0001181431-13-059529.txt : 20131118
0001181431-13-059529.hdr.sgml : 20131118
20131118191747
ACCESSION NUMBER: 0001181431-13-059529
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131118
FILED AS OF DATE: 20131118
DATE AS OF CHANGE: 20131118
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PROCERA NETWORKS, INC.
CENTRAL INDEX KEY: 0001165231
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 330974674
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 47448 FREMONT BLVD
CITY: FREMONT
STATE: CA
ZIP: 94538
BUSINESS PHONE: 510-230-2777
MAIL ADDRESS:
STREET 1: 47448 FREMONT BLVD
CITY: FREMONT
STATE: CA
ZIP: 94538
FORMER COMPANY:
FORMER CONFORMED NAME: PROCERA NETWORKS INC
DATE OF NAME CHANGE: 20031121
FORMER COMPANY:
FORMER CONFORMED NAME: ZOWCOM INC
DATE OF NAME CHANGE: 20020115
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Constanti Charles
CENTRAL INDEX KEY: 0001323138
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33691
FILM NUMBER: 131228210
MAIL ADDRESS:
STREET 1: 6001 SHELLMOUND STREET, 4TH FLOOR
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
4
1
rrd395702.xml
FORM 4
X0306
4
2013-11-18
0
0001165231
PROCERA NETWORKS, INC.
PKT
0001323138
Constanti Charles
C/O PROCERA NETWORKS, INC.
4121 CLIPPER COURT
FREMONT
CA
94538
0
1
0
0
Chief Financial Officer
Common Stock
2013-11-18
4
X
0
2500
6.90
A
37800
D
Common Stock
2013-11-18
4
S
0
2500
15.00
D
35300
D
Stock Option (Right to Buy)
6.90
2013-11-18
4
X
0
2500
0
D
2010-05-21
2019-05-21
Common Stock
2500
62500
D
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
The option was granted on 05/21/2009 and is exercisable as the option vests. The option vests over a four year period, with 25% of the shares subject to the option vesting on the first anniversary of the grant date and the balance vesting in 36 equal consecutive monthly installments thereafter until the option becomes fully vested and exercisable.
/s/ Jeffrey Hartlin, as Attorney-in-Fact
2013-11-18