0000902664-16-008775.txt : 20161114 0000902664-16-008775.hdr.sgml : 20161111 20161114120339 ACCESSION NUMBER: 0000902664-16-008775 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161114 DATE AS OF CHANGE: 20161114 EFFECTIVENESS DATE: 20161114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ENDICOTT MANAGEMENT CO CENTRAL INDEX KEY: 0001165248 IRS NUMBER: 133890457 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10720 FILM NUMBER: 161992514 BUSINESS ADDRESS: STREET 1: 570 LEXINGTON AVENUE, 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2124508070 MAIL ADDRESS: STREET 1: 570 LEXINGTON AVENUE, 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001165248 XXXXXXXX 09-30-2016 09-30-2016 false ENDICOTT MANAGEMENT CO

570 Lexington Avenue, 37th Floor New York NY 10022

13F HOLDINGS REPORT 028-10720 N Wayne K. Goldstein 212-450-8070 /s/ Wayne K. Goldstein New York NY 11-14-2016 0 44 223940 INFORMATION TABLE 2 infotable.xml ACTIVISION BLIZZARD INC COM 00507V109 1108 25000 SH SOLE 25000 0 0 ALLY FINL INC COM 02005N100 974 50000 SH SOLE 50000 0 0 AMC NETWORKS INC CL A 00164V103 259 5000 SH SOLE 5000 0 0 ARES CAP CORP COM 04010L103 698 45000 SH SOLE 45000 0 0 ARRIS INTL INC SHS G0551A103 850 30000 SH SOLE 30000 0 0 AVON PRODS INC COM 054303102 396 70000 SH SOLE 70000 0 0 BANC OF CALIFORNIA INC COM 05990K106 17460 1000000 SH SOLE 1000000 0 0 BANCORP INC DEL COM 05969A105 10559 1644778 SH SOLE 1644778 0 0 BANK OF THE OZARKS INC COM 63904106 65120 1695826 SH SOLE 1695826 0 0 BANKWELL FINL GROUP INC COM 06654A103 16338 689676 SH SOLE 689676 0 0 BROADSOFT INC COM 11133B409 326 7000 SH SOLE 7000 0 0 CAROLINA BK HLDGS INC GREENS COM 143785103 5012 256915 SH SOLE 256915 0 0 CODORUS VY BANCORP INC COM 192025104 4835 220984 SH SOLE 220984 0 0 COMERICA INC COM 200340107 397 8400 SH SOLE 8400 0 0 CONAGRA FOODS INC COM 205887102 707 15000 SH SOLE 15000 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 264 2800 SH SOLE 2800 0 0 E TRADE FINANCIAL CORP COM NEW 269246401 349 12000 SH SOLE 12000 0 0 EQUITY BANCSHARES INC COM CL A 29460X109 12244 472000 SH SOLE 472000 0 0 FIRST FNDTN INC COM 32026V104 14103 571652 SH SOLE 571652 0 0 FIRST MERCHANTS CORP COM 320817109 2721 101702 SH SOLE 101702 0 0 GAMING & LEISURE PPTYS INC COM 36467J108 1004 30000 SH SOLE 30000 0 0 GORES HLDGS INC CL A 382866101 270 25000 SH SOLE 25000 0 0 HARRIS CORP DEL COM 413875105 275 3000 SH SOLE 3000 0 0 KCG HLDGS INC CL A 48244B100 621 40000 SH SOLE 40000 0 0 LIFELOCK INC COM 53224V100 677 40000 SH SOLE 40000 0 0 LIFELOCK INC COM 53224V100 1692 100000 SH Call SOLE 100000 0 0 NEXPOINT RESIDENTIAL TR INC COM 65341D102 334 17000 SH SOLE 17000 0 0 PEAPACK-GLADSTONE FINL CORP COM 704699107 11205 500000 SH SOLE 500000 0 0 PHARMERICA CORP COM 71714F104 449 16000 SH SOLE 16000 0 0 QCR HOLDINGS INC COM 74727A104 13682 431079 SH SOLE 431079 0 0 SCHOLASTIC CORP COM 807066105 276 7000 SH SOLE 7000 0 0 SCORPIO TANKERS INC SHS Y7542C106 417 90000 SH SOLE 90000 0 0 SOLARCITY CORP COM 83416T100 342 17500 SH SOLE 17500 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2163 10000 SH Put SOLE 10000 0 0 SQUARE INC CL A 852234103 466 40000 SH SOLE 40000 0 0 STAPLES INC COM 855030102 513 60000 SH SOLE 60000 0 0 TESLA MTRS INC COM 88160R101 4081 20000 SH Put SOLE 20000 0 0 TWITTER INC COM 90184L102 910 39500 SH SOLE 39500 0 0 TWITTER INC COM 90184L102 1383 60000 SH Call SOLE 60000 0 0 UNITY BANCORP INC COM 913290102 8469 600577 SH SOLE 600577 0 0 VALEANT PHRMACEUTICALS INTL COM 91911K102 1473 60000 SH Put SOLE 60000 0 0 VONAGE HLDGS CORP COM 92886T201 1653 250000 SH SOLE 250000 0 0 WASHINGTONFIRST BANKSHARES INC COM 940730104 16384 665745 SH SOLE 665745 0 0 ZAYO GROUP HLDGS INC COM 98919V105 481 16200 SH SOLE 16200 0 0