SOLE 0 0 300 INTEL CORP SDCV 2.950%12/1 458140AD2 25954 30850 PRN SOLE 0 0 30850 MEDTRONIC INC NOTE 1.500% 4/1 585055AL0 33347 34355 PRN SOLE 0 0 34355 MOLSON COORS BREWING CO NOTE 2.500% 7/3 60871RAA8 10947 10155 PRN SOLE 0 0 10155 NABORS INDS INC NOTE 0.940% 5/1 629568AP1 28588 30700 PRN SOLE 0 0 30700 NATIONAL CITY CORP NOTE 4.000% 2/0 635405AW3 16866 16880 PRN SOLE 0 0 16880 NEWELL RUBBERMAID INC NOTE 5.500% 3/1 651229AH9 1424 1000 PRN SOLE 0 0 1000 NEWMONT MINING CORP NOTE 3.000% 2/1 651639AK2 4559 4000 PRN SOLE 0 0 4000 NEWMONT MINING CORP NOTE 1.250% 7/1 651639AJ5 12555 11915 PRN SOLE 0 0 11915 PROLOGIS NOTE 1.875%11/1 743410AR3 5258 7070 PRN SOLE 0 0 7070 SCHLUMBERGER LTD DBCV 2.125% 6/0 806857AD0 5419 3660 PRN SOLE 0 0 3660 TEVA PHARMACEUTICAL FIN LLC DBCV 0.250% 2/0 88163VAE9 23251 20880 PRN SOLE 0 0 20880 TEXTRON INC NOTE 4.500% 5/0 883203BN0 7824 7750 PRN SOLE 0 0 7750 TRANSOCEAN INC NOTE 1.625%12/1 893830AU3 2109 2230 PRN SOLE 0 0 2230 TRANSOCEAN INC NOTE 1.500%12/1 893830AV1 20310 22150 PRN SOLE 0 0 22150 US BANCORP DEL DBCV 12/1 902973AM8 13492 14240 PRN SOLE 0 0 14240 US BANCORP DEL DBCV 9/2 902973AQ9 8611 9489 PRN SOLE 0 0 9489 VORNADO RLTY L P DEB 3.875% 4/1 929043AC1 4828 5000 PRN SOLE 0 0 5000 VORNADO RLTY TR DBCV 2.850% 4/0 929042AC3 12903 14710 PRN SOLE 0 0 14710 WEINGARTEN RLTY INVS NOTE 3.950% 8/0 948741AF0 12057 12475 PRN SOLE 0 0 12475 WELLS FARGO & CO NEW PERP PFD CNV A 949746804 2999 3820 SH SOLE 0 0 3820 WYETH DBCV 1/1 983024AD2 32759 32675 PRN SOLE 0 0 32675
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