0001181431-12-043057.txt : 20120801 0001181431-12-043057.hdr.sgml : 20120801 20120801195414 ACCESSION NUMBER: 0001181431-12-043057 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120801 FILED AS OF DATE: 20120801 DATE AS OF CHANGE: 20120801 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brear James Frederick CENTRAL INDEX KEY: 0001427467 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33691 FILM NUMBER: 121001430 MAIL ADDRESS: STREET 1: C/O PROCERA NETWORKS, INC. STREET 2: 4121 CLIPPER COURT CITY: FREMONT STATE: CA ZIP: 94538 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROCERA NETWORKS INC CENTRAL INDEX KEY: 0001165231 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 330974674 STATE OF INCORPORATION: NV FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 4121 CLIPPER COURT CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 510-230-2777 MAIL ADDRESS: STREET 1: 4121 CLIPPER COURT CITY: FREMONT STATE: CA ZIP: 94538 FORMER COMPANY: FORMER CONFORMED NAME: ZOWCOM INC DATE OF NAME CHANGE: 20020115 4 1 rrd352187.xml FORM 4 X0306 4 2012-08-01 0 0001165231 PROCERA NETWORKS INC PKT 0001427467 Brear James Frederick C/O PROCERA NETWORKS, INC. 4121 CLIPPER COURT FREMONT CA 94538 1 1 0 0 CEO and President Common Stock 2012-08-01 4 X 0 2750 5 A 72750 D Common Stock 2012-08-01 4 S 0 2750 25.3136 D 70000 D Stock Option (Right to Buy) 5 2012-08-01 4 X 0 2750 0 D 2010-11-13 2019-11-13 Common Stock 2750 19750 D The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The option was granted on 11/13/2009 and is exercisable as the option vests. The option vests over a four year period, with 25% of the shares subject to the option vesting on the first anniversary of the grant date and the balance vesting in 36 equal consecutive monthly installments thereafter until the option becomes fully vested and exercisable. /s/ Jeffrey Hartlin, as Attorney-in-Fact 2012-08-01