0000902664-16-007063.txt : 20160516 0000902664-16-007063.hdr.sgml : 20160516 20160516115508 ACCESSION NUMBER: 0000902664-16-007063 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160516 DATE AS OF CHANGE: 20160516 EFFECTIVENESS DATE: 20160516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ENDICOTT MANAGEMENT CO CENTRAL INDEX KEY: 0001165248 IRS NUMBER: 133890457 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10720 FILM NUMBER: 161651868 BUSINESS ADDRESS: STREET 1: 570 LEXINGTON AVENUE, 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2124508070 MAIL ADDRESS: STREET 1: 570 LEXINGTON AVENUE, 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001165248 XXXXXXXX 03-31-2016 03-31-2016 false ENDICOTT MANAGEMENT CO

570 Lexington Avenue, 37th Floor New York NY 10022

13F HOLDINGS REPORT 028-10720 N Wayne K. Goldstein 212-450-8070 /s/ Wayne K. Goldstein New York NY 05-16-2016 0 40 287300 INFORMATION TABLE 2 infotable.xml ALLY FINL INC COM 02005N100 936 50000 SH SOLE 50000 0 0 AMERICAN CAP LTD COM 02503Y103 457 30000 SH SOLE 30000 0 0 BANC OF CALIFORNIA INC COM 05990K106 17500 1000000 SH SOLE 1000000 0 0 BANCORP INC DEL COM 05969A105 9472 1655994 SH SOLE 1655994 0 0 BANKWELL FINL GROUP INC COM 06654A103 13497 689676 SH SOLE 689676 0 0 CAROLINA BK HLDGS INC GREENS COM 143785103 4316 256915 SH SOLE 256915 0 0 CISCO SYS INC COM 17275R102 569 20000 SH SOLE 20000 0 0 CNB FINL CORP PA COM 126128107 11112 631701 SH SOLE 631701 0 0 COCA COLA CO COM 191216100 464 10000 SH SOLE 10000 0 0 CODORUS VY BANCORP INC COM 192025104 4468 220984 SH SOLE 220984 0 0 DARLING INGREDIENTS INC COM 237266101 988 75000 SH SOLE 75000 0 0 EQUITY BANCSHARES INC COM CL A 29460X109 9912 472000 SH SOLE 472000 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 275 4000 SH Put SOLE 4000 0 0 FACEBOOK INC CL A 30303M102 799 7000 SH SOLE 7000 0 0 FIRST FNDTN INC COM 32026V104 12822 571652 SH SOLE 571652 0 0 FIRST MERCHANTS CORP COM 320817109 32360 1372930 SH SOLE 1372930 0 0 HARRIS CORP DEL COM 413875105 856 11000 SH SOLE 11000 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 885 8000 SH SOLE 8000 0 0 JOHNSON & JOHNSON COM 478160104 974 9000 SH SOLE 9000 0 0 MEAD JOHNSON NUTRITION CO COM 582839106 935 11000 SH SOLE 11000 0 0 MEAD JOHNSON NUTRITION CO COM 582839106 425 5000 SH Call SOLE 5000 0 0 NEXPOINT RESIDENTIAL TR INC COM 65341D102 956 73000 SH SOLE 73000 0 0 PACWEST BANCORP DEL COM 695263103 24219 651923 SH SOLE 651923 0 0 PEAPACK-GLADSTONE FINL CORP COM 704699107 8450 500000 SH SOLE 500000 0 0 PHARMERICA CORP COM 71714F104 663 30000 SH SOLE 30000 0 0 PINNACLE FOODS INC DEL COM 72348P104 313 7000 SH SOLE 7000 0 0 QCR HOLDINGS INC COM 74727A104 7181 301079 SH SOLE 301079 0 0 QUANEX BUILDING PRODUCTS COR COM 747619104 746 43000 SH SOLE 43000 0 0 QUANEX BUILDING PRODUCTS COR COM 747619104 347 20000 SH Call SOLE 20000 0 0 SCHOLASTIC CORP COM 807066105 673 18000 SH SOLE 18000 0 0 SCHOLASTIC CORP COM 807066105 1028 27500 SH Call SOLE 27500 0 0 SOUTHERN MO BANCORP INC COM 843380106 9291 386812 SH SOLE 386812 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 3083 15000 SH Put SOLE 15000 0 0 STERLING BANCORP DEL COM 85917A100 33252 2087380 SH SOLE 2087380 0 0 UNITY BANCORP INC COM 913290102 6829 600577 SH SOLE 600577 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 526 20000 SH Put SOLE 20000 0 0 VONAGE HLDGS CORP COM 92886T201 548 120000 SH SOLE 120000 0 0 WASHINGTONFIRST BANKSHARES I COM 940730104 14547 665745 SH SOLE 665745 0 0 YADKIN FINL CORP COM 984305102 50032 2113750 SH SOLE 2113750 0 0 ZAYO GROUP HLDGS INC COM 98919V105 594 24500 SH SOLE 24500 0 0