0001181431-13-059529.txt : 20131118 0001181431-13-059529.hdr.sgml : 20131118 20131118191747 ACCESSION NUMBER: 0001181431-13-059529 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131118 FILED AS OF DATE: 20131118 DATE AS OF CHANGE: 20131118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROCERA NETWORKS, INC. CENTRAL INDEX KEY: 0001165231 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 330974674 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 47448 FREMONT BLVD CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 510-230-2777 MAIL ADDRESS: STREET 1: 47448 FREMONT BLVD CITY: FREMONT STATE: CA ZIP: 94538 FORMER COMPANY: FORMER CONFORMED NAME: PROCERA NETWORKS INC DATE OF NAME CHANGE: 20031121 FORMER COMPANY: FORMER CONFORMED NAME: ZOWCOM INC DATE OF NAME CHANGE: 20020115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Constanti Charles CENTRAL INDEX KEY: 0001323138 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33691 FILM NUMBER: 131228210 MAIL ADDRESS: STREET 1: 6001 SHELLMOUND STREET, 4TH FLOOR CITY: EMERYVILLE STATE: CA ZIP: 94608 4 1 rrd395702.xml FORM 4 X0306 4 2013-11-18 0 0001165231 PROCERA NETWORKS, INC. PKT 0001323138 Constanti Charles C/O PROCERA NETWORKS, INC. 4121 CLIPPER COURT FREMONT CA 94538 0 1 0 0 Chief Financial Officer Common Stock 2013-11-18 4 X 0 2500 6.90 A 37800 D Common Stock 2013-11-18 4 S 0 2500 15.00 D 35300 D Stock Option (Right to Buy) 6.90 2013-11-18 4 X 0 2500 0 D 2010-05-21 2019-05-21 Common Stock 2500 62500 D The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The option was granted on 05/21/2009 and is exercisable as the option vests. The option vests over a four year period, with 25% of the shares subject to the option vesting on the first anniversary of the grant date and the balance vesting in 36 equal consecutive monthly installments thereafter until the option becomes fully vested and exercisable. /s/ Jeffrey Hartlin, as Attorney-in-Fact 2013-11-18