0000902664-17-001190.txt : 20170214 0000902664-17-001190.hdr.sgml : 20170214 20170214121221 ACCESSION NUMBER: 0000902664-17-001190 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170214 DATE AS OF CHANGE: 20170214 EFFECTIVENESS DATE: 20170214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ENDICOTT MANAGEMENT CO CENTRAL INDEX KEY: 0001165248 IRS NUMBER: 133890457 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10720 FILM NUMBER: 17605615 BUSINESS ADDRESS: STREET 1: 570 LEXINGTON AVENUE, 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2124508070 MAIL ADDRESS: STREET 1: 570 LEXINGTON AVENUE, 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001165248 XXXXXXXX 12-31-2016 12-31-2016 false ENDICOTT MANAGEMENT CO

570 Lexington Avenue, 37th Floor New York NY 10022

13F HOLDINGS REPORT 028-10720 N Wayne K. Goldstein 212-450-8070 /s/ Wayne K. Goldstein New York NY 02-14-2017 0 27 181249 INFORMATION TABLE 2 infotable.xml ARRIS INTL INC SHS G0551A103 603 20000 SH SOLE 20000 0 0 AVON PRODS INC COM 054303102 252 50000 SH SOLE 50000 0 0 BANC OF CALIFORNIA INC COM 05990K106 17350 1000000 SH SOLE 1000000 0 0 BANCORP INC DEL COM 05969A105 12928 1644778 SH SOLE 1644778 0 0 BANK OF THE OZARKS INC COM 063904106 526 10000 SH SOLE 10000 0 0 BANKWELL FINL GROUP INC COM 06654A103 22414 689676 SH SOLE 689676 0 0 CAROLINA BK HLDGS INC GREENS COM 143785103 6636 256915 SH SOLE 256915 0 0 CODORUS VY BANCORP INC COM 192025104 6636 232033 SH SOLE 232033 0 0 COMERICA INC COM 200340107 341 5000 SH SOLE 5000 0 0 CONAGRA BRANDS INC COM 205887102 1582 40000 SH SOLE 40000 0 0 EQUITY BANCSHARES INC COM CL A 29460X109 15878 472000 SH SOLE 472000 0 0 FIRST FNDTN INC COM 32026V104 16292 571652 SH SOLE 571652 0 0 HARRIS CORP DEL COM 413875105 1230 12000 SH SOLE 12000 0 0 HUBBELL INC COM 443510607 1330 11400 SH SOLE 11400 0 0 LIONS GATE ENTMNT CORP CL A VTG 535919401 1211 45000 SH SOLE 45000 0 0 NEXPOINT RESIDENTIAL TR INC COM 65341D102 380 17000 SH SOLE 17000 0 0 PEAPACK-GLADSTONE FINL CORP COM 704699107 15440 500000 SH SOLE 500000 0 0 QCR HOLDINGS INC COM 74727A104 18666 431079 SH SOLE 431079 0 0 ROCKWELL COLLINS INC COM 774341101 928 10000 SH SOLE 10000 0 0 SCHOLASTIC CORP COM 807066105 332 7000 SH SOLE 7000 0 0 STURM RUGER & CO INC COM 864159108 1186 22500 SH SOLE 22500 0 0 TESLA MTRS INC COM 88160R101 3205 15000 SH Put SOLE 15000 0 0 TIME WARNER INC COM NEW 887317303 2220 23000 SH SOLE 23000 0 0 UNITY BANCORP INC COM 913290102 10372 660635 SH SOLE 660635 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 1162 80000 SH Put SOLE 80000 0 0 VONAGE HLDGS CORP COM 92886T201 1884 275000 SH SOLE 275000 0 0 WASHINGTONFIRST BANKSHARES I COM 940730104 20265 699032 SH SOLE 699032 0 0