0001405086-14-000241.txt : 20140813
0001405086-14-000241.hdr.sgml : 20140813
20140813145850
ACCESSION NUMBER: 0001405086-14-000241
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140813
DATE AS OF CHANGE: 20140813
EFFECTIVENESS DATE: 20140813
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASCEND CAPITAL, LLC
CENTRAL INDEX KEY: 0001165501
IRS NUMBER: 880440610
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10128
FILM NUMBER: 141037164
BUSINESS ADDRESS:
STREET 1: 4 ORINDA WAY
STREET 2: SUITE 200-C
CITY: ORINDA
STATE: CA
ZIP: 94563
BUSINESS PHONE: (415) 217-8304
MAIL ADDRESS:
STREET 1: 4 ORINDA WAY
STREET 2: SUITE 200-C
CITY: ORINDA
STATE: CA
ZIP: 94563
FORMER COMPANY:
FORMER CONFORMED NAME: ASCEND CAPITAL LLC
DATE OF NAME CHANGE: 20020118
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001165501
XXXXXXXX
06-30-2014
06-30-2014
ASCEND CAPITAL, LLC
4 ORINDA WAY
SUITE 200-C
ORINDA
CA
94563
13F HOLDINGS REPORT
028-10128
N
BENJAMIN D. SLAVET
CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER
415-217-8304
/S/BENJAMIN D. SLAVET
ORINDA
CA
08-13-2014
6
807
3001831
false
1
0001317323
028-11218
Ascend Capital Limited Partnership
2
0001288471
028-11221
Ascend Partners Fund II LP
3
0001532761
028-15291
Ascend Wilson Fund LP
4
0001288472
028-11219
Ascend Partners Fund II, Ltd.
5
0001317314
028-11223
Fairbairn Malcolm
6
0001366848
028-12400
Ascend Partners Fund II BPO, Ltd.
INFORMATION TABLE
2
ascendtable6-30-2014.xml
ACTAVIS PLC
SHS
G0083B108
22107
99111
SH
DFND
1,5
99111
0
0
ACTAVIS PLC
SHS
G0083B108
1232
5524
SH
DFND
1,5,6
5524
0
0
ACTAVIS PLC
SHS
G0083B108
11242
50402
SH
DFND
1,2,5
50402
0
0
ACTAVIS PLC
SHS
G0083B108
2766
12401
SH
DFND
1,3,5
12401
0
0
ACTAVIS PLC
SHS
G0083B108
4476
20067
SH
DFND
1,4,5
20067
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
8172
366437
SH
DFND
1,5
366437
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
5626
252300
SH
DFND
1,2,5
252300
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
2292
102779
SH
DFND
1,4,5
102779
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
612
27447
SH
DFND
1,5,6
27447
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
1387
62183
SH
DFND
1,3,5
62183
0
0
ADVANCE AUTO PARTS INC
COM
00751Y106
25025
185481
SH
DFND
1,5
185481
0
0
ADVANCE AUTO PARTS INC
COM
00751Y106
1916
14204
SH
DFND
1,5,6
14204
0
0
ADVANCE AUTO PARTS INC
COM
00751Y106
6936
51409
SH
DFND
1,4,5
51409
0
0
ADVANCE AUTO PARTS INC
COM
00751Y106
4284
31753
SH
DFND
1,3,5
31753
0
0
ADVANCE AUTO PARTS INC
COM
00751Y106
17420
129112
SH
DFND
1,2,5
129112
0
0
AGRIUM INC
COM
008916108
2235
24388
SH
DFND
1,5
24388
0
0
AGRIUM INC
COM
008916108
379
4131
SH
DFND
1,3,5
4131
0
0
AGRIUM INC
COM
008916108
625
6818
SH
DFND
1,4,5
6818
0
0
AGRIUM INC
COM
008916108
169
1843
SH
DFND
1,5,6
1843
0
0
AGRIUM INC
COM
008916108
1540
16805
SH
DFND
1,2,5
16805
0
0
ALLERGAN INC
COM
018490102
7258
42892
SH
DFND
1,5
42892
0
0
ALLERGAN INC
COM
018490102
554
3271
SH
DFND
1,5,6
3271
0
0
ALLERGAN INC
COM
018490102
1240
7330
SH
DFND
1,3,5
7330
0
0
ALLERGAN INC
COM
018490102
5044
29806
SH
DFND
1,2,5
29806
0
0
ALLERGAN INC
COM
018490102
2050
12115
SH
DFND
1,4,5
12115
0
0
ALLIANCE DATA SYSTEMS CORP
COM
018581108
7701
27380
SH
DFND
1,5
27380
0
0
ALLIANCE DATA SYSTEMS CORP
COM
018581108
919
3268
SH
DFND
1,3,5
3268
0
0
ALLIANCE DATA SYSTEMS CORP
COM
018581108
1482
5269
SH
DFND
1,4,5
5269
0
0
ALLIANCE DATA SYSTEMS CORP
COM
018581108
3719
13222
SH
DFND
1,2,5
13222
0
0
ALLIANCE DATA SYSTEMS CORP
COM
018581108
411
1463
SH
DFND
1,5,6
1463
0
0
AMERICAN EXPRESS CO
COM
025816109
9642
101633
SH
DFND
1,5
101633
0
0
AMERICAN EXPRESS CO
COM
025816109
526
5546
SH
DFND
1,5,6
5546
0
0
AMERICAN EXPRESS CO
COM
025816109
1166
12286
SH
DFND
1,3,5
12286
0
0
AMERICAN EXPRESS CO
COM
025816109
4743
49996
SH
DFND
1,2,5
49996
0
0
AMERICAN EXPRESS CO
COM
025816109
1879
19807
SH
DFND
1,4,5
19807
0
0
AMGEN INC
COM
031162100
5325
44988
SH
DFND
1,5
44988
0
0
AMGEN INC
COM
031162100
917
7746
SH
DFND
1,3,5
7746
0
0
AMGEN INC
COM
031162100
404
3410
SH
DFND
1,5,6
3410
0
0
AMGEN INC
COM
031162100
3720
31428
SH
DFND
1,2,5
31428
0
0
AMGEN INC
COM
031162100
1499
12661
SH
DFND
1,4,5
12661
0
0
ANDERSONS INC
COM
034164103
4600
89186
SH
DFND
1,5
89186
0
0
ANDERSONS INC
COM
034164103
363
7040
SH
DFND
1,5,6
7040
0
0
ANDERSONS INC
COM
034164103
1319
25565
SH
DFND
1,4,5
25565
0
0
ANDERSONS INC
COM
034164103
797
15443
SH
DFND
1,3,5
15443
0
0
ANDERSONS INC
COM
034164103
3237
62766
SH
DFND
1,2,5
62766
0
0
AON PLC
SHS CL A
G0408V102
9059
100552
SH
DFND
1,5
100552
0
0
AON PLC
SHS CL A
G0408V102
494
5486
SH
DFND
1,5,6
5486
0
0
AON PLC
SHS CL A
G0408V102
4460
49506
SH
DFND
1,2,5
49506
0
0
AON PLC
SHS CL A
G0408V102
1096
12167
SH
DFND
1,3,5
12167
0
0
AON PLC
SHS CL A
G0408V102
1767
19611
SH
DFND
1,4,5
19611
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
8989
203794
SH
DFND
1,5
203794
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
685
15538
SH
DFND
1,5,6
15538
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
1535
34801
SH
DFND
1,3,5
34801
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
6231
141267
SH
DFND
1,2,5
141267
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
2516
57047
SH
DFND
1,4,5
57047
0
0
ARRIS GROUP INC NEW
COM
04270V106
13844
425586
SH
DFND
1,5
425586
0
0
ARRIS GROUP INC NEW
COM
04270V106
1068
32835
SH
DFND
1,5,6
32835
0
0
ARRIS GROUP INC NEW
COM
04270V106
9732
299160
SH
DFND
1,2,5
299160
0
0
ARRIS GROUP INC NEW
COM
04270V106
2393
73574
SH
DFND
1,3,5
73574
0
0
ARRIS GROUP INC NEW
COM
04270V106
3902
119960
SH
DFND
1,4,5
119960
0
0
ASHLAND INC NEW
COM
044209104
9286
85396
SH
DFND
1,5
85396
0
0
ASHLAND INC NEW
COM
044209104
702
6452
SH
DFND
1,5,6
6452
0
0
ASHLAND INC NEW
COM
044209104
1590
14621
SH
DFND
1,3,5
14621
0
0
ASHLAND INC NEW
COM
044209104
2632
24203
SH
DFND
1,4,5
24203
0
0
ASHLAND INC NEW
COM
044209104
6453
59342
SH
DFND
1,2,5
59342
0
0
ASML HOLDING N V
N Y REGISTRY SHS
N07059210
13834
148324
SH
DFND
1,5
148324
0
0
ASML HOLDING N V
N Y REGISTRY SHS
N07059210
1067
11439
SH
DFND
1,5,6
11439
0
0
ASML HOLDING N V
N Y REGISTRY SHS
N07059210
2371
25422
SH
DFND
1,3,5
25422
0
0
ASML HOLDING N V
N Y REGISTRY SHS
N07059210
9647
103433
SH
DFND
1,2,5
103433
0
0
ASML HOLDING N V
N Y REGISTRY SHS
N07059210
3817
40926
SH
DFND
1,4,5
40926
0
0
ASSURED GUARANTY LTD
COM
G0585R106
5891
240442
SH
DFND
1,5
240442
0
0
ASSURED GUARANTY LTD
COM
G0585R106
1134
46298
SH
DFND
1,4,5
46298
0
0
ASSURED GUARANTY LTD
COM
G0585R106
684
27914
SH
DFND
1,3,5
27914
0
0
ASSURED GUARANTY LTD
COM
G0585R106
307
12527
SH
DFND
1,5,6
12527
0
0
ASSURED GUARANTY LTD
COM
G0585R106
2784
113628
SH
DFND
1,2,5
113628
0
0
AVATAR HLDGS INC
NOTE 7.500% 2/1
053494AG5
3485
3247000
PRN
DFND
1,5
3247000
0
0
AVATAR HLDGS INC
NOTE 7.500% 2/1
053494AG5
1007
938000
PRN
DFND
1,3,5
938000
0
0
AVATAR HLDGS INC
NOTE 7.500% 2/1
053494AG5
897
836000
PRN
DFND
1,5,6
836000
0
0
AVATAR HLDGS INC
NOTE 7.500% 2/1
053494AG5
4000
3727000
PRN
DFND
1,4,5
3727000
0
0
AVATAR HLDGS INC
NOTE 7.500% 2/1
053494AG5
9942
9263000
PRN
DFND
1,2,5
9263000
0
0
BANK OF AMERICA CORPORATION
COM
060505104
11176
727108
SH
DFND
1,5
727108
0
0
BANK OF AMERICA CORPORATION
COM
060505104
715
46524
SH
DFND
1,5,6
46524
0
0
BANK OF AMERICA CORPORATION
COM
060505104
1621
105448
SH
DFND
1,3,5
105448
0
0
BANK OF AMERICA CORPORATION
COM
060505104
6574
427706
SH
DFND
1,2,5
427706
0
0
BANK OF AMERICA CORPORATION
COM
060505104
2686
174781
SH
DFND
1,4,5
174781
0
0
BANKUNITED INC
COM
06652K103
5354
159925
SH
DFND
1,5
159925
0
0
BANKUNITED INC
COM
06652K103
2613
78040
SH
DFND
1,2,5
78040
0
0
BANKUNITED INC
COM
06652K103
1034
30898
SH
DFND
1,4,5
30898
0
0
BANKUNITED INC
COM
06652K103
286
8543
SH
DFND
1,5,6
8543
0
0
BANKUNITED INC
COM
06652K103
642
19179
SH
DFND
1,3,5
19179
0
0
BEACON ROOFING SUPPLY INC
COM
073685109
7395
223285
SH
DFND
1,5
223285
0
0
BEACON ROOFING SUPPLY INC
COM
073685109
1280
38634
SH
DFND
1,3,5
38634
0
0
BEACON ROOFING SUPPLY INC
COM
073685109
565
17050
SH
DFND
1,5,6
17050
0
0
BEACON ROOFING SUPPLY INC
COM
073685109
2122
64078
SH
DFND
1,4,5
64078
0
0
BEACON ROOFING SUPPLY INC
COM
073685109
5198
156953
SH
DFND
1,2,5
156953
0
0
BELDEN INC
COM
077454106
1746
22340
SH
DFND
1,5
22340
0
0
BELDEN INC
COM
077454106
501
6410
SH
DFND
1,4,5
6410
0
0
BELDEN INC
COM
077454106
302
3865
SH
DFND
1,3,5
3865
0
0
BELDEN INC
COM
077454106
1226
15680
SH
DFND
1,2,5
15680
0
0
BELDEN INC
COM
077454106
133
1705
SH
DFND
1,5,6
1705
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
21274
168094
SH
DFND
1,5
168094
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1158
9146
SH
DFND
1,5,6
9146
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
4193
33130
SH
DFND
1,4,5
33130
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
2570
20309
SH
DFND
1,3,5
20309
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
10462
82661
SH
DFND
1,2,5
82661
0
0
BERRY PLASTICS GROUP INC
COM
08579W103
14673
568732
SH
DFND
1,5
568732
0
0
BERRY PLASTICS GROUP INC
COM
08579W103
4206
163041
SH
DFND
1,4,5
163041
0
0
BERRY PLASTICS GROUP INC
COM
08579W103
2536
98290
SH
DFND
1,3,5
98290
0
0
BERRY PLASTICS GROUP INC
COM
08579W103
1121
43450
SH
DFND
1,5,6
43450
0
0
BERRY PLASTICS GROUP INC
COM
08579W103
10309
399584
SH
DFND
1,2,5
399584
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
1473
23676
SH
DFND
1,5
23676
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
255
4097
SH
DFND
1,3,5
4097
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
112
1807
SH
DFND
1,5,6
1807
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
423
6795
SH
DFND
1,4,5
6795
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
1034
16625
SH
DFND
1,2,5
16625
0
0
BLACKROCK INC
COM
09247X101
8161
25534
SH
DFND
1,5
25534
0
0
BLACKROCK INC
COM
09247X101
435
1360
SH
DFND
1,5,6
1360
0
0
BLACKROCK INC
COM
09247X101
1581
4946
SH
DFND
1,4,5
4946
0
0
BLACKROCK INC
COM
09247X101
3986
12472
SH
DFND
1,2,5
12472
0
0
BLACKROCK INC
COM
09247X101
981
3070
SH
DFND
1,3,5
3070
0
0
BOFI HLDG INC
COM
05566U108
4063
55303
SH
DFND
1,5
55303
0
0
BOFI HLDG INC
COM
05566U108
403
5479
SH
DFND
1,3,5
5479
0
0
BOFI HLDG INC
COM
05566U108
667
9078
SH
DFND
1,4,5
9078
0
0
BOFI HLDG INC
COM
05566U108
178
2417
SH
DFND
1,5,6
2417
0
0
BOFI HLDG INC
COM
05566U108
1633
22223
SH
DFND
1,2,5
22223
0
0
BPZ RESOURCES INC
NOTE 8.500%10/0
055639AC2
1437
1228000
PRN
DFND
1,5
1228000
0
0
BPZ RESOURCES INC
NOTE 8.500%10/0
055639AC2
1128
964000
PRN
DFND
1,4,5
964000
0
0
BPZ RESOURCES INC
NOTE 8.500%10/0
055639AC2
2657
2271000
PRN
DFND
1,2,5
2271000
0
0
BPZ RESOURCES INC
NOTE 8.500%10/0
055639AC2
228
195000
PRN
DFND
1,5,6
195000
0
0
BPZ RESOURCES INC
NOTE 8.500%10/0
055639AC2
400
342000
PRN
DFND
1,3,5
342000
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
15196
313259
SH
DFND
1,5
313259
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
4266
87941
SH
DFND
1,4,5
87941
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
2605
53691
SH
DFND
1,3,5
53691
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
10581
218126
SH
DFND
1,2,5
218126
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
1160
23918
SH
DFND
1,5,6
23918
0
0
BROADCOM CORP
CL A
111320107
11068
298174
SH
DFND
1,5
298174
0
0
BROADCOM CORP
CL A
111320107
3158
85088
SH
DFND
1,4,5
85088
0
0
BROADCOM CORP
CL A
111320107
1904
51289
SH
DFND
1,3,5
51289
0
0
BROADCOM CORP
CL A
111320107
840
22642
SH
DFND
1,5,6
22642
0
0
BROADCOM CORP
CL A
111320107
7734
208341
SH
DFND
1,2,5
208341
0
0
BRUNSWICK CORP
COM
117043109
3765
89366
SH
DFND
1,5
89366
0
0
BRUNSWICK CORP
COM
117043109
651
15462
SH
DFND
1,3,5
15462
0
0
BRUNSWICK CORP
COM
117043109
2642
62720
SH
DFND
1,2,5
62720
0
0
BRUNSWICK CORP
COM
117043109
287
6819
SH
DFND
1,5,6
6819
0
0
BRUNSWICK CORP
COM
117043109
1080
25633
SH
DFND
1,4,5
25633
0
0
BUNGE LIMITED
COM
G16962105
2554
33759
SH
DFND
1,5
33759
0
0
BUNGE LIMITED
COM
G16962105
439
5798
SH
DFND
1,3,5
5798
0
0
BUNGE LIMITED
COM
G16962105
1779
23520
SH
DFND
1,2,5
23520
0
0
BUNGE LIMITED
COM
G16962105
193
2557
SH
DFND
1,5,6
2557
0
0
BUNGE LIMITED
COM
G16962105
727
9615
SH
DFND
1,4,5
9615
0
0
CBS CORP NEW
CL B
124857202
6525
104998
SH
DFND
1,5
104998
0
0
CBS CORP NEW
CL B
124857202
498
8013
SH
DFND
1,5,6
8013
0
0
CBS CORP NEW
CL B
124857202
4579
73696
SH
DFND
1,2,5
73696
0
0
CBS CORP NEW
CL B
124857202
1129
18166
SH
DFND
1,3,5
18166
0
0
CBS CORP NEW
CL B
124857202
1872
30127
SH
DFND
1,4,5
30127
0
0
CELANESE CORP DEL
COM SER A
150870103
14719
228976
SH
DFND
1,5
228976
0
0
CELANESE CORP DEL
COM SER A
150870103
1124
17481
SH
DFND
1,5,6
17481
0
0
CELANESE CORP DEL
COM SER A
150870103
4167
64826
SH
DFND
1,4,5
64826
0
0
CELANESE CORP DEL
COM SER A
150870103
2520
39211
SH
DFND
1,3,5
39211
0
0
CELANESE CORP DEL
COM SER A
150870103
10246
159404
SH
DFND
1,2,5
159404
0
0
CELGENE CORP
COM
151020104
3866
45012
SH
DFND
1,5
45012
0
0
CELGENE CORP
COM
151020104
1101
12820
SH
DFND
1,4,5
12820
0
0
CELGENE CORP
COM
151020104
664
7730
SH
DFND
1,3,5
7730
0
0
CELGENE CORP
COM
151020104
2693
31360
SH
DFND
1,2,5
31360
0
0
CELGENE CORP
COM
151020104
293
3410
SH
DFND
1,5,6
3410
0
0
CEMEX SAB DE CV
SPON ADR NEW
151290889
1472
111280
SH
DFND
1,5
111280
0
0
CF INDS HLDGS INC
COM
125269100
3224
13404
SH
DFND
1,5
13404
0
0
CF INDS HLDGS INC
COM
125269100
925
3846
SH
DFND
1,4,5
3846
0
0
CF INDS HLDGS INC
COM
125269100
558
2319
SH
DFND
1,3,5
2319
0
0
CF INDS HLDGS INC
COM
125269100
2263
9408
SH
DFND
1,2,5
9408
0
0
CF INDS HLDGS INC
COM
125269100
246
1023
SH
DFND
1,5,6
1023
0
0
CHEMTURA CORP
COM NEW
163893209
8399
321426
SH
DFND
1,5
321426
0
0
CHEMTURA CORP
COM NEW
163893209
650
24861
SH
DFND
1,5,6
24861
0
0
CHEMTURA CORP
COM NEW
163893209
1453
55596
SH
DFND
1,3,5
55596
0
0
CHEMTURA CORP
COM NEW
163893209
5905
225970
SH
DFND
1,2,5
225970
0
0
CHEMTURA CORP
COM NEW
163893209
2352
89998
SH
DFND
1,4,5
89998
0
0
CHIPOTLE MEXICAN GRILL INC
COM
169656105
13814
23315
SH
DFND
1,5
23315
0
0
CHIPOTLE MEXICAN GRILL INC
COM
169656105
2364
3989
SH
DFND
1,3,5
3989
0
0
CHIPOTLE MEXICAN GRILL INC
COM
169656105
3844
6488
SH
DFND
1,4,5
6488
0
0
CHIPOTLE MEXICAN GRILL INC
COM
169656105
1056
1782
SH
DFND
1,5,6
1782
0
0
CHIPOTLE MEXICAN GRILL INC
COM
169656105
9593
16191
SH
DFND
1,2,5
16191
0
0
CIT GROUP INC
COM NEW
125581801
2098
45842
SH
DFND
1,5
45842
0
0
CIT GROUP INC
COM NEW
125581801
158
3457
SH
DFND
1,5,6
3457
0
0
CIT GROUP INC
COM NEW
125581801
594
12976
SH
DFND
1,4,5
12976
0
0
CIT GROUP INC
COM NEW
125581801
358
7832
SH
DFND
1,3,5
7832
0
0
CIT GROUP INC
COM NEW
125581801
1203
26285
SH
DFND
1,2,5
26285
0
0
CITIGROUP INC
COM NEW
172967424
10645
226019
SH
DFND
1,5
226019
0
0
CITIGROUP INC
COM NEW
172967424
818
17360
SH
DFND
1,5,6
17360
0
0
CITIGROUP INC
COM NEW
172967424
2997
63633
SH
DFND
1,4,5
63633
0
0
CITIGROUP INC
COM NEW
172967424
1819
38626
SH
DFND
1,3,5
38626
0
0
CITIGROUP INC
COM NEW
172967424
7404
157196
SH
DFND
1,2,5
157196
0
0
CNO FINL GROUP INC
COM
12621E103
3882
218095
SH
DFND
1,5
218095
0
0
CNO FINL GROUP INC
COM
12621E103
1560
87667
SH
DFND
1,2,5
87667
0
0
CNO FINL GROUP INC
COM
12621E103
385
21618
SH
DFND
1,3,5
21618
0
0
CNO FINL GROUP INC
COM
12621E103
638
35820
SH
DFND
1,4,5
35820
0
0
CNO FINL GROUP INC
COM
12621E103
170
9541
SH
DFND
1,5,6
9541
0
0
COBALT INTL ENERGY INC
NOTE 2.625%12/0
19075FAA4
5285
5710000
PRN
DFND
1,5
5710000
0
0
COBALT INTL ENERGY INC
NOTE 2.625%12/0
19075FAA4
7477
8079000
PRN
DFND
1,2,5
8079000
0
0
COBALT INTL ENERGY INC
NOTE 2.625%12/0
19075FAA4
939
1015000
PRN
DFND
1,5,6
1015000
0
0
COBALT INTL ENERGY INC
NOTE 2.625%12/0
19075FAA4
3024
3267000
PRN
DFND
1,4,5
3267000
0
0
COBALT INTL ENERGY INC
NOTE 2.625%12/0
19075FAA4
1225
1324000
PRN
DFND
1,3,5
1324000
0
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
17117
349968
SH
DFND
1,5
349968
0
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
1306
26700
SH
DFND
1,5,6
26700
0
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
11925
243817
SH
DFND
1,2,5
243817
0
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
2931
59924
SH
DFND
1,3,5
59924
0
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
4765
97433
SH
DFND
1,4,5
97433
0
0
CONSTELLATION BRANDS INC
CL A
21036P108
11704
132809
SH
DFND
1,5
132809
0
0
CONSTELLATION BRANDS INC
CL A
21036P108
3273
37136
SH
DFND
1,4,5
37136
0
0
CONSTELLATION BRANDS INC
CL A
21036P108
886
10058
SH
DFND
1,5,6
10058
0
0
CONSTELLATION BRANDS INC
CL A
21036P108
2001
22707
SH
DFND
1,3,5
22707
0
0
CONSTELLATION BRANDS INC
CL A
21036P108
8129
92236
SH
DFND
1,2,5
92236
0
0
COVIDIEN PLC
SHS
G2554F113
4066
45090
SH
DFND
1,5
45090
0
0
COVIDIEN PLC
SHS
G2554F113
1156
12820
SH
DFND
1,4,5
12820
0
0
COVIDIEN PLC
SHS
G2554F113
697
7730
SH
DFND
1,3,5
7730
0
0
COVIDIEN PLC
SHS
G2554F113
2828
31360
SH
DFND
1,2,5
31360
0
0
COVIDIEN PLC
SHS
G2554F113
308
3410
SH
DFND
1,5,6
3410
0
0
CYS INVTS INC
COM
12673A108
4233
469288
SH
DFND
1,5
469288
0
0
CYS INVTS INC
COM
12673A108
189
20933
SH
DFND
1,5,6
20933
0
0
CYS INVTS INC
COM
12673A108
1708
189387
SH
DFND
1,2,5
189387
0
0
CYS INVTS INC
COM
12673A108
420
46508
SH
DFND
1,3,5
46508
0
0
CYS INVTS INC
COM
12673A108
691
76554
SH
DFND
1,4,5
76554
0
0
DECKERS OUTDOOR CORP
COM
243537107
5785
67008
SH
DFND
1,5
67008
0
0
DECKERS OUTDOOR CORP
COM
243537107
441
5112
SH
DFND
1,5,6
5112
0
0
DECKERS OUTDOOR CORP
COM
243537107
1000
11589
SH
DFND
1,3,5
11589
0
0
DECKERS OUTDOOR CORP
COM
243537107
4064
47076
SH
DFND
1,2,5
47076
0
0
DECKERS OUTDOOR CORP
COM
243537107
1659
19215
SH
DFND
1,4,5
19215
0
0
DIAMONDROCK HOSPITALITY CO
COM
252784301
2439
190218
SH
DFND
1,5
190218
0
0
DIAMONDROCK HOSPITALITY CO
COM
252784301
187
14610
SH
DFND
1,5,6
14610
0
0
DIAMONDROCK HOSPITALITY CO
COM
252784301
693
54092
SH
DFND
1,4,5
54092
0
0
DIAMONDROCK HOSPITALITY CO
COM
252784301
420
32774
SH
DFND
1,3,5
32774
0
0
DIAMONDROCK HOSPITALITY CO
COM
252784301
1709
133306
SH
DFND
1,2,5
133306
0
0
DISNEY WALT CO
COM DISNEY
254687106
4405
51382
SH
DFND
1,5
51382
0
0
DISNEY WALT CO
COM DISNEY
254687106
762
8890
SH
DFND
1,3,5
8890
0
0
DISNEY WALT CO
COM DISNEY
254687106
3092
36064
SH
DFND
1,2,5
36064
0
0
DISNEY WALT CO
COM DISNEY
254687106
336
3921
SH
DFND
1,5,6
3921
0
0
DISNEY WALT CO
COM DISNEY
254687106
1264
14743
SH
DFND
1,4,5
14743
0
0
DOLBY LABORATORIES INC
COM
25659T107
4603
106548
SH
DFND
1,5
106548
0
0
DOLBY LABORATORIES INC
COM
25659T107
1286
29772
SH
DFND
1,4,5
29772
0
0
DOLBY LABORATORIES INC
COM
25659T107
795
18405
SH
DFND
1,3,5
18405
0
0
DOLBY LABORATORIES INC
COM
25659T107
3236
74903
SH
DFND
1,2,5
74903
0
0
DOLBY LABORATORIES INC
COM
25659T107
356
8241
SH
DFND
1,5,6
8241
0
0
DOMTAR CORP
COM NEW
257559203
1851
43190
SH
DFND
1,5
43190
0
0
DOMTAR CORP
COM NEW
257559203
320
7466
SH
DFND
1,3,5
7466
0
0
DOMTAR CORP
COM NEW
257559203
144
3356
SH
DFND
1,5,6
3356
0
0
DOMTAR CORP
COM NEW
257559203
1297
30268
SH
DFND
1,2,5
30268
0
0
DOMTAR CORP
COM NEW
257559203
519
12108
SH
DFND
1,4,5
12108
0
0
DOW CHEM CO
COM
260543103
1149
22335
SH
DFND
1,5
22335
0
0
DOW CHEM CO
COM
260543103
330
6405
SH
DFND
1,4,5
6405
0
0
DOW CHEM CO
COM
260543103
199
3860
SH
DFND
1,3,5
3860
0
0
DOW CHEM CO
COM
260543103
88
1705
SH
DFND
1,5,6
1705
0
0
DOW CHEM CO
COM
260543103
808
15695
SH
DFND
1,2,5
15695
0
0
DRYSHIPS INC.
NOTE 5.000%12/0
262498AB4
12687
12906000
PRN
DFND
1,5
12906000
0
0
DRYSHIPS INC.
NOTE 5.000%12/0
262498AB4
2852
2901000
PRN
DFND
1,3,5
2901000
0
0
DRYSHIPS INC.
NOTE 5.000%12/0
262498AB4
7087
7210000
PRN
DFND
1,4,5
7210000
0
0
DRYSHIPS INC.
NOTE 5.000%12/0
262498AB4
1976
2010000
PRN
DFND
1,5,6
2010000
0
0
DRYSHIPS INC.
NOTE 5.000%12/0
262498AB4
17344
17644000
PRN
DFND
1,2,5
17644000
0
0
ENCORE CAP GROUP INC
COM
292554102
5582
122907
SH
DFND
1,5
122907
0
0
ENCORE CAP GROUP INC
COM
292554102
895
19700
SH
DFND
1,4,5
19700
0
0
ENCORE CAP GROUP INC
COM
292554102
2259
49736
SH
DFND
1,2,5
49736
0
0
ENCORE CAP GROUP INC
COM
292554102
250
5511
SH
DFND
1,5,6
5511
0
0
ENCORE CAP GROUP INC
COM
292554102
555
12216
SH
DFND
1,3,5
12216
0
0
EVERCORE PARTNERS INC
CLASS A
29977A105
4901
85023
SH
DFND
1,5
85023
0
0
EVERCORE PARTNERS INC
CLASS A
29977A105
483
8382
SH
DFND
1,3,5
8382
0
0
EVERCORE PARTNERS INC
CLASS A
29977A105
218
3778
SH
DFND
1,5,6
3778
0
0
EVERCORE PARTNERS INC
CLASS A
29977A105
1968
34136
SH
DFND
1,2,5
34136
0
0
EVERCORE PARTNERS INC
CLASS A
29977A105
795
13791
SH
DFND
1,4,5
13791
0
0
FACEBOOK INC
CL A
30303M102
17833
265016
SH
DFND
1,5
265016
0
0
FACEBOOK INC
CL A
30303M102
3054
45379
SH
DFND
1,3,5
45379
0
0
FACEBOOK INC
CL A
30303M102
4939
73398
SH
DFND
1,4,5
73398
0
0
FACEBOOK INC
CL A
30303M102
12352
183567
SH
DFND
1,2,5
183567
0
0
FACEBOOK INC
CL A
30303M102
1365
20287
SH
DFND
1,5,6
20287
0
0
FIESTA RESTAURANT GROUP INC
COM
31660B101
3596
77493
SH
DFND
1,5
77493
0
0
FIESTA RESTAURANT GROUP INC
COM
31660B101
276
5954
SH
DFND
1,5,6
5954
0
0
FIESTA RESTAURANT GROUP INC
COM
31660B101
2528
54464
SH
DFND
1,2,5
54464
0
0
FIESTA RESTAURANT GROUP INC
COM
31660B101
622
13411
SH
DFND
1,3,5
13411
0
0
FIESTA RESTAURANT GROUP INC
COM
31660B101
1011
21774
SH
DFND
1,4,5
21774
0
0
FIRST NBC BK HLDG CO
COM
32115D106
4050
120847
SH
DFND
1,5
120847
0
0
FIRST NBC BK HLDG CO
COM
32115D106
178
5322
SH
DFND
1,5,6
5322
0
0
FIRST NBC BK HLDG CO
COM
32115D106
1639
48896
SH
DFND
1,2,5
48896
0
0
FIRST NBC BK HLDG CO
COM
32115D106
669
19978
SH
DFND
1,4,5
19978
0
0
FIRST NBC BK HLDG CO
COM
32115D106
404
12057
SH
DFND
1,3,5
12057
0
0
FLAMEL TECHNOLOGIES SA
SPONSORED ADR
338488109
219
14600
SH
DFND
1,5
14600
0
0
FLEETCOR TECHNOLOGIES INC
COM
339041105
8102
61473
SH
DFND
1,5
61473
0
0
FLEETCOR TECHNOLOGIES INC
COM
339041105
952
7222
SH
DFND
1,3,5
7222
0
0
FLEETCOR TECHNOLOGIES INC
COM
339041105
418
3172
SH
DFND
1,5,6
3172
0
0
FLEETCOR TECHNOLOGIES INC
COM
339041105
3862
29305
SH
DFND
1,2,5
29305
0
0
FLEETCOR TECHNOLOGIES INC
COM
339041105
1561
11845
SH
DFND
1,4,5
11845
0
0
FOOT LOCKER INC
COM
344849104
5975
117807
SH
DFND
1,5
117807
0
0
FOOT LOCKER INC
COM
344849104
1016
20037
SH
DFND
1,3,5
20037
0
0
FOOT LOCKER INC
COM
344849104
4137
81557
SH
DFND
1,2,5
81557
0
0
FOOT LOCKER INC
COM
344849104
1672
32964
SH
DFND
1,4,5
32964
0
0
FOOT LOCKER INC
COM
344849104
459
9057
SH
DFND
1,5,6
9057
0
0
FOREST LABS INC
COM
345838106
14081
142230
SH
DFND
1,5
142230
0
0
FOREST LABS INC
COM
345838106
3793
38312
SH
DFND
1,3,5
38312
0
0
FOREST LABS INC
COM
345838106
1700
17169
SH
DFND
1,5,6
17169
0
0
FOREST LABS INC
COM
345838106
15427
155824
SH
DFND
1,2,5
155824
0
0
FOREST LABS INC
COM
345838106
6116
61781
SH
DFND
1,4,5
61781
0
0
G-III APPAREL GROUP LTD
COM
36237H101
1641
20097
SH
DFND
1,5
20097
0
0
G-III APPAREL GROUP LTD
COM
36237H101
284
3476
SH
DFND
1,3,5
3476
0
0
G-III APPAREL GROUP LTD
COM
36237H101
1150
14086
SH
DFND
1,2,5
14086
0
0
G-III APPAREL GROUP LTD
COM
36237H101
471
5764
SH
DFND
1,4,5
5764
0
0
G-III APPAREL GROUP LTD
COM
36237H101
125
1534
SH
DFND
1,5,6
1534
0
0
GALLAGHER ARTHUR J & CO
COM
363576109
4754
102012
SH
DFND
1,5
102012
0
0
GALLAGHER ARTHUR J & CO
COM
363576109
472
10136
SH
DFND
1,3,5
10136
0
0
GALLAGHER ARTHUR J & CO
COM
363576109
212
4560
SH
DFND
1,5,6
4560
0
0
GALLAGHER ARTHUR J & CO
COM
363576109
766
16446
SH
DFND
1,4,5
16446
0
0
GALLAGHER ARTHUR J & CO
COM
363576109
1914
41070
SH
DFND
1,2,5
41070
0
0
GARMIN LTD
SHS
H2906T109
6832
112178
SH
DFND
1,5
112178
0
0
GARMIN LTD
SHS
H2906T109
4775
78401
SH
DFND
1,2,5
78401
0
0
GARMIN LTD
SHS
H2906T109
1177
19325
SH
DFND
1,3,5
19325
0
0
GARMIN LTD
SHS
H2906T109
1952
32050
SH
DFND
1,4,5
32050
0
0
GARMIN LTD
SHS
H2906T109
519
8525
SH
DFND
1,5,6
8525
0
0
GOLAR LNG LTD BERMUDA
SHS
G9456A100
6022
100198
SH
DFND
1,5
100198
0
0
GOLAR LNG LTD BERMUDA
SHS
G9456A100
460
7646
SH
DFND
1,5,6
7646
0
0
GOLAR LNG LTD BERMUDA
SHS
G9456A100
1042
17337
SH
DFND
1,3,5
17337
0
0
GOLAR LNG LTD BERMUDA
SHS
G9456A100
1728
28754
SH
DFND
1,4,5
28754
0
0
GOLAR LNG LTD BERMUDA
SHS
G9456A100
4230
70381
SH
DFND
1,2,5
70381
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
5246
31331
SH
DFND
1,5
31331
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
1033
6169
SH
DFND
1,4,5
6169
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
292
1746
SH
DFND
1,5,6
1746
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
642
3833
SH
DFND
1,3,5
3833
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
2605
15559
SH
DFND
1,2,5
15559
0
0
GOODYEAR TIRE & RUBR CO
COM
382550101
10674
384243
SH
DFND
1,5
384243
0
0
GOODYEAR TIRE & RUBR CO
COM
382550101
799
28748
SH
DFND
1,5,6
28748
0
0
GOODYEAR TIRE & RUBR CO
COM
382550101
3023
108824
SH
DFND
1,4,5
108824
0
0
GOODYEAR TIRE & RUBR CO
COM
382550101
7429
267438
SH
DFND
1,2,5
267438
0
0
GOODYEAR TIRE & RUBR CO
COM
382550101
1828
65806
SH
DFND
1,3,5
65806
0
0
GRAPHIC PACKAGING HLDG CO
COM
388689101
11765
1005581
SH
DFND
1,5
1005581
0
0
GRAPHIC PACKAGING HLDG CO
COM
388689101
908
77602
SH
DFND
1,5,6
77602
0
0
GRAPHIC PACKAGING HLDG CO
COM
388689101
3331
284684
SH
DFND
1,4,5
284684
0
0
GRAPHIC PACKAGING HLDG CO
COM
388689101
2021
172746
SH
DFND
1,3,5
172746
0
0
GRAPHIC PACKAGING HLDG CO
COM
388689101
8231
703472
SH
DFND
1,2,5
703472
0
0
GREEN DOT CORP
CL A
39304D102
3665
193095
SH
DFND
1,5
193095
0
0
GREEN DOT CORP
CL A
39304D102
363
19136
SH
DFND
1,3,5
19136
0
0
GREEN DOT CORP
CL A
39304D102
1479
77926
SH
DFND
1,2,5
77926
0
0
GREEN DOT CORP
CL A
39304D102
163
8565
SH
DFND
1,5,6
8565
0
0
GREEN DOT CORP
CL A
39304D102
598
31499
SH
DFND
1,4,5
31499
0
0
GREEN PLAINS INC
COM
393222104
1469
44680
SH
DFND
1,5
44680
0
0
GREEN PLAINS INC
COM
393222104
421
12820
SH
DFND
1,4,5
12820
0
0
GREEN PLAINS INC
COM
393222104
254
7730
SH
DFND
1,3,5
7730
0
0
GREEN PLAINS INC
COM
393222104
1031
31360
SH
DFND
1,2,5
31360
0
0
GREEN PLAINS INC
COM
393222104
112
3410
SH
DFND
1,5,6
3410
0
0
HALLIBURTON CO
COM
406216101
24114
339590
SH
DFND
1,5
339590
0
0
HALLIBURTON CO
COM
406216101
4137
58256
SH
DFND
1,3,5
58256
0
0
HALLIBURTON CO
COM
406216101
16816
236808
SH
DFND
1,2,5
236808
0
0
HALLIBURTON CO
COM
406216101
1836
25862
SH
DFND
1,5,6
25862
0
0
HALLIBURTON CO
COM
406216101
6818
96013
SH
DFND
1,4,5
96013
0
0
HANCOCK HLDG CO
COM
410120109
2997
84839
SH
DFND
1,5
84839
0
0
HANCOCK HLDG CO
COM
410120109
131
3712
SH
DFND
1,5,6
3712
0
0
HANCOCK HLDG CO
COM
410120109
297
8410
SH
DFND
1,3,5
8410
0
0
HANCOCK HLDG CO
COM
410120109
1205
34104
SH
DFND
1,2,5
34104
0
0
HANCOCK HLDG CO
COM
410120109
492
13935
SH
DFND
1,4,5
13935
0
0
HERTZ GLOBAL HOLDINGS INC
COM
42805T105
21478
766256
SH
DFND
1,5
766256
0
0
HERTZ GLOBAL HOLDINGS INC
COM
42805T105
3680
131278
SH
DFND
1,3,5
131278
0
0
HERTZ GLOBAL HOLDINGS INC
COM
42805T105
6074
216686
SH
DFND
1,4,5
216686
0
0
HERTZ GLOBAL HOLDINGS INC
COM
42805T105
1643
58629
SH
DFND
1,5,6
58629
0
0
HERTZ GLOBAL HOLDINGS INC
COM
42805T105
14967
533978
SH
DFND
1,2,5
533978
0
0
HEXCEL CORP NEW
COM
428291108
1842
45031
SH
DFND
1,5
45031
0
0
HEXCEL CORP NEW
COM
428291108
142
3465
SH
DFND
1,5,6
3465
0
0
HEXCEL CORP NEW
COM
428291108
317
7755
SH
DFND
1,3,5
7755
0
0
HEXCEL CORP NEW
COM
428291108
522
12758
SH
DFND
1,4,5
12758
0
0
HEXCEL CORP NEW
COM
428291108
1291
31561
SH
DFND
1,2,5
31561
0
0
HOME LN SERVICING SOLUTIONS
ORD SHS
G6648D109
5630
247688
SH
DFND
1,5
247688
0
0
HOME LN SERVICING SOLUTIONS
ORD SHS
G6648D109
902
39673
SH
DFND
1,4,5
39673
0
0
HOME LN SERVICING SOLUTIONS
ORD SHS
G6648D109
559
24609
SH
DFND
1,3,5
24609
0
0
HOME LN SERVICING SOLUTIONS
ORD SHS
G6648D109
250
11011
SH
DFND
1,5,6
11011
0
0
HOME LN SERVICING SOLUTIONS
ORD SHS
G6648D109
2279
100281
SH
DFND
1,2,5
100281
0
0
HONEYWELL INTL INC
COM
438516106
32104
345390
SH
DFND
1,5
345390
0
0
HONEYWELL INTL INC
COM
438516106
9123
98146
SH
DFND
1,4,5
98146
0
0
HONEYWELL INTL INC
COM
438516106
2445
26305
SH
DFND
1,5,6
26305
0
0
HONEYWELL INTL INC
COM
438516106
5509
59271
SH
DFND
1,3,5
59271
0
0
HONEYWELL INTL INC
COM
438516106
22388
240863
SH
DFND
1,2,5
240863
0
0
IBERIABANK CORP
COM
450828108
4515
65250
SH
DFND
1,5
65250
0
0
IBERIABANK CORP
COM
450828108
447
6456
SH
DFND
1,3,5
6456
0
0
IBERIABANK CORP
COM
450828108
197
2854
SH
DFND
1,5,6
2854
0
0
IBERIABANK CORP
COM
450828108
1815
26225
SH
DFND
1,2,5
26225
0
0
IBERIABANK CORP
COM
450828108
741
10715
SH
DFND
1,4,5
10715
0
0
ICU MED INC
COM
44930G107
954
15691
SH
DFND
1,5
15691
0
0
ICU MED INC
COM
44930G107
266
4374
SH
DFND
1,4,5
4374
0
0
ICU MED INC
COM
44930G107
165
2714
SH
DFND
1,3,5
2714
0
0
ICU MED INC
COM
44930G107
72
1181
SH
DFND
1,5,6
1181
0
0
ICU MED INC
COM
44930G107
671
11040
SH
DFND
1,2,5
11040
0
0
IMPAX LABORATORIES INC
COM
45256B101
336
11193
SH
DFND
1,5
11193
0
0
IMPAX LABORATORIES INC
COM
45256B101
26
870
SH
DFND
1,5,6
870
0
0
IMPAX LABORATORIES INC
COM
45256B101
58
1935
SH
DFND
1,3,5
1935
0
0
IMPAX LABORATORIES INC
COM
45256B101
94
3122
SH
DFND
1,4,5
3122
0
0
IMPAX LABORATORIES INC
COM
45256B101
236
7880
SH
DFND
1,2,5
7880
0
0
INFOBLOX INC
COM
45672H104
2203
167514
SH
DFND
1,5
167514
0
0
INFOBLOX INC
COM
45672H104
168
12784
SH
DFND
1,5,6
12784
0
0
INFOBLOX INC
COM
45672H104
632
48073
SH
DFND
1,4,5
48073
0
0
INFOBLOX INC
COM
45672H104
381
28986
SH
DFND
1,3,5
28986
0
0
INFOBLOX INC
COM
45672H104
1547
117643
SH
DFND
1,2,5
117643
0
0
INGRAM MICRO INC
CL A
457153104
20197
691430
SH
DFND
1,5
691430
0
0
INGRAM MICRO INC
CL A
457153104
5681
194475
SH
DFND
1,4,5
194475
0
0
INGRAM MICRO INC
CL A
457153104
3489
119448
SH
DFND
1,3,5
119448
0
0
INGRAM MICRO INC
CL A
457153104
14175
485281
SH
DFND
1,2,5
485281
0
0
INGRAM MICRO INC
CL A
457153104
1559
53366
SH
DFND
1,5,6
53366
0
0
INTL PAPER CO
COM
460146103
9811
194392
SH
DFND
1,5
194392
0
0
INTL PAPER CO
COM
460146103
754
14930
SH
DFND
1,5,6
14930
0
0
INTL PAPER CO
COM
460146103
2759
54672
SH
DFND
1,4,5
54672
0
0
INTL PAPER CO
COM
460146103
1676
33213
SH
DFND
1,3,5
33213
0
0
INTL PAPER CO
COM
460146103
6821
135158
SH
DFND
1,2,5
135158
0
0
INVESCO LTD
SHS
G491BT108
15317
405754
SH
DFND
1,5
405754
0
0
INVESCO LTD
SHS
G491BT108
1873
49624
SH
DFND
1,3,5
49624
0
0
INVESCO LTD
SHS
G491BT108
7625
201988
SH
DFND
1,2,5
201988
0
0
INVESCO LTD
SHS
G491BT108
3020
80004
SH
DFND
1,4,5
80004
0
0
INVESCO LTD
SHS
G491BT108
839
22230
SH
DFND
1,5,6
22230
0
0
INVESCO MORTGAGE CAPITAL INC
COM
46131B100
6575
378736
SH
DFND
1,5
378736
0
0
INVESCO MORTGAGE CAPITAL INC
COM
46131B100
1080
62205
SH
DFND
1,4,5
62205
0
0
INVESCO MORTGAGE CAPITAL INC
COM
46131B100
2643
152245
SH
DFND
1,2,5
152245
0
0
INVESCO MORTGAGE CAPITAL INC
COM
46131B100
288
16571
SH
DFND
1,5,6
16571
0
0
INVESCO MORTGAGE CAPITAL INC
COM
46131B100
652
37543
SH
DFND
1,3,5
37543
0
0
INVESTMENT TECHNOLOGY GRP NE
COM
46145F105
4537
268766
SH
DFND
1,5
268766
0
0
INVESTMENT TECHNOLOGY GRP NE
COM
46145F105
199
11760
SH
DFND
1,5,6
11760
0
0
INVESTMENT TECHNOLOGY GRP NE
COM
46145F105
450
26641
SH
DFND
1,3,5
26641
0
0
INVESTMENT TECHNOLOGY GRP NE
COM
46145F105
745
44141
SH
DFND
1,4,5
44141
0
0
INVESTMENT TECHNOLOGY GRP NE
COM
46145F105
1823
107996
SH
DFND
1,2,5
107996
0
0
ISHARES
MSCI JAPAN ETF
464286848
5511
457703
SH
DFND
1,5
457703
0
0
ISHARES
MSCI JAPAN ETF
464286848
4230
351366
SH
DFND
1,2,5
351366
0
0
ISHARES
MSCI JAPAN ETF
464286848
1046
86870
SH
DFND
1,3,5
86870
0
0
ISHARES
MSCI JAPAN ETF
464286848
468
38877
SH
DFND
1,5,6
38877
0
0
ISHARES
MSCI JAPAN ETF
464286848
1688
140184
SH
DFND
1,4,5
140184
0
0
JARDEN CORP
COM
471109108
8726
147034
SH
DFND
1,5
147034
0
0
JARDEN CORP
COM
471109108
1494
25165
SH
DFND
1,3,5
25165
0
0
JARDEN CORP
COM
471109108
2418
40739
SH
DFND
1,4,5
40739
0
0
JARDEN CORP
COM
471109108
6082
102471
SH
DFND
1,2,5
102471
0
0
JARDEN CORP
COM
471109108
671
11307
SH
DFND
1,5,6
11307
0
0
JONES ENERGY INC
COM CL A
48019R108
1886
92014
SH
DFND
1,5
92014
0
0
JONES ENERGY INC
COM CL A
48019R108
526
25672
SH
DFND
1,4,5
25672
0
0
JONES ENERGY INC
COM CL A
48019R108
146
7112
SH
DFND
1,5,6
7112
0
0
JONES ENERGY INC
COM CL A
48019R108
1327
64730
SH
DFND
1,2,5
64730
0
0
JONES ENERGY INC
COM CL A
48019R108
326
15911
SH
DFND
1,3,5
15911
0
0
JPMORGAN CHASE & CO
COM
46625H100
24122
418633
SH
DFND
1,5
418633
0
0
JPMORGAN CHASE & CO
COM
46625H100
13873
240769
SH
DFND
1,2,5
240769
0
0
JPMORGAN CHASE & CO
COM
46625H100
1525
26465
SH
DFND
1,5,6
26465
0
0
JPMORGAN CHASE & CO
COM
46625H100
3419
59331
SH
DFND
1,3,5
59331
0
0
JPMORGAN CHASE & CO
COM
46625H100
5576
96779
SH
DFND
1,4,5
96779
0
0
KNIGHT CAP GROUP INC
NOTE 3.500% 3/1
499005AE6
468
468000
PRN
DFND
1,5
468000
0
0
KNIGHT CAP GROUP INC
NOTE 3.500% 3/1
499005AE6
152
152000
PRN
DFND
1,3,5
152000
0
0
KNIGHT CAP GROUP INC
NOTE 3.500% 3/1
499005AE6
217
217000
PRN
DFND
1,5,6
217000
0
0
KNIGHT CAP GROUP INC
NOTE 3.500% 3/1
499005AE6
563
563000
PRN
DFND
1,4,5
563000
0
0
KNIGHT CAP GROUP INC
NOTE 3.500% 3/1
499005AE6
1400
1400000
PRN
DFND
1,2,5
1400000
0
0
KNOWLES CORP
COM
49926D109
16340
531546
SH
DFND
1,5
531546
0
0
KNOWLES CORP
COM
49926D109
1263
41080
SH
DFND
1,5,6
41080
0
0
KNOWLES CORP
COM
49926D109
11497
374017
SH
DFND
1,2,5
374017
0
0
KNOWLES CORP
COM
49926D109
2826
91931
SH
DFND
1,3,5
91931
0
0
KNOWLES CORP
COM
49926D109
4574
148797
SH
DFND
1,4,5
148797
0
0
KYTHERA BIOPHARMACEUTICALS I
COM
501570105
1498
39045
SH
DFND
1,5
39045
0
0
KYTHERA BIOPHARMACEUTICALS I
COM
501570105
259
6752
SH
DFND
1,3,5
6752
0
0
KYTHERA BIOPHARMACEUTICALS I
COM
501570105
116
3029
SH
DFND
1,5,6
3029
0
0
KYTHERA BIOPHARMACEUTICALS I
COM
501570105
418
10891
SH
DFND
1,4,5
10891
0
0
KYTHERA BIOPHARMACEUTICALS I
COM
501570105
1055
27491
SH
DFND
1,2,5
27491
0
0
L BRANDS INC
COM
501797104
2640
45006
SH
DFND
1,5
45006
0
0
L BRANDS INC
COM
501797104
752
12818
SH
DFND
1,4,5
12818
0
0
L BRANDS INC
COM
501797104
453
7728
SH
DFND
1,3,5
7728
0
0
L BRANDS INC
COM
501797104
200
3408
SH
DFND
1,5,6
3408
0
0
L BRANDS INC
COM
501797104
1841
31385
SH
DFND
1,2,5
31385
0
0
LIBERTY MEDIA CORP DELAWARE
CL A
531229102
37585
274989
SH
DFND
1,5
274989
0
0
LIBERTY MEDIA CORP DELAWARE
CL A
531229102
26173
191493
SH
DFND
1,2,5
191493
0
0
LIBERTY MEDIA CORP DELAWARE
CL A
531229102
2844
20805
SH
DFND
1,5,6
20805
0
0
LIBERTY MEDIA CORP DELAWARE
CL A
531229102
10682
78153
SH
DFND
1,4,5
78153
0
0
LIBERTY MEDIA CORP DELAWARE
CL A
531229102
6438
47102
SH
DFND
1,3,5
47102
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
3272
33510
SH
DFND
1,5
33510
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
566
5798
SH
DFND
1,3,5
5798
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
2297
23520
SH
DFND
1,2,5
23520
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
250
2557
SH
DFND
1,5,6
2557
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
939
9615
SH
DFND
1,4,5
9615
0
0
MASCO CORP
COM
574599106
1818
81889
SH
DFND
1,5
81889
0
0
MASCO CORP
COM
574599106
135
6087
SH
DFND
1,5,6
6087
0
0
MASCO CORP
COM
574599106
305
13726
SH
DFND
1,3,5
13726
0
0
MASCO CORP
COM
574599106
504
22722
SH
DFND
1,4,5
22722
0
0
MASCO CORP
COM
574599106
1237
55740
SH
DFND
1,2,5
55740
0
0
MEDTRONIC INC
COM
585055106
3163
49601
SH
DFND
1,5
49601
0
0
MEDTRONIC INC
COM
585055106
239
3751
SH
DFND
1,5,6
3751
0
0
MEDTRONIC INC
COM
585055106
899
14102
SH
DFND
1,4,5
14102
0
0
MEDTRONIC INC
COM
585055106
2199
34496
SH
DFND
1,2,5
34496
0
0
MEDTRONIC INC
COM
585055106
542
8503
SH
DFND
1,3,5
8503
0
0
MENS WEARHOUSE INC
COM
587118100
6233
111705
SH
DFND
1,5
111705
0
0
MENS WEARHOUSE INC
COM
587118100
4376
78419
SH
DFND
1,2,5
78419
0
0
MENS WEARHOUSE INC
COM
587118100
476
8523
SH
DFND
1,5,6
8523
0
0
MENS WEARHOUSE INC
COM
587118100
1078
19322
SH
DFND
1,3,5
19322
0
0
MENS WEARHOUSE INC
COM
587118100
1787
32031
SH
DFND
1,4,5
32031
0
0
META FINL GROUP INC
COM
59100U108
1083
27067
SH
DFND
1,5
27067
0
0
META FINL GROUP INC
COM
59100U108
85
2113
SH
DFND
1,5,6
2113
0
0
META FINL GROUP INC
COM
59100U108
190
4745
SH
DFND
1,3,5
4745
0
0
META FINL GROUP INC
COM
59100U108
306
7652
SH
DFND
1,4,5
7652
0
0
META FINL GROUP INC
COM
59100U108
767
19175
SH
DFND
1,2,5
19175
0
0
METHANEX CORP
COM
59151K108
22787
368841
SH
DFND
1,5
368841
0
0
METHANEX CORP
COM
59151K108
6378
103233
SH
DFND
1,4,5
103233
0
0
METHANEX CORP
COM
59151K108
15840
256394
SH
DFND
1,2,5
256394
0
0
METHANEX CORP
COM
59151K108
3894
63028
SH
DFND
1,3,5
63028
0
0
METHANEX CORP
COM
59151K108
1744
28231
SH
DFND
1,5,6
28231
0
0
METLIFE INC
COM
59156R108
6494
116884
SH
DFND
1,5
116884
0
0
METLIFE INC
COM
59156R108
719
12942
SH
DFND
1,3,5
12942
0
0
METLIFE INC
COM
59156R108
319
5745
SH
DFND
1,5,6
5745
0
0
METLIFE INC
COM
59156R108
2921
52577
SH
DFND
1,2,5
52577
0
0
METLIFE INC
COM
59156R108
1184
21318
SH
DFND
1,4,5
21318
0
0
MGIC INVT CORP WIS
COM
552848103
7617
824388
SH
DFND
1,5
824388
0
0
MGIC INVT CORP WIS
COM
552848103
1445
156398
SH
DFND
1,4,5
156398
0
0
MGIC INVT CORP WIS
COM
552848103
896
97015
SH
DFND
1,3,5
97015
0
0
MGIC INVT CORP WIS
COM
552848103
400
43278
SH
DFND
1,5,6
43278
0
0
MGIC INVT CORP WIS
COM
552848103
3644
394421
SH
DFND
1,2,5
394421
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
2123
80424
SH
DFND
1,5
80424
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
367
13914
SH
DFND
1,3,5
13914
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
609
23076
SH
DFND
1,4,5
23076
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
1490
56448
SH
DFND
1,2,5
56448
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
162
6138
SH
DFND
1,5,6
6138
0
0
MICROSOFT CORP
COM
594918104
27706
664424
SH
DFND
1,5
664424
0
0
MICROSOFT CORP
COM
594918104
2122
50893
SH
DFND
1,5,6
50893
0
0
MICROSOFT CORP
COM
594918104
4743
113741
SH
DFND
1,3,5
113741
0
0
MICROSOFT CORP
COM
594918104
7690
184411
SH
DFND
1,4,5
184411
0
0
MICROSOFT CORP
COM
594918104
19303
462903
SH
DFND
1,2,5
462903
0
0
MOLSON COORS BREWING CO
CL B
60871R209
10027
135204
SH
DFND
1,5
135204
0
0
MOLSON COORS BREWING CO
CL B
60871R209
1720
23190
SH
DFND
1,3,5
23190
0
0
MOLSON COORS BREWING CO
CL B
60871R209
759
10229
SH
DFND
1,5,6
10229
0
0
MOLSON COORS BREWING CO
CL B
60871R209
6978
94092
SH
DFND
1,2,5
94092
0
0
MOLSON COORS BREWING CO
CL B
60871R209
2851
38439
SH
DFND
1,4,5
38439
0
0
MOMENTA PHARMACEUTICALS INC
COM
60877T100
325
26871
SH
DFND
1,5
26871
0
0
MOMENTA PHARMACEUTICALS INC
COM
60877T100
56
4647
SH
DFND
1,3,5
4647
0
0
MOMENTA PHARMACEUTICALS INC
COM
60877T100
25
2075
SH
DFND
1,5,6
2075
0
0
MOMENTA PHARMACEUTICALS INC
COM
60877T100
91
7495
SH
DFND
1,4,5
7495
0
0
MOMENTA PHARMACEUTICALS INC
COM
60877T100
228
18912
SH
DFND
1,2,5
18912
0
0
MOSAIC CO NEW
COM
61945C103
1657
33510
SH
DFND
1,5
33510
0
0
MOSAIC CO NEW
COM
61945C103
287
5798
SH
DFND
1,3,5
5798
0
0
MOSAIC CO NEW
COM
61945C103
1163
23520
SH
DFND
1,2,5
23520
0
0
MOSAIC CO NEW
COM
61945C103
126
2557
SH
DFND
1,5,6
2557
0
0
MOSAIC CO NEW
COM
61945C103
475
9615
SH
DFND
1,4,5
9615
0
0
MOTOROLA SOLUTIONS INC
COM NEW
620076307
5947
89341
SH
DFND
1,5
89341
0
0
MOTOROLA SOLUTIONS INC
COM NEW
620076307
1029
15458
SH
DFND
1,3,5
15458
0
0
MOTOROLA SOLUTIONS INC
COM NEW
620076307
454
6818
SH
DFND
1,5,6
6818
0
0
MOTOROLA SOLUTIONS INC
COM NEW
620076307
1707
25637
SH
DFND
1,4,5
25637
0
0
MOTOROLA SOLUTIONS INC
COM NEW
620076307
4177
62746
SH
DFND
1,2,5
62746
0
0
NEW RESIDENTIAL INVT CORP
COM
64828T102
8710
1382495
SH
DFND
1,5
1382495
0
0
NEW RESIDENTIAL INVT CORP
COM
64828T102
863
137009
SH
DFND
1,3,5
137009
0
0
NEW RESIDENTIAL INVT CORP
COM
64828T102
1421
225523
SH
DFND
1,4,5
225523
0
0
NEW RESIDENTIAL INVT CORP
COM
64828T102
388
61517
SH
DFND
1,5,6
61517
0
0
NEW RESIDENTIAL INVT CORP
COM
64828T102
3515
557922
SH
DFND
1,2,5
557922
0
0
NORTHSTAR RLTY FIN CORP
COM
66704R100
18206
1047520
SH
DFND
1,5
1047520
0
0
NORTHSTAR RLTY FIN CORP
COM
66704R100
923
53104
SH
DFND
1,5,6
53104
0
0
NORTHSTAR RLTY FIN CORP
COM
66704R100
2081
119745
SH
DFND
1,3,5
119745
0
0
NORTHSTAR RLTY FIN CORP
COM
66704R100
3423
196966
SH
DFND
1,4,5
196966
0
0
NORTHSTAR RLTY FIN CORP
COM
66704R100
8446
485943
SH
DFND
1,2,5
485943
0
0
NOW INC
COM
67011P100
9685
267455
SH
DFND
1,5
267455
0
0
NOW INC
COM
67011P100
6810
188067
SH
DFND
1,2,5
188067
0
0
NOW INC
COM
67011P100
1675
46270
SH
DFND
1,3,5
46270
0
0
NOW INC
COM
67011P100
767
21195
SH
DFND
1,5,6
21195
0
0
NOW INC
COM
67011P100
2777
76684
SH
DFND
1,4,5
76684
0
0
OCWEN FINL CORP
COM NEW
675746309
4007
108000
SH
DFND
1,5
108000
0
0
OCWEN FINL CORP
COM NEW
675746309
1617
43584
SH
DFND
1,2,5
43584
0
0
OCWEN FINL CORP
COM NEW
675746309
177
4762
SH
DFND
1,5,6
4762
0
0
OCWEN FINL CORP
COM NEW
675746309
654
17618
SH
DFND
1,4,5
17618
0
0
OCWEN FINL CORP
COM NEW
675746309
397
10703
SH
DFND
1,3,5
10703
0
0
OFFICE DEPOT INC
COM
676220106
7004
1230952
SH
DFND
1,5
1230952
0
0
OFFICE DEPOT INC
COM
676220106
1206
211975
SH
DFND
1,3,5
211975
0
0
OFFICE DEPOT INC
COM
676220106
4909
862763
SH
DFND
1,2,5
862763
0
0
OFFICE DEPOT INC
COM
676220106
1986
349097
SH
DFND
1,4,5
349097
0
0
OFFICE DEPOT INC
COM
676220106
542
95213
SH
DFND
1,5,6
95213
0
0
PACIFIC ETHANOL INC
COM PAR $.001
69423U305
2391
156402
SH
DFND
1,5
156402
0
0
PACIFIC ETHANOL INC
COM PAR $.001
69423U305
1678
109776
SH
DFND
1,2,5
109776
0
0
PACIFIC ETHANOL INC
COM PAR $.001
69423U305
183
11937
SH
DFND
1,5,6
11937
0
0
PACIFIC ETHANOL INC
COM PAR $.001
69423U305
686
44876
SH
DFND
1,4,5
44876
0
0
PACIFIC ETHANOL INC
COM PAR $.001
69423U305
414
27059
SH
DFND
1,3,5
27059
0
0
PACWEST BANCORP DEL
COM
695263103
8133
188396
SH
DFND
1,5
188396
0
0
PACWEST BANCORP DEL
COM
695263103
379
8774
SH
DFND
1,5,6
8774
0
0
PACWEST BANCORP DEL
COM
695263103
1366
31632
SH
DFND
1,4,5
31632
0
0
PACWEST BANCORP DEL
COM
695263103
848
19639
SH
DFND
1,3,5
19639
0
0
PACWEST BANCORP DEL
COM
695263103
3448
79871
SH
DFND
1,2,5
79871
0
0
PATTERSON COMPANIES INC
COM
703395103
2471
62552
SH
DFND
1,5
62552
0
0
PATTERSON COMPANIES INC
COM
703395103
428
10822
SH
DFND
1,3,5
10822
0
0
PATTERSON COMPANIES INC
COM
703395103
1735
43904
SH
DFND
1,2,5
43904
0
0
PATTERSON COMPANIES INC
COM
703395103
709
17948
SH
DFND
1,4,5
17948
0
0
PATTERSON COMPANIES INC
COM
703395103
189
4774
SH
DFND
1,5,6
4774
0
0
PENTAIR PLC
SHS
G7S00T104
16573
229795
SH
DFND
1,5
229795
0
0
PENTAIR PLC
SHS
G7S00T104
1254
17388
SH
DFND
1,5,6
17388
0
0
PENTAIR PLC
SHS
G7S00T104
4715
65378
SH
DFND
1,4,5
65378
0
0
PENTAIR PLC
SHS
G7S00T104
2843
39420
SH
DFND
1,3,5
39420
0
0
PENTAIR PLC
SHS
G7S00T104
11536
159961
SH
DFND
1,2,5
159961
0
0
PEPSICO INC
COM
713448108
5988
67020
SH
DFND
1,5
67020
0
0
PEPSICO INC
COM
713448108
1036
11596
SH
DFND
1,3,5
11596
0
0
PEPSICO INC
COM
713448108
4203
47040
SH
DFND
1,2,5
47040
0
0
PEPSICO INC
COM
713448108
457
5114
SH
DFND
1,5,6
5114
0
0
PEPSICO INC
COM
713448108
1718
19230
SH
DFND
1,4,5
19230
0
0
PFIZER INC
COM
717081103
30288
1020479
SH
DFND
1,5
1020479
0
0
PFIZER INC
COM
717081103
21058
709506
SH
DFND
1,2,5
709506
0
0
PFIZER INC
COM
717081103
8505
286541
SH
DFND
1,4,5
286541
0
0
PFIZER INC
COM
717081103
2327
78405
SH
DFND
1,5,6
78405
0
0
PFIZER INC
COM
717081103
5180
174514
SH
DFND
1,3,5
174514
0
0
PFIZER INC
COM
717081103
6509
219300
SH
Call
DFND
1,5
219300
0
0
PFIZER INC
COM
717081103
1894
63800
SH
Call
DFND
1,4,5
63800
0
0
PFIZER INC
COM
717081103
588
19800
SH
Call
DFND
1,5,6
19800
0
0
PFIZER INC
COM
717081103
1152
38800
SH
Call
DFND
1,3,5
38800
0
0
PFIZER INC
COM
717081103
4698
158300
SH
Call
DFND
1,2,5
158300
0
0
PHILIP MORRIS INTL INC
COM
718172109
8573
101680
SH
DFND
1,5
101680
0
0
PHILIP MORRIS INTL INC
COM
718172109
662
7849
SH
DFND
1,5,6
7849
0
0
PHILIP MORRIS INTL INC
COM
718172109
1466
17386
SH
DFND
1,3,5
17386
0
0
PHILIP MORRIS INTL INC
COM
718172109
2406
28535
SH
DFND
1,4,5
28535
0
0
PHILIP MORRIS INTL INC
COM
718172109
5960
70686
SH
DFND
1,2,5
70686
0
0
PHILLIPS 66
COM
718546104
7646
95059
SH
DFND
1,5
95059
0
0
PHILLIPS 66
COM
718546104
578
7187
SH
DFND
1,5,6
7187
0
0
PHILLIPS 66
COM
718546104
5299
65888
SH
DFND
1,2,5
65888
0
0
PHILLIPS 66
COM
718546104
2157
26816
SH
DFND
1,4,5
26816
0
0
PHILLIPS 66
COM
718546104
1304
16213
SH
DFND
1,3,5
16213
0
0
POLYCOM INC
COM
73172K104
5304
423311
SH
DFND
1,5
423311
0
0
POLYCOM INC
COM
73172K104
1483
118384
SH
DFND
1,4,5
118384
0
0
POLYCOM INC
COM
73172K104
917
73173
SH
DFND
1,3,5
73173
0
0
POLYCOM INC
COM
73172K104
410
32698
SH
DFND
1,5,6
32698
0
0
POLYCOM INC
COM
73172K104
3730
297722
SH
DFND
1,2,5
297722
0
0
PORTFOLIO RECOVERY ASSOCS IN
COM
73640Q105
5026
84423
SH
DFND
1,5
84423
0
0
PORTFOLIO RECOVERY ASSOCS IN
COM
73640Q105
224
3768
SH
DFND
1,5,6
3768
0
0
PORTFOLIO RECOVERY ASSOCS IN
COM
73640Q105
500
8407
SH
DFND
1,3,5
8407
0
0
PORTFOLIO RECOVERY ASSOCS IN
COM
73640Q105
806
13537
SH
DFND
1,4,5
13537
0
0
PORTFOLIO RECOVERY ASSOCS IN
COM
73640Q105
2037
34215
SH
DFND
1,2,5
34215
0
0
PROSPERITY BANCSHARES INC
COM
743606105
3226
51539
SH
DFND
1,5
51539
0
0
PROSPERITY BANCSHARES INC
COM
743606105
530
8462
SH
DFND
1,4,5
8462
0
0
PROSPERITY BANCSHARES INC
COM
743606105
141
2253
SH
DFND
1,5,6
2253
0
0
PROSPERITY BANCSHARES INC
COM
743606105
320
5105
SH
DFND
1,3,5
5105
0
0
PROSPERITY BANCSHARES INC
COM
743606105
1297
20714
SH
DFND
1,2,5
20714
0
0
PRUDENTIAL FINL INC
COM
744320102
8127
91547
SH
DFND
1,5
91547
0
0
PRUDENTIAL FINL INC
COM
744320102
966
10880
SH
DFND
1,3,5
10880
0
0
PRUDENTIAL FINL INC
COM
744320102
430
4845
SH
DFND
1,5,6
4845
0
0
PRUDENTIAL FINL INC
COM
744320102
3931
44282
SH
DFND
1,2,5
44282
0
0
PRUDENTIAL FINL INC
COM
744320102
1576
17754
SH
DFND
1,4,5
17754
0
0
REGENERON PHARMACEUTICALS
COM
75886F107
1900
6727
SH
DFND
1,5
6727
0
0
REGENERON PHARMACEUTICALS
COM
75886F107
545
1931
SH
DFND
1,4,5
1931
0
0
REGENERON PHARMACEUTICALS
COM
75886F107
146
518
SH
DFND
1,5,6
518
0
0
REGENERON PHARMACEUTICALS
COM
75886F107
329
1164
SH
DFND
1,3,5
1164
0
0
REGENERON PHARMACEUTICALS
COM
75886F107
1339
4741
SH
DFND
1,2,5
4741
0
0
RETROPHIN INC
COM
761299106
1613
137391
SH
DFND
1,5
137391
0
0
RETROPHIN INC
COM
761299106
460
39200
SH
DFND
1,4,5
39200
0
0
RETROPHIN INC
COM
761299106
1132
96416
SH
DFND
1,2,5
96416
0
0
RETROPHIN INC
COM
761299106
124
10536
SH
DFND
1,5,6
10536
0
0
RETROPHIN INC
COM
761299106
279
23750
SH
DFND
1,3,5
23750
0
0
SANOFI
SPONSORED ADR
80105N105
1911
35946
SH
DFND
1,5
35946
0
0
SANOFI
SPONSORED ADR
80105N105
302
5671
SH
DFND
1,4,5
5671
0
0
SANOFI
SPONSORED ADR
80105N105
59
1102
SH
DFND
1,5,6
1102
0
0
SANOFI
SPONSORED ADR
80105N105
192
3620
SH
DFND
1,3,5
3620
0
0
SANOFI
SPONSORED ADR
80105N105
781
14688
SH
DFND
1,2,5
14688
0
0
SHIRE PLC
SPONSORED ADR
82481R106
3208
13623
SH
DFND
1,5
13623
0
0
SHIRE PLC
SPONSORED ADR
82481R106
546
2318
SH
DFND
1,3,5
2318
0
0
SHIRE PLC
SPONSORED ADR
82481R106
245
1042
SH
DFND
1,5,6
1042
0
0
SHIRE PLC
SPONSORED ADR
82481R106
898
3813
SH
DFND
1,4,5
3813
0
0
SHIRE PLC
SPONSORED ADR
82481R106
2215
9405
SH
DFND
1,2,5
9405
0
0
SIGNATURE BK NEW YORK N Y
COM
82669G104
1496
11860
SH
DFND
1,5
11860
0
0
SIGNATURE BK NEW YORK N Y
COM
82669G104
65
518
SH
DFND
1,5,6
518
0
0
SIGNATURE BK NEW YORK N Y
COM
82669G104
148
1175
SH
DFND
1,3,5
1175
0
0
SIGNATURE BK NEW YORK N Y
COM
82669G104
246
1947
SH
DFND
1,4,5
1947
0
0
SIGNATURE BK NEW YORK N Y
COM
82669G104
601
4766
SH
DFND
1,2,5
4766
0
0
STARWOOD HOTELS&RESORTS WRLD
COM
85590A401
47365
586058
SH
DFND
1,5
586058
0
0
STARWOOD HOTELS&RESORTS WRLD
COM
85590A401
3588
44401
SH
DFND
1,5,6
44401
0
0
STARWOOD HOTELS&RESORTS WRLD
COM
85590A401
13480
166792
SH
DFND
1,4,5
166792
0
0
STARWOOD HOTELS&RESORTS WRLD
COM
85590A401
33033
408720
SH
DFND
1,2,5
408720
0
0
STARWOOD HOTELS&RESORTS WRLD
COM
85590A401
8124
100520
SH
DFND
1,3,5
100520
0
0
TD AMERITRADE HLDG CORP
COM
87236Y108
4558
145393
SH
DFND
1,5
145393
0
0
TD AMERITRADE HLDG CORP
COM
87236Y108
201
6412
SH
DFND
1,5,6
6412
0
0
TD AMERITRADE HLDG CORP
COM
87236Y108
727
23192
SH
DFND
1,4,5
23192
0
0
TD AMERITRADE HLDG CORP
COM
87236Y108
452
14403
SH
DFND
1,3,5
14403
0
0
TD AMERITRADE HLDG CORP
COM
87236Y108
1838
58621
SH
DFND
1,2,5
58621
0
0
TEMPUR SEALY INTL INC
COM
88023U101
5344
89508
SH
DFND
1,5
89508
0
0
TEMPUR SEALY INTL INC
COM
88023U101
413
6913
SH
DFND
1,5,6
6913
0
0
TEMPUR SEALY INTL INC
COM
88023U101
923
15456
SH
DFND
1,3,5
15456
0
0
TEMPUR SEALY INTL INC
COM
88023U101
3751
62824
SH
DFND
1,2,5
62824
0
0
TEMPUR SEALY INTL INC
COM
88023U101
1510
25299
SH
DFND
1,4,5
25299
0
0
TERADATA CORP DEL
COM
88076W103
7320
182088
SH
DFND
1,5
182088
0
0
TERADATA CORP DEL
COM
88076W103
562
13982
SH
DFND
1,5,6
13982
0
0
TERADATA CORP DEL
COM
88076W103
1257
31257
SH
DFND
1,3,5
31257
0
0
TERADATA CORP DEL
COM
88076W103
5109
127086
SH
DFND
1,2,5
127086
0
0
TERADATA CORP DEL
COM
88076W103
2049
50959
SH
DFND
1,4,5
50959
0
0
TESORO CORP
COM
881609101
2621
44680
SH
DFND
1,5
44680
0
0
TESORO CORP
COM
881609101
752
12820
SH
DFND
1,4,5
12820
0
0
TESORO CORP
COM
881609101
454
7730
SH
DFND
1,3,5
7730
0
0
TESORO CORP
COM
881609101
1840
31360
SH
DFND
1,2,5
31360
0
0
TESORO CORP
COM
881609101
200
3410
SH
DFND
1,5,6
3410
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
2957
56401
SH
DFND
1,5
56401
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
225
4301
SH
DFND
1,5,6
4301
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
832
15868
SH
DFND
1,4,5
15868
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
2059
39282
SH
DFND
1,2,5
39282
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
507
9663
SH
DFND
1,3,5
9663
0
0
TIME WARNER CABLE INC
COM
88732J207
72777
494071
SH
DFND
1,5
494071
0
0
TIME WARNER CABLE INC
COM
88732J207
12484
84752
SH
DFND
1,3,5
84752
0
0
TIME WARNER CABLE INC
COM
88732J207
50805
344909
SH
DFND
1,2,5
344909
0
0
TIME WARNER CABLE INC
COM
88732J207
5614
38110
SH
DFND
1,5,6
38110
0
0
TIME WARNER CABLE INC
COM
88732J207
20716
140639
SH
DFND
1,4,5
140639
0
0
TRONOX LTD
SHS CL A
Q9235V101
6612
245793
SH
DFND
1,5
245793
0
0
TRONOX LTD
SHS CL A
Q9235V101
1875
69700
SH
DFND
1,4,5
69700
0
0
TRONOX LTD
SHS CL A
Q9235V101
4639
172460
SH
DFND
1,2,5
172460
0
0
TRONOX LTD
SHS CL A
Q9235V101
1139
42347
SH
DFND
1,3,5
42347
0
0
TRONOX LTD
SHS CL A
Q9235V101
513
19062
SH
DFND
1,5,6
19062
0
0
TUESDAY MORNING CORP
COM NEW
899035505
1595
89500
SH
DFND
1,5
89500
0
0
TUESDAY MORNING CORP
COM NEW
899035505
124
6936
SH
DFND
1,5,6
6936
0
0
TUESDAY MORNING CORP
COM NEW
899035505
448
25141
SH
DFND
1,4,5
25141
0
0
TUESDAY MORNING CORP
COM NEW
899035505
276
15481
SH
DFND
1,3,5
15481
0
0
TUESDAY MORNING CORP
COM NEW
899035505
1122
62942
SH
DFND
1,2,5
62942
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
6675
189890
SH
DFND
1,5
189890
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
4685
133280
SH
DFND
1,2,5
133280
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
509
14492
SH
DFND
1,5,6
14492
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
1155
32853
SH
DFND
1,3,5
32853
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
1915
54485
SH
DFND
1,4,5
54485
0
0
TYSON FOODS INC
CL A
902494103
5288
140871
SH
DFND
1,5
140871
0
0
TYSON FOODS INC
CL A
902494103
915
24372
SH
DFND
1,3,5
24372
0
0
TYSON FOODS INC
CL A
902494103
3712
98885
SH
DFND
1,2,5
98885
0
0
TYSON FOODS INC
CL A
902494103
404
10751
SH
DFND
1,5,6
10751
0
0
TYSON FOODS INC
CL A
902494103
1517
40421
SH
DFND
1,4,5
40421
0
0
UNION PAC CORP
COM
907818108
2228
22340
SH
DFND
1,5
22340
0
0
UNION PAC CORP
COM
907818108
639
6410
SH
DFND
1,4,5
6410
0
0
UNION PAC CORP
COM
907818108
386
3865
SH
DFND
1,3,5
3865
0
0
UNION PAC CORP
COM
907818108
1564
15680
SH
DFND
1,2,5
15680
0
0
UNION PAC CORP
COM
907818108
170
1705
SH
DFND
1,5,6
1705
0
0
UNITED CONTL HLDGS INC
COM
910047109
13811
336284
SH
DFND
1,5
336284
0
0
UNITED CONTL HLDGS INC
COM
910047109
9623
234317
SH
DFND
1,2,5
234317
0
0
UNITED CONTL HLDGS INC
COM
910047109
1046
25478
SH
DFND
1,5,6
25478
0
0
UNITED CONTL HLDGS INC
COM
910047109
2372
57758
SH
DFND
1,3,5
57758
0
0
UNITED CONTL HLDGS INC
COM
910047109
3934
95789
SH
DFND
1,4,5
95789
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
36179
313375
SH
DFND
1,5
313375
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
6247
54106
SH
DFND
1,3,5
54106
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
25345
219535
SH
DFND
1,2,5
219535
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
2756
23870
SH
DFND
1,5,6
23870
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
10360
89739
SH
DFND
1,4,5
89739
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
9942
78827
SH
DFND
1,5
78827
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
752
5966
SH
DFND
1,5,6
5966
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
1706
13526
SH
DFND
1,3,5
13526
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
6923
54889
SH
DFND
1,2,5
54889
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
2827
22415
SH
DFND
1,4,5
22415
0
0
VALSPAR CORP
COM
920355104
13030
171018
SH
DFND
1,5
171018
0
0
VALSPAR CORP
COM
920355104
2220
29144
SH
DFND
1,3,5
29144
0
0
VALSPAR CORP
COM
920355104
9027
118480
SH
DFND
1,2,5
118480
0
0
VALSPAR CORP
COM
920355104
3665
48106
SH
DFND
1,4,5
48106
0
0
VALSPAR CORP
COM
920355104
995
13059
SH
DFND
1,5,6
13059
0
0
VERIFONE SYS INC
COM
92342Y109
20593
560365
SH
DFND
1,5
560365
0
0
VERIFONE SYS INC
COM
92342Y109
14496
394454
SH
DFND
1,2,5
394454
0
0
VERIFONE SYS INC
COM
92342Y109
5769
156974
SH
DFND
1,4,5
156974
0
0
VERIFONE SYS INC
COM
92342Y109
1589
43246
SH
DFND
1,5,6
43246
0
0
VERIFONE SYS INC
COM
92342Y109
3562
96925
SH
DFND
1,3,5
96925
0
0
VERISIGN INC
COM
92343E102
14829
303814
SH
DFND
1,5
303814
0
0
VERISIGN INC
COM
92343E102
1138
23309
SH
DFND
1,5,6
23309
0
0
VERISIGN INC
COM
92343E102
2546
52166
SH
DFND
1,3,5
52166
0
0
VERISIGN INC
COM
92343E102
4139
84796
SH
DFND
1,4,5
84796
0
0
VERISIGN INC
COM
92343E102
10355
212153
SH
DFND
1,2,5
212153
0
0
VIACOM INC NEW
CL B
92553P201
4650
53616
SH
DFND
1,5
53616
0
0
VIACOM INC NEW
CL B
92553P201
1334
15384
SH
DFND
1,4,5
15384
0
0
VIACOM INC NEW
CL B
92553P201
805
9276
SH
DFND
1,3,5
9276
0
0
VIACOM INC NEW
CL B
92553P201
3264
37632
SH
DFND
1,2,5
37632
0
0
VIACOM INC NEW
CL B
92553P201
355
4092
SH
DFND
1,5,6
4092
0
0
WALGREEN CO
COM
931422109
8319
112221
SH
DFND
1,5
112221
0
0
WALGREEN CO
COM
931422109
5812
78400
SH
DFND
1,2,5
78400
0
0
WALGREEN CO
COM
931422109
632
8524
SH
DFND
1,5,6
8524
0
0
WALGREEN CO
COM
931422109
2376
32050
SH
DFND
1,4,5
32050
0
0
WALGREEN CO
COM
931422109
1433
19327
SH
DFND
1,3,5
19327
0
0
WASTE CONNECTIONS INC
COM
941053100
494
10177
SH
DFND
1,5
10177
0
0
WASTE CONNECTIONS INC
COM
941053100
350
7199
SH
DFND
1,2,5
7199
0
0
WASTE CONNECTIONS INC
COM
941053100
139
2854
SH
DFND
1,4,5
2854
0
0
WASTE CONNECTIONS INC
COM
941053100
86
1770
SH
DFND
1,3,5
1770
0
0
WASTE CONNECTIONS INC
COM
941053100
39
799
SH
DFND
1,5,6
799
0
0
WEBMD HEALTH CORP
NOTE 2.250% 3/3
94770VAH5
1384
1341000
PRN
DFND
1,5
1341000
0
0
WEBMD HEALTH CORP
NOTE 2.250% 3/3
94770VAH5
648
628000
PRN
DFND
1,5,6
628000
0
0
WEBMD HEALTH CORP
NOTE 2.250% 3/3
94770VAH5
797
772000
PRN
DFND
1,3,5
772000
0
0
WEBMD HEALTH CORP
NOTE 2.250% 3/3
94770VAH5
5340
5176000
PRN
DFND
1,2,5
5176000
0
0
WEBMD HEALTH CORP
NOTE 2.250% 3/3
94770VAH5
2149
2083000
PRN
DFND
1,4,5
2083000
0
0
WELLCARE HEALTH PLANS INC
COM
94946T106
2006
26863
SH
DFND
1,5
26863
0
0
WELLCARE HEALTH PLANS INC
COM
94946T106
346
4628
SH
DFND
1,3,5
4628
0
0
WELLCARE HEALTH PLANS INC
COM
94946T106
569
7623
SH
DFND
1,4,5
7623
0
0
WELLCARE HEALTH PLANS INC
COM
94946T106
153
2043
SH
DFND
1,5,6
2043
0
0
WELLCARE HEALTH PLANS INC
COM
94946T106
1407
18843
SH
DFND
1,2,5
18843
0
0
WEX INC
COM
96208T104
3722
35457
SH
DFND
1,5
35457
0
0
WEX INC
COM
96208T104
163
1551
SH
DFND
1,5,6
1551
0
0
WEX INC
COM
96208T104
369
3515
SH
DFND
1,3,5
3515
0
0
WEX INC
COM
96208T104
611
5824
SH
DFND
1,4,5
5824
0
0
WEX INC
COM
96208T104
1496
14253
SH
DFND
1,2,5
14253
0
0
WHOLE FOODS MKT INC
COM
966837106
432
11171
SH
DFND
1,5
11171
0
0
WHOLE FOODS MKT INC
COM
966837106
124
3205
SH
DFND
1,4,5
3205
0
0
WHOLE FOODS MKT INC
COM
966837106
75
1932
SH
DFND
1,3,5
1932
0
0
WHOLE FOODS MKT INC
COM
966837106
33
852
SH
DFND
1,5,6
852
0
0
WHOLE FOODS MKT INC
COM
966837106
303
7840
SH
DFND
1,2,5
7840
0
0
WILLIAMS COS INC DEL
COM
969457100
13122
225425
SH
DFND
1,5
225425
0
0
WILLIAMS COS INC DEL
COM
969457100
9127
156800
SH
DFND
1,2,5
156800
0
0
WILLIAMS COS INC DEL
COM
969457100
2250
38650
SH
DFND
1,3,5
38650
0
0
WILLIAMS COS INC DEL
COM
969457100
3731
64100
SH
DFND
1,4,5
64100
0
0
WILLIAMS COS INC DEL
COM
969457100
992
17050
SH
DFND
1,5,6
17050
0
0
WISDOMTREE INVTS INC
COM
97717P104
3744
302906
SH
DFND
1,5
302906
0
0
WISDOMTREE INVTS INC
COM
97717P104
1505
121763
SH
DFND
1,2,5
121763
0
0
WISDOMTREE INVTS INC
COM
97717P104
164
13253
SH
DFND
1,5,6
13253
0
0
WISDOMTREE INVTS INC
COM
97717P104
371
30027
SH
DFND
1,3,5
30027
0
0
WISDOMTREE INVTS INC
COM
97717P104
615
49751
SH
DFND
1,4,5
49751
0
0
WYNDHAM WORLDWIDE CORP
COM
98310W108
5458
72087
SH
DFND
1,5
72087
0
0
WYNDHAM WORLDWIDE CORP
COM
98310W108
936
12364
SH
DFND
1,3,5
12364
0
0
WYNDHAM WORLDWIDE CORP
COM
98310W108
413
5455
SH
DFND
1,5,6
5455
0
0
WYNDHAM WORLDWIDE CORP
COM
98310W108
1552
20497
SH
DFND
1,4,5
20497
0
0
WYNDHAM WORLDWIDE CORP
COM
98310W108
3801
50194
SH
DFND
1,2,5
50194
0
0
WYNN RESORTS LTD
COM
983134107
2133
10276
SH
DFND
1,5
10276
0
0
WYNN RESORTS LTD
COM
983134107
612
2949
SH
DFND
1,4,5
2949
0
0
WYNN RESORTS LTD
COM
983134107
1497
7213
SH
DFND
1,2,5
7213
0
0
WYNN RESORTS LTD
COM
983134107
163
784
SH
DFND
1,5,6
784
0
0
WYNN RESORTS LTD
COM
983134107
369
1778
SH
DFND
1,3,5
1778
0
0
XENOPORT INC
COM
98411C100
920
190417
SH
DFND
1,5
190417
0
0
XENOPORT INC
COM
98411C100
70
14532
SH
DFND
1,5,6
14532
0
0
XENOPORT INC
COM
98411C100
264
54640
SH
DFND
1,4,5
54640
0
0
XENOPORT INC
COM
98411C100
159
32946
SH
DFND
1,3,5
32946
0
0
XENOPORT INC
COM
98411C100
646
133691
SH
DFND
1,2,5
133691
0
0
YANDEX N V
SHS CLASS A
N97284108
11324
317740
SH
DFND
1,5
317740
0
0
YANDEX N V
SHS CLASS A
N97284108
3182
89268
SH
DFND
1,4,5
89268
0
0
YANDEX N V
SHS CLASS A
N97284108
1958
54930
SH
DFND
1,3,5
54930
0
0
YANDEX N V
SHS CLASS A
N97284108
7956
223245
SH
DFND
1,2,5
223245
0
0
YANDEX N V
SHS CLASS A
N97284108
875
24558
SH
DFND
1,5,6
24558
0
0
ZIMMER HLDGS INC
COM
98956P102
464
4472
SH
DFND
1,5
4472
0
0
ZIMMER HLDGS INC
COM
98956P102
80
771
SH
DFND
1,3,5
771
0
0
ZIMMER HLDGS INC
COM
98956P102
326
3138
SH
DFND
1,2,5
3138
0
0
ZIMMER HLDGS INC
COM
98956P102
132
1269
SH
DFND
1,4,5
1269
0
0
ZIMMER HLDGS INC
COM
98956P102
36
350
SH
DFND
1,5,6
350
0
0