0001204459-11-003070.txt : 20111114 0001204459-11-003070.hdr.sgml : 20111111 20111114170159 ACCESSION NUMBER: 0001204459-11-003070 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KITT BARRY M CENTRAL INDEX KEY: 0001165244 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12801 FILM NUMBER: 111204027 13F-HR 1 form13f.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if amendment [ ]; Amendment Number: This Amendment (check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name Barry M. Kitt Address 4965 Preston Park Blvd., Suite 240 Plano, TX 75093 Form 13F File Number: 028-12801 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing this report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name Barry M. Kitt Title Phone Signature, Place, and Date of Signing: /s/ Barry M. Kitt Plano, TX November 14, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 21 Form 13F Information Table Value Total: $56,454 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ALCATEL-LUCENT Sponsored ADR 013904305 549 194000 sh call sole 194000 0 0 Citigroup Inc. Common New 172967424 2562 100000 sh call sole 100000 0 0 Comstock Mng. Inc. Common 205750102 996 498102 sh sole 498102 0 0 Examworks Group Inc Common 30066A105 5418 532222 sh sole 532222 0 0 Feihe Intl. Inc. Common 31429Y103 262 48500 sh sole 48500 0 0 Heckmann Corp. Common 422680108 3772 713000 sh call sole 713000 0 0 Intergroup Corp. Common 458685104 1724 75000 sh sole 75000 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 2891 100000 sh call sole 100000 0 0 Kit Digital Inc Common New 482470200 991 117928 sh sole 117928 0 0 Kit Digital Inc Common New 482470200 5040 600000 sh call sole 600000 0 0 OCZ TECHNOLOGY GROUP INC. Common 67086E303 407 83993 sh sole 83993 0 0 OCZ TECHNOLOGY GROUP INC. Common 67086E303 2425 500000 sh call sole 500000 0 0 Overland Storage Inc. Common New 690310206 1912 790000 sh sole 790000 0 0 Parkervision Inc. Common 701354102 1309 1462343 sh sole 1462343 0 0 POWERSHARES QQQ TRUST Unit Ser 1 73935A104 13123 250000 sh put sole 250000 0 0 PROSHARES TR PSHS ULTSH 20YRS 74347R297 944 100000 sh call sole 100000 0 0 Star Scientific Inc. Common 85517P101 2 1000 sh sole 1000 0 0 Star Scientific Inc. Common 85517P101 231 100000 sh call sole 100000 0 0 Tesla Mtrs. Inc. Common 88160R101 3666 150300 sh put sole 150300 0 0 Unitek Global Svcs Inc. Common Par $.000 91324T302 3040 612884 sh sole 612884 0 0 WAL MART STORES INC Common 931142103 5190 100000 sh call sole 100000 0 0