0000902664-12-000763.txt : 20120515 0000902664-12-000763.hdr.sgml : 20120515 20120515113541 ACCESSION NUMBER: 0000902664-12-000763 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120515 DATE AS OF CHANGE: 20120515 EFFECTIVENESS DATE: 20120515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ENDICOTT MANAGEMENT CO CENTRAL INDEX KEY: 0001165248 IRS NUMBER: 133890457 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10720 FILM NUMBER: 12842239 BUSINESS ADDRESS: STREET 1: 360 MADISON AVENUE, 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2124508070 MAIL ADDRESS: STREET 1: 360 MADISON AVENUE, 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 p12-1129form13fhr.txt ENDICOTT MANAGEMENT COMPANY UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2012 ---------------------------- Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Endicott Management Company -------------------------------------------------- Address: 360 Madison Avenue -------------------------------------------------- 21st Floor -------------------------------------------------- New York, New York 10017 -------------------------------------------------- Form 13F File Number: 28-10720 ------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Wayne K. Goldstein -------------------------------------------------- Title: Co-President -------------------------------------------------- Phone: (212) 450-8070 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Wayne K. Goldstein New York, New York 5/15/12 ------------------------- --------------------------- ----------- Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 13 ------------- Form 13F Information Table Value Total: $127,288 ------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- -------------- --------- -------- ------------------ ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- 1ST UNITED BANCORP INC FLA COM 33740N105 18,243 3,015,318 SH SOLE 3,015,318 0 0 BANCORP INC DEL COM 05969A105 16,626 1,655,994 SH SOLE 1,655,994 0 0 BANK COMM HLDGS COM 06424J103 398 90,000 SH SOLE 90,000 0 0 BCSB BANCORP INC COM 055367106 1,796 135,000 SH SOLE 135,000 0 0 BRIDGE CAP HLDGS COM 108030107 19,292 1,433,304 SH SOLE 1,433,304 0 0 CNB FINL CORP PA COM 126128107 12,693 759,581 SH SOLE 759,581 0 0 ENTERPRISE FINL SVCS CORP COM 293712105 2,106 179,369 SH SOLE 179,369 0 0 FIRST MERCHANTS CORP COM 320817109 17,412 1,411,000 SH SOLE 1,411,000 0 0 PEOPLES FED BANCSHARES INC COM 711037101 322 20,000 SH SOLE 20,000 0 0 SOUTHERN MO BANCORP INC COM 843380106 5,284 206,400 SH SOLE 206,400 0 0 STATE BK FINL CORP COM 856190103 13,133 750,000 SH SOLE 750,000 0 0 TERRITORIAL BANCORP INC COM 88145X108 7,460 358,500 SH SOLE 358,500 0 0 WASHINGTON BKG CO OAK HBR WA COM 937303105 12,523 906,800 SH SOLE 906,800 0 0