-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RDo+7IBjMMsP1hH8GxM5Wyg9meOAPzPW2GvUQZTZwKbF+20m+pw20IeOGv6gGdzI GBWg15RzgUkT9h+nSRfpkg== 0000902664-08-001869.txt : 20080501 0000902664-08-001869.hdr.sgml : 20080501 20080501114849 ACCESSION NUMBER: 0000902664-08-001869 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080331 FILED AS OF DATE: 20080501 DATE AS OF CHANGE: 20080501 EFFECTIVENESS DATE: 20080501 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ENDICOTT MANAGEMENT CO CENTRAL INDEX KEY: 0001165248 IRS NUMBER: 133890457 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10720 FILM NUMBER: 08793237 BUSINESS ADDRESS: STREET 1: 237 PARK AVE. STREET 2: SUITE 801 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2128083767 13F-HR 1 p08-0904form13fhr.txt ENDICOTT MANAGEMENT COMPANY UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2008 ---------------------------- Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Endicott Management Company -------------------------------------------------- Address: 623 Fifth Avenue -------------------------------------------------- Suite 3104 -------------------------------------------------- New York, New York 10022 -------------------------------------------------- Form 13F File Number: 28-10720 ------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Wayne K. Goldstein -------------------------------------------------- Title: Managing Member -------------------------------------------------- Phone: (212) 808-3767 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Wayne K. Goldstein New York, New York 5/1/2008 ------------------------- --------------------------- ----------- Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 --------------- Form 13F Information Table Entry Total: 20 --------------- Form 13F Information Table Value Total: $57,732 --------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
Form 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------------------------------------------------------------------------------------------------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE AMERIPRISE FINL INC COM 03076C106 6,326 122,000 SH SOLE 122,000 - ------------------------------------------------------------------------------------------------------------------- AMERISAFE INC COM 03071H100 8,552 676,600 SH SOLE 676,600 - ------------------------------------------------------------------------------------------------------------------- ANNALY CAP MGMT INC COM 035710409 5,646 368,550 SH SOLE 368,550 - ------------------------------------------------------------------------------------------------------------------- ANWORTH MORTGAGE ASSET CP COM 037347101 2,780 453,550 SH SOLE 453,550 - ------------------------------------------------------------------------------------------------------------------- CASCADE BANCORP COM 147154108 1,297 135,675 SH SOLE 135,675 - ------------------------------------------------------------------------------------------------------------------- COINSTAR INC COM 19259P300 3,105 110,350 SH SOLE 110,350 - ------------------------------------------------------------------------------------------------------------------- DANVERS BANCORP INC COM 236442109 3,618 360,000 SH SOLE 360,000 - ------------------------------------------------------------------------------------------------------------------- GREENLIGHT CAPITAL RE LTD CLASS A G4095J109 93 5,000 SH SOLE 5,000 - ------------------------------------------------------------------------------------------------------------------- HERITAGE OAKS BANCORP COM 42724R107 1,214 95,250 SH SOLE 95,250 - ------------------------------------------------------------------------------------------------------------------- PNC FINL SVCS GROUP INC COM 693475105 131 2,000 SH SOLE 2,000 - ------------------------------------------------------------------------------------------------------------------- SIGNATURE BK NEW YORK N Y COM 82669G104 51 2,000 SH SOLE 2,000 - ------------------------------------------------------------------------------------------------------------------- STATE BANCORP INC N.Y COM 855716106 2,704 229,171 SH SOLE 229,171 - ------------------------------------------------------------------------------------------------------------------- SUPERIOR BANCORP COM 86806M106 1,152 231,875 SH SOLE 231,875 - ------------------------------------------------------------------------------------------------------------------- TIDELANDS BANCSHARES INC COM 886374107 4,213 421,751 SH SOLE 421,751 - ------------------------------------------------------------------------------------------------------------------- US BANCORP DEL COM NEW 902973304 81 2,500 SH SOLE 2,500 - ------------------------------------------------------------------------------------------------------------------- UNITED AMER INDEMNITY LTD CL A 90933T109 6,054 314,350 SH SOLE 314,350 - ------------------------------------------------------------------------------------------------------------------- WESTERN ALLIANCE BANCORP COM 957638109 1,669 129,756 SH SOLE 129,756 - ------------------------------------------------------------------------------------------------------------------- WESTERN UN CO COM 959802109 6,045 284,200 SH SOLE 284,200 - ------------------------------------------------------------------------------------------------------------------- WESTFIELD FINANCIAL INC COM 96008P104 78 8,000 SH SOLE 8,000 - ------------------------------------------------------------------------------------------------------------------- ZENITH NATL INS CORP COM 989390109 2,923 81,500 SH SOLE 81,500
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