0001181431-12-043057.txt : 20120801
0001181431-12-043057.hdr.sgml : 20120801
20120801195414
ACCESSION NUMBER: 0001181431-12-043057
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120801
FILED AS OF DATE: 20120801
DATE AS OF CHANGE: 20120801
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brear James Frederick
CENTRAL INDEX KEY: 0001427467
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33691
FILM NUMBER: 121001430
MAIL ADDRESS:
STREET 1: C/O PROCERA NETWORKS, INC.
STREET 2: 4121 CLIPPER COURT
CITY: FREMONT
STATE: CA
ZIP: 94538
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PROCERA NETWORKS INC
CENTRAL INDEX KEY: 0001165231
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 330974674
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0102
BUSINESS ADDRESS:
STREET 1: 4121 CLIPPER COURT
CITY: FREMONT
STATE: CA
ZIP: 94538
BUSINESS PHONE: 510-230-2777
MAIL ADDRESS:
STREET 1: 4121 CLIPPER COURT
CITY: FREMONT
STATE: CA
ZIP: 94538
FORMER COMPANY:
FORMER CONFORMED NAME: ZOWCOM INC
DATE OF NAME CHANGE: 20020115
4
1
rrd352187.xml
FORM 4
X0306
4
2012-08-01
0
0001165231
PROCERA NETWORKS INC
PKT
0001427467
Brear James Frederick
C/O PROCERA NETWORKS, INC.
4121 CLIPPER COURT
FREMONT
CA
94538
1
1
0
0
CEO and President
Common Stock
2012-08-01
4
X
0
2750
5
A
72750
D
Common Stock
2012-08-01
4
S
0
2750
25.3136
D
70000
D
Stock Option (Right to Buy)
5
2012-08-01
4
X
0
2750
0
D
2010-11-13
2019-11-13
Common Stock
2750
19750
D
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
The option was granted on 11/13/2009 and is exercisable as the option vests. The option vests over a four year period, with 25% of the shares subject to the option vesting on the first anniversary of the grant date and the balance vesting in 36 equal consecutive monthly installments thereafter until the option becomes fully vested and exercisable.
/s/ Jeffrey Hartlin, as Attorney-in-Fact
2012-08-01