-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QvTHCGGerdKsT9gjGYnwITvMnCx4qTpurjhxus0kiwTl0iwXtmRDtsT8Ltskyj5i /uVrqZIKOkA3yrN5jG/C5A== 0001204459-10-002761.txt : 20101112 0001204459-10-002761.hdr.sgml : 20101111 20101112170149 ACCESSION NUMBER: 0001204459-10-002761 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101112 DATE AS OF CHANGE: 20101112 EFFECTIVENESS DATE: 20101112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KITT BARRY M CENTRAL INDEX KEY: 0001165244 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12801 FILM NUMBER: 101187655 13F-HR 1 bkitt13fhr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 09/30/2010 Check here if amendment [ ]; Amendment Number: This Amendment (check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name Barry M. Kitt Address 4965 Preston Park Blvd Suite 240, Plano, TX 75093 Form 13F File Number: 028-12801 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing this report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name Barry M. Kitt Title Phone Signature, Place, and Date of Signing: /s/ Barry M. Kitt Plano, TX 11/12/2010 - ----------------- ------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name - -------------------- ---- 028-12894 Pinnacle Advisers, L.P. 028-12898 Pinnacle China Advisers, L.P. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 17 Form 13F Information Table Value Total: 35,075 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE
COL 1 COL 2 COL 3 COL 4 COL 5 COL 6 COL 7 COL 8 US $ SHARES VALUE OR SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- --------- --- ---- ------- ---------- --------- -------- -------- Chinacast Education Corp Common 16946T109 3623 511781 SH sole 511781 0 0 Duoyuan Printing Inc Common 26605B109 3 1000 SH sole 1000 0 0 Kit Digital Inc Common New 482470200 3595 299829 SH sole 299829 0 0 Lihua Intl Inc Common 532352101 3256 376071 SH sole 376071 0 0 PUDA Coal Inc Common Par .001 744674300 2824 369113 SH sole 369113 0 0 Winner Medical Grp Inc Common New 97476P204 1947 404042 SH sole 404042 0 0 Yuhe International Inc Common 988432100 2486 357625 SH sole 357625 0 0 BOSTON SCIENTIFIC CORP Common 101137107 1226 200000 SH call sole 200000 0 0 SPDR S&P 500 ETF TR Unit Ser 1 S&P 78462F103 3424 30000 SH put sole 30000 0 0 PROSHARES TR PSHS ULTRA 20YRS 74347R297 2188 70000 SH call sole 70000 0 0 UNITED STATES NATL GAS FUND Unit 912318102 617 100000 SH call sole 100000 0 0 Parkervision Inc. Common 701354102 9 13200 SH sole 13200 0 0 RF Microdevices Inc. Common 749941100 614 100000 SH sole 100000 0 0 RF Microdevices Inc. Common 749941100 614 100000 SH call sole 100000 0 0 Sinocoking Coal & Choke CH IN Common 829357102 82 10000 SH sole 10000 0 0 DIREXION SHS ETF TR DLY EM BR3X NEW 25459W482 539 20000 SH call sole 20000 0 0 Wal Mart Stores Inc. Common 931142103 8028 150000 SH call sole 150000 0 0
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