-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QHVbJ534mxFPHfM45pMgG9gqOy6oFbnN3mNChto/L7MjZCnmFV4YIhQbAQkWj1l8 WOqRHHdh+isq35DvgOPiTw== 0000902664-08-003169.txt : 20081112 0000902664-08-003169.hdr.sgml : 20081111 20081112130802 ACCESSION NUMBER: 0000902664-08-003169 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081112 DATE AS OF CHANGE: 20081112 EFFECTIVENESS DATE: 20081112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ENDICOTT MANAGEMENT CO CENTRAL INDEX KEY: 0001165248 IRS NUMBER: 133890457 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10720 FILM NUMBER: 081179736 BUSINESS ADDRESS: STREET 1: 237 PARK AVE. STREET 2: SUITE 801 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2128083767 13F-HR 1 p08-1569form13fhr.txt ENDICOTT MANAGEMENT COMPANY UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2008 ---------------------------- Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Endicott Management Company -------------------------------------------------- Address: 623 Fifth Avenue -------------------------------------------------- Suite 3104 -------------------------------------------------- New York, New York 10022 -------------------------------------------------- Form 13F File Number: 28-10720 --------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Wayne K. Goldstein -------------------------------------------------- Title: Managing Member -------------------------------------------------- Phone: (212) 808-3767 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Wayne K. Goldstein New York, New York 11/07/2008 ------------------------- --------------------------- ----------- Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 30 ----------- Form 13F Information Table Value Total: $72,739 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
Form 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - --------------------------------- -------------- --------- -------- ----------------- ---------- -------- -------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------- -------------- ------- -------- -------- --- ---- ---------- -------- -------- -------- -------- ALLIED CAPITAL CORP NEW COM 01903Q108 244 22,600 SH SOLE 22,600 AMERIPRISE FINL INC COM 03076C106 3,620 94,760 SH SOLE 94,760 AMERISAFE INC COM 03071H100 2,086 114,630 SH SOLE 114,630 BANK OF THE OZARKS INC COM 063904106 203 7,500 SH SOLE 7,500 BCSB BANCORP INC COM 055367106 1,412 135,000 SH SOLE 135,000 BOSTON PRIVATE FINL HLDGS INC COM 101119105 1,748 200,000 SH SOLE 200,000 CAPITAL ONE FINL CORP COM 14040H105 4,983 97,700 SH SOLE 97,700 CITIGROUP INC COM 172967101 4,627 225,600 SH SOLE 225,600 CITY HLDG CO COM 177835105 2,856 67,600 SH SOLE 67,600 COMMUNITY BK SYS INC COM 203607106 5,671 225,500 SH SOLE 225,500 DANVERS BANCORP INC COM 236442109 4,396 344,768 SH SOLE 344,768 FIRST NIAGARA FINL GP INC COM 33582V108 2,605 165,400 SH SOLE 165,400 FRONTIER FINL CORP WASH COM 35907K105 2,622 195,200 SH SOLE 195,200 GREEN BANKSHARES INC COM NEW 394361208 708 30,100 SH SOLE 30,100 GREENLIGHT CAPITAL RE LTD CL A G4095J109 2,501 108,800 SH SOLE 108,800 HERITAGE OAKS BANCORP COM 42724R107 361 47,512 SH SOLE 47,512 HUDSON CITY BANCORP COM 443683107 2,500 135,500 SH SOLE 135,500 PRIVATEBANCORP INC COM 742962103 4,249 102,000 SH SOLE 102,000 REDWOOD TR INC COM 758075402 289 13,300 SH SOLE 13,300 SCHWAB CHARLES CORP NEW COM 808513105 2,930 112,700 SH SOLE 112,700 SIGNATURE BK NEW YORK N Y COM 82669G104 457 13,100 SH SOLE 13,100 STATE BANCORP INC N.Y COM 855716106 4,582 307,512 SH SOLE 307,512 SUPERIOR BANCORP COM NEW 86806M205 489 57,868 SH SOLE 57,868 TIDELANDS BANCSHARES INC COM 886374107 2,788 421,751 SH SOLE 421,751 US BANCORP DEL COM NEW 902973304 472 13,100 SH SOLE 13,100 WACHOVIA CORP NEW COM 929903102 790 225,600 SH SOLE 225,600 WELLS FARGO & CO NEW COM 949746101 4,233 112,800 SH SOLE 112,800 WESTERN UN CO COM 959802109 3,672 148,845 SH SOLE 148,845 ZENITH NATL INS CORP COM 989390109 3,484 95,100 SH SOLE 95,100 ZIONS BANCORPORATION COM 989701107 1,161 30,000 SH SOLE 30,000
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